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Brookdale Senior Living Inc.

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4268
SEC CIK
0001332349
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402

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2019 Filed Mar 1, 2019 18:37 UTC
BAIER LUCINDA MDirector · President and CEO
Tax withholdingCommon Stock 38,015 $6.91 $262,683.65
Disclosure

SEC source: 0001332349-19-000048 · wf-form4_155148346010823.xml · nonDerivative · entry 2

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,344,934

F2 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 18:37 UTC
BAIER LUCINDA MDirector · President and CEO
Disposition to issuerCommon Stock 38,820 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000048 · wf-form4_155148346010823.xml · nonDerivative · entry 1

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,382,949

F1 · shares: Represents the forfeiture of a portion of the restricted shares granted to the reporting person in 2016 due to the failure to achieve performance goals established by the Compensation Committee.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 23:36 UTC
Mollica Anthony VDivision President
Tax withholdingCommon Stock 2,034 $6.91 $14,054.94
Disclosure

SEC source: 0001332349-19-000046 · wf-form4_155148339126657.xml · nonDerivative · entry 1

Mollica Anthony V · CIK 0001737958 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,110

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 18:38 UTC
KAESTNER H TODDExecutive Vice President
Tax withholdingCommon Stock 3,790 $6.91 $26,188.90
Disclosure

SEC source: 0001332349-19-000050 · wf-form4_155148352306875.xml · nonDerivative · entry 2

KAESTNER H TODD · CIK 0001251138 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,119

F2 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 18:38 UTC
KAESTNER H TODDExecutive Vice President
Disposition to issuerCommon Stock 9,057 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000050 · wf-form4_155148352306875.xml · nonDerivative · entry 1

KAESTNER H TODD · CIK 0001251138 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,909

F1 · shares: Represents the forfeiture of a portion of the restricted shares granted to the reporting person in 2016 due to the failure to achieve performance goals established by the Compensation Committee.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 18:38 UTC
HICKS GEORGE TEVP & Treasurer
Tax withholdingCommon Stock 3,865 $6.91 $26,707.15
Disclosure

SEC source: 0001332349-19-000049 · wf-form4_155148349037153.xml · nonDerivative · entry 2

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,182

F2 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 18:38 UTC
HICKS GEORGE TEVP & Treasurer
Disposition to issuerCommon Stock 9,057 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000049 · wf-form4_155148349037153.xml · nonDerivative · entry 1

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,047

F1 · shares: Represents the forfeiture of a portion of the restricted shares granted to the reporting person in 2016 due to the failure to achieve performance goals established by the Compensation Committee.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 23:39 UTC
White Chad C.EVP, General Counsel & Sec'y
Tax withholdingCommon Stock 3,004 $6.91 $20,757.64
Disclosure

SEC source: 0001332349-19-000051 · wf-form4_155148355461655.xml · nonDerivative · entry 2

White Chad C. · CIK 0001706042 · EVP, General Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,615

F2 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 23:39 UTC
White Chad C.EVP, General Counsel & Sec'y
Disposition to issuerCommon Stock 2,211 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000051 · wf-form4_155148355461655.xml · nonDerivative · entry 1

White Chad C. · CIK 0001706042 · EVP, General Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,619

F1 · shares: Represents the forfeiture of a portion of the restricted shares granted to the reporting person in 2016 due to the failure to achieve performance goals established by the Compensation Committee.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 23:37 UTC
Patchett Mary SueEVP - Community Operations
Tax withholdingCommon Stock 6,480 $6.91 $44,776.80
Disclosure

SEC source: 0001332349-19-000047 · wf-form4_155148342912497.xml · nonDerivative · entry 2

Patchett Mary Sue · CIK 0001568874 · EVP - Community Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,285

F2 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 23:37 UTC
Patchett Mary SueEVP - Community Operations
Disposition to issuerCommon Stock 18,245 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000047 · wf-form4_155148342912497.xml · nonDerivative · entry 1

Patchett Mary Sue · CIK 0001568874 · EVP - Community Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,765

F1 · shares: Represents the forfeiture of a portion of the restricted shares granted to the reporting person in 2016 due to the failure to achieve performance goals established by the Compensation Committee.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 23:39 UTC
Kussow Dawn LSVP & Chief Accounting Officer
Tax withholdingCommon Stock 3,119 $6.91 $21,552.29
Disclosure

SEC source: 0001332349-19-000052 · wf-form4_155148358556620.xml · nonDerivative · entry 2

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,250

F2 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 23:39 UTC
Kussow Dawn LSVP & Chief Accounting Officer
Disposition to issuerCommon Stock 2,211 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000052 · wf-form4_155148358556620.xml · nonDerivative · entry 1

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,369

F1 · shares: Represents the forfeiture of a portion of the restricted shares granted to the reporting person in 2016 due to the failure to achieve performance goals established by the Compensation Committee.

Read SEC document
February 26, 2019 Filed Feb 26, 2019 21:34 UTC PurchaseCommon Stock 3,490 $7.14 $24,915.11
Disclosure

SEC source: 0001332349-19-000044 · wf-form4_155123488485871.xml · nonDerivative · entry 1

BROMLEY MARCUS E · CIK 0001181202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,271

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.135 to $7.140. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
February 26, 2019 Filed Feb 26, 2019 21:35 UTC PurchaseCommon Stock 20,000 $6.95 $138,990.00
Disclosure

SEC source: 0001332349-19-000045 · wf-form4_155123490910320.xml · nonDerivative · entry 1

BUMSTEAD FRANK M · CIK 0001251136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,019

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.9296 to $6.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 17:41 UTC PurchaseCommon Stock 10,000 $7.14 $71,386.00
Disclosure

SEC source: 0001332349-19-000042 · wf-form4_155070250570843.xml · nonDerivative · entry 1

SEWARD JAMES R · CIK 0001036345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,173

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.10 to $7.14. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 17:41 UTC
BAIER LUCINDA MDirector · President and CEO
PurchaseCommon Stock 7,500 $7.04 $52,768.50
Disclosure

SEC source: 0001332349-19-000041 · wf-form4_155070246974428.xml · nonDerivative · entry 1

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,421,769

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.9987 to $7.09. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 22:42 UTC PurchaseCommon Stock 5,000 $7.39 $36,949.50
Disclosure

SEC source: 0001332349-19-000043 · wf-form4_155070254133274.xml · nonDerivative · entry 1

WIELANSKY LEE S · CIK 0001218914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,341

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:10 UTC GrantCommon Stock 12,722 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000027 · wf-form4_155010661520977.xml · nonDerivative · entry 1

SEWARD JAMES R · CIK 0001036345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,173

F1 · shares: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:12 UTC GrantCommon Stock 12,722 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000032 · wf-form4_155010675512246.xml · nonDerivative · entry 1

BROMLEY MARCUS E · CIK 0001181202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,781

F1 · shares: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:15 UTC GrantCommon Stock 3,102 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000035 · wf-form4_155010689276976.xml · nonDerivative · entry 1

Warren Denise Wilder · CIK 0001722269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,401

F1 · shares: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:15 UTC
Swain Steven EEVP & Chief Financial Officer
GrantCommon Stock 20,674 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000036 · wf-form4_155010693352364.xml · nonDerivative · entry 3

Swain Steven E · CIK 0001621557 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,892

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. The number of shares that will vest will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:15 UTC
Swain Steven EEVP & Chief Financial Officer
GrantCommon Stock 62,023 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000036 · wf-form4_155010693352364.xml · nonDerivative · entry 2

Swain Steven E · CIK 0001621557 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,218

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. The number of shares that will vest will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:15 UTC
Swain Steven EEVP & Chief Financial Officer
GrantCommon Stock 82,698 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000036 · wf-form4_155010693352364.xml · nonDerivative · entry 1

Swain Steven E · CIK 0001621557 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,195

F1 · shares: Grant of time-based vesting restricted common stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:09 UTC
BAIER LUCINDA MDirector · President and CEO
GrantCommon Stock 75,541 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000025 · wf-form4_155010648575624.xml · nonDerivative · entry 3

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,414,269

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. The number of shares that will vest will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:09 UTC
BAIER LUCINDA MDirector · President and CEO
GrantCommon Stock 226,622 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000025 · wf-form4_155010648575624.xml · nonDerivative · entry 2

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,338,728

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. The number of shares that will vest will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:09 UTC
BAIER LUCINDA MDirector · President and CEO
GrantCommon Stock 302,163 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000025 · wf-form4_155010648575624.xml · nonDerivative · entry 1

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112,106

F1 · shares: Grant of time-based vesting restricted common stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:11 UTC GrantCommon Stock 12,722 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000030 · wf-form4_155010669988512.xml · nonDerivative · entry 1

CLEGG JACKIE M · CIK 0001214792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,678

F1 · shares: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 11, 2019 Filed Feb 14, 2019 01:14 UTC GrantCommon Stock 12,722 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000034 · wf-form4_155010683311657.xml · nonDerivative · entry 1

WIELANSKY LEE S · CIK 0001218914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,341

F1 · shares: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:10 UTC
KAESTNER H TODDExecutive Vice President
GrantCommon Stock 5,566 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000028 · wf-form4_155010664391027.xml · nonDerivative · entry 3

KAESTNER H TODD · CIK 0001251138 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,966

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. The number of shares that will vest will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:10 UTC
KAESTNER H TODDExecutive Vice President
GrantCommon Stock 16,699 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000028 · wf-form4_155010664391027.xml · nonDerivative · entry 2

KAESTNER H TODD · CIK 0001251138 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,400

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. The number of shares that will vest will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:10 UTC
KAESTNER H TODDExecutive Vice President
GrantCommon Stock 22,265 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000028 · wf-form4_155010664391027.xml · nonDerivative · entry 1

KAESTNER H TODD · CIK 0001251138 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,701

F1 · shares: Grant of time-based vesting restricted common stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:10 UTC GrantCommon Stock 12,722 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000026 · wf-form4_155010658654676.xml · nonDerivative · entry 1

BUMSTEAD FRANK M · CIK 0001251136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,019

F1 · shares: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:13 UTC
HICKS GEORGE TEVP & Treasurer
GrantCommon Stock 5,168 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000033 · wf-form4_155010678919137.xml · nonDerivative · entry 3

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,104

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. The number of shares that will vest will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:13 UTC
HICKS GEORGE TEVP & Treasurer
GrantCommon Stock 15,506 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000033 · wf-form4_155010678919137.xml · nonDerivative · entry 2

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,936

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. The number of shares that will vest will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:13 UTC
HICKS GEORGE TEVP & Treasurer
GrantCommon Stock 20,675 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000033 · wf-form4_155010678919137.xml · nonDerivative · entry 1

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,430

F1 · shares: Grant of time-based vesting restricted common stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").

Read SEC document
February 11, 2019 Filed Feb 14, 2019 01:16 UTC
Kussow Dawn LSVP & Chief Accounting Officer
GrantCommon Stock 1,359 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000038 · wf-form4_155010700315002.xml · nonDerivative · entry 3

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,580

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. The number of shares that will vest will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
February 11, 2019 Filed Feb 14, 2019 01:16 UTC
Kussow Dawn LSVP & Chief Accounting Officer
GrantCommon Stock 4,076 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000038 · wf-form4_155010700315002.xml · nonDerivative · entry 2

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,221

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. The number of shares that will vest will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
February 11, 2019 Filed Feb 14, 2019 01:16 UTC
Kussow Dawn LSVP & Chief Accounting Officer
GrantCommon Stock 16,306 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000038 · wf-form4_155010700315002.xml · nonDerivative · entry 1

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,145

F1 · shares: Grant of time-based vesting restricted common stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").

Read SEC document
February 11, 2019 Filed Feb 14, 2019 01:16 UTC
White Chad C.EVP, General Counsel & Sec'y
GrantCommon Stock 7,156 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000037 · wf-form4_155010697257831.xml · nonDerivative · entry 3

White Chad C. · CIK 0001706042 · EVP, General Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,830

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. The number of shares that will vest will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
February 11, 2019 Filed Feb 14, 2019 01:16 UTC
White Chad C.EVP, General Counsel & Sec'y
GrantCommon Stock 21,470 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000037 · wf-form4_155010697257831.xml · nonDerivative · entry 2

White Chad C. · CIK 0001706042 · EVP, General Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,674

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. The number of shares that will vest will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
February 11, 2019 Filed Feb 14, 2019 01:16 UTC
White Chad C.EVP, General Counsel & Sec'y
GrantCommon Stock 28,626 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000037 · wf-form4_155010697257831.xml · nonDerivative · entry 1

White Chad C. · CIK 0001706042 · EVP, General Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,204

F1 · shares: Grant of time-based vesting restricted common stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").

Read SEC document
February 11, 2019 Filed Feb 14, 2019 01:12 UTC GrantCommon Stock 5,263 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000031 · wf-form4_155010672845946.xml · nonDerivative · entry 1

Johnson-Mills Rita · CIK 0001749622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,529

F1 · shares: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

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February 11, 2019 Filed Feb 14, 2019 01:11 UTC
Patchett Mary SueEVP - Community Operations
GrantCommon Stock 14,313 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000029 · wf-form4_155010667282270.xml · nonDerivative · entry 3

Patchett Mary Sue · CIK 0001568874 · EVP - Community Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,010

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. The number of shares that will vest will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

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February 11, 2019 Filed Feb 14, 2019 01:11 UTC
Patchett Mary SueEVP - Community Operations
GrantCommon Stock 42,939 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000029 · wf-form4_155010667282270.xml · nonDerivative · entry 2

Patchett Mary Sue · CIK 0001568874 · EVP - Community Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,697

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. The number of shares that will vest will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

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February 11, 2019 Filed Feb 14, 2019 01:11 UTC
Patchett Mary SueEVP - Community Operations
GrantCommon Stock 57,252 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000029 · wf-form4_155010667282270.xml · nonDerivative · entry 1

Patchett Mary Sue · CIK 0001568874 · EVP - Community Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,758

F1 · shares: Grant of time-based vesting restricted common stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").

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February 11, 2019 Filed Feb 14, 2019 01:07 UTC
Mollica Anthony VDivision President
GrantCommon Stock 5,110 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000024 · wf-form4_155010645711047.xml · nonDerivative · entry 3

Mollica Anthony V · CIK 0001737958 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,144

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. The number of shares that will vest will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

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February 11, 2019 Filed Feb 14, 2019 01:07 UTC
Mollica Anthony VDivision President
GrantCommon Stock 15,329 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000024 · wf-form4_155010645711047.xml · nonDerivative · entry 2

Mollica Anthony V · CIK 0001737958 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,034

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. The number of shares that will vest will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

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February 11, 2019 Filed Feb 14, 2019 01:07 UTC
Mollica Anthony VDivision President
GrantCommon Stock 20,439 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000024 · wf-form4_155010645711047.xml · nonDerivative · entry 1

Mollica Anthony V · CIK 0001737958 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,705

F1 · shares: Grant of time-based vesting restricted common stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").

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January 04, 2019 Filed Jan 8, 2019 02:28 UTC
Wilson Ryan DFormer officer
Disposition to issuerCommon Stock 73,087 $0.00 $0.00
Disclosure

SEC source: 0001332349-19-000004 · wf-form4_154691447588004.xml · nonDerivative · entry 1

Wilson Ryan D · CIK 0001738275 · Former officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,493

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.