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Brookdale Senior Living Inc.

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4268
SEC CIK
0001332349
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402

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2024 Filed Feb 20, 2024 22:09 UTC GrantCommon Stock 23,214 $0.00 $0.00
Disclosure

SEC source: 0001332349-24-000016 · wk-form4_1708466912.xml · nonDerivative · entry 1

SANSONE GUY P · CIK 0001301446 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,262

F1 · kind: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

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February 15, 2024 Filed Feb 21, 2024 00:38 UTC
Pritchett Jaclyn CEVP - Human Resources
GrantCommon Stock 13,201 $0.00 $0.00
Disclosure

SEC source: 0001332349-24-000037 · wk-form4_1708475888.xml · nonDerivative · entry 2

Pritchett Jaclyn C · CIK 0001914406 · EVP - Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,101

F2 · kind: On February 15, 2024, the Compensation Committee determined the level of achievement of two tranches of performance-based restricted stock units previously awarded to the reporting person on February 10, 2022 and February 15, 2023 for the performance period ended December 31, 2023. Each performance-based restricted stock unit reported herein is generally payable in the form of one share of the issuer's common stock upon vesting. Such performance-based restricted stock units are generally eligible to vest on March 1, 2025 and February 27, 2026, respectively, subject to continued employment.

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February 15, 2024 Filed Feb 21, 2024 00:38 UTC
Pritchett Jaclyn CEVP - Human Resources
GrantCommon Stock 18,283 $0.00 $0.00
Disclosure

SEC source: 0001332349-24-000037 · wk-form4_1708475888.xml · nonDerivative · entry 1

Pritchett Jaclyn C · CIK 0001914406 · EVP - Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,900

F1 · kind: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in three annual installments beginning February 27, 2025, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 15, 2024, which will be eligible to vest and be paid with respect to 18,283 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

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February 15, 2024 Filed Feb 21, 2024 00:35 UTC
FISCHER LAURA E.Division Vice President
GrantCommon Stock 6,056 $0.00 $0.00
Disclosure

SEC source: 0001332349-24-000035 · wk-form4_1708475733.xml · nonDerivative · entry 2

FISCHER LAURA E. · CIK 0001962430 · Division Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,589

F2 · kind: On February 15, 2024, the Compensation Committee determined the level of achievement of two tranches of performance-based restricted stock units previously awarded to the reporting person on February 10, 2022 and February 15, 2023 for the performance period ended December 31, 2023. Each performance-based restricted stock unit reported herein is generally payable in the form of one share of the issuer's common stock upon vesting. Such performance-based restricted stock units are generally eligible to vest on February 27, 2025 and February 27, 2026, respectively, subject to continued employment.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 00:35 UTC
FISCHER LAURA E.Division Vice President
GrantCommon Stock 34,579 $0.00 $0.00
Disclosure

SEC source: 0001332349-24-000035 · wk-form4_1708475733.xml · nonDerivative · entry 1

FISCHER LAURA E. · CIK 0001962430 · Division Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,533

F1 · kind: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in three annual installments beginning February 27, 2025, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 15, 2024, which will be eligible to vest and be paid with respect to 11,526 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 00:32 UTC
RICCI BENJAMIN J.Division Vice President
GrantCommon Stock 6,056 $0.00 $0.00
Disclosure

SEC source: 0001332349-24-000033 · wk-form4_1708475557.xml · nonDerivative · entry 2

RICCI BENJAMIN J. · CIK 0001962431 · Division Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,874

F2 · kind: On February 15, 2024, the Compensation Committee determined the level of achievement of two tranches of performance-based restricted stock units previously awarded to the reporting person on February 10, 2022 and February 15, 2023 for the performance period ended December 31, 2023. Each performance-based restricted stock unit reported herein is generally payable in the form of one share of the issuer's common stock upon vesting. Such performance-based restricted stock units are generally eligible to vest on February 27, 2025 and February 27, 2026, respectively, subject to continued employment.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 00:32 UTC
RICCI BENJAMIN J.Division Vice President
GrantCommon Stock 34,579 $0.00 $0.00
Disclosure

SEC source: 0001332349-24-000033 · wk-form4_1708475557.xml · nonDerivative · entry 1

RICCI BENJAMIN J. · CIK 0001962431 · Division Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,818

F1 · kind: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in three annual installments beginning February 27, 2025, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 15, 2024, which will be eligible to vest and be paid with respect to 11,526 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 00:25 UTC
White Chad C.EVP, General Counsel & Sec'y
GrantCommon Stock 38,749 $0.00 $0.00
Disclosure

SEC source: 0001332349-24-000027 · wk-form4_1708475091.xml · nonDerivative · entry 2

White Chad C. · CIK 0001706042 · EVP, General Counsel & Sec'y

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,222

F2 · kind: On February 15, 2024, the Compensation Committee determined the level of achievement of two tranches of performance-based restricted stock units previously awarded to the reporting person on February 10, 2022 and February 15, 2023 for the performance period ended December 31, 2023. Each performance-based restricted stock unit reported herein is generally payable in the form of one share of the issuer's common stock upon vesting. Such performance-based restricted stock units are generally eligible to vest on February 27, 2025 and February 27, 2026, respectively, subject to continued employment.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 00:25 UTC
White Chad C.EVP, General Counsel & Sec'y
GrantCommon Stock 55,644 $0.00 $0.00
Disclosure

SEC source: 0001332349-24-000027 · wk-form4_1708475091.xml · nonDerivative · entry 1

White Chad C. · CIK 0001706042 · EVP, General Counsel & Sec'y

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,473

F1 · kind: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in three annual installments beginning February 27, 2025, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 15, 2024, which will be eligible to vest and be paid with respect to 55,644 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 00:21 UTC
Kussow Dawn LEVP & Chief Financial Officer
GrantCommon Stock 20,116 $0.00 $0.00
Disclosure

SEC source: 0001332349-24-000025 · wk-form4_1708474849.xml · nonDerivative · entry 2

Kussow Dawn L · CIK 0001665293 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,654

F2 · kind: On February 15, 2024, the Compensation Committee determined the level of achievement of two tranches of performance-based restricted stock units previously awarded to the reporting person on February 10, 2022 and February 15, 2023 for the performance period ended December 31, 2023. Each performance-based restricted stock unit reported herein is generally payable in the form of one share of the issuer's common stock upon vesting. Such performance-based restricted stock units are generally eligible to vest on February 27, 2025 and February 27, 2026, respectively, subject to continued employment.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 00:21 UTC
Kussow Dawn LEVP & Chief Financial Officer
GrantCommon Stock 79,492 $0.00 $0.00
Disclosure

SEC source: 0001332349-24-000025 · wk-form4_1708474849.xml · nonDerivative · entry 1

Kussow Dawn L · CIK 0001665293 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,538

F1 · kind: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in three annual installments beginning February 27, 2025, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 15, 2024, which will be eligible to vest and be paid with respect to 79,491 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:12 UTC GrantCommon Stock 23,214 $0.00 $0.00
Disclosure

SEC source: 0001332349-24-000017 · wk-form4_1708467113.xml · nonDerivative · entry 1

Freed Vicki L · CIK 0001559791 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,262

F1 · kind: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

Read SEC document
January 01, 2024 Filed Jan 2, 2024 16:23 UTC GrantCommon Stock 5,283 $5.82 $30,747.06
Disclosure

SEC source: 0001332349-24-000002 · wk-form4_1704230620.xml · nonDerivative · entry 1

BUMSTEAD FRANK M · CIK 0001251136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,838

F1 · shares: Acquisition of restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors. The reporting person elected to receive such restricted stock units in lieu of a portion of his quarterly cash compensation.

Read SEC document
December 06, 2023 Filed Dec 6, 2023 17:41 UTC SaleCommon Stock 3,995 $5.30 $21,157.52
Disclosure

SEC source: 0001332349-23-000112 · wk-form4_1701902459.xml · nonDerivative · entry 3

BROMLEY MARCUS E · CIK 0001181202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,001

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.295 to $5.296. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 17:41 UTC SaleCommon Stock 10,000 $5.26 $52,612.00
Disclosure

SEC source: 0001332349-23-000112 · wk-form4_1701902459.xml · nonDerivative · entry 2

BROMLEY MARCUS E · CIK 0001181202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,996

F2 · price: This transaction was executed in multiple trades at prices ranging from $5.261 to $5.265. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 17:41 UTC SaleCommon Stock 10,000 $5.38 $53,751.00
Disclosure

SEC source: 0001332349-23-000112 · wk-form4_1701902459.xml · nonDerivative · entry 1

BROMLEY MARCUS E · CIK 0001181202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,996

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.3701 to $5.3801. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
November 21, 2023 Filed Nov 24, 2023 17:13 UTC SaleCommon Stock 1,005 $5.45 $5,481.27
Disclosure

SEC source: 0001332349-23-000110 · wk-form4_1700864013.xml · nonDerivative · entry 1

BROMLEY MARCUS E · CIK 0001181202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,996

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.45 to $5.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
November 19, 2023 Filed Nov 20, 2023 21:58 UTC
FISCHER LAURA E.Division Vice President
Tax withholdingCommon Stock 198 $5.25 $1,039.50
Disclosure

SEC source: 0001332349-23-000108 · wk-form4_1700517502.xml · nonDerivative · entry 1

FISCHER LAURA E. · CIK 0001962430 · Division Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,954

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock units previously granted to the reporting person.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:12 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001332349-23-000106 · wk-form4_1700255530.xml · nonDerivative · entry 1

Asher Jordan R · CIK 0001805036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,965

F1 · kind: For charitable donation.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 16:15 UTC GrantCommon Stock 6,944 $4.14 $28,748.16
Disclosure

SEC source: 0001332349-23-000096 · wk-form4_1696277737.xml · nonDerivative · entry 1

BUMSTEAD FRANK M · CIK 0001251136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,555

F1 · shares: Acquisition of restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors. The reporting person elected to receive such restricted stock units in lieu of a portion of his quarterly cash compensation.

Read SEC document
August 20, 2023 Filed Aug 22, 2023 20:09 UTC
RICCI BENJAMIN J.Division Vice President
Tax withholdingCommon Stock 284 $4.16 $1,181.44
Disclosure

SEC source: 0001332349-23-000094 · wk-form4_1692734982.xml · nonDerivative · entry 1

RICCI BENJAMIN J. · CIK 0001962431 · Division Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,239

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock units previously granted to the reporting person.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 16:49 UTC GrantCommon Stock 6,812 $4.22 $28,746.64
Disclosure

SEC source: 0001332349-23-000084 · wk-form4_1688590130.xml · nonDerivative · entry 1

BUMSTEAD FRANK M · CIK 0001251136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,611

F1 · shares: Acquisition of restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors. The reporting person elected to receive such restricted stock units in lieu of a portion of his quarterly cash compensation.

Read SEC document
May 20, 2023 Filed May 22, 2023 22:10 UTC
FISCHER LAURA E.Division Vice President
Tax withholdingCommon Stock 1,345 $3.68 $4,949.60
Disclosure

SEC source: 0001332349-23-000079 · wk-form4_1684793434.xml · nonDerivative · entry 1

FISCHER LAURA E. · CIK 0001962430 · Division Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,152

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

Read SEC document
May 20, 2023 Filed May 22, 2023 20:51 UTC
Pritchett Jaclyn CEVP - Human Resources
Tax withholdingCommon Stock 574 $3.68 $2,112.32
Disclosure

SEC source: 0001332349-23-000077 · wk-form4_1684788694.xml · nonDerivative · entry 1

Pritchett Jaclyn C · CIK 0001914406 · EVP - Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,617

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 17:56 UTC GrantCommon Stock 9,745 $2.95 $28,747.75
Disclosure

SEC source: 0001332349-23-000069 · wf-form4_168055895489452.xml · nonDerivative · entry 1

BUMSTEAD FRANK M · CIK 0001251136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 456,799

F1 · shares: Acquisition of restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's non-employee director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors. The reporting person elected to receive such restricted stock units in lieu of a portion of his quarterly cash compensation.

Read SEC document
March 02, 2023 Filed Mar 4, 2023 01:09 UTC SaleCommon Stock 17,200 $3.33 $57,286.32
Disclosure

SEC source: 0001332349-23-000067 · wf-form4_167789213708481.xml · nonDerivative · entry 1

Asher Jordan R · CIK 0001805036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,965

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.3301 to $3.3350. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 22:13 UTC
Pritchett Jaclyn CEVP - Human Resources
Tax withholdingCommon Stock 2,181 $3.20 $6,979.20
Disclosure

SEC source: 0001332349-23-000065 · wf-form4_167779518729111.xml · nonDerivative · entry 1

Pritchett Jaclyn C · CIK 0001914406 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,191

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock units previously granted to the reporting person.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 19:33 UTC
BAIER LUCINDA MDirector · President and CEO
Tax withholdingCommon Stock 162,348 $3.32 $538,995.36
Disclosure

SEC source: 0001332349-23-000057 · wf-form4_167771719414981.xml · nonDerivative · entry 1

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,522,089

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and restricted stock units previously granted to the reporting person.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 19:35 UTC
KAESTNER H TODDEVP-Corp Dev & Pres-CCRCs
Tax withholdingCommon Stock 14,825 $3.32 $49,219.00
Disclosure

SEC source: 0001332349-23-000061 · wf-form4_167771729272478.xml · nonDerivative · entry 1

KAESTNER H TODD · CIK 0001251138 · EVP-Corp Dev & Pres-CCRCs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,489

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and restricted stock units previously granted to the reporting person.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 19:34 UTC
HICKS GEORGE TEVP & Treasurer
Tax withholdingCommon Stock 9,690 $3.32 $32,170.80
Disclosure

SEC source: 0001332349-23-000060 · wf-form4_167771725711092.xml · nonDerivative · entry 1

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,434

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and restricted stock units previously granted to the reporting person.

Read SEC document
February 27, 2023 Filed Mar 2, 2023 00:36 UTC
RICCI BENJAMIN J.Division Vice President
Tax withholdingCommon Stock 6,984 $3.32 $23,186.88
Disclosure

SEC source: 0001332349-23-000063 · wf-form4_167771734181967.xml · nonDerivative · entry 1

RICCI BENJAMIN J. · CIK 0001962431 · Division Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,523

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and restricted stock units previously granted to the reporting person.

Read SEC document
February 27, 2023 Filed Mar 2, 2023 00:35 UTC
Pritchett Jaclyn CEVP - Human Resources
Tax withholdingCommon Stock 4,001 $3.32 $13,283.32
Disclosure

SEC source: 0001332349-23-000062 · wf-form4_167771731847371.xml · nonDerivative · entry 1

Pritchett Jaclyn C · CIK 0001914406 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,372

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and restricted stock units previously granted to the reporting person.

Read SEC document
February 27, 2023 Filed Mar 2, 2023 00:34 UTC
FISCHER LAURA E.Division Vice President
Tax withholdingCommon Stock 6,382 $3.32 $21,188.24
Disclosure

SEC source: 0001332349-23-000059 · wf-form4_167771723487950.xml · nonDerivative · entry 1

FISCHER LAURA E. · CIK 0001962430 · Division Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,497

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and restricted stock units previously granted to the reporting person.

Read SEC document
February 27, 2023 Filed Mar 2, 2023 00:33 UTC
Kussow Dawn LEVP & Chief Financial Officer
Tax withholdingCommon Stock 10,948 $3.32 $36,347.36
Disclosure

SEC source: 0001332349-23-000058 · wf-form4_167771721477162.xml · nonDerivative · entry 1

Kussow Dawn L · CIK 0001665293 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,046

F1 · kind: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and restricted stock units previously granted to the reporting person.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:34 UTC
Swain Steven EFormer officer
Disposition to issuerCommon Stock 245,757 $0.00 $0.00
Disclosure

SEC source: 0001332349-23-000049 · wf-form4_167762001939784.xml · nonDerivative · entry 2

Swain Steven E · CIK 0001621557 · Former officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,249

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:34 UTC
Swain Steven EFormer officer
Tax withholdingCommon Stock 48,709 $3.29 $160,252.61
Disclosure

SEC source: 0001332349-23-000049 · wf-form4_167762001939784.xml · nonDerivative · entry 1

Swain Steven E · CIK 0001621557 · Former officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,006

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock and restricted stock units previously granted to the reporting person.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 23:04 UTC GrantCommon Stock 45,763 $0.00 $0.00
Disclosure

SEC source: 0001332349-23-000018 · wf-form4_167667504847294.xml · nonDerivative · entry 1

Asher Jordan R · CIK 0001805036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,165

F1 · kind: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

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February 15, 2023 Filed Feb 17, 2023 18:04 UTC GrantCommon Stock 45,763 $0.00 $0.00
Disclosure

SEC source: 0001332349-23-000019 · wf-form4_167667507781670.xml · nonDerivative · entry 1

BROMLEY MARCUS E · CIK 0001181202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,001

F1 · kind: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

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February 15, 2023 Filed Feb 17, 2023 18:07 UTC GrantCommon Stock 45,763 $0.00 $0.00
Disclosure

SEC source: 0001332349-23-000023 · wf-form4_167667519313226.xml · nonDerivative · entry 1

Warren Denise Wilder · CIK 0001722269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,436

F1 · kind: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

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February 15, 2023 Filed Feb 17, 2023 19:37 UTC
Swain Steven EEVP & Chief Financial Officer
GrantCommon Stock 42,358 $0.00 $0.00
Disclosure

SEC source: 0001332349-23-000028 · wf-form4_167668064760169.xml · nonDerivative · entry 1

Swain Steven E · CIK 0001621557 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,715

F1 · kind: On February 15, 2023, the Compensation Committee determined the level of achievement of a tranche of performance-based restricted stock units previously awarded to the reporting person on February 10, 2022 for the performance period ended December 31, 2022. Each performance-based restricted stock unit reported herein is generally payable in the form of one share of the issuer's common stock upon vesting. Such performance-based restricted stock units are generally eligible to vest on February 27, 2025.

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February 15, 2023 Filed Feb 17, 2023 19:25 UTC
BAIER LUCINDA MDirector · President and CEO
GrantCommon Stock 119,318 $0.00 $0.00
Disclosure

SEC source: 0001332349-23-000026 · wf-form4_167667993175346.xml · nonDerivative · entry 2

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,684,437

F2 · kind: On February 15, 2023, the Compensation Committee determined the level of achievement of a tranche of performance-based restricted stock units previously awarded to the reporting person on February 10, 2022 for the performance period ended December 31, 2022. Each performance-based restricted stock unit reported herein is generally payable in the form of one share of the issuer's common stock upon vesting. Such performance-based restricted stock units are generally eligible to vest on February 27, 2025, subject to continued employment.

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February 15, 2023 Filed Feb 17, 2023 19:25 UTC
BAIER LUCINDA MDirector · President and CEO
GrantCommon Stock 847,458 $0.00 $0.00
Disclosure

SEC source: 0001332349-23-000026 · wf-form4_167667993175346.xml · nonDerivative · entry 1

BAIER LUCINDA M · CIK 0001259765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,565,119

F1 · kind: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2024, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 15, 2023, which will be eligible to vest and be paid with respect to 235,028 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

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February 15, 2023 Filed Feb 17, 2023 23:07 UTC GrantCommon Stock 45,763 $0.00 $0.00
Disclosure

SEC source: 0001332349-23-000024 · wf-form4_167667522419624.xml · nonDerivative · entry 1

WIELANSKY LEE S · CIK 0001218914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,168

F1 · kind: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

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February 15, 2023 Filed Feb 17, 2023 18:05 UTC GrantCommon Stock 45,763 $0.00 $0.00
Disclosure

SEC source: 0001332349-23-000020 · wf-form4_167667510284734.xml · nonDerivative · entry 1

BUMSTEAD FRANK M · CIK 0001251136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,054

F1 · kind: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

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February 15, 2023 Filed Feb 17, 2023 20:31 UTC
KAESTNER H TODDEVP-Corp Dev & Pres-CCRCs
GrantCommon Stock 10,738 $0.00 $0.00
Disclosure

SEC source: 0001332349-23-000038 · wf-form4_167668386107307.xml · nonDerivative · entry 2

KAESTNER H TODD · CIK 0001251138 · EVP-Corp Dev & Pres-CCRCs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,314

F2 · kind: On February 15, 2023, the Compensation Committee determined the level of achievement of a tranche of performance-based restricted stock units previously awarded to the reporting person on February 10, 2022 for the performance period ended December 31, 2022. Each performance-based restricted stock unit reported herein is generally payable in the form of one share of the issuer's common stock upon vesting. Such performance-based restricted stock units are generally eligible to vest on February 27, 2025, subject to continued employment.

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February 15, 2023 Filed Feb 17, 2023 20:31 UTC
KAESTNER H TODDEVP-Corp Dev & Pres-CCRCs
GrantCommon Stock 77,966 $0.00 $0.00
Disclosure

SEC source: 0001332349-23-000038 · wf-form4_167668386107307.xml · nonDerivative · entry 1

KAESTNER H TODD · CIK 0001251138 · EVP-Corp Dev & Pres-CCRCs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,576

F1 · kind: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2024, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 15, 2023, which will be eligible to vest and be paid with respect to 77,966 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

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February 15, 2023 Filed Feb 17, 2023 20:30 UTC
HICKS GEORGE TEVP & Treasurer
GrantCommon Stock 7,159 $0.00 $0.00
Disclosure

SEC source: 0001332349-23-000037 · wf-form4_167668383806229.xml · nonDerivative · entry 2

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,124

F2 · kind: On February 15, 2023, the Compensation Committee determined the level of achievement of a tranche of performance-based restricted stock units previously awarded to the reporting person on February 10, 2022 for the performance period ended December 31, 2022. Each performance-based restricted stock unit reported herein is generally payable in the form of one share of the issuer's common stock upon vesting. Such performance-based restricted stock units are generally eligible to vest on February 27, 2025, subject to continued employment.

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February 15, 2023 Filed Feb 17, 2023 20:30 UTC
HICKS GEORGE TEVP & Treasurer
GrantCommon Stock 50,848 $0.00 $0.00
Disclosure

SEC source: 0001332349-23-000037 · wf-form4_167668383806229.xml · nonDerivative · entry 1

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,965

F1 · kind: Grant of time-based restricted stock units under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Such restricted stock units are eligible to vest ratably in four annual installments beginning February 27, 2024, subject to continued employment. Each restricted stock unit is generally payable in the form of one share of the issuer's common stock upon vesting. This Form 4 does not report the grant of performance-based restricted stock units to the reporting person on February 15, 2023, which will be eligible to vest and be paid with respect to 50,847 shares of the issuer's common stock at target performance levels. The actual number of shares of the issuer's common stock, if any, that become payable under such performance-based restricted stock units will be reported following conclusion of the applicable performance periods.

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February 15, 2023 Filed Feb 17, 2023 23:06 UTC GrantCommon Stock 45,763 $0.00 $0.00
Disclosure

SEC source: 0001332349-23-000022 · wf-form4_167667516944828.xml · nonDerivative · entry 1

SANSONE GUY P · CIK 0001301446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,048

F1 · kind: Grant of unrestricted shares of Common Stock under the Amended and Restated Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

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February 15, 2023 Filed Feb 18, 2023 01:33 UTC
White Chad C.EVP, General Counsel & Sec'y
GrantCommon Stock 15,511 $0.00 $0.00
Disclosure

SEC source: 0001332349-23-000042 · wf-form4_167668397340834.xml · nonDerivative · entry 2

White Chad C. · CIK 0001706042 · EVP, General Counsel & Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,829

F2 · kind: On February 15, 2023, the Compensation Committee determined the level of achievement of a tranche of performance-based restricted stock units previously awarded to the reporting person on February 10, 2022 for the performance period ended December 31, 2022. Each performance-based restricted stock unit reported herein is generally payable in the form of one share of the issuer's common stock upon vesting. Such performance-based restricted stock units are generally eligible to vest on February 27, 2025, subject to continued employment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.