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Brookdale Senior Living Inc.

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4268
SEC CIK
0001332349
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402

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2017 Filed Feb 16, 2017 00:03 UTC GrantCommon Stock 6,738 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007807 · doc1.xml · nonDerivative · entry 1

Parrell Mark J. · CIK 0001414146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,289

F1 · shares: Acquisition of restricted stock units under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's outside director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors.

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February 13, 2017 Filed Feb 16, 2017 00:06 UTC GrantCommon Stock 6,738 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007813 · doc1.xml · nonDerivative · entry 1

WIELANSKY LEE S · CIK 0001218914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,289

F1 · shares: Grant of unrestricted shares of Common Stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 19:07 UTC
BAIER LUCINDA MChief Financial Officer
GrantCommon Stock 50,539 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007815 · doc1.xml · nonDerivative · entry 2

BAIER LUCINDA M · CIK 0001259765 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,390

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. Vesting will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 19:07 UTC
BAIER LUCINDA MChief Financial Officer
GrantCommon Stock 50,540 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007815 · doc1.xml · nonDerivative · entry 1

BAIER LUCINDA M · CIK 0001259765 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,851

F1 · shares: Grant of time-based vesting restricted common stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").

Read SEC document
February 13, 2017 Filed Feb 15, 2017 19:03 UTC GrantCommon Stock 6,738 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007806 · doc1.xml · nonDerivative · entry 1

LEEDS JEFFREY R · CIK 0001242323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,690

F1 · shares: Grant of unrestricted shares of Common Stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 19:01 UTC GrantCommon Stock 6,738 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007805 · doc1.xml · nonDerivative · entry 1

CLEGG JACKIE M · CIK 0001214792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,187

F1 · shares: Grant of unrestricted shares of Common Stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 19:00 UTC GrantCommon Stock 6,738 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007804 · doc1.xml · nonDerivative · entry 1

BUMSTEAD FRANK M · CIK 0001251136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,967

F1 · shares: Grant of unrestricted shares of Common Stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 19:13 UTC
KAESTNER H TODDExecutive Vice President
GrantCommon Stock 11,792 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007825 · doc1.xml · nonDerivative · entry 2

KAESTNER H TODD · CIK 0001251138 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,144

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. Vesting will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 19:13 UTC
KAESTNER H TODDExecutive Vice President
GrantCommon Stock 11,793 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007825 · doc1.xml · nonDerivative · entry 1

KAESTNER H TODD · CIK 0001251138 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,352

F1 · shares: Grant of time-based vesting restricted common stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").

Read SEC document
February 13, 2017 Filed Feb 15, 2017 19:13 UTC
HICKS GEORGE TEVP & Treasurer
GrantCommon Stock 11,792 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007823 · doc1.xml · nonDerivative · entry 2

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,390

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. Vesting will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 19:13 UTC
HICKS GEORGE TEVP & Treasurer
GrantCommon Stock 11,793 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007823 · doc1.xml · nonDerivative · entry 1

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,598

F1 · shares: Grant of time-based vesting restricted common stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").

Read SEC document
February 13, 2017 Filed Feb 15, 2017 19:21 UTC
RICHARDSON BRYAN DEVP & Chief Admin Officer
GrantCommon Stock 29,650 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007834 · doc1.xml · nonDerivative · entry 2

RICHARDSON BRYAN D · CIK 0001251917 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,255

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. Vesting will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 19:21 UTC
RICHARDSON BRYAN DEVP & Chief Admin Officer
GrantCommon Stock 29,650 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007834 · doc1.xml · nonDerivative · entry 1

RICHARDSON BRYAN D · CIK 0001251917 · EVP & Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,605

F1 · shares: Grant of time-based vesting restricted common stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").

Read SEC document
February 13, 2017 Filed Feb 16, 2017 00:14 UTC
Kussow Dawn LSVP & Chief Accounting Officer
GrantCommon Stock 2,878 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007827 · doc1.xml · nonDerivative · entry 2

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,866

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. Vesting will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 00:14 UTC
Kussow Dawn LSVP & Chief Accounting Officer
GrantCommon Stock 8,637 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007827 · doc1.xml · nonDerivative · entry 1

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,988

F1 · shares: Grant of time-based vesting restricted common stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").

Read SEC document
February 13, 2017 Filed Feb 16, 2017 00:15 UTC
Patchett Mary SueEVP - Community & Field Ops
GrantCommon Stock 23,753 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007828 · doc1.xml · nonDerivative · entry 2

Patchett Mary Sue · CIK 0001568874 · EVP - Community & Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,669

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. Vesting will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 00:15 UTC
Patchett Mary SueEVP - Community & Field Ops
GrantCommon Stock 23,754 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007828 · doc1.xml · nonDerivative · entry 1

Patchett Mary Sue · CIK 0001568874 · EVP - Community & Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,916

F1 · shares: Grant of time-based vesting restricted common stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").

Read SEC document
February 13, 2017 Filed Feb 16, 2017 00:04 UTC GrantCommon Stock 6,738 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-007809 · doc1.xml · nonDerivative · entry 1

Petty William G. Jr. · CIK 0001629435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,471

F1 · shares: Grant of unrestricted shares of Common Stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan.

Read SEC document
February 13, 2017 Filed Mar 1, 2017 19:20 UTC
KAESTNER H TODDExecutive Vice President
GrantCommon Stock 11,792 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010088 · doc1.xml · nonDerivative · entry 2

KAESTNER H TODD · CIK 0001251138 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,144

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. Vesting will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
February 13, 2017 Filed Mar 1, 2017 19:20 UTC
KAESTNER H TODDExecutive Vice President
GrantCommon Stock 11,793 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010088 · doc1.xml · nonDerivative · entry 1

KAESTNER H TODD · CIK 0001251138 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,352

F1 · shares: Grant of time-based vesting restricted common stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").

Read SEC document
January 01, 2017 Filed Jan 4, 2017 18:32 UTC
DECKER DANIEL ADirector · Executive Chairman
GrantCommon Stock 5,199 $12.42 $64,571.58
Disclosure

SEC source: 0001140361-17-000512 · doc1.xml · nonDerivative · entry 1

DECKER DANIEL A · CIK 0001017013 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,538

F1 · shares: Acquisition of restricted stock units under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's outside director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors. The reporting person elected to receive such restricted stock units in lieu of a portion of his quarterly cash compensation.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 18:33 UTC GrantCommon Stock 3,411 $12.42 $42,364.62
Disclosure

SEC source: 0001140361-17-000513 · doc1.xml · nonDerivative · entry 1

CLEGG JACKIE M · CIK 0001214792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,449

Read SEC document
January 01, 2017 Filed Jan 4, 2017 23:34 UTC GrantCommon Stock 2,878 $12.42 $35,744.76
Disclosure

SEC source: 0001140361-17-000514 · doc1.xml · nonDerivative · entry 1

Petty William G. Jr. · CIK 0001629435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,733

Read SEC document
December 03, 2016 Filed Dec 5, 2016 21:11 UTC
Diab Labeed S.Chief Operating Officer
Tax withholdingCommon Stock 8,913 $11.39 $101,519.07
Disclosure

SEC source: 0001140361-16-088861 · doc1.xml · nonDerivative · entry 1

Diab Labeed S. · CIK 0001658251 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,717

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

Read SEC document
December 03, 2016 Filed Dec 5, 2016 21:09 UTC
BAIER LUCINDA MChief Financial Officer
Tax withholdingCommon Stock 3,290 $11.39 $37,473.10
Disclosure

SEC source: 0001140361-16-088860 · doc1.xml · nonDerivative · entry 1

BAIER LUCINDA M · CIK 0001259765 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,311

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

Read SEC document
November 19, 2016 Filed Nov 21, 2016 23:57 UTC
Patchett Mary SueEVP - Community & Field Ops
Tax withholdingCommon Stock 1,459 $12.21 $17,814.39
Disclosure

SEC source: 0001140361-16-087471 · doc1.xml · nonDerivative · entry 1

Patchett Mary Sue · CIK 0001568874 · EVP - Community & Field Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,162

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 18:56 UTC
DECKER DANIEL ADirector · Executive Chairman
GrantCommon Stock 26,245 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-085665 · doc1.xml · nonDerivative · entry 2

DECKER DANIEL A · CIK 0001017013 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,339

F2 · shares: Grant of performance-based vesting restricted common stock under the 2014 Plan. Vesting will be based on achievement of performance goals established by the Compensation Committee. Any performance-based shares that do not vest at the conclusion of the applicable performance period will be forfeited.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 18:56 UTC
DECKER DANIEL ADirector · Executive Chairman
GrantCommon Stock 26,246 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-085665 · doc1.xml · nonDerivative · entry 1

DECKER DANIEL A · CIK 0001017013 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,094

F1 · shares: Grant of time-based vesting restricted common stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan (the "2014 Plan").

Read SEC document
November 04, 2016 Filed Nov 7, 2016 17:57 UTC PurchaseCommon Stock 5,000 $12.46 $62,283.50
Disclosure

SEC source: 0001140361-16-085205 · doc1.xml · nonDerivative · entry 1

SEWARD JAMES R · CIK 0001036345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,383

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.4550 to $12.4575. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 22:59 UTC PurchaseCommon Stock 5,000 $12.20 $60,975.00
Disclosure

SEC source: 0001140361-16-085207 · doc1.xml · nonDerivative · entry 1

WIELANSKY LEE S · CIK 0001218914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,551

Read SEC document
November 04, 2016 Filed Nov 7, 2016 17:56 UTC PurchaseCommon Stock 15,000 $12.03 $180,415.50
Disclosure

SEC source: 0001140361-16-085203 · doc1.xml · nonDerivative · entry 1

BUMSTEAD FRANK M · CIK 0001251136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,229

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.98 to $12.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 21:52 UTC
Coco Cedric TEVP & Chief People Officer
GrantCommon Stock 29,338 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-084814 · doc1.xml · nonDerivative · entry 1

Coco Cedric T · CIK 0001687211 · EVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,338

F1 · shares: Grant of restricted Common Stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. The shares will vest ratably in three annual installments beginning on November 19, 2017, subject to continued service.

Read SEC document
October 01, 2016 Filed Oct 3, 2016 21:04 UTC GrantCommon Stock 3,223 $17.45 $56,241.35
Disclosure

SEC source: 0001140361-16-081482 · doc1.xml · nonDerivative · entry 1

DECKER DANIEL A · CIK 0001017013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,848

F1 · shares: Acquisition of restricted stock units under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan pursuant to the issuer's outside director compensation program. Each restricted stock unit will generally be payable in the form of one share of the issuer's common stock following the reporting person's termination of service as a member of the issuer's Board of Directors. The reporting person elected to receive such restricted stock units in lieu of a portion of his quarterly cash compensation.

Read SEC document
October 01, 2016 Filed Oct 3, 2016 21:04 UTC GrantCommon Stock 1,482 $17.45 $25,860.90
Disclosure

SEC source: 0001140361-16-081480 · doc1.xml · nonDerivative · entry 1

CLEGG JACKIE M · CIK 0001214792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,038

Read SEC document
October 01, 2016 Filed Oct 4, 2016 01:05 UTC GrantCommon Stock 1,217 $17.45 $21,236.65
Disclosure

SEC source: 0001140361-16-081483 · doc1.xml · nonDerivative · entry 1

Petty William G. Jr. · CIK 0001629435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,855

Read SEC document
September 12, 2016 Filed Sep 13, 2016 18:41 UTC
HICKS GEORGE TEVP & Treasurer
Tax withholdingCommon Stock 92 $17.36 $1,597.12
Disclosure

SEC source: 0001140361-16-079701 · doc1.xml · nonDerivative · entry 1

HICKS GEORGE T · CIK 0001251139 · EVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,805

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 22:42 UTC
Kussow Dawn LSVP & Chief Accounting Officer
Tax withholdingCommon Stock 584 $17.36 $10,138.24
Disclosure

SEC source: 0001140361-16-079702 · doc1.xml · nonDerivative · entry 1

Kussow Dawn L · CIK 0001665293 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,351

F1 · shares: Represents share withholding to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.