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BHM

Bluerock Homes Trust, Inc.

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Tapewire entity
6786
SEC CIK
0001903382
Parsed reports
118

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202530
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2023 Filed Nov 13, 2023 21:05 UTC PurchaseOP Units · Derivative 774,702 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-117197 · tm2330345-4_4seq1.xml · derivative · entry 1

Cypress Family Trust dated June 10, 2022 · CIK 0001976934 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,803,484

Underlying: Class A Common Stock · 774,702 shares

Expires not disclosed

F1 · derivative.exercise_price: On May 8, 2023, in connection with estate-related matters and by mutual agreement of the parties effective as of April 1, 2023, the Reporting Person, through a limited liability company in which the Reporting Person owns a direct majority interest, acquired an aggregate of 774,702 units of limited partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, from a separate irrevocable trust of which beneficiaries of the Reporting Person, or their immediate family members, are also the beneficiaries and of which the Reporting Person is neither a trustee nor a beneficiary, for fair market value of $19.53 per unit based on the average price of the Issuer's Class A Common Stock on March 31, 2023 (the trading day immediately preceding April 1, 2023).

F1 · price: On May 8, 2023, in connection with estate-related matters and by mutual agreement of the parties effective as of April 1, 2023, the Reporting Person, through a limited liability company in which the Reporting Person owns a direct majority interest, acquired an aggregate of 774,702 units of limited partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, from a separate irrevocable trust of which beneficiaries of the Reporting Person, or their immediate family members, are also the beneficiaries and of which the Reporting Person is neither a trustee nor a beneficiary, for fair market value of $19.53 per unit based on the average price of the Issuer's Class A Common Stock on March 31, 2023 (the trading day immediately preceding April 1, 2023).

F1 · derivative.exercise_date: On May 8, 2023, in connection with estate-related matters and by mutual agreement of the parties effective as of April 1, 2023, the Reporting Person, through a limited liability company in which the Reporting Person owns a direct majority interest, acquired an aggregate of 774,702 units of limited partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, from a separate irrevocable trust of which beneficiaries of the Reporting Person, or their immediate family members, are also the beneficiaries and of which the Reporting Person is neither a trustee nor a beneficiary, for fair market value of $19.53 per unit based on the average price of the Issuer's Class A Common Stock on March 31, 2023 (the trading day immediately preceding April 1, 2023).

F1 · derivative.expiration_date: On May 8, 2023, in connection with estate-related matters and by mutual agreement of the parties effective as of April 1, 2023, the Reporting Person, through a limited liability company in which the Reporting Person owns a direct majority interest, acquired an aggregate of 774,702 units of limited partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, from a separate irrevocable trust of which beneficiaries of the Reporting Person, or their immediate family members, are also the beneficiaries and of which the Reporting Person is neither a trustee nor a beneficiary, for fair market value of $19.53 per unit based on the average price of the Issuer's Class A Common Stock on March 31, 2023 (the trading day immediately preceding April 1, 2023).

F1 · ownership.nature: On May 8, 2023, in connection with estate-related matters and by mutual agreement of the parties effective as of April 1, 2023, the Reporting Person, through a limited liability company in which the Reporting Person owns a direct majority interest, acquired an aggregate of 774,702 units of limited partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, from a separate irrevocable trust of which beneficiaries of the Reporting Person, or their immediate family members, are also the beneficiaries and of which the Reporting Person is neither a trustee nor a beneficiary, for fair market value of $19.53 per unit based on the average price of the Issuer's Class A Common Stock on March 31, 2023 (the trading day immediately preceding April 1, 2023).

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April 03, 2023 Filed Feb 13, 2026 17:07 UTC PurchaseOP Units · Derivative 265,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-014978 · tm266207-1_4seq1.xml · derivative · entry 1

Ruddy Jordan B. · CIK 0001575426 · President

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 391,667

Underlying: Class A Common Stock · 265,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents common units ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which Bluerock Homes Trust, Inc. (the "Issuer") is the general partner. After a one year holding period (including any period during which the OP Units were held), OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis.

F1 · price: Represents common units ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which Bluerock Homes Trust, Inc. (the "Issuer") is the general partner. After a one year holding period (including any period during which the OP Units were held), OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis.

F1 · derivative.exercise_date: Represents common units ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which Bluerock Homes Trust, Inc. (the "Issuer") is the general partner. After a one year holding period (including any period during which the OP Units were held), OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis.

F1 · derivative.expiration_date: Represents common units ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which Bluerock Homes Trust, Inc. (the "Issuer") is the general partner. After a one year holding period (including any period during which the OP Units were held), OP Units may be redeemed for cash or, at the option of the Issuer, for shares of the Issuer's Class A Common Stock, on a one-for-one basis.

F2 · ownership.nature: These OP Units are owned by a trust of which the Reporting Person is a beneficiary.

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April 01, 2023 Filed Nov 13, 2023 16:04 UTC SaleOP Units · Derivative 1,395,853 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-117193 · tm2330345-3_4seq1.xml · derivative · entry 1

Cypress 2022 Trust dated June 10, 2022 · CIK 0001976931 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,395,853 shares

Expires not disclosed

F1 · derivative.exercise_price: On April 1, 2023, in connection with estate-related matters, the Reporting Person sold, to a limited liability company wholly-owned by a separate irrevocable trust of which beneficiaries of the Reporting Person, or their immediate family members, are also the beneficiaries and of which the Reporting Person is neither a trustee nor a beneficiary, an aggregate of 1,395,853 units of limited partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, for fair market value of $19.53 per unit based on the average price of the Issuer's Class A Common Stock for the immediately preceding trading day.

F1 · price: On April 1, 2023, in connection with estate-related matters, the Reporting Person sold, to a limited liability company wholly-owned by a separate irrevocable trust of which beneficiaries of the Reporting Person, or their immediate family members, are also the beneficiaries and of which the Reporting Person is neither a trustee nor a beneficiary, an aggregate of 1,395,853 units of limited partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, for fair market value of $19.53 per unit based on the average price of the Issuer's Class A Common Stock for the immediately preceding trading day.

F1 · derivative.exercise_date: On April 1, 2023, in connection with estate-related matters, the Reporting Person sold, to a limited liability company wholly-owned by a separate irrevocable trust of which beneficiaries of the Reporting Person, or their immediate family members, are also the beneficiaries and of which the Reporting Person is neither a trustee nor a beneficiary, an aggregate of 1,395,853 units of limited partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, for fair market value of $19.53 per unit based on the average price of the Issuer's Class A Common Stock for the immediately preceding trading day.

F1 · derivative.expiration_date: On April 1, 2023, in connection with estate-related matters, the Reporting Person sold, to a limited liability company wholly-owned by a separate irrevocable trust of which beneficiaries of the Reporting Person, or their immediate family members, are also the beneficiaries and of which the Reporting Person is neither a trustee nor a beneficiary, an aggregate of 1,395,853 units of limited partnership interest ("OP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner, for fair market value of $19.53 per unit based on the average price of the Issuer's Class A Common Stock for the immediately preceding trading day.

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March 10, 2023 Filed Mar 14, 2023 19:33 UTC PurchaseClass A Common Stock, Par Value $0.01 per share 4,018 $18.56 $74,574.08
Disclosure

SEC source: 0000899243-23-008474 · doc4.xml · nonDerivative · entry 1

Sanda Par Olof · CIK 0001624012 · 10% owner

SAND CAPITAL ASSOCIATES LLC · CIK 0001953834 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 504,922

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transaction ranged from $18.20 to $18.56 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price. The shares reported on this line are held by Sand Capital Associates, LLC ("Sand Capital") and Par Sanda, the Managing Member of Sand Capital may be deemed to beneficially own such shares held by Sand Capital.

F1 · ownership.nature: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transaction ranged from $18.20 to $18.56 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price. The shares reported on this line are held by Sand Capital Associates, LLC ("Sand Capital") and Par Sanda, the Managing Member of Sand Capital may be deemed to beneficially own such shares held by Sand Capital.

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March 08, 2023 Filed Mar 8, 2023 17:45 UTC PurchaseClass A Common Stock, Par Value $0.01 per share 5,004 $20.05 $100,330.20
Disclosure

SEC source: 0000899243-23-007573 · doc4.xml · nonDerivative · entry 3

Sanda Par Olof · CIK 0001624012 · 10% owner

SAND CAPITAL ASSOCIATES LLC · CIK 0001953834 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 500,904

F3 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transaction ranged from $20.00 to $20.15 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Par Sanda is signing individually and as the Managing Member of Sand Capital Associates, LLC ("Sand Capital").

F5 · ownership.nature: The shares of Class A common stock of Bluerock Homes Trust, Inc. ("BHM") reported in Table 1 Column 5 for the transaction dates occurring on 03/06/2023, 03/07/2023 and 03/08/2023 are held by Sand Capital. Par Sanda, as the Managing Member of Sand Capital, may be deemed to beneficially own such shares of Class A common stock of BHM held by Sand Capital.

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March 07, 2023 Filed Mar 8, 2023 17:45 UTC PurchaseClass A Common Stock, Par Value $0.01 per share 10,063 $20.08 $202,065.04
Disclosure

SEC source: 0000899243-23-007573 · doc4.xml · nonDerivative · entry 2

Sanda Par Olof · CIK 0001624012 · 10% owner

SAND CAPITAL ASSOCIATES LLC · CIK 0001953834 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 495,900

F2 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transaction ranged from $19.90 to $20.30 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Par Sanda is signing individually and as the Managing Member of Sand Capital Associates, LLC ("Sand Capital").

F5 · ownership.nature: The shares of Class A common stock of Bluerock Homes Trust, Inc. ("BHM") reported in Table 1 Column 5 for the transaction dates occurring on 03/06/2023, 03/07/2023 and 03/08/2023 are held by Sand Capital. Par Sanda, as the Managing Member of Sand Capital, may be deemed to beneficially own such shares of Class A common stock of BHM held by Sand Capital.

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March 06, 2023 Filed Mar 8, 2023 17:45 UTC PurchaseClass A Common Stock, Par Value $0.01 per share 22,392 $20.44 $457,692.48
Disclosure

SEC source: 0000899243-23-007573 · doc4.xml · nonDerivative · entry 1

Sanda Par Olof · CIK 0001624012 · 10% owner

SAND CAPITAL ASSOCIATES LLC · CIK 0001953834 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 485,837

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transaction ranged from $20.30 to $20.50 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Par Sanda is signing individually and as the Managing Member of Sand Capital Associates, LLC ("Sand Capital").

F5 · ownership.nature: The shares of Class A common stock of Bluerock Homes Trust, Inc. ("BHM") reported in Table 1 Column 5 for the transaction dates occurring on 03/06/2023, 03/07/2023 and 03/08/2023 are held by Sand Capital. Par Sanda, as the Managing Member of Sand Capital, may be deemed to beneficially own such shares of Class A common stock of BHM held by Sand Capital.

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February 22, 2023 Filed Feb 23, 2023 17:25 UTC
KAMFAR RAMINDirector · Chairman and CEO
GrantLTIP Units · Derivative 17,462 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-024648 · tm237576-1_4seq1.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 509,009

Underlying: Class A Common Stock · 17,462 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are owned by Bluerock Homes Manager, LLC (the "Manager"), in which R. Ramin Kamfar owns an indirect pecuniary interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are owned by Bluerock Homes Manager, LLC (the "Manager"), in which R. Ramin Kamfar owns an indirect pecuniary interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are owned by Bluerock Homes Manager, LLC (the "Manager"), in which R. Ramin Kamfar owns an indirect pecuniary interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are owned by Bluerock Homes Manager, LLC (the "Manager"), in which R. Ramin Kamfar owns an indirect pecuniary interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are owned by Bluerock Homes Manager, LLC (the "Manager"), in which R. Ramin Kamfar owns an indirect pecuniary interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 17:25 UTC
KAMFAR RAMINDirector · Chairman and CEO
GrantLTIP Units · Derivative 85,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-024648 · tm237576-1_4seq1.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 491,547

Underlying: Class A Common Stock · 85,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are owned by Bluerock Homes Manager, LLC (the "Manager"), in which R. Ramin Kamfar owns an indirect pecuniary interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are owned by Bluerock Homes Manager, LLC (the "Manager"), in which R. Ramin Kamfar owns an indirect pecuniary interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are owned by Bluerock Homes Manager, LLC (the "Manager"), in which R. Ramin Kamfar owns an indirect pecuniary interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are owned by Bluerock Homes Manager, LLC (the "Manager"), in which R. Ramin Kamfar owns an indirect pecuniary interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are owned by Bluerock Homes Manager, LLC (the "Manager"), in which R. Ramin Kamfar owns an indirect pecuniary interest. These LTIP Units were fully vested upon issuance, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
February 16, 2023 Filed Feb 16, 2023 20:53 UTC PurchaseClass A Common Stock, Par Value $0.01 per share 104,322 $20.45 $2,133,384.90
Disclosure

SEC source: 0000899243-23-005326 · doc4.xml · nonDerivative · entry 3

Sanda Par Olof · CIK 0001624012 · 10% owner

SAND CAPITAL ASSOCIATES LLC · CIK 0001953834 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 463,445

F3 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transaction ranged from $20.35 to $20.50 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Par Sanda is signing individually and as the Managing Member of Sand Capital Associates, LLC ("Sand Capital").

F5 · ownership.nature: The shares of Class A common stock of Bluerock Homes Trust, Inc. ("BHM") reported in Table 1 Column 5 for the transaction dates occurring on 02/14/2023, 02/15/2023 and 02/16/2023 is held by Sand Capital. Par Sanda, as the Managing Member of Sand Capital, may be deemed to beneficially own such shares of Class A common stock of BHM held by Sand Capital.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 20:53 UTC PurchaseClass A Common Stock, Par Value $0.01 per share 7,738 $20.42 $158,009.96
Disclosure

SEC source: 0000899243-23-005326 · doc4.xml · nonDerivative · entry 2

Sanda Par Olof · CIK 0001624012 · 10% owner

SAND CAPITAL ASSOCIATES LLC · CIK 0001953834 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 455,707

F2 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transaction ranged from $19.80 to $20.55 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Par Sanda is signing individually and as the Managing Member of Sand Capital Associates, LLC ("Sand Capital").

F5 · ownership.nature: The shares of Class A common stock of Bluerock Homes Trust, Inc. ("BHM") reported in Table 1 Column 5 for the transaction dates occurring on 02/14/2023, 02/15/2023 and 02/16/2023 is held by Sand Capital. Par Sanda, as the Managing Member of Sand Capital, may be deemed to beneficially own such shares of Class A common stock of BHM held by Sand Capital.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 20:53 UTC PurchaseClass A Common Stock, Par Value $0.01 per share 1,223 $19.81 $24,227.63
Disclosure

SEC source: 0000899243-23-005326 · doc4.xml · nonDerivative · entry 1

Sanda Par Olof · CIK 0001624012 · 10% owner

SAND CAPITAL ASSOCIATES LLC · CIK 0001953834 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 454,484

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transaction ranged from $19.80 to $19.81 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Par Sanda is signing individually and as the Managing Member of Sand Capital Associates, LLC ("Sand Capital").

F5 · ownership.nature: The shares of Class A common stock of Bluerock Homes Trust, Inc. ("BHM") reported in Table 1 Column 5 for the transaction dates occurring on 02/14/2023, 02/15/2023 and 02/16/2023 is held by Sand Capital. Par Sanda, as the Managing Member of Sand Capital, may be deemed to beneficially own such shares of Class A common stock of BHM held by Sand Capital.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:45 UTC
KAMFAR RAMINDirector · Chairman and CEO
ConversionOP Units · Derivative 45 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000995 · tm231472-8_4seq1.xml · derivative · entry 6

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 157,281

Underlying: Class A Common Stock · 45 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Represents OP Units issued to an immediate family member of the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F6 · price: Represents OP Units issued to an immediate family member of the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: Represents OP Units issued to an immediate family member of the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F6 · derivative.expiration_date: Represents OP Units issued to an immediate family member of the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F6 · ownership.nature: Represents OP Units issued to an immediate family member of the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:45 UTC
KAMFAR RAMINDirector · Chairman and CEO
ConversionLTIP Units · Derivative 45 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000995 · tm231472-8_4seq1.xml · derivative · entry 5

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 405,797

Underlying: Class A Common Stock · 45 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the OP Units held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. These LTIP Units are owned by an immediate family member of the Reporting Person.

F5 · price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the OP Units held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. These LTIP Units are owned by an immediate family member of the Reporting Person.

F5 · derivative.exercise_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the OP Units held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. These LTIP Units are owned by an immediate family member of the Reporting Person.

F5 · derivative.expiration_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the OP Units held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. These LTIP Units are owned by an immediate family member of the Reporting Person.

F5 · ownership.nature: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the OP Units held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. These LTIP Units are owned by an immediate family member of the Reporting Person.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:45 UTC
KAMFAR RAMINDirector · Chairman and CEO
ConversionOP Units · Derivative 53,236 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000995 · tm231472-8_4seq1.xml · derivative · entry 4

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 157,236

Underlying: Class A Common Stock · 53,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents OP Units issued upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F4 · price: Represents OP Units issued upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents OP Units issued upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F4 · derivative.expiration_date: Represents OP Units issued upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F4 · ownership.nature: Represents OP Units issued upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:45 UTC
KAMFAR RAMINDirector · Chairman and CEO
ConversionLTIP Units · Derivative 53,236 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000995 · tm231472-8_4seq1.xml · derivative · entry 3

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 405,842

Underlying: Class A Common Stock · 53,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the OP Units held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. These LTIP Units are owned by Bluerock Real Estate L.L.C., which is majority-owned by the Reporting Person.

F3 · price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the OP Units held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. These LTIP Units are owned by Bluerock Real Estate L.L.C., which is majority-owned by the Reporting Person.

F3 · derivative.exercise_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the OP Units held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. These LTIP Units are owned by Bluerock Real Estate L.L.C., which is majority-owned by the Reporting Person.

F3 · derivative.expiration_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the OP Units held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. These LTIP Units are owned by Bluerock Real Estate L.L.C., which is majority-owned by the Reporting Person.

F3 · ownership.nature: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the OP Units held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. These LTIP Units are owned by Bluerock Real Estate L.L.C., which is majority-owned by the Reporting Person.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:45 UTC
KAMFAR RAMINDirector · Chairman and CEO
ConversionOP Units · Derivative 102,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000995 · tm231472-8_4seq1.xml · derivative · entry 2

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,000

Underlying: Class A Common Stock · 102,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:45 UTC
KAMFAR RAMINDirector · Chairman and CEO
ConversionLTIP Units · Derivative 102,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000995 · tm231472-8_4seq1.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,078

Underlying: Class A Common Stock · 102,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 17:42 UTC ConversionOP Units · Derivative 19,470 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000988 · tm231472-3_4seq1.xml · derivative · entry 3

Harrison Elizabeth Scott · CIK 0001748059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,470

Underlying: Class A Common Stock · 19,470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 17:42 UTC GrantLTIP Units · Derivative 3,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000988 · tm231472-3_4seq1.xml · derivative · entry 2

Harrison Elizabeth Scott · CIK 0001748059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,406

Underlying: Class A Common Stock · 3,303 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents LTIP Units in the "Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: Represents LTIP Units in the "Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents LTIP Units in the "Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents LTIP Units in the "Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 17:42 UTC ConversionLTIP Units · Derivative 19,470 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000988 · tm231472-3_4seq1.xml · derivative · entry 1

Harrison Elizabeth Scott · CIK 0001748059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,103

Underlying: Class A Common Stock · 19,470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:46 UTC
MacDonald Ryan SChief Investment Officer
ConversionOP Units · Derivative 364,981 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000997 · tm231472-10_4seq1.xml · derivative · entry 2

MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,085

Underlying: Class A Common Stock · 364,981 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:46 UTC
MacDonald Ryan SChief Investment Officer
ConversionLTIP Units · Derivative 364,981 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000997 · tm231472-10_4seq1.xml · derivative · entry 1

MacDonald Ryan S · CIK 0001722524 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 364,981 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:44 UTC ConversionOP Units · Derivative 14,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000993 · tm231472-6_4seq1.xml · derivative · entry 3

Jafarnia Kamal · CIK 0001568076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,562

Underlying: Class A Common Stock · 14,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:44 UTC GrantLTIP Units · Derivative 3,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000993 · tm231472-6_4seq1.xml · derivative · entry 2

Jafarnia Kamal · CIK 0001568076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,406

Underlying: Class A Common Stock · 3,303 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:44 UTC ConversionLTIP Units · Derivative 14,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000993 · tm231472-6_4seq1.xml · derivative · entry 1

Jafarnia Kamal · CIK 0001568076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,103

Underlying: Class A Common Stock · 14,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:43 UTC ConversionOP Units · Derivative 112,589 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000991 · tm231472-5_4seq1.xml · derivative · entry 2

Ruddy Jordan B. · CIK 0001575426 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,667

Underlying: Class A Common Stock · 112,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:43 UTC ConversionLTIP Units · Derivative 112,589 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000991 · tm231472-5_4seq1.xml · derivative · entry 1

Ruddy Jordan B. · CIK 0001575426 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 112,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 17:43 UTC
Babb James G. IIIChief Strategy Officer
ConversionOP Units · Derivative 328,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000989 · tm231472-4_4seq1.xml · derivative · entry 2

Babb James G. III · CIK 0001575424 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,988

Underlying: Class A Common Stock · 328,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 17:43 UTC
Babb James G. IIIChief Strategy Officer
ConversionLTIP Units · Derivative 328,493 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000989 · tm231472-4_4seq1.xml · derivative · entry 1

Babb James G. III · CIK 0001575424 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 328,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:46 UTC
Tio RomanoDirector
ConversionOP Units · Derivative 23,356 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000996 · tm231472-9_4seq1.xml · derivative · entry 3

Tio Romano · CIK 0001575501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,356

Underlying: Class A Common Stock · 23,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:46 UTC
Tio RomanoDirector
GrantLTIP Units · Derivative 3,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000996 · tm231472-9_4seq1.xml · derivative · entry 2

Tio Romano · CIK 0001575501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,406

Underlying: Class A Common Stock · 3,303 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:46 UTC
Tio RomanoDirector
ConversionLTIP Units · Derivative 23,356 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000996 · tm231472-9_4seq1.xml · derivative · entry 1

Tio Romano · CIK 0001575501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,103

Underlying: Class A Common Stock · 23,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:38 UTC ConversionOP Units · Derivative 23,356 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000982 · tm231472-1_4seq1.xml · derivative · entry 3

Majumder I. Bobby · CIK 0001575503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,356

Underlying: Class A Common Stock · 23,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:38 UTC GrantLTIP Units · Derivative 3,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000982 · tm231472-1_4seq1.xml · derivative · entry 2

Majumder I. Bobby · CIK 0001575503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,406

Underlying: Class A Common Stock · 3,303 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:38 UTC ConversionLTIP Units · Derivative 23,356 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000982 · tm231472-1_4seq1.xml · derivative · entry 1

Majumder I. Bobby · CIK 0001575503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,103

Underlying: Class A Common Stock · 23,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:39 UTC
Vohs Christopher J.CFO and Treasurer
ConversionOP Units · Derivative 84,412 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000985 · tm231472-2_4seq1.xml · derivative · entry 2

Vohs Christopher J. · CIK 0001600432 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,412

Underlying: Class A Common Stock · 84,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:39 UTC
Vohs Christopher J.CFO and Treasurer
ConversionLTIP Units · Derivative 84,812 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000985 · tm231472-2_4seq1.xml · derivative · entry 1

Vohs Christopher J. · CIK 0001600432 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 84,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:45 UTC
DiFranco MichaelExecutive VP, Operations
ConversionOP Units · Derivative 55,881 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000994 · tm231472-7_4seq1.xml · derivative · entry 2

DiFranco Michael · CIK 0001773279 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,881

Underlying: Class A Common Stock · 55,881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:45 UTC
DiFranco MichaelExecutive VP, Operations
ConversionLTIP Units · Derivative 55,881 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000994 · tm231472-7_4seq1.xml · derivative · entry 1

DiFranco Michael · CIK 0001773279 · Executive VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 55,881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 22:15 UTC
KAMFAR RAMINDirector · Chairman and CEO
GrantLTIP Units · Derivative 405,796 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-115496 · tm2229897d5_4.xml · derivative · entry 1

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 561,720

Underlying: Class A Common Stock · 405,796 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Homes Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect pecuniary interest. These LTIP Units vest ratably on an annual basis over a five-year period, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Homes Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect pecuniary interest. These LTIP Units vest ratably on an annual basis over a five-year period, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Homes Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect pecuniary interest. These LTIP Units vest ratably on an annual basis over a five-year period, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Homes Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect pecuniary interest. These LTIP Units vest ratably on an annual basis over a five-year period, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · ownership.nature: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. These LTIP Units are owned by Bluerock Homes Manager, LLC (the "Manager'), in which R. Ramin Kamfar owns an indirect pecuniary interest. These LTIP Units vest ratably on an annual basis over a five-year period, and may convert to Operating Partnership Units ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash or, at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:15 UTC GrantLTIP Units · Derivative 764 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-115500 · tm2229897d3_4.xml · derivative · entry 2

Harrison Elizabeth Scott · CIK 0001748059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,573

Underlying: Class A Common Stock · 764 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:15 UTC GrantLTIP Units · Derivative 5,339 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-115500 · tm2229897d3_4.xml · derivative · entry 1

Harrison Elizabeth Scott · CIK 0001748059 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,809

Underlying: Class A Common Stock · 5,339 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

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November 03, 2022 Filed Nov 7, 2022 22:16 UTC GrantLTIP Units · Derivative 764 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-115501 · tm2229897d4_4.xml · derivative · entry 2

Jafarnia Kamal · CIK 0001568076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,665

Underlying: Class A Common Stock · 764 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 22:16 UTC GrantLTIP Units · Derivative 5,339 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-115501 · tm2229897d4_4.xml · derivative · entry 1

Jafarnia Kamal · CIK 0001568076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,901

Underlying: Class A Common Stock · 5,339 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 22:16 UTC GrantLTIP Units · Derivative 764 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-115504 · tm2229897d2_4.xml · derivative · entry 2

Majumder I. Bobby · CIK 0001575503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,459

Underlying: Class A Common Stock · 764 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 22:16 UTC GrantLTIP Units · Derivative 5,339 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-115504 · tm2229897d2_4.xml · derivative · entry 1

Majumder I. Bobby · CIK 0001575503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,695

Underlying: Class A Common Stock · 5,339 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 22:15 UTC
Tio RomanoDirector
GrantLTIP Units · Derivative 764 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-115499 · tm2229897d1_4.xml · derivative · entry 2

Tio Romano · CIK 0001575501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,459

Underlying: Class A Common Stock · 764 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

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November 03, 2022 Filed Nov 7, 2022 22:15 UTC
Tio RomanoDirector
GrantLTIP Units · Derivative 5,339 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-115499 · tm2229897d1_4.xml · derivative · entry 1

Tio Romano · CIK 0001575501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,695

Underlying: Class A Common Stock · 5,339 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.

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October 06, 2022 Filed Oct 8, 2022 01:29 UTC
KAMFAR RAMINDirector · Chairman and CEO
Disposition to issuerLTIP Units · Derivative 62,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-107253 · tm2227843d5_4seq1.xml · derivative · entry 7

KAMFAR RAMIN · CIK 0001111908 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,924

Underlying: Class A Common Stock · 62,090 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents the forfeiture of performance-based LTIP Units, of which the Issuer is the general partner, which were eligible to vest subject to achievement of certain performance criteria and established targets over three-year performance periods. On October 6, 2022, in connection with the transactions contemplated by the Merger Agreement, (i) the performance-based LTIP Units were vested based on the level of achievement of the applicable performance criteria, and pro-rated to reflect the truncated performance period, with any unvested portion being forfeited and (ii) the time-based LTIP Units were fully vested.

F6 · kind: Represents the forfeiture of performance-based LTIP Units, of which the Issuer is the general partner, which were eligible to vest subject to achievement of certain performance criteria and established targets over three-year performance periods. On October 6, 2022, in connection with the transactions contemplated by the Merger Agreement, (i) the performance-based LTIP Units were vested based on the level of achievement of the applicable performance criteria, and pro-rated to reflect the truncated performance period, with any unvested portion being forfeited and (ii) the time-based LTIP Units were fully vested.

F6 · price: Represents the forfeiture of performance-based LTIP Units, of which the Issuer is the general partner, which were eligible to vest subject to achievement of certain performance criteria and established targets over three-year performance periods. On October 6, 2022, in connection with the transactions contemplated by the Merger Agreement, (i) the performance-based LTIP Units were vested based on the level of achievement of the applicable performance criteria, and pro-rated to reflect the truncated performance period, with any unvested portion being forfeited and (ii) the time-based LTIP Units were fully vested.

F6 · derivative.exercise_date: Represents the forfeiture of performance-based LTIP Units, of which the Issuer is the general partner, which were eligible to vest subject to achievement of certain performance criteria and established targets over three-year performance periods. On October 6, 2022, in connection with the transactions contemplated by the Merger Agreement, (i) the performance-based LTIP Units were vested based on the level of achievement of the applicable performance criteria, and pro-rated to reflect the truncated performance period, with any unvested portion being forfeited and (ii) the time-based LTIP Units were fully vested.

F6 · derivative.expiration_date: Represents the forfeiture of performance-based LTIP Units, of which the Issuer is the general partner, which were eligible to vest subject to achievement of certain performance criteria and established targets over three-year performance periods. On October 6, 2022, in connection with the transactions contemplated by the Merger Agreement, (i) the performance-based LTIP Units were vested based on the level of achievement of the applicable performance criteria, and pro-rated to reflect the truncated performance period, with any unvested portion being forfeited and (ii) the time-based LTIP Units were fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.