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BHC

Bausch Health Companies Inc.

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4363
SEC CIK
0000885590
Parsed reports
591

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202601
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2021 Filed May 3, 2021 20:00 UTC GrantCommon Shares, No Par Value 7,645 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014906 · form4.xml · nonDerivative · entry 1

DE SCHUTTER RICHARD U · CIK 0001083205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,937

F1 · shares: Represents the award of restricted share units ("RSUs") granted to non-employee directors of the Issuer on the third business day following their election at the Issuer's Annual Meeting of Shareholders. The RSUs have a grant date value equal to $250,000, vest immediately prior to the Issuer's next Annual Meeting of Shareholders, and are settled in common shares, no par value, of the Issuer.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:20 UTC GrantCommon Shares, No Par Value 216 $31.74 $6,855.84
Disclosure

SEC source: 0001127602-21-012770 · form4.xml · nonDerivative · entry 1

WECHSLER AMY B · CIK 0001677300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,717

F1 · shares: Reflects Restricted Share Units ("RSUs"), each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:18 UTC GrantCommon Shares, No Par Value 1,188 $31.74 $37,707.12
Disclosure

SEC source: 0001127602-21-012766 · form4.xml · nonDerivative · entry 1

ROBERTSON RUSSEL C · CIK 0001677301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,892

F1 · shares: Reflects Restricted Share Units ("RSUs"), each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:14 UTC
Paulson JohnDirector
GrantCommon Shares, No Par Value 952 $31.74 $30,216.48
Disclosure

SEC source: 0001127602-21-012752 · form4.xml · nonDerivative · entry 1

Paulson John · CIK 0001394923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,392

F1 · shares: Reflects Restricted Share Units ("RSUs"), each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:11 UTC GrantCommon Shares, No Par Value 148 $31.74 $4,697.52
Disclosure

SEC source: 0001127602-21-012735 · form4.xml · nonDerivative · entry 1

Miller Steven D · CIK 0001844277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992

F1 · shares: Reflects Restricted Share Units ("RSUs"), each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:09 UTC
ICAHN BRETTDirector
GrantCommon Shares, No Par Value 126 $31.74 $3,999.24
Disclosure

SEC source: 0001127602-21-012726 · form4.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870

F1 · shares: Reflects Restricted Share Units ("RSUs"), each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:06 UTC GrantCommon Shares, No Par Value 1,070 $31.74 $33,961.80
Disclosure

SEC source: 0001127602-21-012714 · form4.xml · nonDerivative · entry 1

DE SCHUTTER RICHARD U · CIK 0001083205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,292

F1 · shares: Reflects Restricted Share Units ("RSUs"), each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 20:38 UTC GrantCommon Shares, No Par Value 744 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011920 · form4.xml · nonDerivative · entry 1

Miller Steven D · CIK 0001844277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844

F1 · shares: Represents Restricted Share Units ("RSUs"), each representing a contingent right to receive one Common Share, no par value, of Bausch Health Companies Inc., which will vest immediately before the 2021 Annual Meeting of Shareholders.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 20:34 UTC
ICAHN BRETTDirector
GrantCommon Shares, No Par Value 744 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011915 · form4.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744

F1 · shares: Represents Restricted Share Units ("RSUs"), each representing a contingent right to receive one Common Share, no par value, of Bausch Health Companies Inc., which will vest immediately before the 2021 Annual Meeting of Shareholders.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:08 UTC
ACKERMANN CHRISTINAEVP AND GENERAL COUNSEL
Tax withholdingCommon Shares, No Par Value 796 $32.82 $26,124.72
Disclosure

SEC source: 0001127602-21-010592 · form4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,758

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 01:59 UTC
Herendeen PaulEVP and CFO
Tax withholdingCommon Shares, No Par Value 59,519 $32.97 $1,962,341.43
Disclosure

SEC source: 0001127602-21-010166 · form4.xml · nonDerivative · entry 3

Herendeen Paul · CIK 0001374175 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,618

F3 · shares: This number represents Common Shares withheld to satisfy the tax withholding obligations due upon vesting of PSUs and RSUs.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 02:01 UTC
PAPA JOSEPH CDirector · CHAIRMAN & CEO
Tax withholdingCommon Shares, No Par Value 231,188 $32.97 $7,622,268.36
Disclosure

SEC source: 0001127602-21-010168 · form4.xml · nonDerivative · entry 3

PAPA JOSEPH C · CIK 0001242215 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039,978

F3 · shares: This number represents Common Shares withheld to satisfy the tax withholding obligations due upon vesting of PSUs and RSUs.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 01:55 UTC
Gordon Joseph FPres&Co-Head Bausch&Lomb/Int'l
Tax withholdingCommon Shares, No Par Value 12,461 $32.97 $410,839.17
Disclosure

SEC source: 0001127602-21-010164 · form4.xml · nonDerivative · entry 3

Gordon Joseph F · CIK 0001749876 · Pres&Co-Head Bausch&Lomb/Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,638

F3 · shares: This number represents Common Shares withheld to satisfy the tax withholding obligations due upon vesting of PSUs and RSUs.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 01:51 UTC
Eldessouky SamSVP, CHIEF ACCOUNTING OFFICER
Tax withholdingCommon Shares, No Par Value 7,361 $32.97 $242,692.17
Disclosure

SEC source: 0001127602-21-010162 · form4.xml · nonDerivative · entry 3

Eldessouky Sam · CIK 0001558676 · SVP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,184

F3 · shares: This number represents Common Shares withheld to satisfy the tax withholding obligations due upon vesting of PSUs and RSUs.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 01:49 UTC
APPIO THOMASPres&Co-Head Bausch&Lomb/Int'l
Tax withholdingCommon Shares, No Par Value 17,480 $32.97 $576,315.60
Disclosure

SEC source: 0001127602-21-010160 · form4.xml · nonDerivative · entry 3

APPIO THOMAS · CIK 0001683323 · Pres&Co-Head Bausch&Lomb/Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,426

F3 · shares: This number represents Common Shares withheld to satisfy the tax withholding obligations due upon vesting of PSUs and RSUs.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 01:46 UTC
ACKERMANN CHRISTINAEVP AND GENERAL COUNSEL
Tax withholdingCommon Shares, No Par Value 21,960 $32.97 $724,021.20
Disclosure

SEC source: 0001127602-21-010158 · form4.xml · nonDerivative · entry 3

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,554

F3 · shares: This number represents Common Shares withheld to satisfy the tax withholding obligations due upon vesting of PSUs and RSUs.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:59 UTC
Herendeen PaulEVP and CFO
Exercise / conversionRestricted Share Units · Derivative 49,324 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010166 · form4.xml · derivative · entry 4

Herendeen Paul · CIK 0001374175 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,324 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU converts into Common Shares on a one-for-one basis

F2 · price: Each PSU converts into Common Shares on a one-for-one basis

F4 · derivative.exercise_date: The PSUs granted to the reporting person on March 7, 2018 were distributed on March 10, 2021 following certification of the achievement of certain performance metrics.

F4 · derivative.expiration_date: The PSUs granted to the reporting person on March 7, 2018 were distributed on March 10, 2021 following certification of the achievement of certain performance metrics.

F5 · balance_after: This PSU award was previously reported on a Form 4 filed on March 9, 2018 with the maximum potential award amount of 79,556 shares. Any portion of the award not vested as of the transaction date was cancelled as of that date.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:59 UTC
Herendeen PaulEVP and CFO
GrantCommon Shares, No Par Value 50,518 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010166 · form4.xml · nonDerivative · entry 2

Herendeen Paul · CIK 0001374175 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,137

F1 · shares: Reflects common shares, no par value ("Common Shares") of Bausch Health Companies Inc. (the "Company") issued to the reporting person following the vesting of, and certification of performance metrics relating to, performance-based Restricted Share Units ("PSUs") granted to the reporting person on March 7, 2018.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:59 UTC
Herendeen PaulEVP and CFO
Exercise / conversionCommon Shares, No Par Value 49,324 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010166 · form4.xml · nonDerivative · entry 1

Herendeen Paul · CIK 0001374175 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects common shares, no par value ("Common Shares") of Bausch Health Companies Inc. (the "Company") issued to the reporting person following the vesting of, and certification of performance metrics relating to, performance-based Restricted Share Units ("PSUs") granted to the reporting person on March 7, 2018.

F2 · price: Each PSU converts into Common Shares on a one-for-one basis

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:01 UTC
PAPA JOSEPH CDirector · CHAIRMAN & CEO
Exercise / conversionRestricted Share Units · Derivative 317,089 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010168 · form4.xml · derivative · entry 4

PAPA JOSEPH C · CIK 0001242215 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 317,089 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU converts into Common Shares on a one-for-one basis.

F2 · price: Each PSU converts into Common Shares on a one-for-one basis.

F4 · derivative.exercise_date: The PSUs granted to the reporting person on March 7, 2018 were distributed on March 10, 2021 following certification of the achievement of certain performance metrics.

F4 · derivative.expiration_date: The PSUs granted to the reporting person on March 7, 2018 were distributed on March 10, 2021 following certification of the achievement of certain performance metrics.

F5 · balance_after: This PSU award was previously reported on a Form 4 filed on March 9, 2018 with the maximum potential award amount of 511,434 shares. Any portion of the award not vested as of the transaction date was cancelled as of that date.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:01 UTC
PAPA JOSEPH CDirector · CHAIRMAN & CEO
GrantCommon Shares, No Par Value 108,254 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010168 · form4.xml · nonDerivative · entry 2

PAPA JOSEPH C · CIK 0001242215 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,271,166

F1 · shares: Reflects common shares, no par value ("Common Shares") of Bausch Health Companies Inc. (the "Company") issued to the reporting person following the vesting of, and certification of performance metrics relating to, performance-based Restricted Share Units ("PSUs") granted to the reporting person on March 7, 2018.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:01 UTC
PAPA JOSEPH CDirector · CHAIRMAN & CEO
Exercise / conversionCommon Shares, No Par Value 317,089 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010168 · form4.xml · nonDerivative · entry 1

PAPA JOSEPH C · CIK 0001242215 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,162,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects common shares, no par value ("Common Shares") of Bausch Health Companies Inc. (the "Company") issued to the reporting person following the vesting of, and certification of performance metrics relating to, performance-based Restricted Share Units ("PSUs") granted to the reporting person on March 7, 2018.

F2 · price: Each PSU converts into Common Shares on a one-for-one basis.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:55 UTC
Gordon Joseph FPres&Co-Head Bausch&Lomb/Int'l
Exercise / conversionRestricted Share Units · Derivative 5,637 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010164 · form4.xml · derivative · entry 4

Gordon Joseph F · CIK 0001749876 · Pres&Co-Head Bausch&Lomb/Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 5,637 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU converts into Common Shares on a one-for-one basis.

F2 · price: Each PSU converts into Common Shares on a one-for-one basis.

F4 · derivative.exercise_date: The PSUs granted to the reporting person on March 7, 2018 were distributed on March 10, 2021 following certification of the achievement of certain performance metrics.

F4 · derivative.expiration_date: The PSUs granted to the reporting person on March 7, 2018 were distributed on March 10, 2021 following certification of the achievement of certain performance metrics.

F5 · balance_after: This PSU award was previously reported on a Form 3 filed on August 10, 2018 with the target potential award amount of 4,546 shares.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:55 UTC
Gordon Joseph FPres&Co-Head Bausch&Lomb/Int'l
GrantCommon Shares, No Par Value 17,320 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010164 · form4.xml · nonDerivative · entry 2

Gordon Joseph F · CIK 0001749876 · Pres&Co-Head Bausch&Lomb/Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,099

F1 · shares: Reflects common shares, no par value ("Common Shares") of Bausch Health Companies Inc. (the "Company") issued to the reporting person following the vesting of, and certification of performance metrics relating to, performance-based Restricted Share Units ("PSUs") granted to the reporting person on March 7, 2018.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:55 UTC
Gordon Joseph FPres&Co-Head Bausch&Lomb/Int'l
Exercise / conversionCommon Shares, No Par Value 5,637 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010164 · form4.xml · nonDerivative · entry 1

Gordon Joseph F · CIK 0001749876 · Pres&Co-Head Bausch&Lomb/Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects common shares, no par value ("Common Shares") of Bausch Health Companies Inc. (the "Company") issued to the reporting person following the vesting of, and certification of performance metrics relating to, performance-based Restricted Share Units ("PSUs") granted to the reporting person on March 7, 2018.

F2 · price: Each PSU converts into Common Shares on a one-for-one basis.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:51 UTC
Eldessouky SamSVP, CHIEF ACCOUNTING OFFICER
Exercise / conversionRestricted Share Units · Derivative 4,404 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010162 · form4.xml · derivative · entry 4

Eldessouky Sam · CIK 0001558676 · SVP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,404 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU converts into Common Shares on a one-for-one basis.

F2 · price: Each PSU converts into Common Shares on a one-for-one basis.

F4 · derivative.exercise_date: The PSUs granted to the reporting person on March 7, 2018 were distributed on March 10, 2021 following certification of the achievement of certain performance metrics.

F4 · derivative.expiration_date: The PSUs granted to the reporting person on March 7, 2018 were distributed on March 10, 2021 following certification of the achievement of certain performance metrics.

F5 · balance_after: This PSU award was previously reported on a Form 4 filed on March 9, 2018 with the maximum potential award amount of 7,104 shares. Any portion of the award not vested as of the transaction date was cancelled as of that date.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:51 UTC
Eldessouky SamSVP, CHIEF ACCOUNTING OFFICER
GrantCommon Shares, No Par Value 13,530 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010162 · form4.xml · nonDerivative · entry 2

Eldessouky Sam · CIK 0001558676 · SVP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,545

F1 · shares: Reflects common shares, no par value ("Common Shares") of Bausch Health Companies Inc. (the "Company") issued to the reporting person following the vesting of, and certification of performance metrics relating to, performance-based Restricted Share Units ("PSUs") granted to the reporting person on March 7, 2018.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:51 UTC
Eldessouky SamSVP, CHIEF ACCOUNTING OFFICER
Exercise / conversionCommon Shares, No Par Value 4,404 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010162 · form4.xml · nonDerivative · entry 1

Eldessouky Sam · CIK 0001558676 · SVP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects common shares, no par value ("Common Shares") of Bausch Health Companies Inc. (the "Company") issued to the reporting person following the vesting of, and certification of performance metrics relating to, performance-based Restricted Share Units ("PSUs") granted to the reporting person on March 7, 2018.

F2 · price: Each PSU converts into Common Shares on a one-for-one basis.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:49 UTC
APPIO THOMASPres&Co-Head Bausch&Lomb/Int'l
Exercise / conversionRestricted Share Units · Derivative 9,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010160 · form4.xml · derivative · entry 4

APPIO THOMAS · CIK 0001683323 · Pres&Co-Head Bausch&Lomb/Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,161 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU converts into Common Shares on a one-for-one basis.

F2 · price: Each PSU converts into Common Shares on a one-for-one basis.

F4 · derivative.exercise_date: The PSUs granted to the reporting person on March 7, 2018 were distributed on March 10, 2021 following certification of the achievement of certain performance metrics.

F4 · derivative.expiration_date: The PSUs granted to the reporting person on March 7, 2018 were distributed on March 10, 2021 following certification of the achievement of certain performance metrics.

F5 · balance_after: This PSU award was previously reported on a Form 4 filed on March 9, 2018 with the maximum potential award amount of 14,776 shares. Any portion of the award not vested as of the transaction date was cancelled as of that date.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:49 UTC
APPIO THOMASPres&Co-Head Bausch&Lomb/Int'l
GrantCommon Shares, No Par Value 28,144 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010160 · form4.xml · nonDerivative · entry 2

APPIO THOMAS · CIK 0001683323 · Pres&Co-Head Bausch&Lomb/Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,906

F1 · shares: Reflects common shares, no par value ("Common Shares") of Bausch Health Companies Inc. (the "Company") issued to the reporting person following the vesting of, and certification of performance metrics relating to, performance-based Restricted Share Units ("PSUs") granted to the reporting person on March 7, 2018.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:49 UTC
APPIO THOMASPres&Co-Head Bausch&Lomb/Int'l
Exercise / conversionCommon Shares, No Par Value 9,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010160 · form4.xml · nonDerivative · entry 1

APPIO THOMAS · CIK 0001683323 · Pres&Co-Head Bausch&Lomb/Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects common shares, no par value ("Common Shares") of Bausch Health Companies Inc. (the "Company") issued to the reporting person following the vesting of, and certification of performance metrics relating to, performance-based Restricted Share Units ("PSUs") granted to the reporting person on March 7, 2018.

F2 · price: Each PSU converts into Common Shares on a one-for-one basis.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:46 UTC
ACKERMANN CHRISTINAEVP AND GENERAL COUNSEL
Exercise / conversionRestricted Share Units · Derivative 8,455 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010158 · form4.xml · derivative · entry 4

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,455 shares

Expires 2021-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU converts into Common Shares on a one-for-one basis.

F2 · price: Each PSU converts into Common Shares on a one-for-one basis.

F4 · derivative.exercise_date: The PSUs granted to the reporting person on March 7, 2018 were distributed on March 10, 2021 following certification of the achievement of certain performance metrics.

F4 · derivative.expiration_date: The PSUs granted to the reporting person on March 7, 2018 were distributed on March 10, 2021 following certification of the achievement of certain performance metrics.

F5 · balance_after: This PSU award was previously reported on a Form 4 filed on March 9, 2018 with the maximum potential award amount of 13,638 shares. Any portion of the award not vested as of the transaction date was cancelled as of that date.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:46 UTC
ACKERMANN CHRISTINAEVP AND GENERAL COUNSEL
GrantCommon Shares, No Par Value 25,980 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010158 · form4.xml · nonDerivative · entry 2

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,514

F1 · shares: Reflects common shares, no par value ("Common Shares") of Bausch Health Companies Inc. (the "Company") issued to the reporting person following the vesting of, and certification of performance metrics relating to, performance-based Restricted Share Units ("PSUs") granted to the reporting person on March 7, 2018.

Read SEC document
March 08, 2021 Filed Mar 11, 2021 01:46 UTC
ACKERMANN CHRISTINAEVP AND GENERAL COUNSEL
Exercise / conversionCommon Shares, No Par Value 8,455 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010158 · form4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects common shares, no par value ("Common Shares") of Bausch Health Companies Inc. (the "Company") issued to the reporting person following the vesting of, and certification of performance metrics relating to, performance-based Restricted Share Units ("PSUs") granted to the reporting person on March 7, 2018.

F2 · price: Each PSU converts into Common Shares on a one-for-one basis.

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March 03, 2021 Filed Mar 5, 2021 23:03 UTC
Spurr RobertPresident, Salix
GrantNon-qualified Stock Options (right To Purchase) · Derivative 32,749 $0.00 Strike: $32.56 $0.00
Disclosure

SEC source: 0001127602-21-009572 · form4.xml · derivative · entry 2

Spurr Robert · CIK 0001543795 · President, Salix

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,749

Underlying: Common Shares, No Par Value · 32,749 shares

Expires 2031-03-03

F2 · derivative.exercise_date: The options vest in equal installments on each of the first three anniversaries of the date of grant.

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March 03, 2021 Filed Mar 5, 2021 23:03 UTC
Spurr RobertPresident, Salix
GrantCommon Shares, No Par Value 23,892 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009572 · form4.xml · nonDerivative · entry 1

Spurr Robert · CIK 0001543795 · President, Salix

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,336

F1 · shares: Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of Bausch Health Companies Inc.

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March 03, 2021 Filed Mar 5, 2021 23:00 UTC
PAPA JOSEPH CDirector · CHAIRMAN & CEO
GrantNon-qualified Stock Options (right To Purchase) · Derivative 196,464 $0.00 Strike: $32.56 $0.00
Disclosure

SEC source: 0001127602-21-009570 · form4.xml · derivative · entry 2

PAPA JOSEPH C · CIK 0001242215 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,464

Underlying: Common Shares, No Par Value · 196,464 shares

Expires 2031-03-03

F2 · derivative.exercise_date: The options vest in equal installments on each of the first three anniversaries of the date of grant.

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March 03, 2021 Filed Mar 5, 2021 23:00 UTC
PAPA JOSEPH CDirector · CHAIRMAN & CEO
GrantCommon Shares, No Par Value 74,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009570 · form4.xml · nonDerivative · entry 1

PAPA JOSEPH C · CIK 0001242215 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 845,823

F1 · shares: Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of Bausch Health Companies Inc.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:58 UTC
Herendeen PaulEVP and CFO
GrantNon-qualified Stock Options (right To Purchase) · Derivative 91,684 $0.00 Strike: $32.56 $0.00
Disclosure

SEC source: 0001127602-21-009566 · form4.xml · derivative · entry 2

Herendeen Paul · CIK 0001374175 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,684

Underlying: Common Shares, No Par Value · 91,684 shares

Expires 2031-03-03

F2 · derivative.exercise_date: The options vest in equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:58 UTC
Herendeen PaulEVP and CFO
GrantCommon Shares, No Par Value 63,439 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009566 · form4.xml · nonDerivative · entry 1

Herendeen Paul · CIK 0001374175 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,295

F1 · shares: Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of Bausch Health Companies Inc.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:57 UTC
Gordon Joseph FPres&Co-Head Bausch&Lomb/Int'l
GrantNon-qualified Stock Options (right To Purchase) · Derivative 32,749 $0.00 Strike: $32.56 $0.00
Disclosure

SEC source: 0001127602-21-009564 · form4.xml · derivative · entry 2

Gordon Joseph F · CIK 0001749876 · Pres&Co-Head Bausch&Lomb/Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,749

Underlying: Common Shares, No Par Value · 32,749 shares

Expires 2031-03-03

F2 · derivative.exercise_date: The options vest in equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:57 UTC
Gordon Joseph FPres&Co-Head Bausch&Lomb/Int'l
GrantCommon Shares, No Par Value 23,892 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009564 · form4.xml · nonDerivative · entry 1

Gordon Joseph F · CIK 0001749876 · Pres&Co-Head Bausch&Lomb/Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,142

F1 · shares: Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of Bausch Health Companies Inc.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:55 UTC
Eldessouky SamSVP, CHIEF ACCOUNTING OFFICER
GrantNon-qualified Stock Options (right To Purchase) · Derivative 16,374 $0.00 Strike: $32.56 $0.00
Disclosure

SEC source: 0001127602-21-009562 · form4.xml · derivative · entry 2

Eldessouky Sam · CIK 0001558676 · SVP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,374

Underlying: Common Shares, No Par Value · 16,374 shares

Expires 2031-03-03

F2 · derivative.exercise_date: The options vest in equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:55 UTC
Eldessouky SamSVP, CHIEF ACCOUNTING OFFICER
GrantCommon Shares, No Par Value 10,298 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009562 · form4.xml · nonDerivative · entry 1

Eldessouky Sam · CIK 0001558676 · SVP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,611

F1 · shares: Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of Bausch Health Companies Inc.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:45 UTC
ACKERMANN CHRISTINAEVP AND GENERAL COUNSEL
GrantNon-qualified Stock Options (right To Purchase) · Derivative 52,392 $0.00 Strike: $32.56 $0.00
Disclosure

SEC source: 0001127602-21-009554 · form4.xml · derivative · entry 2

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,392

Underlying: Common Shares, No Par Value · 52,392 shares

Expires 2031-03-03

F2 · derivative.exercise_date: The options vest in equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:45 UTC
ACKERMANN CHRISTINAEVP AND GENERAL COUNSEL
GrantCommon Shares, No Par Value 36,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009554 · form4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,079

F1 · shares: Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of Bausch Health Companies Inc.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:52 UTC
APPIO THOMASPres&Co-Head Bausch&Lomb/Int'l
GrantNon-qualified Stock Options (right To Purchase) · Derivative 47,151 $0.00 Strike: $32.56 $0.00
Disclosure

SEC source: 0001127602-21-009559 · form4.xml · derivative · entry 2

APPIO THOMAS · CIK 0001683323 · Pres&Co-Head Bausch&Lomb/Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,151

Underlying: Common Shares, No Par Value · 47,151 shares

Expires 2031-03-03

F2 · derivative.exercise_date: The options vest in equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:52 UTC
APPIO THOMASPres&Co-Head Bausch&Lomb/Int'l
GrantCommon Shares, No Par Value 32,626 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-009559 · form4.xml · nonDerivative · entry 1

APPIO THOMAS · CIK 0001683323 · Pres&Co-Head Bausch&Lomb/Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,601

F1 · shares: Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of Bausch Health Companies Inc.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:50 UTC
Spurr RobertPresident, Salix
Tax withholdingCommon Shares, No Par Value 3,252 $31.42 $102,177.84
Disclosure

SEC source: 0001127602-21-009220 · form4.xml · nonDerivative · entry 1

Spurr Robert · CIK 0001543795 · President, Salix

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,444

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:47 UTC
PAPA JOSEPH CDirector · CHAIRMAN & CEO
Tax withholdingCommon Shares, No Par Value 28,192 $31.42 $885,792.64
Disclosure

SEC source: 0001127602-21-009214 · form4.xml · nonDerivative · entry 1

PAPA JOSEPH C · CIK 0001242215 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,673

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.