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BHC

Bausch Health Companies Inc.

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4363
SEC CIK
0000885590
Parsed reports
591

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202601
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2022 Filed May 13, 2022 01:18 UTC
Carson SeanaEVP, General Counsel
GrantRestricted Share Units · Derivative 4,715 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017890 · doc4.xml · derivative · entry 5

Carson Seana · CIK 0001923756 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 4,715 shares

Expires 2022-05-10

F3 · derivative.exercise_price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

F2 · shares: Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service.

F3 · price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:18 UTC
Carson SeanaEVP, General Counsel
Exercise / conversionRestricted Share Units · Derivative 2,752 $9.40 $25,868.80
Disclosure

SEC source: 0000899243-22-017890 · doc4.xml · derivative · entry 4

Carson Seana · CIK 0001923756 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 0 shares

Expires 2022-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

F1 · shares: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

F1 · derivative.exercise_date: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:18 UTC
Carson SeanaEVP, General Counsel
GrantRestricted Share Units · Derivative 2,752 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017890 · doc4.xml · derivative · entry 3

Carson Seana · CIK 0001923756 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 2,752 shares

Expires 2022-05-10

F3 · derivative.exercise_price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

F1 · shares: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

F3 · price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

F1 · derivative.exercise_date: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:18 UTC
Carson SeanaEVP, General Counsel
Exercise / conversionCommon Shares, No Par Value 4,715 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017890 · doc4.xml · nonDerivative · entry 2

Carson Seana · CIK 0001923756 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service.

F3 · price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:18 UTC
Carson SeanaEVP, General Counsel
Exercise / conversionCommon Shares, No Par Value 2,752 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017890 · doc4.xml · nonDerivative · entry 1

Carson Seana · CIK 0001923756 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

F3 · price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:12 UTC Exercise / conversionRestricted Share Units · Derivative 65,911 $9.40 $619,563.40
Disclosure

SEC source: 0000899243-22-017885 · doc4.xml · derivative · entry 10

PAPA JOSEPH C · CIK 0001242215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 0 shares

Expires 2022-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each PSU converts into Common Shares on a one-for-one basis.

F3 · shares: Reflects the vesting and conversion of certain "Separation PSUs", previously granted to the reporting person on March 3, 2021, into common shares, no par value ("Common Shares") of the Issuer.

F3 · derivative.exercise_date: Reflects the vesting and conversion of certain "Separation PSUs", previously granted to the reporting person on March 3, 2021, into common shares, no par value ("Common Shares") of the Issuer.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:12 UTC GrantRestricted Share Units · Derivative 65,911 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017885 · doc4.xml · derivative · entry 9

PAPA JOSEPH C · CIK 0001242215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 65,911 shares

Expires 2022-05-10

F4 · derivative.exercise_price: Each PSU converts into Common Shares on a one-for-one basis.

F3 · shares: Reflects the vesting and conversion of certain "Separation PSUs", previously granted to the reporting person on March 3, 2021, into common shares, no par value ("Common Shares") of the Issuer.

F4 · price: Each PSU converts into Common Shares on a one-for-one basis.

F3 · derivative.exercise_date: Reflects the vesting and conversion of certain "Separation PSUs", previously granted to the reporting person on March 3, 2021, into common shares, no par value ("Common Shares") of the Issuer.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:12 UTC Exercise / conversionRestricted Share Units · Derivative 183,522 $9.40 $1,725,106.80
Disclosure

SEC source: 0000899243-22-017885 · doc4.xml · derivative · entry 8

PAPA JOSEPH C · CIK 0001242215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 0 shares

Expires 2022-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each PSU converts into Common Shares on a one-for-one basis.

F2 · shares: Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service.

F2 · derivative.exercise_date: Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:12 UTC GrantRestricted Share Units · Derivative 183,522 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017885 · doc4.xml · derivative · entry 7

PAPA JOSEPH C · CIK 0001242215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 183,522 shares

Expires 2022-05-10

F4 · derivative.exercise_price: Each PSU converts into Common Shares on a one-for-one basis.

F2 · shares: Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service.

F4 · price: Each PSU converts into Common Shares on a one-for-one basis.

F2 · derivative.exercise_date: Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:12 UTC Exercise / conversionRestricted Share Units · Derivative 116,697 $9.40 $1,096,951.80
Disclosure

SEC source: 0000899243-22-017885 · doc4.xml · derivative · entry 6

PAPA JOSEPH C · CIK 0001242215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 0 shares

Expires 2022-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each PSU converts into Common Shares on a one-for-one basis.

F1 · shares: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

F1 · derivative.exercise_date: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:12 UTC GrantRestricted Share Units · Derivative 116,697 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017885 · doc4.xml · derivative · entry 5

PAPA JOSEPH C · CIK 0001242215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 116,697 shares

Expires 2022-05-10

F4 · derivative.exercise_price: Each PSU converts into Common Shares on a one-for-one basis.

F1 · shares: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

F4 · price: Each PSU converts into Common Shares on a one-for-one basis.

F1 · derivative.exercise_date: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:12 UTC Tax withholdingCommon Shares, No Par Value 33,714 $9.40 $316,911.60
Disclosure

SEC source: 0000899243-22-017885 · doc4.xml · nonDerivative · entry 4

PAPA JOSEPH C · CIK 0001242215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,427,568

F5 · shares: This number represents Common Shares withheld to satisfy the tax withholding obligations due upon vesting of the reporting person's Separation PSUs.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:12 UTC Exercise / conversionCommon Shares, No Par Value 65,911 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017885 · doc4.xml · nonDerivative · entry 3

PAPA JOSEPH C · CIK 0001242215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects the vesting and conversion of certain "Separation PSUs", previously granted to the reporting person on March 3, 2021, into common shares, no par value ("Common Shares") of the Issuer.

F4 · price: Each PSU converts into Common Shares on a one-for-one basis.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:12 UTC Exercise / conversionCommon Shares, No Par Value 183,522 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017885 · doc4.xml · nonDerivative · entry 2

PAPA JOSEPH C · CIK 0001242215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,395,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service.

F4 · price: Each PSU converts into Common Shares on a one-for-one basis.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:12 UTC Exercise / conversionCommon Shares, No Par Value 116,697 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017885 · doc4.xml · nonDerivative · entry 1

PAPA JOSEPH C · CIK 0001242215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

F4 · price: Each PSU converts into Common Shares on a one-for-one basis.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:03 UTC
Spurr RobertPresident, U.S. Businesses
Exercise / conversionRestricted Share Units · Derivative 13,592 $9.40 $127,764.80
Disclosure

SEC source: 0000899243-22-017876 · doc4.xml · derivative · entry 6

Spurr Robert · CIK 0001543795 · President, U.S. Businesses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 0 shares

Expires 2022-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

F2 · shares: Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service.

F2 · derivative.exercise_date: Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:03 UTC
Spurr RobertPresident, U.S. Businesses
GrantRestricted Share Units · Derivative 13,592 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017876 · doc4.xml · derivative · entry 5

Spurr Robert · CIK 0001543795 · President, U.S. Businesses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 13,592 shares

Expires 2022-05-10

F3 · derivative.exercise_price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

F2 · shares: Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service.

F3 · price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:03 UTC
Spurr RobertPresident, U.S. Businesses
Exercise / conversionRestricted Share Units · Derivative 8,643 $9.40 $81,244.20
Disclosure

SEC source: 0000899243-22-017876 · doc4.xml · derivative · entry 4

Spurr Robert · CIK 0001543795 · President, U.S. Businesses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 0 shares

Expires 2022-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

F1 · shares: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

F1 · derivative.exercise_date: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:03 UTC
Spurr RobertPresident, U.S. Businesses
GrantRestricted Share Units · Derivative 8,643 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017876 · doc4.xml · derivative · entry 3

Spurr Robert · CIK 0001543795 · President, U.S. Businesses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 8,643 shares

Expires 2022-05-10

F3 · derivative.exercise_price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

F1 · shares: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

F3 · price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

F1 · derivative.exercise_date: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:03 UTC
Spurr RobertPresident, U.S. Businesses
Exercise / conversionCommon Shares, No Par Value 13,592 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017876 · doc4.xml · nonDerivative · entry 2

Spurr Robert · CIK 0001543795 · President, U.S. Businesses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service.

F3 · price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

Read SEC document
May 10, 2022 Filed May 13, 2022 01:03 UTC
Spurr RobertPresident, U.S. Businesses
Exercise / conversionCommon Shares, No Par Value 8,643 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017876 · doc4.xml · nonDerivative · entry 1

Spurr Robert · CIK 0001543795 · President, U.S. Businesses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

F3 · price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

Read SEC document
May 10, 2022 Filed May 13, 2022 00:44 UTC
APPIO THOMASDirector · Chief Executive Officer
Exercise / conversionRestricted Share Units · Derivative 19,575 $9.40 $184,005.00
Disclosure

SEC source: 0000899243-22-017871 · doc4.xml · derivative · entry 6

APPIO THOMAS · CIK 0001683323 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 0 shares

Expires 2022-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

F2 · shares: Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service.

F2 · derivative.exercise_date: Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service.

Read SEC document
May 10, 2022 Filed May 13, 2022 00:44 UTC
APPIO THOMASDirector · Chief Executive Officer
GrantRestricted Share Units · Derivative 19,575 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017871 · doc4.xml · derivative · entry 5

APPIO THOMAS · CIK 0001683323 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 19,575 shares

Expires 2022-05-10

F3 · derivative.exercise_price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

F2 · shares: Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service.

F3 · price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service.

Read SEC document
May 10, 2022 Filed May 13, 2022 00:44 UTC
APPIO THOMASDirector · Chief Executive Officer
Exercise / conversionRestricted Share Units · Derivative 12,447 $9.40 $117,001.80
Disclosure

SEC source: 0000899243-22-017871 · doc4.xml · derivative · entry 4

APPIO THOMAS · CIK 0001683323 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 0 shares

Expires 2022-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

F1 · shares: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

F1 · derivative.exercise_date: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

Read SEC document
May 10, 2022 Filed May 13, 2022 00:44 UTC
APPIO THOMASDirector · Chief Executive Officer
GrantRestricted Share Units · Derivative 12,447 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017871 · doc4.xml · derivative · entry 3

APPIO THOMAS · CIK 0001683323 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, No Par Value · 12,447 shares

Expires 2022-05-10

F3 · derivative.exercise_price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

F1 · shares: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

F3 · price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

F1 · derivative.exercise_date: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

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May 10, 2022 Filed May 13, 2022 00:44 UTC
APPIO THOMASDirector · Chief Executive Officer
Exercise / conversionCommon Shares, No Par Value 19,575 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017871 · doc4.xml · nonDerivative · entry 2

APPIO THOMAS · CIK 0001683323 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Reflects an award of PSUs, previously granted to the reporting person on March 3, 2021, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on March 3, 2023, subject to the reporting person's continuous service.

F3 · price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

Read SEC document
May 10, 2022 Filed May 13, 2022 00:44 UTC
APPIO THOMASDirector · Chief Executive Officer
Exercise / conversionCommon Shares, No Par Value 12,447 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017871 · doc4.xml · nonDerivative · entry 1

APPIO THOMAS · CIK 0001683323 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects an award of performance-based Restricted Share Units ("PSUs"), previously granted to the reporting person on February 26, 2020, that was earned upon the certification of performance metrics applicable to such PSUs. The earned PSUs will vest on February 26, 2023, subject to the reporting person's continuous service.

F3 · price: Each PSU converts into common shares, no par value, of the Issuer on a one-for-one basis.

Read SEC document
May 03, 2022 Filed May 5, 2022 20:12 UTC
Munsch FrederickSVP, Controller and CAO
Tax withholdingCommon Shares, No Par Value 747 $18.66 $13,939.02
Disclosure

SEC source: 0001127602-22-013463 · form4.xml · nonDerivative · entry 1

Munsch Frederick · CIK 0001864367 · SVP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,435

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

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April 14, 2022 Filed Apr 15, 2022 20:32 UTC
Spurr RobertU.S. President-Pharma Business
SaleCommon Shares, No Par Value 1,595 $22.19 $35,393.05
Disclosure

SEC source: 0001127602-22-012006 · form4.xml · nonDerivative · entry 1

Spurr Robert · CIK 0001543795 · U.S. President-Pharma Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,506

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2021.

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March 31, 2022 Filed Apr 4, 2022 21:53 UTC
Paulson JohnDirector
GrantCommon Shares, No Par Value 1,340 $22.85 $30,619.00
Disclosure

SEC source: 0001127602-22-011284 · form4.xml · nonDerivative · entry 1

Paulson John · CIK 0001394923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,629

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

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March 31, 2022 Filed Apr 4, 2022 22:13 UTC GrantCommon Shares, No Par Value 300 $22.85 $6,855.00
Disclosure

SEC source: 0001127602-22-011305 · form4.xml · nonDerivative · entry 1

WECHSLER AMY B · CIK 0001677300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,354

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:08 UTC GrantCommon Shares, No Par Value 1,668 $22.85 $38,113.80
Disclosure

SEC source: 0001127602-22-011300 · form4.xml · nonDerivative · entry 1

ROBERTSON RUSSEL C · CIK 0001677301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,253

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:04 UTC GrantCommon Shares, No Par Value 1,340 $22.85 $30,619.00
Disclosure

SEC source: 0001127602-22-011296 · form4.xml · nonDerivative · entry 1

Miller Steven D · CIK 0001844277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,229

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:01 UTC
ICAHN BRETTDirector
GrantCommon Shares, No Par Value 1,340 $22.85 $30,619.00
Disclosure

SEC source: 0001127602-22-011292 · form4.xml · nonDerivative · entry 1

ICAHN BRETT · CIK 0001387184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,107

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:57 UTC GrantCommon Shares, No Par Value 1,504 $22.85 $34,366.40
Disclosure

SEC source: 0001127602-22-011286 · form4.xml · nonDerivative · entry 1

DE SCHUTTER RICHARD U · CIK 0001083205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,092

F1 · shares: Reflects Restricted Share Units, each representing a contingent right to receive one common share, no par value, of Bausch Health Companies Inc.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:39 UTC
Spurr RobertU.S. President-Pharma Business
SaleCommon Shares, No Par Value 4,846 $22.20 $107,581.20
Disclosure

SEC source: 0001127602-22-009483 · form4.xml · nonDerivative · entry 1

Spurr Robert · CIK 0001543795 · U.S. President-Pharma Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,101

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2021.

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March 10, 2022 Filed Mar 11, 2022 21:00 UTC
ACKERMANN CHRISTINAEVP AND GENERAL COUNSEL
Tax withholdingCommon Shares, No Par Value 839 $22.56 $18,927.84
Disclosure

SEC source: 0001127602-22-009006 · form4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,240

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 21:03 UTC
Gordon Joseph FPres&Co-Head Bausch&Lomb/Int'l
SaleCommon Shares, No Par Value 3,889 $21.76 $84,624.64
Disclosure

SEC source: 0001127602-22-008873 · form4.xml · nonDerivative · entry 1

Gordon Joseph F · CIK 0001749876 · Pres&Co-Head Bausch&Lomb/Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,139

F1 · shares: The sales reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2021.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:49 UTC
Spurr RobertU.S. President-Pharma Business
Tax withholdingCommon Shares, No Par Value 4,074 $23.61 $96,187.14
Disclosure

SEC source: 0001127602-22-008498 · form4.xml · nonDerivative · entry 1

Spurr Robert · CIK 0001543795 · U.S. President-Pharma Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,947

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:47 UTC
Munsch FrederickSVP, Controller and CAO
Tax withholdingCommon Shares, No Par Value 608 $23.61 $14,354.88
Disclosure

SEC source: 0001127602-22-008497 · form4.xml · nonDerivative · entry 1

Munsch Frederick · CIK 0001864367 · SVP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,182

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:45 UTC
ACKERMANN CHRISTINAEVP AND GENERAL COUNSEL
Tax withholdingCommon Shares, No Par Value 6,926 $23.61 $163,522.86
Disclosure

SEC source: 0001127602-22-008496 · form4.xml · nonDerivative · entry 1

ACKERMANN CHRISTINA · CIK 0001681871 · EVP AND GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,079

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:41 UTC
Eldessouky SamEVP & Chief Financial Officer
Tax withholdingCommon Shares, No Par Value 1,242 $23.61 $29,323.62
Disclosure

SEC source: 0001127602-22-008490 · form4.xml · nonDerivative · entry 1

Eldessouky Sam · CIK 0001558676 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,455

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:34 UTC
PAPA JOSEPH CDirector · CHAIRMAN & CEO
Tax withholdingCommon Shares, No Par Value 12,643 $23.61 $298,501.23
Disclosure

SEC source: 0001127602-22-008488 · form4.xml · nonDerivative · entry 1

PAPA JOSEPH C · CIK 0001242215 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,152

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:32 UTC
Gordon Joseph FPres&Co-Head Bausch&Lomb/Int'l
Tax withholdingCommon Shares, No Par Value 4,074 $23.61 $96,187.14
Disclosure

SEC source: 0001127602-22-008485 · form4.xml · nonDerivative · entry 1

Gordon Joseph F · CIK 0001749876 · Pres&Co-Head Bausch&Lomb/Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,028

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:30 UTC
APPIO THOMASCEO, Pharma Business
Tax withholdingCommon Shares, No Par Value 5,564 $23.61 $131,366.04
Disclosure

SEC source: 0001127602-22-008483 · form4.xml · nonDerivative · entry 1

APPIO THOMAS · CIK 0001683323 · CEO, Pharma Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,267

F1 · shares: This number represents common shares, no par value, of the Issuer withheld to satisfy the tax withholding obligations due upon vesting of Restricted Share Units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:58 UTC
Gordon Joseph FPres&Co-Head Bausch&Lomb/Int'l
SaleCommon Shares, No Par Value 11,077 $23.37 $258,869.49
Disclosure

SEC source: 0001127602-22-008299 · form4.xml · nonDerivative · entry 1

Gordon Joseph F · CIK 0001749876 · Pres&Co-Head Bausch&Lomb/Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,102

F1 · shares: The sales reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2021.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:50 UTC
APPIO THOMASCEO, Pharma Business
GrantNon-Qualified Stock Options (right to purchase) · Derivative 565,330 $0.00 Strike: $24.17 $0.00
Disclosure

SEC source: 0001127602-22-008296 · form4.xml · derivative · entry 2

APPIO THOMAS · CIK 0001683323 · CEO, Pharma Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,330

Underlying: Common Shares, No Par Value · 565,330 shares

Expires 2032-03-02

F2 · derivative.exercise_date: The options vest in equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:50 UTC
APPIO THOMASCEO, Pharma Business
GrantCommon Shares, No Par Value 152,690 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-008296 · form4.xml · nonDerivative · entry 1

APPIO THOMAS · CIK 0001683323 · CEO, Pharma Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,831

F1 · shares: Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of Bausch Health Companies Inc.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:09 UTC
Spurr RobertU.S. President-Pharma Business
GrantNon-Qualified Stock Options (right to purchase) · Derivative 131,910 $0.00 Strike: $24.17 $0.00
Disclosure

SEC source: 0001127602-22-008251 · form4.xml · derivative · entry 3

Spurr Robert · CIK 0001543795 · U.S. President-Pharma Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,910

Underlying: Common Shares, No Par Value · 131,910 shares

Expires 2032-03-02

F3 · derivative.exercise_date: The options vest in equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:09 UTC
Spurr RobertU.S. President-Pharma Business
GrantCommon Shares, No Par Value 35,627 $24.17 $861,104.59
Disclosure

SEC source: 0001127602-22-008251 · form4.xml · nonDerivative · entry 2

Spurr Robert · CIK 0001543795 · U.S. President-Pharma Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,021

F2 · shares: Represents the award of restricted share units ("RSUs") which will vest one-third on each of the first three anniversaries following the date of grant, subject to the reporting person's continued service. Vested RSUs are settled in common shares, no par value, of Bausch Health Companies Inc.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.