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BGMS

Bio Green Med Solution, Inc.

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0001130166
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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2021 Filed Jun 17, 2021 20:08 UTC
Sems LloydDirector
GrantCommon Stock 2,374 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-082600 · tm2119990d4_4.xml · nonDerivative · entry 1

Sems Lloyd · CIK 0001436850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,374

F1 · shares: The reporting person received an award of 2,374 restricted stock units on June 15, 2021, which shall vest in full on June 15, 2022.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:08 UTC
BARKER SAM LDirector
GrantStock Option (right to buy) · Derivative 4,748 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001104659-21-082604 · tm2119990d6_4.xml · derivative · entry 2

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,748

Underlying: Common Stock · 4,748 shares

Expires 2031-06-15

F2 · price: These options were granted to Dr. Barker for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:08 UTC
BARKER SAM LDirector
GrantCommon Stock 2,374 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-082604 · tm2119990d6_4.xml · nonDerivative · entry 1

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,386

F1 · shares: The reporting person received an award of 2,374 restricted stock units on June 15, 2021, which shall vest in full on June 15, 2022.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:08 UTC GrantStock Option (right to buy) · Derivative 4,748 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001104659-21-082602 · tm2119990d5_4.xml · derivative · entry 2

Spiegel Robert J. · CIK 0001492256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,748

Underlying: Common Stock · 4,748 shares

Expires 2031-06-15

F2 · price: These options were granted to Dr. Spiegel for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:08 UTC GrantCommon Stock 2,374 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-082602 · tm2119990d5_4.xml · nonDerivative · entry 1

Spiegel Robert J. · CIK 0001492256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,374

F1 · shares: The reporting person received an award of 2,374 restricted stock units on June 15, 2021, which shall vest in full on June 15, 2022.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:07 UTC GrantStock Option (right to buy) · Derivative 4,748 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001104659-21-082599 · tm2119990d3_4.xml · derivative · entry 2

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,748

Underlying: Common Stock · 4,748 shares

Expires 2031-06-15

F2 · price: These options were granted to Dr. Henney for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:07 UTC GrantCommon Stock 2,374 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-082599 · tm2119990d3_4.xml · nonDerivative · entry 1

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,374

F1 · shares: The reporting person received an award of 2,374 restricted stock units on June 15, 2021, which shall vest in full on June 15, 2022.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:07 UTC GrantStock Option (right to buy) · Derivative 2,374 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001104659-21-082597 · tm2119990d1_4.xml · derivative · entry 4

SCHWARTZ BRIAN · CIK 0001431322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,122

Underlying: Common Stock · 2,374 shares

Expires 2031-06-15

F3 · price: These options were granted to Dr. Schwartz for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:07 UTC GrantStock Option (right to buy) · Derivative 4,748 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001104659-21-082597 · tm2119990d1_4.xml · derivative · entry 3

SCHWARTZ BRIAN · CIK 0001431322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,122

Underlying: Common Stock · 4,748 shares

Expires 2031-06-15

F3 · price: These options were granted to Dr. Schwartz for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:07 UTC GrantCommon Stock 1,187 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-082597 · tm2119990d1_4.xml · nonDerivative · entry 2

SCHWARTZ BRIAN · CIK 0001431322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,561

F2 · shares: The reporting person received an award of 1,187 restricted stock units on June 15, 2021, which shall vest in three equal installments on June 15, 2022, June 15, 2023, and June 15, 2024.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:07 UTC GrantCommon Stock 2,374 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-082597 · tm2119990d1_4.xml · nonDerivative · entry 1

SCHWARTZ BRIAN · CIK 0001431322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,561

F1 · shares: The reporting person received an award of 2,374 restricted stock units on June 15, 2021, which shall vest in full on June 15, 2022.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:07 UTC GrantStock Option (right to buy) · Derivative 2,374 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001104659-21-082598 · tm2119990d2_4.xml · derivative · entry 4

Walker Karin L · CIK 0001559422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,122

Underlying: Common Stock · 2,374 shares

Expires 2031-06-15

F3 · price: These options were granted to Ms. Walker for her services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:07 UTC GrantStock Option (right to buy) · Derivative 4,748 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001104659-21-082598 · tm2119990d2_4.xml · derivative · entry 3

Walker Karin L · CIK 0001559422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,122

Underlying: Common Stock · 4,748 shares

Expires 2031-06-15

F3 · price: These options were granted to Ms. Walker for her services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:07 UTC GrantCommon Stock 1,187 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-082598 · tm2119990d2_4.xml · nonDerivative · entry 2

Walker Karin L · CIK 0001559422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,561

F2 · shares: The reporting person received an award of 1,187 restricted stock units on June 15, 2021, which shall vest in three equal installments on June 15, 2022, June 15, 2023, and June 15, 2024.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:07 UTC GrantCommon Stock 2,374 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-082598 · tm2119990d2_4.xml · nonDerivative · entry 1

Walker Karin L · CIK 0001559422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,561

F1 · shares: The reporting person received an award of 2,374 restricted stock units on June 15, 2021, which shall vest in full on June 15, 2022.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:48 UTC GrantStock Option (right to buy) · Derivative 5,200 $0.00 Strike: $4.13 $0.00
Disclosure

SEC source: 0001104659-20-138095 · tm2039008-2_4seq1.xml · derivative · entry 1

SCHWARTZ BRIAN · CIK 0001431322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 5,200 shares

Expires 2030-12-17

F1 · security: These options were granted to Dr. Schwartz for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:25 UTC
McBarron PaulDirector · See Remarks
GrantStock Option (right to buy) · Derivative 120,000 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001104659-20-135750 · tm2038414d2_4.xml · derivative · entry 1

McBarron Paul · CIK 0001357397 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2030-12-11

F2 · price: These securities were granted as part of the Issuer's annual compensation review to executive officers.

F1 · derivative.exercise_date: These securities are exercisable over a three-year period, with 1/36 of the options granted vesting on a monthly basis.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:25 UTC
Rombotis Spiro GeorgeDirector · President and CEO
GrantStock Option (right to buy) · Derivative 175,000 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001104659-20-135749 · tm2038414d1_4.xml · derivative · entry 1

Rombotis Spiro George · CIK 0001357396 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2030-12-11

F2 · price: These securities were granted as part of the Issuer's annual compensation review to executive officers.

F1 · derivative.exercise_date: These securities are exercisable over a three-year period, with 1/36 of the options granted vesting on a monthly basis.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 13:45 UTC GrantStock Option (right to buy) · Derivative 5,200 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001104659-20-124026 · tm2035660d2_4.xml · derivative · entry 1

Walker Karin L · CIK 0001559422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 5,200 shares

Expires 2030-11-09

F1 · security: These options were granted to Ms. Walker for her services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
October 23, 2020 Filed Oct 28, 2020 20:12 UTC
Kirschbaum MarkChief Medical Officer
GrantStock Option (right to buy) · Derivative 120,000 $0.00 Strike: $3.77 $0.00
Disclosure

SEC source: 0001104659-20-118939 · tm2034345d2_4.xml · derivative · entry 1

Kirschbaum Mark · CIK 0001830211 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2030-10-23

F1 · derivative.exercise_date: The shares underlying this option vest as to 40,000 shares on October 23, 2021, with the remainder vesting in 24 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:51 UTC
Sems LloydDirector
GrantStock Option (right to buy) · Derivative 5,200 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001104659-20-078132 · tm2023597-8_4.xml · derivative · entry 1

Sems Lloyd · CIK 0001436850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 5,200 shares

Expires 2030-06-25

F1 · price: These options were granted to Mr. Sems for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:51 UTC GrantStock Option (right to buy) · Derivative 5,200 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001104659-20-078131 · tm2023597-7_4.xml · derivative · entry 1

Banham John Michael Middlecott · CIK 0001357635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 5,200 shares

Expires 2030-06-25

F1 · price: These options were granted to Sir John Banham for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:50 UTC GrantStock Option (right to buy) · Derivative 5,200 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001104659-20-078129 · tm2023597-6_4.xml · derivative · entry 1

Hradsky Gregory T. · CIK 0001439092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 5,200 shares

Expires 2030-06-25

F1 · price: These options were granted to Mr. Hradsky for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:50 UTC GrantStock Option (right to buy) · Derivative 5,200 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001104659-20-078125 · tm2023597d5_4.xml · derivative · entry 1

Spiegel Robert J. · CIK 0001492256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 5,200 shares

Expires 2030-06-25

F1 · price: These options were granted to Dr. Spiegel for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:49 UTC GrantStock Option (right to buy) · Derivative 5,200 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001104659-20-078123 · tm2023597d4_form4.xml · derivative · entry 1

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 5,200 shares

Expires 2030-06-25

F1 · price: These options were granted to Dr. Henney for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:49 UTC GrantStock Option (right to buy) · Derivative 5,200 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001104659-20-078122 · tm2023597d3_form4.xml · derivative · entry 1

UPRICHARD DAVID C · CIK 0001239916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 5,200 shares

Expires 2030-06-25

F1 · price: These options were granted to Dr. U'Prichard for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:48 UTC
BARKER SAM LDirector
GrantStock Option (right to buy) · Derivative 5,200 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001104659-20-078120 · tm2023597d2_form4.xml · derivative · entry 1

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 5,200 shares

Expires 2030-06-25

F1 · price: These options were granted to Dr. Barker for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 02:01 UTC
Chiao JudyV.P., Clin. Dev. & Reg. Aff.
GrantOption · Derivative 10,182 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001104659-19-071121 · tm1924755d3_4.xml · derivative · entry 2

Chiao Judy · CIK 0001357601 · V.P., Clin. Dev. & Reg. Aff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,182

Underlying: Common Stock · 10,182 shares

Expires 2028-02-22

F2 · price: On February 22, 2018, Judy Chiao was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on December 5, 2019, resulting in the vesting of the option as to 10,182 shares.

F2 · derivative.exercise_date: On February 22, 2018, Judy Chiao was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on December 5, 2019, resulting in the vesting of the option as to 10,182 shares.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 02:01 UTC
Chiao JudyV.P., Clin. Dev. & Reg. Aff.
GrantOption · Derivative 11,067 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001104659-19-071121 · tm1924755d3_4.xml · derivative · entry 1

Chiao Judy · CIK 0001357601 · V.P., Clin. Dev. & Reg. Aff.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,067

Underlying: Common Stock · 11,067 shares

Expires 2027-12-29

F1 · price: On December 29, 2017, Judy Chiao was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on December 5, 2019, resulting in the vesting of the option as to 11,067 shares.

F1 · derivative.exercise_date: On December 29, 2017, Judy Chiao was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on December 5, 2019, resulting in the vesting of the option as to 11,067 shares.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 02:01 UTC
Rombotis Spiro GeorgeDirector · President and CEO
GrantOption · Derivative 15,625 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001104659-19-071120 · tm1924755d2_4.xml · derivative · entry 2

Rombotis Spiro George · CIK 0001357396 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common Stock · 15,625 shares

Expires 2028-02-22

F2 · price: On February 22, 2018, Spiro Rombotis was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on December 5, 2019, resulting in the vesting of the option as to 15,625 shares.

F2 · derivative.exercise_date: On February 22, 2018, Spiro Rombotis was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on December 5, 2019, resulting in the vesting of the option as to 15,625 shares.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 02:01 UTC
Rombotis Spiro GeorgeDirector · President and CEO
GrantOption · Derivative 15,625 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001104659-19-071120 · tm1924755d2_4.xml · derivative · entry 1

Rombotis Spiro George · CIK 0001357396 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common Stock · 15,625 shares

Expires 2027-12-29

F1 · price: On December 29, 2017, Spiro Rombotis was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on December 5, 2019, resulting in the vesting of the option as to 15,625 shares.

F1 · derivative.exercise_date: On December 29, 2017, Spiro Rombotis was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on December 5, 2019, resulting in the vesting of the option as to 15,625 shares.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 02:00 UTC
McBarron PaulDirector · E. VP, Fin, CFO and COO
GrantOption · Derivative 11,980 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001104659-19-071119 · tm1924755d1_4.xml · derivative · entry 2

McBarron Paul · CIK 0001357397 · Director · E. VP, Fin, CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,980

Underlying: Common Stock · 11,980 shares

Expires 2028-02-22

F2 · price: On February 22, 2018, Paul McBarron was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on December 5, 2019, resulting in the vesting of the option as to 11,980 shares.

F2 · derivative.exercise_date: On February 22, 2018, Paul McBarron was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on December 5, 2019, resulting in the vesting of the option as to 11,980 shares.

Read SEC document
December 05, 2019 Filed Dec 10, 2019 02:00 UTC
McBarron PaulDirector · E. VP, Fin, CFO and COO
GrantOption · Derivative 13,022 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001104659-19-071119 · tm1924755d1_4.xml · derivative · entry 1

McBarron Paul · CIK 0001357397 · Director · E. VP, Fin, CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,022

Underlying: Common Stock · 13,022 shares

Expires 2027-12-29

F1 · price: On December 29, 2017, Paul McBarron was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on December 5, 2019, resulting in the vesting of the option as to 13,022 shares.

F1 · derivative.exercise_date: On December 29, 2017, Paul McBarron was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on December 5, 2019, resulting in the vesting of the option as to 13,022 shares.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:36 UTC
BARKER SAM LDirector
GrantStock Option (right to buy) · Derivative 18,750 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001144204-19-029254 · tv522819_form4.xml · derivative · entry 1

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2029-05-29

F1 · price: These options were granted to Dr. Barker for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:37 UTC
Sems LloydDirector
GrantStock Option (right to buy) · Derivative 18,750 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001144204-19-029256 · tv522821_form4.xml · derivative · entry 1

Sems Lloyd · CIK 0001436850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2029-05-29

F1 · price: These options were granted to Mr. Sems for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:40 UTC GrantStock Option (right to buy) · Derivative 18,750 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001144204-19-029261 · tv522828_form4.xml · derivative · entry 1

Spiegel Robert J. · CIK 0001492256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2029-05-29

F1 · price: These options were granted to Dr. Spiegel for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:40 UTC GrantStock Option (right to buy) · Derivative 18,750 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001144204-19-029260 · tv522827_form4.xml · derivative · entry 1

Hradsky Gregory T. · CIK 0001439092 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2029-05-29

F1 · price: These options were granted to Mr. Hradsky for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:39 UTC GrantStock Option (right to buy) · Derivative 18,750 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001144204-19-029259 · tv522825_form4.xml · derivative · entry 1

Banham John Michael Middlecott · CIK 0001357635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2029-05-29

F1 · price: These options were granted to Sir John Banham for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:39 UTC GrantStock Option (right to buy) · Derivative 18,750 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001144204-19-029258 · tv522822_form4.xml · derivative · entry 1

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2029-05-29

F1 · price: These options were granted to Dr. Henney for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

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May 29, 2019 Filed May 31, 2019 20:37 UTC GrantStock Option (right to buy) · Derivative 18,750 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001144204-19-029255 · tv522820_form4.xml · derivative · entry 1

UPRICHARD DAVID C · CIK 0001239916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2029-05-29

F1 · price: These options were granted to Dr. U'Prichard for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

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January 04, 2019 Filed Jan 7, 2019 14:26 UTC
Rombotis Spiro GeorgeDirector · President and CEO
GrantOption · Derivative 508,198 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001144204-19-000788 · tv510488_4.xml · derivative · entry 1

Rombotis Spiro George · CIK 0001357396 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,198

Underlying: Common Stock · 508,198 shares

Expires 2029-01-04

F2 · price: These securities were granted as part of the Issuer's annual compensation review to executive officers.

F1 · derivative.exercise_date: These securities are exercisable over a three-year period, with 1/36 of the options granted vesting on a monthly basis.

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January 04, 2019 Filed Jan 7, 2019 14:28 UTC
McBarron PaulDirector · E. VP, Fin, CFO and COO
GrantOption · Derivative 270,079 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001144204-19-000790 · tv510491_4.xml · derivative · entry 1

McBarron Paul · CIK 0001357397 · Director · E. VP, Fin, CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,079

Underlying: Common Stock · 270,079 shares

Expires 2029-01-04

F2 · price: These securities were granted as part of the Issuer's annual compensation review to executive officers.

F1 · derivative.exercise_date: These securities are exercisable over a three-year period, with 1/36 of the options granted vesting on a monthly basis.

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January 04, 2019 Filed Jan 7, 2019 14:27 UTC
Chiao JudyV.P., Clin. Dev. & Reg. Aff
GrantOption · Derivative 284,592 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001144204-19-000789 · tv510489_4.xml · derivative · entry 1

Chiao Judy · CIK 0001357601 · V.P., Clin. Dev. & Reg. Aff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,592

Underlying: Common Stock · 284,592 shares

Expires 2029-01-04

F2 · price: These securities were granted as part of the Issuer's annual compensation review to executive officers.

F1 · derivative.exercise_date: These securities are exercisable over a three-year period, with 1/36 of the options granted vesting on a monthly basis.

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January 03, 2019 Filed Jan 7, 2019 14:26 UTC
Rombotis Spiro GeorgeDirector · President and CEO
GrantOption · Derivative 14,375 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001144204-19-000788 · tv510488_4.xml · derivative · entry 3

Rombotis Spiro George · CIK 0001357396 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,375

Underlying: Common Stock · 14,375 shares

Expires 2028-02-22

F4 · price: On February 22, 2018, Spiro Rombotis was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on January 3, 2019, resulting in the vesting of the option as to 14,375 shares.

F4 · derivative.exercise_date: On February 22, 2018, Spiro Rombotis was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on January 3, 2019, resulting in the vesting of the option as to 14,375 shares.

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January 03, 2019 Filed Jan 7, 2019 14:26 UTC
Rombotis Spiro GeorgeDirector · President and CEO
GrantOption · Derivative 15,625 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001144204-19-000788 · tv510488_4.xml · derivative · entry 2

Rombotis Spiro George · CIK 0001357396 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common Stock · 15,625 shares

Expires 2027-12-29

F3 · price: On December 29, 2017, Spiro Rombotis was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on January 3, 2019, resulting in the vesting of the option as to 15,625 shares.

F3 · derivative.exercise_date: On December 29, 2017, Spiro Rombotis was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on January 3, 2019, resulting in the vesting of the option as to 15,625 shares.

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January 03, 2019 Filed Jan 7, 2019 14:28 UTC
McBarron PaulDirector · E. VP, Fin, CFO and COO
GrantOption · Derivative 11,980 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001144204-19-000790 · tv510491_4.xml · derivative · entry 3

McBarron Paul · CIK 0001357397 · Director · E. VP, Fin, CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,980

Underlying: Common Stock · 11,980 shares

Expires 2028-02-22

F4 · price: On February 22, 2018, Paul McBarron was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on January 3, 2019, resulting in the vesting of the option as to 11,980 shares.

F4 · derivative.exercise_date: On February 22, 2018, Paul McBarron was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on January 3, 2019, resulting in the vesting of the option as to 11,980 shares.

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January 03, 2019 Filed Jan 7, 2019 14:28 UTC
McBarron PaulDirector · E. VP, Fin, CFO and COO
GrantOption · Derivative 13,021 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001144204-19-000790 · tv510491_4.xml · derivative · entry 2

McBarron Paul · CIK 0001357397 · Director · E. VP, Fin, CFO and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,021

Underlying: Common Stock · 13,021 shares

Expires 2027-12-29

F3 · price: On December 29, 2017, Paul McBarron was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on January 3, 2019, resulting in the vesting of the option as to 13,021 shares.

F3 · derivative.exercise_date: On December 29, 2017, Paul McBarron was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on January 3, 2019, resulting in the vesting of the option as to 13,021 shares.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 14:27 UTC
Chiao JudyV.P., Clin. Dev. & Reg. Aff
GrantOption · Derivative 10,183 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001144204-19-000789 · tv510489_4.xml · derivative · entry 3

Chiao Judy · CIK 0001357601 · V.P., Clin. Dev. & Reg. Aff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,183

Underlying: Common Stock · 10,183 shares

Expires 2028-02-22

F4 · price: On February 22, 2018, Judy Chiao was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on January 3, 2019, resulting in the vesting of the option as to 10,183 shares.

F4 · derivative.exercise_date: On February 22, 2018, Judy Chiao was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on January 3, 2019, resulting in the vesting of the option as to 10,183 shares.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 14:27 UTC
Chiao JudyV.P., Clin. Dev. & Reg. Aff
GrantOption · Derivative 11,068 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001144204-19-000789 · tv510489_4.xml · derivative · entry 2

Chiao Judy · CIK 0001357601 · V.P., Clin. Dev. & Reg. Aff

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,068

Underlying: Common Stock · 11,068 shares

Expires 2027-12-29

F3 · price: On December 29, 2017, Judy Chiao was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on January 3, 2019, resulting in the vesting of the option as to 11,068 shares.

F3 · derivative.exercise_date: On December 29, 2017, Judy Chiao was granted an option to purchase certain shares of common stock, which option shall vest according to the satisfaction of performance criteria. Certain performance criteria were confirmed to have been met on January 3, 2019, resulting in the vesting of the option as to 11,068 shares.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 12:44 UTC GrantStock Option (right to buy) · Derivative 8,576 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001144204-18-048729 · tv502611_4.xml · derivative · entry 1

Spiegel Robert J. · CIK 0001492256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,576

Underlying: Common Stock · 8,576 shares

Expires 2028-09-06

F1 · price: These options were granted to Dr. Spiegel for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.