Last 12 months
Inside the activity.
3 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 1 | 1 |
| Feb 2026 | 1 | 3 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 1 | 7 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2025 Filed Mar 5, 2025 11:24 UTC |
McDonald WarrenEVP & Chief Credit Officer
|
GrantRestricted Stock Units · Derivative | 4,052 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001437749-25-006214 · rdgdoc.xml · derivative · entry 2 McDonald Warren · CIK 0001841232 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,908 Underlying: Common Stock · 4,052 shares Expires not disclosed F3 · shares: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F3 · price: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F3 · derivative.exercise_date: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F3 · derivative.expiration_date: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F3 · derivative.underlying_shares: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · balance_after: Includes: (a) 3,856 time-based restricted stock units granted on December 12, 2024, of which 1,272 shares will vest on December 12, 2025, 1,272 shares will vest on December 12, 2026, and the remaining 1,312 shares will vest on December 12, 2027; and (b) 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 11:18 UTC |
Manning KathrynEVP & Chief Risk Officer
|
GrantRestricted Stock Units · Derivative | 3,756 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001437749-25-006210 · rdgdoc.xml · derivative · entry 2 Manning Kathryn · CIK 0001927057 · EVP & Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,330 Underlying: Common Stock · 3,756 shares Expires not disclosed F3 · shares: Reflects the grant of 3,756 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,239 shares will vest on March 1, 2026, 1,239 shares will vest on March 1, 2027, and the remaining 1,278 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · shares: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs. F3 · price: Reflects the grant of 3,756 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,239 shares will vest on March 1, 2026, 1,239 shares will vest on March 1, 2027, and the remaining 1,278 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F3 · derivative.exercise_date: Reflects the grant of 3,756 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,239 shares will vest on March 1, 2026, 1,239 shares will vest on March 1, 2027, and the remaining 1,278 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F3 · derivative.expiration_date: Reflects the grant of 3,756 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,239 shares will vest on March 1, 2026, 1,239 shares will vest on March 1, 2027, and the remaining 1,278 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F3 · derivative.underlying_shares: Reflects the grant of 3,756 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,239 shares will vest on March 1, 2026, 1,239 shares will vest on March 1, 2027, and the remaining 1,278 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · derivative.underlying_shares: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs. F5 · balance_after: Includes: (a) 3,574 time-based restricted stock units granted on December 12, 2024, of which 1,179 shares will vest on December 12, 2025, 1,179 shares will vest on December 12, 2026, and the remaining 1,216 shares will vest on December 12, 2027; and (b) 3,756 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,239 shares will vest on March 1, 2026, 1,239 shares will vest on March 1, 2027, and the remaining 1,278 shares will vest on March 1, 2028. Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 11:15 UTC |
MANSFIELD KEITHEVP&COO of b1Bank
|
GrantRestricted Stock Units · Derivative | 5,838 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001437749-25-006208 · rdgdoc.xml · derivative · entry 2 MANSFIELD KEITH · CIK 0001734773 · EVP&COO of b1Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,393 Underlying: Common Stock · 5,838 shares Expires not disclosed F4 · shares: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · price: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · derivative.exercise_date: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · derivative.expiration_date: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · derivative.underlying_shares: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F5 · balance_after: Includes: (a) 5,555 time-based restricted stock units granted on December 12, 2024, of which 1,833 shares will vest on December 12, 2025, 1,833 shares will vest on December 12, 2026, and the remaining 1,889 shares will vest on December 12, 2027; and (b) 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 11:11 UTC |
MELVILLE DAVID R. IIIDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 16,293 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001437749-25-006206 · rdgdoc.xml · derivative · entry 2 MELVILLE DAVID R. III · CIK 0001734795 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,259 Underlying: Common Stock · 16,293 shares Expires not disclosed F4 · shares: Reflects the grant of 16,293 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 5,376 shares will vest on March 1, 2026, 5,376 shares will vest on March 1, 2027, and the remaining 5,541 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F5 · shares: The Reporting Person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the Reporting Person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the Reporting Person's separation of service, death or disability occurs. F4 · price: Reflects the grant of 16,293 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 5,376 shares will vest on March 1, 2026, 5,376 shares will vest on March 1, 2027, and the remaining 5,541 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · derivative.exercise_date: Reflects the grant of 16,293 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 5,376 shares will vest on March 1, 2026, 5,376 shares will vest on March 1, 2027, and the remaining 5,541 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · derivative.expiration_date: Reflects the grant of 16,293 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 5,376 shares will vest on March 1, 2026, 5,376 shares will vest on March 1, 2027, and the remaining 5,541 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · derivative.underlying_shares: Reflects the grant of 16,293 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 5,376 shares will vest on March 1, 2026, 5,376 shares will vest on March 1, 2027, and the remaining 5,541 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F5 · derivative.underlying_shares: The Reporting Person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the Reporting Person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the Reporting Person's separation of service, death or disability occurs. F6 · balance_after: Includes: (a) 14,966 time-based restricted stock units granted to the Reporting Person on December 12, 2024, which will vest in three substantially equal installments on the first, second, and third anniversary of the issuance date; and (b) 16,293 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 5,376 shares will vest on March 1, 2026, 5,376 shares will vest on March 1, 2027, and the remaining 5,541 shares will vest on March 1, 2028. Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 11:08 UTC |
Vascocu Norman Jerome JrPresident of b1Bank
|
GrantRestricted Stock Units · Derivative | 8,047 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001437749-25-006201 · rdgdoc.xml · derivative · entry 2 Vascocu Norman Jerome Jr · CIK 0001955172 · President of b1Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,704 Underlying: Common Stock · 8,047 shares Expires not disclosed F3 · shares: Reflects the grant of 8,047 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 2,655 shares will vest on March 1, 2026, 2,655 shares will vest on March 1, 2027, and the remaining 2,737 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · shares: The Reporting Person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the Reporting Person has elected to receive cash in an amount equal to the vested securities under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, distributed in equal annual installments over a 10-year period commencing on the first business day of the month following the month in which the Reporting Person's separation of service occurs. F3 · price: Reflects the grant of 8,047 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 2,655 shares will vest on March 1, 2026, 2,655 shares will vest on March 1, 2027, and the remaining 2,737 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F3 · derivative.exercise_date: Reflects the grant of 8,047 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 2,655 shares will vest on March 1, 2026, 2,655 shares will vest on March 1, 2027, and the remaining 2,737 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F3 · derivative.expiration_date: Reflects the grant of 8,047 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 2,655 shares will vest on March 1, 2026, 2,655 shares will vest on March 1, 2027, and the remaining 2,737 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F3 · derivative.underlying_shares: Reflects the grant of 8,047 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 2,655 shares will vest on March 1, 2026, 2,655 shares will vest on March 1, 2027, and the remaining 2,737 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · derivative.underlying_shares: The Reporting Person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the Reporting Person has elected to receive cash in an amount equal to the vested securities under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, distributed in equal annual installments over a 10-year period commencing on the first business day of the month following the month in which the Reporting Person's separation of service occurs. F5 · balance_after: Includes: (a) 7,657 time-based restricted stock units granted to the Reporting Person on December 12, 2024, which will vest in three substantially equal installments on the first, second, and third anniversary of the issuance date; and (b) 8,047 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 2,655 shares will vest on March 1, 2026, 2,655 shares will vest on March 1, 2027, and the remaining 2,737 shares will vest on March 1, 2028. Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 11:05 UTC |
JORDAN PHILIPEVP&CBO of b1Bank
|
GrantRestricted Stock Units · Derivative | 5,838 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001437749-25-006199 · rdgdoc.xml · derivative · entry 2 JORDAN PHILIP · CIK 0001734775 · EVP&CBO of b1Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,393 Underlying: Common Stock · 5,838 shares Expires not disclosed F4 · shares: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · price: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · derivative.exercise_date: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · derivative.expiration_date: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · derivative.underlying_shares: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F5 · balance_after: Includes: (a) 5,555 time-based restricted stock units granted to the Reporting Person on December 12, 2024, which will vest in three substantially equal installments on the first, second, and third anniversary of the issuance date; and (b) 5,838 restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 11:01 UTC |
Strong SaundraEVP & General Counsel
|
GrantRestricted Stock Units · Derivative | 4,052 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001437749-25-006194 · rdgdoc.xml · derivative · entry 2 Strong Saundra · CIK 0001889385 · EVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,908 Underlying: Common Stock · 4,052 shares Expires not disclosed F3 · shares: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · shares: The reporting person has irrevocably elected to defer 50% of the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs. F3 · price: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F3 · derivative.exercise_date: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F3 · derivative.expiration_date: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F3 · derivative.underlying_shares: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · derivative.underlying_shares: The reporting person has irrevocably elected to defer 50% of the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs. F5 · balance_after: Includes: (a) 3,856 time-based restricted stock units granted on December 12, 2024, of which 1,272 shares will vest on December 12, 2025, 1,272 shares will vest on December 12, 2026, and the remaining 1,312 shares will vest on December 12, 2027; and (b) 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:10 UTC |
Carter Donald ChadEVP, Correspondent Banking
|
GrantCOMMON STOCK | 3,856 | $28.50 | $109,896.00 |
DisclosureSEC source: 0001437749-24-037594 · rdgdoc.xml · nonDerivative · entry 1 Carter Donald Chad · CIK 0002021584 · EVP, Correspondent Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,079 F1 · shares: Reflects the grant of time-based restricted stock to the reporting person. The time-based restricted stock will vest in substantially equal installments on the first, second, and third anniversary of the issuance date. F2 · balance_after: Includes units of employer stock fund through issuer's 401(k) plan equivalent to 6,799 shares of common stock. F3 · balance_after: Includes (a) 3,068 shares of unvested restricted stock granted on 2/1/2024, of which 1,912 shares will vest on 3/31/2025 and the remaining 1,156 shares will vest on 3/31/2026, and (b) 3,856 shares of unvested restricted stock granted on 12/12/2024, of which 1,272 shares will vest on 12/12/2025, 1,272 shares will vest on 12/12/2026, and the remaining 1,312 shares will vest on 12/12/2027. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:11 UTC |
ROBERTSON GREGEVP and CFO
|
GrantCOMMON STOCK | 5,555 | $28.50 | $158,317.50 |
DisclosureSEC source: 0001437749-24-037599 · rdgdoc.xml · nonDerivative · entry 1 ROBERTSON GREG · CIK 0001734771 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,310 F1 · shares: Reflects the grant of time-based restricted stock to the reporting person. The time-based restricted stock will vest in substantially equal installments on the first, second, and third anniversary of the issuance date. F2 · balance_after: Includes (a) 5,500 shares of unvested restricted stock granted on 2/1/2023, which will vest on 3/31/2025; (b) 7,442 shares of unvested restricted stock granted on 2/1/2024, of which 3,666 shares will vest on 3/31/2025, and the remaining 3,776 shares will vest on 3/31/2026; and (c) 5,555 shares of unvested restricted stock granted on 12/12/2024, of which 1,833 shares will vest on 12/12/2025, 1,833 shares will vest on 12/12/2026, and the remaining 1,889 shares will vest on 12/12/2027. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:11 UTC |
McDonald WarrenChief Credit Officer
|
GrantCOMMON STOCK | 3,856 | $28.50 | $109,896.00 |
DisclosureSEC source: 0001437749-24-037598 · rdgdoc.xml · nonDerivative · entry 1 McDonald Warren · CIK 0001841232 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,391 F1 · shares: Reflects the grant of time-based restricted stock to the reporting person. The time-based restricted stock will vest in substantially equal installments on the first, second, and third anniversary of the issuance date. F2 · balance_after: Includes (a) 3,829 shares of unvested restricted stock granted on 2/1/2023, which will vest on 3/31/2025; (b) 5,383 shares of unvested restricted stock granted on 2/1/2024, of which 2,651 shares will vest on 3/31/2025, and the remaining 2,732 shares will vest on 3/31/2026; and (c) 3,856 shares of unvested restricted stock granted on 12/12/2024, of which 1,272 shares will vest on 12/12/2025, 1,272 shares will vest on 12/12/2026, and the remaining 1,312 shares will vest on 12/12/2027. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:10 UTC |
Vascocu Norman Jerome JrPresident of b1Bank
|
GrantRestricted Stock Units · Derivative | 7,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-037597 · rdgdoc.xml · derivative · entry 2 Vascocu Norman Jerome Jr · CIK 0001955172 · President of b1Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,657 Underlying: Common Stock · 7,657 shares Expires not disclosed F3 · derivative.exercise_price: Reflects time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan (the "Incentive Plan") on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second, and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · shares: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person has elected to receive cash in an amount equal to the vested securities under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, distributed in equal annual installments over a 10-year period commencing on the first business day of the month following the month in which the reporting person's separation of service occurs. F4 · derivative.exercise_date: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person has elected to receive cash in an amount equal to the vested securities under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, distributed in equal annual installments over a 10-year period commencing on the first business day of the month following the month in which the reporting person's separation of service occurs. F4 · derivative.expiration_date: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person has elected to receive cash in an amount equal to the vested securities under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, distributed in equal annual installments over a 10-year period commencing on the first business day of the month following the month in which the reporting person's separation of service occurs. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:08 UTC |
JORDAN PHILIPEVP&CBO of b1Bank
|
GrantRestricted Stock Units (Deferred Stock Award 12/12/2024) · Derivative | 5,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-037591 · rdgdoc.xml · derivative · entry 2 JORDAN PHILIP · CIK 0001734775 · EVP&CBO of b1Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,555 Underlying: Common Stock · 5,555 shares Expires not disclosed F4 · derivative.exercise_price: Reflects time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan (the "Incentive Plan") on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second, and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F5 · shares: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs. F5 · derivative.exercise_date: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs. F5 · derivative.expiration_date: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:09 UTC |
Manning KathrynChief Risk Officer
|
GrantCOMMON STOCK | 3,574 | $28.50 | $101,859.00 |
DisclosureSEC source: 0001437749-24-037592 · rdgdoc.xml · nonDerivative · entry 1 Manning Kathryn · CIK 0001927057 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,466 F1 · shares: Reflects the grant of time-based restricted stock to the reporting person. The time-based restricted stock will vest in substantially equal installments on the first, second, and third anniversary of the issuance date. F2 · balance_after: Includes (a) 3,282 shares of unvested restricted stock granted on 2/1/2023 which will vest on 3/31/2025; (b) 4,869 shares of unvested restricted stock granted on 2/1/2024, of which 2,399 shares will vest on 3/31/2025, and the remaining 2,470 shares will vest on 3/31/2026; and (c) 3,574 shares of unvested restricted stock granted on 12/12/2024, of which 1,179 shares will vest on 12/12/2025, 1,179 shares will vest on 12/12/2026, and the remaining 1,216 shares will vest on 12/12/2027. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:08 UTC |
MANSFIELD KEITHEVP&COO of b1Bank
|
GrantCOMMON STOCK | 5,555 | $28.50 | $158,317.50 |
DisclosureSEC source: 0001437749-24-037590 · rdgdoc.xml · nonDerivative · entry 1 MANSFIELD KEITH · CIK 0001734773 · EVP&COO of b1Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,918 F1 · shares: Reflects the grant of time-based restricted stock to the reporting person. The time-based restricted stock will vest in substantially equal installments on the first, second, and third anniversary of the issuance date. F2 · balance_after: Includes (a) 5,500 shares of unvested restricted stock granted on 2/1/2023 which will vest on 3/31/2025; (b) 7,442 shares of unvested restricted stock granted on 2/1/2024, of which 3,666 shares will vest on 3/31/2025, and the remaining 3,776 shares will vest on 3/31/2026; and (c) 5,555 shares of unvested restricted stock granted on 12/12/2024, of which 1,833 shares will vest on 12/12/2025, 1,833 shares will vest on 12/12/2026, and the remaining 1,889 shares will vest on 12/12/2027. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. F3 · balance_after: Includes 5,000 shares of the issuer's common stock held by reporting person's IRA. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:07 UTC |
Strong SaundraEVP & General Counsel
|
GrantCOMMON STOCK | 3,856 | $28.50 | $109,896.00 |
DisclosureSEC source: 0001437749-24-037588 · rdgdoc.xml · nonDerivative · entry 1 Strong Saundra · CIK 0001889385 · EVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,131 F1 · shares: Reflects the grant of time-based restricted stock to the reporting person. The time-based restricted stock will vest in substantially equal installments on the first, second, and third anniversary of the issuance date. F2 · balance_after: Includes (a) 4,102 shares of unvested restricted stock granted on 2/1/2023 which will vest on 3/31/2025; (b) 5,383 shares of unvested restricted stock granted on 2/1/2024, of which 2,651 shares will vest on 3/31/2025, and the remaining 2,732 shares will vest on 3/31/2026; and (c) 3,856 shares of unvested restricted stock granted on 12/12/2024, of which 1,272 shares will vest on 12/12/2025, 1,272 shares will vest on 12/12/2026, and the remaining 1,312 shares will vest on 12/12/2027. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:07 UTC |
MELVILLE DAVID R. IIIDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 14,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-037587 · rdgdoc.xml · derivative · entry 2 MELVILLE DAVID R. III · CIK 0001734795 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,966 Underlying: Common Stock · 14,966 shares Expires not disclosed F3 · derivative.exercise_price: Reflects time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan (the "Incentive Plan") on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second, and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. F4 · shares: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs. F4 · derivative.exercise_date: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs. F4 · derivative.expiration_date: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs. Read SEC document |
| December 12, 2024 Filed Mar 19, 2025 20:15 UTC Amendment |
Carter Donald ChadEVP, Correspondent Banking
|
GrantRestricted Stock Units · Derivative | 3,856 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008435 · rdgdoc.xml · derivative · entry 2 Carter Donald Chad · CIK 0002021584 · EVP, Correspondent Banking 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,856 Underlying: Common Stock · 3,856 shares Expires not disclosed F4 · security: The original Form 4, filed on December 16, 2024, incorrectly reported the grant of the reported securities as an acquisition of shares of restricted stock under Table I. This amendment is being filed to correct the original report by reporting the grant of the reported securities as an acquisition of restricted stock units under Table II. F5 · shares: Reflects the grant of 3,856 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. F5 · derivative.exercise_date: Reflects the grant of 3,856 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. F5 · derivative.expiration_date: Reflects the grant of 3,856 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. Read SEC document |
| December 12, 2024 Filed Mar 19, 2025 20:15 UTC Amendment |
Manning KathrynChief Risk Officer
|
GrantRestricted Stock Units · Derivative | 3,574 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008434 · rdgdoc.xml · derivative · entry 2 Manning Kathryn · CIK 0001927057 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,574 Underlying: Common Stock · 3,574 shares Expires not disclosed F3 · security: The original Form 4, filed on December 16, 2024, incorrectly reported the grant of the reported securities as an acquisition of shares of restricted stock under Table I. This amendment is being filed to correct the original report by reporting the grant of the reported securities as an acquisition of restricted stock units under Table II. F4 · shares: Reflects the grant of 3,574 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. F4 · derivative.exercise_date: Reflects the grant of 3,574 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. F4 · derivative.expiration_date: Reflects the grant of 3,574 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. Read SEC document |
| December 12, 2024 Filed Mar 19, 2025 20:15 UTC Amendment |
McDonald WarrenChief Credit Officer
|
GrantRestricted Stock Units · Derivative | 3,856 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008433 · rdgdoc.xml · derivative · entry 2 McDonald Warren · CIK 0001841232 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,856 Underlying: Common Stock · 3,856 shares Expires not disclosed F3 · security: The original Form 4, filed on December 16, 2024, incorrectly reported the grant of the reported securities as an acquisition of shares of restricted stock under Table I. This amendment is being filed to correct the original report by reporting the grant of the reported securities as an acquisition of restricted stock units under Table II. F4 · shares: Reflects the grant of 3,856 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. F4 · derivative.exercise_date: Reflects the grant of 3,856 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. F4 · derivative.expiration_date: Reflects the grant of 3,856 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. Read SEC document |
| December 12, 2024 Filed Mar 19, 2025 20:14 UTC Amendment |
ROBERTSON GREGEVP and CFO
|
GrantRestricted Stock Units · Derivative | 5,555 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008432 · rdgdoc.xml · derivative · entry 2 ROBERTSON GREG · CIK 0001734771 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,555 Underlying: Common Stock · 5,555 shares Expires not disclosed F3 · security: The original Form 4, filed on December 16, 2024, incorrectly reported the grant of the reported securities as an acquisition of shares of restricted stock under Table I. This amendment is being filed to correct the original report by reporting the grant of the reported securities as an acquisition of restricted stock units under Table II. F4 · shares: Reflects the grant of time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. F4 · derivative.exercise_date: Reflects the grant of time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. F4 · derivative.expiration_date: Reflects the grant of time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. Read SEC document |
| December 12, 2024 Filed Mar 19, 2025 20:14 UTC Amendment |
MANSFIELD KEITHEVP&COO of b1Bank
|
GrantRestricted Stock Units · Derivative | 5,555 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008431 · rdgdoc.xml · derivative · entry 2 MANSFIELD KEITH · CIK 0001734773 · EVP&COO of b1Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,555 Underlying: Common Stock · 5,555 shares Expires not disclosed F4 · security: The original Form 4, filed on December 16, 2024, incorrectly reported the grant of the reported securities as an acquisition of shares of restricted stock under Table I. This amendment is being filed to correct the original report by reporting the grant of the reported securities as an acquisition of restricted stock units under Table II. F5 · shares: Reflects the grant of 5,555 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. F5 · derivative.exercise_date: Reflects the grant of 5,555 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. F5 · derivative.expiration_date: Reflects the grant of 5,555 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. Read SEC document |
| December 12, 2024 Filed Mar 19, 2025 20:14 UTC Amendment |
Strong SaundraEVP & General Counsel
|
GrantRestricted Stock Units · Derivative | 3,856 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-008430 · rdgdoc.xml · derivative · entry 2 Strong Saundra · CIK 0001889385 · EVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,856 Underlying: Common Stock · 3,856 shares Expires not disclosed F3 · security: The original Form 4, filed on December 16, 2024, incorrectly reported the grant of the reported securities as an acquisition of shares of restricted stock under Table I. This amendment is being filed to correct the original report by reporting the grant of the reported securities as an acquisition of restricted stock units under Table II. F4 · shares: Reflects the grant of 3,856 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. F4 · derivative.exercise_date: Reflects the grant of 3,856 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. F4 · derivative.expiration_date: Reflects the grant of 3,856 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events. Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 21:05 UTC |
Vascocu Norman Jerome JrPresident of b1Bank
|
GrantCOMMON STOCK | 1,789 | $27.95 | $50,002.55 |
DisclosureSEC source: 0001437749-24-036163 · rdgdoc.xml · nonDerivative · entry 1 Vascocu Norman Jerome Jr · CIK 0001955172 · President of b1Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,677 F1 · kind: Reflects the grant of restricted stock to the reporting person. The restricted stock fully vested on 11/21/2024. F2 · balance_after: Consists of (a) 5,500 shares of unvested restricted stock granted on 2/1/2023 which will vest on 3/31/2025, and (b) 7,442 shares of unvested restricted stock granted on 2/1/2024, of which 3,666 shares will vest on 3/31/2025, and the remaining 3,776 shares will vest on 3/31/2026. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. Read SEC document |
| November 21, 2024 Filed Feb 14, 2025 21:10 UTC |
Vascocu Norman Jerome JrPresident of b1Bank
|
Tax withholdingCOMMON STOCK | 794 | $27.95 | $22,192.30 |
DisclosureSEC source: 0001437749-25-003997 · rdgdoc.xml · nonDerivative · entry 1 Vascocu Norman Jerome Jr · CIK 0001955172 · President of b1Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,883 F1 · kind: On November 21, 2024, 1,789 shares of restricted stock beneficially owned by the Reporting Person fully vested. These shares were previously reported as beneficially owned by the Reporting Person. Upon vesting, 794 shares of the restricted stock were withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person in connection with the vesting thereof. F2 · balance_after: Consists of (a) 5,500 shares of unvested restricted stock granted on 2/1/2023 which will vest on 3/31/2025, and (b) 7,442 shares of unvested restricted stock granted on 2/1/2024, of which 3,666 shares will vest on 3/31/2025, and the remaining 3,776 shares will vest on 3/31/2026. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. Read SEC document |
| November 14, 2024 Filed Nov 18, 2024 21:07 UTC |
Hall William G.Director
|
OtherCOMMON STOCK | 208,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-035613 · rdgdoc.xml · nonDerivative · entry 2 Hall William G. · CIK 0002040034 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By: Align Opportunities, LP Disclosed balance after: 14,939 F2 · kind: Represents a pro rata distribution by Align Opportunities, LP to its partners in accordance with their pro rata ownership of the partnership. F2 · price: Represents a pro rata distribution by Align Opportunities, LP to its partners in accordance with their pro rata ownership of the partnership. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 14, 2024 Filed Nov 18, 2024 21:07 UTC |
Hall William G.Director
|
OtherCOMMON STOCK | 15,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-035613 · rdgdoc.xml · nonDerivative · entry 1 Hall William G. · CIK 0002040034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,902 F1 · kind: Represents the receipt of shares in the pro rata distribution described below. The distribution is being voluntarily reported and did not result in a change in the reporting person's pecuniary interest in the shares. F1 · price: Represents the receipt of shares in the pro rata distribution described below. The distribution is being voluntarily reported and did not result in a change in the reporting person's pecuniary interest in the shares. Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 16:05 UTC |
Buquet James J. IIIDirector
|
SaleCOMMON STOCK | 2,000 | $29.22 | $58,440.00 |
DisclosureSEC source: 0001437749-24-035488 · rdgdoc.xml · nonDerivative · entry 2 Buquet James J. III · CIK 0001811398 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Mary Mercer Buquet Trust No. 2 Disclosed balance after: 3,689 Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 16:05 UTC |
Buquet James J. IIIDirector
|
SaleCOMMON STOCK | 12,000 | $29.12 | $349,440.00 |
DisclosureSEC source: 0001437749-24-035488 · rdgdoc.xml · nonDerivative · entry 1 Buquet James J. III · CIK 0001811398 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,686.91 F1 · price: This transaction was executed in multiple trades at prices ranging from $29.27 to $29.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 1,149 shares of restricted stock granted on April 25, 2024, which vest on April 26, 2025. Read SEC document |
| November 07, 2024 Filed Nov 12, 2024 21:09 UTC |
McDonald WarrenChief Credit Officer
|
SaleCOMMON STOCK | 2,560 | $28.70 | $73,472.00 |
DisclosureSEC source: 0001437749-24-034543 · rdgdoc.xml · nonDerivative · entry 1 McDonald Warren · CIK 0001841232 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,535 F1 · price: This transaction was executed in multiple trades at prices ranging from $28.50 to $29.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes (a) 3,829 shares of unvested restricted stock granted on 2/1/2023, which will vest on 3/31/2025, and (b) 5,383 shares of unvested restricted stock granted on 2/1/2024, of which 2,651 shares will vest on 3/31/2025, and the remaining 2,732 shares will vest on 3/31/2026. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. Read SEC document |
| November 06, 2024 Filed Nov 6, 2024 21:24 UTC |
MELVILLE DAVID R. IIIDirector · President and CEO
|
SaleCOMMON STOCK | 9,172 | $28.42 | $260,668.24 |
DisclosureSEC source: 0001437749-24-033633 · rdgdoc.xml · nonDerivative · entry 3 MELVILLE DAVID R. III · CIK 0001734795 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,639 F3 · price: This transaction was executed in multiple trades at prices ranging from $26.31 to $29.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: Includes (a) 15,494 shares of restricted stock granted on 2/1/2023 which will vest on 3/31/2025, and (b) 19,909 shares of unvested restricted stock granted on 2/1/2024, of which 9,806 shares will vest on 3/31/2025, and the remaining 10,103 shares will vest on 3/31/2026. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. F5 · balance_after: Includes units of employer stock fund through issuer's 401(k) plan equivalent to approximately 11,603 shares. Read SEC document |
| November 05, 2024 Filed Nov 6, 2024 21:24 UTC |
MELVILLE DAVID R. IIIDirector · President and CEO
|
SaleCOMMON STOCK | 3,512 | $26.06 | $91,522.72 |
DisclosureSEC source: 0001437749-24-033633 · rdgdoc.xml · nonDerivative · entry 2 MELVILLE DAVID R. III · CIK 0001734795 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 230,811 F2 · price: This transaction was executed in multiple trades at prices ranging from $26.00 to $26.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: Includes (a) 15,494 shares of restricted stock granted on 2/1/2023 which will vest on 3/31/2025, and (b) 19,909 shares of unvested restricted stock granted on 2/1/2024, of which 9,806 shares will vest on 3/31/2025, and the remaining 10,103 shares will vest on 3/31/2026. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. F5 · balance_after: Includes units of employer stock fund through issuer's 401(k) plan equivalent to approximately 11,603 shares. Read SEC document |
| November 04, 2024 Filed Nov 5, 2024 21:59 UTC |
Johnson Joseph VernonDirector
|
SaleCOMMON STOCK | 2,500 | $26.33 | $65,825.00 |
DisclosureSEC source: 0001437749-24-033376 · rdgdoc.xml · nonDerivative · entry 2 Johnson Joseph Vernon · CIK 0001811639 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,057 F2 · price: This transaction was executed in multiple trades at prices ranging from $26.06 to $26.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 1,149 shares of restricted stock granted on April 25, 2024, which vest on April 26, 2025. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 21:24 UTC |
MELVILLE DAVID R. IIIDirector · President and CEO
|
SaleCOMMON STOCK | 7,316 | $26.15 | $191,313.40 |
DisclosureSEC source: 0001437749-24-033633 · rdgdoc.xml · nonDerivative · entry 1 MELVILLE DAVID R. III · CIK 0001734795 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,323 F1 · price: This transaction was executed in multiple trades at prices ranging from $26.00 to $26.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: Includes (a) 15,494 shares of restricted stock granted on 2/1/2023 which will vest on 3/31/2025, and (b) 19,909 shares of unvested restricted stock granted on 2/1/2024, of which 9,806 shares will vest on 3/31/2025, and the remaining 10,103 shares will vest on 3/31/2026. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. F5 · balance_after: Includes units of employer stock fund through issuer's 401(k) plan equivalent to approximately 11,603 shares. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:59 UTC |
Johnson Joseph VernonDirector
|
SaleCOMMON STOCK | 6,000 | $26.36 | $158,160.00 |
DisclosureSEC source: 0001437749-24-033376 · rdgdoc.xml · nonDerivative · entry 1 Johnson Joseph Vernon · CIK 0001811639 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,557 F1 · price: This transaction was executed in multiple trades at prices ranging from $26.24 to $26.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 1,149 shares of restricted stock granted on April 25, 2024, which vest on April 26, 2025. Read SEC document |
| October 30, 2024 Filed Oct 31, 2024 20:05 UTC |
Johnson Joseph VernonDirector
|
SaleCOMMON STOCK | 11,520 | $27.16 | $312,883.20 |
DisclosureSEC source: 0001437749-24-032787 · rdgdoc.xml · nonDerivative · entry 2 Johnson Joseph Vernon · CIK 0001811639 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,557 F2 · price: This transaction was executed in multiple trades at prices ranging from $26.75 to $27.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 1,149 shares of restricted stock granted on April 25, 2024, which vest on April 26, 2025. Read SEC document |
| October 29, 2024 Filed Oct 31, 2024 20:05 UTC |
Johnson Joseph VernonDirector
|
SaleCOMMON STOCK | 3,980 | $26.63 | $105,987.40 |
DisclosureSEC source: 0001437749-24-032787 · rdgdoc.xml · nonDerivative · entry 1 Johnson Joseph Vernon · CIK 0001811639 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,077 F1 · price: This transaction was executed in multiple trades at prices ranging from $26.51 to $26.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 1,149 shares of restricted stock granted on April 25, 2024, which vest on April 26, 2025. Read SEC document |
| October 01, 2024 Filed Oct 11, 2024 20:05 UTC |
Hall William G.Director
|
GrantStock Options (Right to Buy) · Derivative | 767 | $0.00 Strike: $24.45 | $0.00 |
DisclosureSEC source: 0001437749-24-031112 · rdgdoc.xml · derivative · entry 5 Hall William G. · CIK 0002040034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 767 Underlying: Common Stock · 767 shares Expires 2032-08-17 F4 · derivative.exercise_date: Pursuant to the Agreement and Plan of Reorganization (the "Reorganization Agreement") by and between the issuer and Oakwood, each outstanding and unexercised option to purchase shares of Oakwood common stock became fully vested and was automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Reorganization Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions as the corresponding option to purchase shares of Oakwood common stock immediately prior to the effective time of the Merger. Read SEC document |
| October 01, 2024 Filed Oct 11, 2024 20:05 UTC |
Hall William G.Director
|
GrantStock Options (Right to Buy) · Derivative | 767 | $0.00 Strike: $24.45 | $0.00 |
DisclosureSEC source: 0001437749-24-031112 · rdgdoc.xml · derivative · entry 4 Hall William G. · CIK 0002040034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 767 Underlying: Common Stock · 767 shares Expires 2031-01-01 F4 · derivative.exercise_date: Pursuant to the Agreement and Plan of Reorganization (the "Reorganization Agreement") by and between the issuer and Oakwood, each outstanding and unexercised option to purchase shares of Oakwood common stock became fully vested and was automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Reorganization Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions as the corresponding option to purchase shares of Oakwood common stock immediately prior to the effective time of the Merger. Read SEC document |
| October 01, 2024 Filed Oct 11, 2024 20:05 UTC |
Hall William G.Director
|
GrantStock Options (Right to Buy) · Derivative | 511 | $0.00 Strike: $24.45 | $0.00 |
DisclosureSEC source: 0001437749-24-031112 · rdgdoc.xml · derivative · entry 3 Hall William G. · CIK 0002040034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 511 Underlying: Common Stock · 511 shares Expires 2029-10-16 F4 · derivative.exercise_date: Pursuant to the Agreement and Plan of Reorganization (the "Reorganization Agreement") by and between the issuer and Oakwood, each outstanding and unexercised option to purchase shares of Oakwood common stock became fully vested and was automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Reorganization Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions as the corresponding option to purchase shares of Oakwood common stock immediately prior to the effective time of the Merger. Read SEC document |
| October 01, 2024 Filed Oct 11, 2024 20:05 UTC |
Hall William G.Director
|
GrantCOMMON STOCK | 238,540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-031112 · rdgdoc.xml · nonDerivative · entry 2 Hall William G. · CIK 0002040034 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By: Align Opportunities, LP Disclosed balance after: 238,540 F2 · kind: Acquired in exchange for 466,628 shares of Oakwood in connection with the Merger. At the effective time of the Merger, each share of Oakwood common stock was converted into the right to receive 0.5112 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $24.59 per share. Of the 238,540 shares issued to Align Opportunities, LP in the Merger, 3,550 shares are currently being held in escrow and are subject to forfeiture during the escrow period, which shall be until the later of (i) the date that certain threatened or future litigation directly or indirectly arising out of, involving, or related to Oakwood's banking subsidiary, Oakwood Bank, and a former customer of Oakwood Bank is fully and finally resolved or (ii) two (2) years from the closing date of the Merger. F2 · price: Acquired in exchange for 466,628 shares of Oakwood in connection with the Merger. At the effective time of the Merger, each share of Oakwood common stock was converted into the right to receive 0.5112 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $24.59 per share. Of the 238,540 shares issued to Align Opportunities, LP in the Merger, 3,550 shares are currently being held in escrow and are subject to forfeiture during the escrow period, which shall be until the later of (i) the date that certain threatened or future litigation directly or indirectly arising out of, involving, or related to Oakwood's banking subsidiary, Oakwood Bank, and a former customer of Oakwood Bank is fully and finally resolved or (ii) two (2) years from the closing date of the Merger. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 01, 2024 Filed Oct 11, 2024 20:05 UTC |
Hall William G.Director
|
GrantCOMMON STOCK | 4,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-24-031112 · rdgdoc.xml · nonDerivative · entry 1 Hall William G. · CIK 0002040034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,866 F1 · kind: Acquired in exchange for 9,520 shares of Oakwood Bancshares, Inc. ("Oakwood") in connection with the merger of Oakwood with and into the issuer (the "Merger"). At the effective time of the Merger, each share of Oakwood common stock was converted into the right to receive approximately 0.5112 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $24.59 per share. Of the 4,866 shares issued to the reporting person in the Merger, 72 shares are currently being held in escrow and are subject to forfeiture during the escrow period, which shall be until the later of (i) the date that certain threatened or future litigation directly or indirectly arising out of, involving, or related to Oakwood's banking subsidiary, Oakwood Bank, and a former customer of Oakwood Bank is fully and finally resolved or (ii) two (2) years from the closing date of the Merger. F1 · price: Acquired in exchange for 9,520 shares of Oakwood Bancshares, Inc. ("Oakwood") in connection with the merger of Oakwood with and into the issuer (the "Merger"). At the effective time of the Merger, each share of Oakwood common stock was converted into the right to receive approximately 0.5112 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $24.59 per share. Of the 4,866 shares issued to the reporting person in the Merger, 72 shares are currently being held in escrow and are subject to forfeiture during the escrow period, which shall be until the later of (i) the date that certain threatened or future litigation directly or indirectly arising out of, involving, or related to Oakwood's banking subsidiary, Oakwood Bank, and a former customer of Oakwood Bank is fully and finally resolved or (ii) two (2) years from the closing date of the Merger. Read SEC document |
| October 01, 2024 Filed Jun 30, 2025 23:46 UTC |
Hall William G.Director
|
GrantStock Options (Right to Buy) · Derivative | 767 | $0.00 Strike: $24.45 | $0.00 |
DisclosureSEC source: 0001437749-25-021615 · rdgdoc.xml · derivative · entry 6 Hall William G. · CIK 0002040034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 767 Underlying: Common Stock · 767 shares Expires 2032-08-17 F6 · date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood. F6 · kind: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood. F6 · derivative.exercise_date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood. Read SEC document |
| October 01, 2024 Filed Jun 30, 2025 23:46 UTC |
Hall William G.Director
|
GrantStock Options (Right to Buy) · Derivative | 767 | $0.00 Strike: $24.45 | $0.00 |
DisclosureSEC source: 0001437749-25-021615 · rdgdoc.xml · derivative · entry 5 Hall William G. · CIK 0002040034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 767 Underlying: Common Stock · 767 shares Expires 2031-01-01 F6 · date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood. F6 · kind: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood. F6 · derivative.exercise_date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood. Read SEC document |
| October 01, 2024 Filed Jun 30, 2025 23:46 UTC |
Hall William G.Director
|
GrantStock Options (Right to Buy) · Derivative | 511 | $0.00 Strike: $24.45 | $0.00 |
DisclosureSEC source: 0001437749-25-021615 · rdgdoc.xml · derivative · entry 4 Hall William G. · CIK 0002040034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 511 Underlying: Common Stock · 511 shares Expires 2029-10-16 F6 · date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood. F6 · kind: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood. F6 · derivative.exercise_date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood. Read SEC document |
| October 01, 2024 Filed Jun 29, 2026 22:19 UTC |
Hall William G.Director
|
GrantStock Options (Right to Buy) · Derivative | 767 | $0.00 Strike: $24.45 | $0.00 |
DisclosureSEC source: 0001437749-26-022046 · rdgdoc.xml · derivative · entry 7 Hall William G. · CIK 0002040034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 767 Underlying: Common Stock · 767 shares Expires 2032-08-17 F6 · date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood. F6 · kind: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood. F6 · derivative.exercise_date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood. Read SEC document |
| October 01, 2024 Filed Jun 29, 2026 22:19 UTC |
Hall William G.Director
|
GrantStock Options (Right to Buy) · Derivative | 767 | $0.00 Strike: $24.45 | $0.00 |
DisclosureSEC source: 0001437749-26-022046 · rdgdoc.xml · derivative · entry 6 Hall William G. · CIK 0002040034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 767 Underlying: Common Stock · 767 shares Expires 2031-01-01 F6 · date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood. F6 · kind: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood. F6 · derivative.exercise_date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood. Read SEC document |
| October 01, 2024 Filed Jun 29, 2026 22:19 UTC |
Hall William G.Director
|
GrantStock Options (Right to Buy) · Derivative | 511 | $0.00 Strike: $24.45 | $0.00 |
DisclosureSEC source: 0001437749-26-022046 · rdgdoc.xml · derivative · entry 5 Hall William G. · CIK 0002040034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 511 Underlying: Common Stock · 511 shares Expires 2029-10-16 F6 · date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood. F6 · kind: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood. F6 · derivative.exercise_date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood. Read SEC document |
| September 26, 2024 Filed Sep 27, 2024 20:06 UTC |
Sidi ZeenatDirector
|
GrantCOMMON STOCK | 658 | $25.33 | $16,667.14 |
DisclosureSEC source: 0001437749-24-030180 · rdgdoc.xml · nonDerivative · entry 1 Sidi Zeenat · CIK 0002032494 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 658 F1 · balance_after: Reflects the grant of restricted stock to reporting person. The restricted stock fully vests on April 26, 2025. Read SEC document |
| September 09, 2024 Filed Sep 10, 2024 20:11 UTC |
Folse Mark P.Director
|
SaleCOMMON STOCK | 7,346 | $24.56 | $180,417.76 |
DisclosureSEC source: 0001437749-24-028858 · rdgdoc.xml · nonDerivative · entry 1 Folse Mark P. · CIK 0001811376 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,286 F1 · price: This transaction was executed in multiple trades at prices ranging from $24.56 to $24.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 1,149 shares of restricted stock granted on April 25, 2024, which vest on April 26, 2025. Read SEC document |
| September 09, 2024 Filed Sep 13, 2024 20:36 UTC |
McDonald WarrenChief Credit Officer
|
SaleCommon Stock | 1,500 | $24.68 | $37,020.00 |
DisclosureSEC source: 0001437749-24-029159 · rdgdoc.xml · nonDerivative · entry 1 McDonald Warren · CIK 0001841232 · Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,095 F1 · balance_after: Includes (a) 3,829 shares of unvested restricted stock granted on 2/1/2023, which will vest on 3/31/2025, and (b) 5,383 shares of unvested restricted stock granted on 2/1/2024, of which 2,651 shares will vest on 3/31/2025, and the remaining 2,732 shares will vest on 3/31/2026. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.