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Nasdaq · USD

BFST

Business First Bancshares, Inc.

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Tapewire entity
4961
SEC CIK
0001624322
Parsed reports
503

Last 12 months

Inside the activity.

3 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202611
Feb 202613
Mar 202603
Apr 202600
May 202602
Jun 202603
Jul 202617
Aug 202609
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2025 Filed Mar 5, 2025 11:24 UTC
McDonald WarrenEVP & Chief Credit Officer
GrantRestricted Stock Units · Derivative 4,052 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001437749-25-006214 · rdgdoc.xml · derivative · entry 2

McDonald Warren · CIK 0001841232 · EVP & Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,908

Underlying: Common Stock · 4,052 shares

Expires not disclosed

F3 · shares: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F3 · price: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F3 · derivative.exercise_date: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F3 · derivative.expiration_date: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F3 · derivative.underlying_shares: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · balance_after: Includes: (a) 3,856 time-based restricted stock units granted on December 12, 2024, of which 1,272 shares will vest on December 12, 2025, 1,272 shares will vest on December 12, 2026, and the remaining 1,312 shares will vest on December 12, 2027; and (b) 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 11:18 UTC
Manning KathrynEVP & Chief Risk Officer
GrantRestricted Stock Units · Derivative 3,756 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001437749-25-006210 · rdgdoc.xml · derivative · entry 2

Manning Kathryn · CIK 0001927057 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,330

Underlying: Common Stock · 3,756 shares

Expires not disclosed

F3 · shares: Reflects the grant of 3,756 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,239 shares will vest on March 1, 2026, 1,239 shares will vest on March 1, 2027, and the remaining 1,278 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · shares: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs.

F3 · price: Reflects the grant of 3,756 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,239 shares will vest on March 1, 2026, 1,239 shares will vest on March 1, 2027, and the remaining 1,278 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F3 · derivative.exercise_date: Reflects the grant of 3,756 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,239 shares will vest on March 1, 2026, 1,239 shares will vest on March 1, 2027, and the remaining 1,278 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F3 · derivative.expiration_date: Reflects the grant of 3,756 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,239 shares will vest on March 1, 2026, 1,239 shares will vest on March 1, 2027, and the remaining 1,278 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F3 · derivative.underlying_shares: Reflects the grant of 3,756 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,239 shares will vest on March 1, 2026, 1,239 shares will vest on March 1, 2027, and the remaining 1,278 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · derivative.underlying_shares: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs.

F5 · balance_after: Includes: (a) 3,574 time-based restricted stock units granted on December 12, 2024, of which 1,179 shares will vest on December 12, 2025, 1,179 shares will vest on December 12, 2026, and the remaining 1,216 shares will vest on December 12, 2027; and (b) 3,756 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,239 shares will vest on March 1, 2026, 1,239 shares will vest on March 1, 2027, and the remaining 1,278 shares will vest on March 1, 2028.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 11:15 UTC
MANSFIELD KEITHEVP&COO of b1Bank
GrantRestricted Stock Units · Derivative 5,838 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001437749-25-006208 · rdgdoc.xml · derivative · entry 2

MANSFIELD KEITH · CIK 0001734773 · EVP&COO of b1Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,393

Underlying: Common Stock · 5,838 shares

Expires not disclosed

F4 · shares: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · price: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · derivative.exercise_date: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · derivative.expiration_date: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · derivative.underlying_shares: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F5 · balance_after: Includes: (a) 5,555 time-based restricted stock units granted on December 12, 2024, of which 1,833 shares will vest on December 12, 2025, 1,833 shares will vest on December 12, 2026, and the remaining 1,889 shares will vest on December 12, 2027; and (b) 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 11:11 UTC
MELVILLE DAVID R. IIIDirector · President and CEO
GrantRestricted Stock Units · Derivative 16,293 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001437749-25-006206 · rdgdoc.xml · derivative · entry 2

MELVILLE DAVID R. III · CIK 0001734795 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,259

Underlying: Common Stock · 16,293 shares

Expires not disclosed

F4 · shares: Reflects the grant of 16,293 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 5,376 shares will vest on March 1, 2026, 5,376 shares will vest on March 1, 2027, and the remaining 5,541 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F5 · shares: The Reporting Person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the Reporting Person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the Reporting Person's separation of service, death or disability occurs.

F4 · price: Reflects the grant of 16,293 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 5,376 shares will vest on March 1, 2026, 5,376 shares will vest on March 1, 2027, and the remaining 5,541 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · derivative.exercise_date: Reflects the grant of 16,293 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 5,376 shares will vest on March 1, 2026, 5,376 shares will vest on March 1, 2027, and the remaining 5,541 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · derivative.expiration_date: Reflects the grant of 16,293 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 5,376 shares will vest on March 1, 2026, 5,376 shares will vest on March 1, 2027, and the remaining 5,541 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · derivative.underlying_shares: Reflects the grant of 16,293 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 5,376 shares will vest on March 1, 2026, 5,376 shares will vest on March 1, 2027, and the remaining 5,541 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F5 · derivative.underlying_shares: The Reporting Person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the Reporting Person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the Reporting Person's separation of service, death or disability occurs.

F6 · balance_after: Includes: (a) 14,966 time-based restricted stock units granted to the Reporting Person on December 12, 2024, which will vest in three substantially equal installments on the first, second, and third anniversary of the issuance date; and (b) 16,293 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 5,376 shares will vest on March 1, 2026, 5,376 shares will vest on March 1, 2027, and the remaining 5,541 shares will vest on March 1, 2028.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 11:08 UTC
Vascocu Norman Jerome JrPresident of b1Bank
GrantRestricted Stock Units · Derivative 8,047 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001437749-25-006201 · rdgdoc.xml · derivative · entry 2

Vascocu Norman Jerome Jr · CIK 0001955172 · President of b1Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,704

Underlying: Common Stock · 8,047 shares

Expires not disclosed

F3 · shares: Reflects the grant of 8,047 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 2,655 shares will vest on March 1, 2026, 2,655 shares will vest on March 1, 2027, and the remaining 2,737 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · shares: The Reporting Person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the Reporting Person has elected to receive cash in an amount equal to the vested securities under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, distributed in equal annual installments over a 10-year period commencing on the first business day of the month following the month in which the Reporting Person's separation of service occurs.

F3 · price: Reflects the grant of 8,047 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 2,655 shares will vest on March 1, 2026, 2,655 shares will vest on March 1, 2027, and the remaining 2,737 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F3 · derivative.exercise_date: Reflects the grant of 8,047 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 2,655 shares will vest on March 1, 2026, 2,655 shares will vest on March 1, 2027, and the remaining 2,737 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F3 · derivative.expiration_date: Reflects the grant of 8,047 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 2,655 shares will vest on March 1, 2026, 2,655 shares will vest on March 1, 2027, and the remaining 2,737 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F3 · derivative.underlying_shares: Reflects the grant of 8,047 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 2,655 shares will vest on March 1, 2026, 2,655 shares will vest on March 1, 2027, and the remaining 2,737 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · derivative.underlying_shares: The Reporting Person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the Reporting Person has elected to receive cash in an amount equal to the vested securities under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, distributed in equal annual installments over a 10-year period commencing on the first business day of the month following the month in which the Reporting Person's separation of service occurs.

F5 · balance_after: Includes: (a) 7,657 time-based restricted stock units granted to the Reporting Person on December 12, 2024, which will vest in three substantially equal installments on the first, second, and third anniversary of the issuance date; and (b) 8,047 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 2,655 shares will vest on March 1, 2026, 2,655 shares will vest on March 1, 2027, and the remaining 2,737 shares will vest on March 1, 2028.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 11:05 UTC
JORDAN PHILIPEVP&CBO of b1Bank
GrantRestricted Stock Units · Derivative 5,838 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001437749-25-006199 · rdgdoc.xml · derivative · entry 2

JORDAN PHILIP · CIK 0001734775 · EVP&CBO of b1Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,393

Underlying: Common Stock · 5,838 shares

Expires not disclosed

F4 · shares: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · price: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · derivative.exercise_date: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · derivative.expiration_date: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · derivative.underlying_shares: Reflects the grant of 5,838 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F5 · balance_after: Includes: (a) 5,555 time-based restricted stock units granted to the Reporting Person on December 12, 2024, which will vest in three substantially equal installments on the first, second, and third anniversary of the issuance date; and (b) 5,838 restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,926 shares will vest on March 1, 2026, 1,926 shares will vest on March 1, 2027, and the remaining 1,986 shares will vest on March 1, 2028.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 11:01 UTC
Strong SaundraEVP & General Counsel
GrantRestricted Stock Units · Derivative 4,052 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001437749-25-006194 · rdgdoc.xml · derivative · entry 2

Strong Saundra · CIK 0001889385 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,908

Underlying: Common Stock · 4,052 shares

Expires not disclosed

F3 · shares: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · shares: The reporting person has irrevocably elected to defer 50% of the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs.

F3 · price: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F3 · derivative.exercise_date: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F3 · derivative.expiration_date: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F3 · derivative.underlying_shares: Reflects the grant of 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · derivative.underlying_shares: The reporting person has irrevocably elected to defer 50% of the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs.

F5 · balance_after: Includes: (a) 3,856 time-based restricted stock units granted on December 12, 2024, of which 1,272 shares will vest on December 12, 2025, 1,272 shares will vest on December 12, 2026, and the remaining 1,312 shares will vest on December 12, 2027; and (b) 4,052 time-based restricted stock units granted to the Reporting Person on March 1, 2025, of which 1,337 shares will vest on March 1, 2026, 1,337 shares will vest on March 1, 2027, and the remaining 1,378 shares will vest on March 1, 2028.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:10 UTC
Carter Donald ChadEVP, Correspondent Banking
GrantCOMMON STOCK 3,856 $28.50 $109,896.00
Disclosure

SEC source: 0001437749-24-037594 · rdgdoc.xml · nonDerivative · entry 1

Carter Donald Chad · CIK 0002021584 · EVP, Correspondent Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,079

F1 · shares: Reflects the grant of time-based restricted stock to the reporting person. The time-based restricted stock will vest in substantially equal installments on the first, second, and third anniversary of the issuance date.

F2 · balance_after: Includes units of employer stock fund through issuer's 401(k) plan equivalent to 6,799 shares of common stock.

F3 · balance_after: Includes (a) 3,068 shares of unvested restricted stock granted on 2/1/2024, of which 1,912 shares will vest on 3/31/2025 and the remaining 1,156 shares will vest on 3/31/2026, and (b) 3,856 shares of unvested restricted stock granted on 12/12/2024, of which 1,272 shares will vest on 12/12/2025, 1,272 shares will vest on 12/12/2026, and the remaining 1,312 shares will vest on 12/12/2027. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:11 UTC
ROBERTSON GREGEVP and CFO
GrantCOMMON STOCK 5,555 $28.50 $158,317.50
Disclosure

SEC source: 0001437749-24-037599 · rdgdoc.xml · nonDerivative · entry 1

ROBERTSON GREG · CIK 0001734771 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,310

F1 · shares: Reflects the grant of time-based restricted stock to the reporting person. The time-based restricted stock will vest in substantially equal installments on the first, second, and third anniversary of the issuance date.

F2 · balance_after: Includes (a) 5,500 shares of unvested restricted stock granted on 2/1/2023, which will vest on 3/31/2025; (b) 7,442 shares of unvested restricted stock granted on 2/1/2024, of which 3,666 shares will vest on 3/31/2025, and the remaining 3,776 shares will vest on 3/31/2026; and (c) 5,555 shares of unvested restricted stock granted on 12/12/2024, of which 1,833 shares will vest on 12/12/2025, 1,833 shares will vest on 12/12/2026, and the remaining 1,889 shares will vest on 12/12/2027. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:11 UTC
McDonald WarrenChief Credit Officer
GrantCOMMON STOCK 3,856 $28.50 $109,896.00
Disclosure

SEC source: 0001437749-24-037598 · rdgdoc.xml · nonDerivative · entry 1

McDonald Warren · CIK 0001841232 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,391

F1 · shares: Reflects the grant of time-based restricted stock to the reporting person. The time-based restricted stock will vest in substantially equal installments on the first, second, and third anniversary of the issuance date.

F2 · balance_after: Includes (a) 3,829 shares of unvested restricted stock granted on 2/1/2023, which will vest on 3/31/2025; (b) 5,383 shares of unvested restricted stock granted on 2/1/2024, of which 2,651 shares will vest on 3/31/2025, and the remaining 2,732 shares will vest on 3/31/2026; and (c) 3,856 shares of unvested restricted stock granted on 12/12/2024, of which 1,272 shares will vest on 12/12/2025, 1,272 shares will vest on 12/12/2026, and the remaining 1,312 shares will vest on 12/12/2027. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:10 UTC
Vascocu Norman Jerome JrPresident of b1Bank
GrantRestricted Stock Units · Derivative 7,657 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-037597 · rdgdoc.xml · derivative · entry 2

Vascocu Norman Jerome Jr · CIK 0001955172 · President of b1Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,657

Underlying: Common Stock · 7,657 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan (the "Incentive Plan") on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second, and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · shares: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person has elected to receive cash in an amount equal to the vested securities under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, distributed in equal annual installments over a 10-year period commencing on the first business day of the month following the month in which the reporting person's separation of service occurs.

F4 · derivative.exercise_date: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person has elected to receive cash in an amount equal to the vested securities under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, distributed in equal annual installments over a 10-year period commencing on the first business day of the month following the month in which the reporting person's separation of service occurs.

F4 · derivative.expiration_date: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person has elected to receive cash in an amount equal to the vested securities under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, distributed in equal annual installments over a 10-year period commencing on the first business day of the month following the month in which the reporting person's separation of service occurs.

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December 12, 2024 Filed Dec 16, 2024 21:08 UTC
JORDAN PHILIPEVP&CBO of b1Bank
GrantRestricted Stock Units (Deferred Stock Award 12/12/2024) · Derivative 5,555 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-037591 · rdgdoc.xml · derivative · entry 2

JORDAN PHILIP · CIK 0001734775 · EVP&CBO of b1Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,555

Underlying: Common Stock · 5,555 shares

Expires not disclosed

F4 · derivative.exercise_price: Reflects time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan (the "Incentive Plan") on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second, and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F5 · shares: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs.

F5 · derivative.exercise_date: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs.

F5 · derivative.expiration_date: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs.

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December 12, 2024 Filed Dec 16, 2024 21:09 UTC
Manning KathrynChief Risk Officer
GrantCOMMON STOCK 3,574 $28.50 $101,859.00
Disclosure

SEC source: 0001437749-24-037592 · rdgdoc.xml · nonDerivative · entry 1

Manning Kathryn · CIK 0001927057 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,466

F1 · shares: Reflects the grant of time-based restricted stock to the reporting person. The time-based restricted stock will vest in substantially equal installments on the first, second, and third anniversary of the issuance date.

F2 · balance_after: Includes (a) 3,282 shares of unvested restricted stock granted on 2/1/2023 which will vest on 3/31/2025; (b) 4,869 shares of unvested restricted stock granted on 2/1/2024, of which 2,399 shares will vest on 3/31/2025, and the remaining 2,470 shares will vest on 3/31/2026; and (c) 3,574 shares of unvested restricted stock granted on 12/12/2024, of which 1,179 shares will vest on 12/12/2025, 1,179 shares will vest on 12/12/2026, and the remaining 1,216 shares will vest on 12/12/2027. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:08 UTC
MANSFIELD KEITHEVP&COO of b1Bank
GrantCOMMON STOCK 5,555 $28.50 $158,317.50
Disclosure

SEC source: 0001437749-24-037590 · rdgdoc.xml · nonDerivative · entry 1

MANSFIELD KEITH · CIK 0001734773 · EVP&COO of b1Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,918

F1 · shares: Reflects the grant of time-based restricted stock to the reporting person. The time-based restricted stock will vest in substantially equal installments on the first, second, and third anniversary of the issuance date.

F2 · balance_after: Includes (a) 5,500 shares of unvested restricted stock granted on 2/1/2023 which will vest on 3/31/2025; (b) 7,442 shares of unvested restricted stock granted on 2/1/2024, of which 3,666 shares will vest on 3/31/2025, and the remaining 3,776 shares will vest on 3/31/2026; and (c) 5,555 shares of unvested restricted stock granted on 12/12/2024, of which 1,833 shares will vest on 12/12/2025, 1,833 shares will vest on 12/12/2026, and the remaining 1,889 shares will vest on 12/12/2027. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

F3 · balance_after: Includes 5,000 shares of the issuer's common stock held by reporting person's IRA.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:07 UTC
Strong SaundraEVP & General Counsel
GrantCOMMON STOCK 3,856 $28.50 $109,896.00
Disclosure

SEC source: 0001437749-24-037588 · rdgdoc.xml · nonDerivative · entry 1

Strong Saundra · CIK 0001889385 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,131

F1 · shares: Reflects the grant of time-based restricted stock to the reporting person. The time-based restricted stock will vest in substantially equal installments on the first, second, and third anniversary of the issuance date.

F2 · balance_after: Includes (a) 4,102 shares of unvested restricted stock granted on 2/1/2023 which will vest on 3/31/2025; (b) 5,383 shares of unvested restricted stock granted on 2/1/2024, of which 2,651 shares will vest on 3/31/2025, and the remaining 2,732 shares will vest on 3/31/2026; and (c) 3,856 shares of unvested restricted stock granted on 12/12/2024, of which 1,272 shares will vest on 12/12/2025, 1,272 shares will vest on 12/12/2026, and the remaining 1,312 shares will vest on 12/12/2027. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:07 UTC
MELVILLE DAVID R. IIIDirector · President and CEO
GrantRestricted Stock Units · Derivative 14,966 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-037587 · rdgdoc.xml · derivative · entry 2

MELVILLE DAVID R. III · CIK 0001734795 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,966

Underlying: Common Stock · 14,966 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan (the "Incentive Plan") on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second, and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer.

F4 · shares: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs.

F4 · derivative.exercise_date: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs.

F4 · derivative.expiration_date: The reporting person has irrevocably elected to defer the reported securities under the b1BANK Deferred Compensation Plan (the "Deferred Compensation Plan"). In accordance with the Deferred Compensation Plan, the reporting person will receive a lump sum cash distribution in an amount equal to the vested securities deferred under the Deferred Compensation Plan, plus any earnings or losses attributable thereto in accordance with the Deferred Compensation Plan, on the first business day of the month following the month in which the reporting person's separation of service, death or disability occurs.

Read SEC document
December 12, 2024 Filed Mar 19, 2025 20:15 UTC Amendment
Carter Donald ChadEVP, Correspondent Banking
GrantRestricted Stock Units · Derivative 3,856 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008435 · rdgdoc.xml · derivative · entry 2

Carter Donald Chad · CIK 0002021584 · EVP, Correspondent Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,856

Underlying: Common Stock · 3,856 shares

Expires not disclosed

F4 · security: The original Form 4, filed on December 16, 2024, incorrectly reported the grant of the reported securities as an acquisition of shares of restricted stock under Table I. This amendment is being filed to correct the original report by reporting the grant of the reported securities as an acquisition of restricted stock units under Table II.

F5 · shares: Reflects the grant of 3,856 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

F5 · derivative.exercise_date: Reflects the grant of 3,856 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

F5 · derivative.expiration_date: Reflects the grant of 3,856 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

Read SEC document
December 12, 2024 Filed Mar 19, 2025 20:15 UTC Amendment
Manning KathrynChief Risk Officer
GrantRestricted Stock Units · Derivative 3,574 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008434 · rdgdoc.xml · derivative · entry 2

Manning Kathryn · CIK 0001927057 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,574

Underlying: Common Stock · 3,574 shares

Expires not disclosed

F3 · security: The original Form 4, filed on December 16, 2024, incorrectly reported the grant of the reported securities as an acquisition of shares of restricted stock under Table I. This amendment is being filed to correct the original report by reporting the grant of the reported securities as an acquisition of restricted stock units under Table II.

F4 · shares: Reflects the grant of 3,574 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

F4 · derivative.exercise_date: Reflects the grant of 3,574 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

F4 · derivative.expiration_date: Reflects the grant of 3,574 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

Read SEC document
December 12, 2024 Filed Mar 19, 2025 20:15 UTC Amendment
McDonald WarrenChief Credit Officer
GrantRestricted Stock Units · Derivative 3,856 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008433 · rdgdoc.xml · derivative · entry 2

McDonald Warren · CIK 0001841232 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,856

Underlying: Common Stock · 3,856 shares

Expires not disclosed

F3 · security: The original Form 4, filed on December 16, 2024, incorrectly reported the grant of the reported securities as an acquisition of shares of restricted stock under Table I. This amendment is being filed to correct the original report by reporting the grant of the reported securities as an acquisition of restricted stock units under Table II.

F4 · shares: Reflects the grant of 3,856 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

F4 · derivative.exercise_date: Reflects the grant of 3,856 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

F4 · derivative.expiration_date: Reflects the grant of 3,856 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

Read SEC document
December 12, 2024 Filed Mar 19, 2025 20:14 UTC Amendment
ROBERTSON GREGEVP and CFO
GrantRestricted Stock Units · Derivative 5,555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008432 · rdgdoc.xml · derivative · entry 2

ROBERTSON GREG · CIK 0001734771 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,555

Underlying: Common Stock · 5,555 shares

Expires not disclosed

F3 · security: The original Form 4, filed on December 16, 2024, incorrectly reported the grant of the reported securities as an acquisition of shares of restricted stock under Table I. This amendment is being filed to correct the original report by reporting the grant of the reported securities as an acquisition of restricted stock units under Table II.

F4 · shares: Reflects the grant of time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

F4 · derivative.exercise_date: Reflects the grant of time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

F4 · derivative.expiration_date: Reflects the grant of time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

Read SEC document
December 12, 2024 Filed Mar 19, 2025 20:14 UTC Amendment
MANSFIELD KEITHEVP&COO of b1Bank
GrantRestricted Stock Units · Derivative 5,555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008431 · rdgdoc.xml · derivative · entry 2

MANSFIELD KEITH · CIK 0001734773 · EVP&COO of b1Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,555

Underlying: Common Stock · 5,555 shares

Expires not disclosed

F4 · security: The original Form 4, filed on December 16, 2024, incorrectly reported the grant of the reported securities as an acquisition of shares of restricted stock under Table I. This amendment is being filed to correct the original report by reporting the grant of the reported securities as an acquisition of restricted stock units under Table II.

F5 · shares: Reflects the grant of 5,555 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

F5 · derivative.exercise_date: Reflects the grant of 5,555 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

F5 · derivative.expiration_date: Reflects the grant of 5,555 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

Read SEC document
December 12, 2024 Filed Mar 19, 2025 20:14 UTC Amendment
Strong SaundraEVP & General Counsel
GrantRestricted Stock Units · Derivative 3,856 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008430 · rdgdoc.xml · derivative · entry 2

Strong Saundra · CIK 0001889385 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,856

Underlying: Common Stock · 3,856 shares

Expires not disclosed

F3 · security: The original Form 4, filed on December 16, 2024, incorrectly reported the grant of the reported securities as an acquisition of shares of restricted stock under Table I. This amendment is being filed to correct the original report by reporting the grant of the reported securities as an acquisition of restricted stock units under Table II.

F4 · shares: Reflects the grant of 3,856 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

F4 · derivative.exercise_date: Reflects the grant of 3,856 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

F4 · derivative.expiration_date: Reflects the grant of 3,856 time-based restricted stock units granted to the reporting person under the Business First Bancshares, Inc. 2024 Equity Incentive Plan on December 12, 2024. The time-based restricted stock units will vest in three substantially equal installments on the first, second and third anniversary of the issuance date. Each time-based restricted stock unit is economically equivalent to one share of common stock of the issuer. Under the terms of the relevant restricted stock unit grant, the reported unvested restricted stock units are subject to forfeiture upon the occurrence of certain events.

Read SEC document
November 21, 2024 Filed Nov 25, 2024 21:05 UTC
Vascocu Norman Jerome JrPresident of b1Bank
GrantCOMMON STOCK 1,789 $27.95 $50,002.55
Disclosure

SEC source: 0001437749-24-036163 · rdgdoc.xml · nonDerivative · entry 1

Vascocu Norman Jerome Jr · CIK 0001955172 · President of b1Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,677

F1 · kind: Reflects the grant of restricted stock to the reporting person. The restricted stock fully vested on 11/21/2024.

F2 · balance_after: Consists of (a) 5,500 shares of unvested restricted stock granted on 2/1/2023 which will vest on 3/31/2025, and (b) 7,442 shares of unvested restricted stock granted on 2/1/2024, of which 3,666 shares will vest on 3/31/2025, and the remaining 3,776 shares will vest on 3/31/2026. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Read SEC document
November 21, 2024 Filed Feb 14, 2025 21:10 UTC
Vascocu Norman Jerome JrPresident of b1Bank
Tax withholdingCOMMON STOCK 794 $27.95 $22,192.30
Disclosure

SEC source: 0001437749-25-003997 · rdgdoc.xml · nonDerivative · entry 1

Vascocu Norman Jerome Jr · CIK 0001955172 · President of b1Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,883

F1 · kind: On November 21, 2024, 1,789 shares of restricted stock beneficially owned by the Reporting Person fully vested. These shares were previously reported as beneficially owned by the Reporting Person. Upon vesting, 794 shares of the restricted stock were withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person in connection with the vesting thereof.

F2 · balance_after: Consists of (a) 5,500 shares of unvested restricted stock granted on 2/1/2023 which will vest on 3/31/2025, and (b) 7,442 shares of unvested restricted stock granted on 2/1/2024, of which 3,666 shares will vest on 3/31/2025, and the remaining 3,776 shares will vest on 3/31/2026. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Read SEC document
November 14, 2024 Filed Nov 18, 2024 21:07 UTC OtherCOMMON STOCK 208,493 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-035613 · rdgdoc.xml · nonDerivative · entry 2

Hall William G. · CIK 0002040034 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Align Opportunities, LP

Disclosed balance after: 14,939

F2 · kind: Represents a pro rata distribution by Align Opportunities, LP to its partners in accordance with their pro rata ownership of the partnership.

F2 · price: Represents a pro rata distribution by Align Opportunities, LP to its partners in accordance with their pro rata ownership of the partnership.

F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
November 14, 2024 Filed Nov 18, 2024 21:07 UTC OtherCOMMON STOCK 15,108 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-035613 · rdgdoc.xml · nonDerivative · entry 1

Hall William G. · CIK 0002040034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,902

F1 · kind: Represents the receipt of shares in the pro rata distribution described below. The distribution is being voluntarily reported and did not result in a change in the reporting person's pecuniary interest in the shares.

F1 · price: Represents the receipt of shares in the pro rata distribution described below. The distribution is being voluntarily reported and did not result in a change in the reporting person's pecuniary interest in the shares.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 16:05 UTC SaleCOMMON STOCK 2,000 $29.22 $58,440.00
Disclosure

SEC source: 0001437749-24-035488 · rdgdoc.xml · nonDerivative · entry 2

Buquet James J. III · CIK 0001811398 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mary Mercer Buquet Trust No. 2

Disclosed balance after: 3,689

Read SEC document
November 13, 2024 Filed Nov 15, 2024 16:05 UTC SaleCOMMON STOCK 12,000 $29.12 $349,440.00
Disclosure

SEC source: 0001437749-24-035488 · rdgdoc.xml · nonDerivative · entry 1

Buquet James J. III · CIK 0001811398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,686.91

F1 · price: This transaction was executed in multiple trades at prices ranging from $29.27 to $29.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 1,149 shares of restricted stock granted on April 25, 2024, which vest on April 26, 2025.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 21:09 UTC
McDonald WarrenChief Credit Officer
SaleCOMMON STOCK 2,560 $28.70 $73,472.00
Disclosure

SEC source: 0001437749-24-034543 · rdgdoc.xml · nonDerivative · entry 1

McDonald Warren · CIK 0001841232 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,535

F1 · price: This transaction was executed in multiple trades at prices ranging from $28.50 to $29.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes (a) 3,829 shares of unvested restricted stock granted on 2/1/2023, which will vest on 3/31/2025, and (b) 5,383 shares of unvested restricted stock granted on 2/1/2024, of which 2,651 shares will vest on 3/31/2025, and the remaining 2,732 shares will vest on 3/31/2026. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Read SEC document
November 06, 2024 Filed Nov 6, 2024 21:24 UTC
MELVILLE DAVID R. IIIDirector · President and CEO
SaleCOMMON STOCK 9,172 $28.42 $260,668.24
Disclosure

SEC source: 0001437749-24-033633 · rdgdoc.xml · nonDerivative · entry 3

MELVILLE DAVID R. III · CIK 0001734795 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,639

F3 · price: This transaction was executed in multiple trades at prices ranging from $26.31 to $29.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: Includes (a) 15,494 shares of restricted stock granted on 2/1/2023 which will vest on 3/31/2025, and (b) 19,909 shares of unvested restricted stock granted on 2/1/2024, of which 9,806 shares will vest on 3/31/2025, and the remaining 10,103 shares will vest on 3/31/2026. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

F5 · balance_after: Includes units of employer stock fund through issuer's 401(k) plan equivalent to approximately 11,603 shares.

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November 05, 2024 Filed Nov 6, 2024 21:24 UTC
MELVILLE DAVID R. IIIDirector · President and CEO
SaleCOMMON STOCK 3,512 $26.06 $91,522.72
Disclosure

SEC source: 0001437749-24-033633 · rdgdoc.xml · nonDerivative · entry 2

MELVILLE DAVID R. III · CIK 0001734795 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,811

F2 · price: This transaction was executed in multiple trades at prices ranging from $26.00 to $26.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: Includes (a) 15,494 shares of restricted stock granted on 2/1/2023 which will vest on 3/31/2025, and (b) 19,909 shares of unvested restricted stock granted on 2/1/2024, of which 9,806 shares will vest on 3/31/2025, and the remaining 10,103 shares will vest on 3/31/2026. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

F5 · balance_after: Includes units of employer stock fund through issuer's 401(k) plan equivalent to approximately 11,603 shares.

Read SEC document
November 04, 2024 Filed Nov 5, 2024 21:59 UTC SaleCOMMON STOCK 2,500 $26.33 $65,825.00
Disclosure

SEC source: 0001437749-24-033376 · rdgdoc.xml · nonDerivative · entry 2

Johnson Joseph Vernon · CIK 0001811639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,057

F2 · price: This transaction was executed in multiple trades at prices ranging from $26.06 to $26.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 1,149 shares of restricted stock granted on April 25, 2024, which vest on April 26, 2025.

Read SEC document
November 04, 2024 Filed Nov 6, 2024 21:24 UTC
MELVILLE DAVID R. IIIDirector · President and CEO
SaleCOMMON STOCK 7,316 $26.15 $191,313.40
Disclosure

SEC source: 0001437749-24-033633 · rdgdoc.xml · nonDerivative · entry 1

MELVILLE DAVID R. III · CIK 0001734795 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,323

F1 · price: This transaction was executed in multiple trades at prices ranging from $26.00 to $26.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: Includes (a) 15,494 shares of restricted stock granted on 2/1/2023 which will vest on 3/31/2025, and (b) 19,909 shares of unvested restricted stock granted on 2/1/2024, of which 9,806 shares will vest on 3/31/2025, and the remaining 10,103 shares will vest on 3/31/2026. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

F5 · balance_after: Includes units of employer stock fund through issuer's 401(k) plan equivalent to approximately 11,603 shares.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 21:59 UTC SaleCOMMON STOCK 6,000 $26.36 $158,160.00
Disclosure

SEC source: 0001437749-24-033376 · rdgdoc.xml · nonDerivative · entry 1

Johnson Joseph Vernon · CIK 0001811639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,557

F1 · price: This transaction was executed in multiple trades at prices ranging from $26.24 to $26.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 1,149 shares of restricted stock granted on April 25, 2024, which vest on April 26, 2025.

Read SEC document
October 30, 2024 Filed Oct 31, 2024 20:05 UTC SaleCOMMON STOCK 11,520 $27.16 $312,883.20
Disclosure

SEC source: 0001437749-24-032787 · rdgdoc.xml · nonDerivative · entry 2

Johnson Joseph Vernon · CIK 0001811639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,557

F2 · price: This transaction was executed in multiple trades at prices ranging from $26.75 to $27.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 1,149 shares of restricted stock granted on April 25, 2024, which vest on April 26, 2025.

Read SEC document
October 29, 2024 Filed Oct 31, 2024 20:05 UTC SaleCOMMON STOCK 3,980 $26.63 $105,987.40
Disclosure

SEC source: 0001437749-24-032787 · rdgdoc.xml · nonDerivative · entry 1

Johnson Joseph Vernon · CIK 0001811639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,077

F1 · price: This transaction was executed in multiple trades at prices ranging from $26.51 to $26.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: Includes 1,149 shares of restricted stock granted on April 25, 2024, which vest on April 26, 2025.

Read SEC document
October 01, 2024 Filed Oct 11, 2024 20:05 UTC GrantStock Options (Right to Buy) · Derivative 767 $0.00 Strike: $24.45 $0.00
Disclosure

SEC source: 0001437749-24-031112 · rdgdoc.xml · derivative · entry 5

Hall William G. · CIK 0002040034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 767

Underlying: Common Stock · 767 shares

Expires 2032-08-17

F4 · derivative.exercise_date: Pursuant to the Agreement and Plan of Reorganization (the "Reorganization Agreement") by and between the issuer and Oakwood, each outstanding and unexercised option to purchase shares of Oakwood common stock became fully vested and was automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Reorganization Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions as the corresponding option to purchase shares of Oakwood common stock immediately prior to the effective time of the Merger.

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October 01, 2024 Filed Oct 11, 2024 20:05 UTC GrantStock Options (Right to Buy) · Derivative 767 $0.00 Strike: $24.45 $0.00
Disclosure

SEC source: 0001437749-24-031112 · rdgdoc.xml · derivative · entry 4

Hall William G. · CIK 0002040034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 767

Underlying: Common Stock · 767 shares

Expires 2031-01-01

F4 · derivative.exercise_date: Pursuant to the Agreement and Plan of Reorganization (the "Reorganization Agreement") by and between the issuer and Oakwood, each outstanding and unexercised option to purchase shares of Oakwood common stock became fully vested and was automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Reorganization Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions as the corresponding option to purchase shares of Oakwood common stock immediately prior to the effective time of the Merger.

Read SEC document
October 01, 2024 Filed Oct 11, 2024 20:05 UTC GrantStock Options (Right to Buy) · Derivative 511 $0.00 Strike: $24.45 $0.00
Disclosure

SEC source: 0001437749-24-031112 · rdgdoc.xml · derivative · entry 3

Hall William G. · CIK 0002040034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 511

Underlying: Common Stock · 511 shares

Expires 2029-10-16

F4 · derivative.exercise_date: Pursuant to the Agreement and Plan of Reorganization (the "Reorganization Agreement") by and between the issuer and Oakwood, each outstanding and unexercised option to purchase shares of Oakwood common stock became fully vested and was automatically converted into an option to purchase shares of issuer common stock, with the number of underlying shares and the exercise price determined as set forth in the Reorganization Agreement. Each option to purchase shares of issuer common stock is subject to the same terms and conditions as the corresponding option to purchase shares of Oakwood common stock immediately prior to the effective time of the Merger.

Read SEC document
October 01, 2024 Filed Oct 11, 2024 20:05 UTC GrantCOMMON STOCK 238,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-031112 · rdgdoc.xml · nonDerivative · entry 2

Hall William G. · CIK 0002040034 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Align Opportunities, LP

Disclosed balance after: 238,540

F2 · kind: Acquired in exchange for 466,628 shares of Oakwood in connection with the Merger. At the effective time of the Merger, each share of Oakwood common stock was converted into the right to receive 0.5112 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $24.59 per share. Of the 238,540 shares issued to Align Opportunities, LP in the Merger, 3,550 shares are currently being held in escrow and are subject to forfeiture during the escrow period, which shall be until the later of (i) the date that certain threatened or future litigation directly or indirectly arising out of, involving, or related to Oakwood's banking subsidiary, Oakwood Bank, and a former customer of Oakwood Bank is fully and finally resolved or (ii) two (2) years from the closing date of the Merger.

F2 · price: Acquired in exchange for 466,628 shares of Oakwood in connection with the Merger. At the effective time of the Merger, each share of Oakwood common stock was converted into the right to receive 0.5112 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $24.59 per share. Of the 238,540 shares issued to Align Opportunities, LP in the Merger, 3,550 shares are currently being held in escrow and are subject to forfeiture during the escrow period, which shall be until the later of (i) the date that certain threatened or future litigation directly or indirectly arising out of, involving, or related to Oakwood's banking subsidiary, Oakwood Bank, and a former customer of Oakwood Bank is fully and finally resolved or (ii) two (2) years from the closing date of the Merger.

F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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October 01, 2024 Filed Oct 11, 2024 20:05 UTC GrantCOMMON STOCK 4,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-031112 · rdgdoc.xml · nonDerivative · entry 1

Hall William G. · CIK 0002040034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,866

F1 · kind: Acquired in exchange for 9,520 shares of Oakwood Bancshares, Inc. ("Oakwood") in connection with the merger of Oakwood with and into the issuer (the "Merger"). At the effective time of the Merger, each share of Oakwood common stock was converted into the right to receive approximately 0.5112 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $24.59 per share. Of the 4,866 shares issued to the reporting person in the Merger, 72 shares are currently being held in escrow and are subject to forfeiture during the escrow period, which shall be until the later of (i) the date that certain threatened or future litigation directly or indirectly arising out of, involving, or related to Oakwood's banking subsidiary, Oakwood Bank, and a former customer of Oakwood Bank is fully and finally resolved or (ii) two (2) years from the closing date of the Merger.

F1 · price: Acquired in exchange for 9,520 shares of Oakwood Bancshares, Inc. ("Oakwood") in connection with the merger of Oakwood with and into the issuer (the "Merger"). At the effective time of the Merger, each share of Oakwood common stock was converted into the right to receive approximately 0.5112 shares of the issuer's common stock. On the effective date of the Merger, the closing price of the issuer's common stock was $24.59 per share. Of the 4,866 shares issued to the reporting person in the Merger, 72 shares are currently being held in escrow and are subject to forfeiture during the escrow period, which shall be until the later of (i) the date that certain threatened or future litigation directly or indirectly arising out of, involving, or related to Oakwood's banking subsidiary, Oakwood Bank, and a former customer of Oakwood Bank is fully and finally resolved or (ii) two (2) years from the closing date of the Merger.

Read SEC document
October 01, 2024 Filed Jun 30, 2025 23:46 UTC GrantStock Options (Right to Buy) · Derivative 767 $0.00 Strike: $24.45 $0.00
Disclosure

SEC source: 0001437749-25-021615 · rdgdoc.xml · derivative · entry 6

Hall William G. · CIK 0002040034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 767

Underlying: Common Stock · 767 shares

Expires 2032-08-17

F6 · date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood.

F6 · kind: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood.

F6 · derivative.exercise_date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood.

Read SEC document
October 01, 2024 Filed Jun 30, 2025 23:46 UTC GrantStock Options (Right to Buy) · Derivative 767 $0.00 Strike: $24.45 $0.00
Disclosure

SEC source: 0001437749-25-021615 · rdgdoc.xml · derivative · entry 5

Hall William G. · CIK 0002040034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 767

Underlying: Common Stock · 767 shares

Expires 2031-01-01

F6 · date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood.

F6 · kind: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood.

F6 · derivative.exercise_date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood.

Read SEC document
October 01, 2024 Filed Jun 30, 2025 23:46 UTC GrantStock Options (Right to Buy) · Derivative 511 $0.00 Strike: $24.45 $0.00
Disclosure

SEC source: 0001437749-25-021615 · rdgdoc.xml · derivative · entry 4

Hall William G. · CIK 0002040034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 511

Underlying: Common Stock · 511 shares

Expires 2029-10-16

F6 · date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood.

F6 · kind: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood.

F6 · derivative.exercise_date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood.

Read SEC document
October 01, 2024 Filed Jun 29, 2026 22:19 UTC GrantStock Options (Right to Buy) · Derivative 767 $0.00 Strike: $24.45 $0.00
Disclosure

SEC source: 0001437749-26-022046 · rdgdoc.xml · derivative · entry 7

Hall William G. · CIK 0002040034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 767

Underlying: Common Stock · 767 shares

Expires 2032-08-17

F6 · date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood.

F6 · kind: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood.

F6 · derivative.exercise_date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood.

Read SEC document
October 01, 2024 Filed Jun 29, 2026 22:19 UTC GrantStock Options (Right to Buy) · Derivative 767 $0.00 Strike: $24.45 $0.00
Disclosure

SEC source: 0001437749-26-022046 · rdgdoc.xml · derivative · entry 6

Hall William G. · CIK 0002040034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 767

Underlying: Common Stock · 767 shares

Expires 2031-01-01

F6 · date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood.

F6 · kind: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood.

F6 · derivative.exercise_date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood.

Read SEC document
October 01, 2024 Filed Jun 29, 2026 22:19 UTC GrantStock Options (Right to Buy) · Derivative 511 $0.00 Strike: $24.45 $0.00
Disclosure

SEC source: 0001437749-26-022046 · rdgdoc.xml · derivative · entry 5

Hall William G. · CIK 0002040034 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 511

Underlying: Common Stock · 511 shares

Expires 2029-10-16

F6 · date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood.

F6 · kind: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood.

F6 · derivative.exercise_date: The stock options (right to buy) were granted to the reporting person on October 1, 2024, pursuant to the Reorganization Agreement by and between the issuer and Oakwood.

Read SEC document
September 26, 2024 Filed Sep 27, 2024 20:06 UTC
Sidi ZeenatDirector
GrantCOMMON STOCK 658 $25.33 $16,667.14
Disclosure

SEC source: 0001437749-24-030180 · rdgdoc.xml · nonDerivative · entry 1

Sidi Zeenat · CIK 0002032494 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 658

F1 · balance_after: Reflects the grant of restricted stock to reporting person. The restricted stock fully vests on April 26, 2025.

Read SEC document
September 09, 2024 Filed Sep 10, 2024 20:11 UTC SaleCOMMON STOCK 7,346 $24.56 $180,417.76
Disclosure

SEC source: 0001437749-24-028858 · rdgdoc.xml · nonDerivative · entry 1

Folse Mark P. · CIK 0001811376 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,286

F1 · price: This transaction was executed in multiple trades at prices ranging from $24.56 to $24.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 1,149 shares of restricted stock granted on April 25, 2024, which vest on April 26, 2025.

Read SEC document
September 09, 2024 Filed Sep 13, 2024 20:36 UTC
McDonald WarrenChief Credit Officer
SaleCommon Stock 1,500 $24.68 $37,020.00
Disclosure

SEC source: 0001437749-24-029159 · rdgdoc.xml · nonDerivative · entry 1

McDonald Warren · CIK 0001841232 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,095

F1 · balance_after: Includes (a) 3,829 shares of unvested restricted stock granted on 2/1/2023, which will vest on 3/31/2025, and (b) 5,383 shares of unvested restricted stock granted on 2/1/2024, of which 2,651 shares will vest on 3/31/2025, and the remaining 2,732 shares will vest on 3/31/2026. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.