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SAUL CENTERS, INC.

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4877
SEC CIK
0000907254
Parsed reports
579

Last 12 months

Inside the activity.

12 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202590
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 24, 2020 Filed Apr 28, 2020 14:51 UTC
SHERREN CHARLES W JRSr. VP- Property Management
GrantEmployee Stock Option · Derivative 10,000 $50.00 Strike: $50.00 $500,000.00
Disclosure

SEC source: 0000907254-20-000041 · wf-form4_158808548236757.xml · derivative · entry 10

SHERREN CHARLES W JR · CIK 0001228480 · Sr. VP- Property Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-04-24

F4 · derivative.exercise_date: The options vest 25% per year over four years from the date of grant.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 19:15 UTC
SAUL B FRANCIS IIDirector · CEO & President · 10% owner
GrantPhantom Stock · Derivative 206.805 $29.98 Strike: $29.98 $6,200.01
Disclosure

SEC source: 0000907254-20-000027 · wf-form4_158585492495468.xml · derivative · entry 17

SAUL B FRANCIS II · CIK 0001027551 · Director · CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,969.694

Underlying: Common Stock · 206.805 shares

Expires not disclosed

F16 · derivative.exercise_price: Shares of phantom stock are convertible into shares of the Issuer's common stock on a one for one basis.

F17 · derivative.exercise_date: The terms governing the conversion of the phantom stock into shares of the Issuer's common stock are contained in the Issuer's Deferred Compensation Plan, a copy of which has been filed with the Securities and Exchange Commission as part of the Issuer's proxy statement for its 2019 annual meeting.

F17 · derivative.expiration_date: The terms governing the conversion of the phantom stock into shares of the Issuer's common stock are contained in the Issuer's Deferred Compensation Plan, a copy of which has been filed with the Securities and Exchange Commission as part of the Issuer's proxy statement for its 2019 annual meeting.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 19:14 UTC GrantPhantom Stock · Derivative 288.526 $29.98 Strike: $29.98 $8,650.01
Disclosure

SEC source: 0000907254-20-000026 · wf-form4_158585484837394.xml · derivative · entry 2

CLANCY GEORGE PATRICK JR · CIK 0001216742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,523.79

Underlying: Common Stock · 288.526 shares

Expires not disclosed

F1 · security: Pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and the Deferred Fee Agreement executed by the reporting person, the reporting person has elected to defer receipt of his director's fees, and receive phantom stock, the amount of which is calculated as the quotient of the dollar value of fees deferred, divided by the fair market value of the issuer's shares on the date the phantom stock is received.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F3 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 19:03 UTC
Laycock Willoughby B.Director · Senior V.P.-Residential
GrantPhantom Stock · Derivative 206.805 $29.98 Strike: $29.98 $6,200.01
Disclosure

SEC source: 0000907254-20-000025 · wf-form4_158585420786224.xml · derivative · entry 5

Laycock Willoughby B. · CIK 0001771496 · Director · Senior V.P.-Residential

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726.069

Underlying: Common Stock · 206.805 shares

Expires not disclosed

F4 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F4 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 18:12 UTC GrantPhantom Stock · Derivative 206.805 $29.98 Strike: $29.98 $6,200.01
Disclosure

SEC source: 0000907254-20-000023 · wf-form4_158585115094960.xml · derivative · entry 2

CHAPOTON JOHN E · CIK 0001144844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,090.065

Underlying: Common Stock · 206.805 shares

Expires not disclosed

F1 · security: Pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and the Deferred Fee Agreement executed by the reporting person, the reporting person has elected to defer receipt of his director's fees, and receive phantom stock, the amount of which is calculated as the quotient of the dollar value of fees deferred, divided by the fair market value of the issuer's shares on the date the phantom stock is received.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F3 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F4 · balance_after: Includes 171.371 shares ($48.5921/share) awarded January 31, 2020 as dividend reinvestments on shares of phantom stock held by the reporting person pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and shares of phantom stock issued under the issuer's Deferred Compensation Stock Plan for Directors.

Read SEC document
March 23, 2020 Filed Mar 24, 2020 16:25 UTC
Laycock Willoughby B.Director · Senior V.P.-Residential
PurchaseCommon Shares 200 $25.16 $5,032.00
Disclosure

SEC source: 0000907254-20-000021 · wf-form4_158506713762981.xml · nonDerivative · entry 4

Laycock Willoughby B. · CIK 0001771496 · Director · Senior V.P.-Residential

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 245

F5 · ownership.nature: Shares owned directly by the reporting person's spouse. The reporting person disclaims beneficial ownership of these shares.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 17:22 UTC
NETTER CHRISTOPHERExec. Vice Pres-Retail Leasing
PurchaseSeries E Preferred Stock 650 $12.95 $8,417.50
Disclosure

SEC source: 0000907254-20-000020 · wf-form4_158463850259331.xml · nonDerivative · entry 4

NETTER CHRISTOPHER · CIK 0001228473 · Exec. Vice Pres-Retail Leasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:47 UTC
SAUL B FRANCIS IIDirector · CEO & President · 10% owner
GrantUnits 28,848 $48.59 $1,401,784.90
Disclosure

SEC source: 0000907254-20-000007 · wf-form4_158085280505860.xml · nonDerivative · entry 16

SAUL B FRANCIS II · CIK 0001027551 · Director · CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,902,017

F21 · ownership.direct: Represents units of limited partnership interest in Saul Holdings Limited Partnership ("SHLP"), of which the Issuer is the general partner. In general, the units are convertible into shares of the Issuer's common stock on a one-for-one basis provided that, in accordance with the Articles of Incorporation of the Issuer, the right to convert may not be exercised at any time that the B. Francis Saul II, family members of B. Francis Saul II, entities controlled by B. Francis Saul II and other affiliates of B. Francis Saul II beneficially owns, directly or indirectly, in the aggregate more than 39.9% of the value of the Issuer's outstanding common stock and preferred stock. As of January 31, 2020, 6,877,017 units are not convertible.

F21 · ownership.nature: Represents units of limited partnership interest in Saul Holdings Limited Partnership ("SHLP"), of which the Issuer is the general partner. In general, the units are convertible into shares of the Issuer's common stock on a one-for-one basis provided that, in accordance with the Articles of Incorporation of the Issuer, the right to convert may not be exercised at any time that the B. Francis Saul II, family members of B. Francis Saul II, entities controlled by B. Francis Saul II and other affiliates of B. Francis Saul II beneficially owns, directly or indirectly, in the aggregate more than 39.9% of the value of the Issuer's outstanding common stock and preferred stock. As of January 31, 2020, 6,877,017 units are not convertible.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 22:10 UTC
Stencel Debra NoreenSenior VP & General Counsel
Exercise / conversionEmployee Stock Option · Derivative 2,649 $51.07 Strike: $51.07 $135,284.43
Disclosure

SEC source: 0000907254-20-000006 · wf-form4_158033581049563.xml · derivative · entry 9

Stencel Debra Noreen · CIK 0001577029 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,649 shares

Expires 2025-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest 25% per year over four years from the date of grant.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 22:10 UTC
Stencel Debra NoreenSenior VP & General Counsel
SaleCommon Shares 2,649 $56.37 $149,324.13
Disclosure

SEC source: 0000907254-20-000006 · wf-form4_158033581049563.xml · nonDerivative · entry 6

Stencel Debra Noreen · CIK 0001577029 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 28, 2020 Filed Jan 29, 2020 22:10 UTC
Stencel Debra NoreenSenior VP & General Counsel
Exercise / conversionCommon Shares 2,649 $51.07 $135,284.43
Disclosure

SEC source: 0000907254-20-000006 · wf-form4_158033581049563.xml · nonDerivative · entry 5

Stencel Debra Noreen · CIK 0001577029 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 22:10 UTC
Stencel Debra NoreenSenior VP & General Counsel
Exercise / conversionEmployee Stock Option · Derivative 1,250 $49.46 Strike: $49.46 $61,825.00
Disclosure

SEC source: 0000907254-20-000006 · wf-form4_158033581049563.xml · derivative · entry 12

Stencel Debra Noreen · CIK 0001577029 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires 2028-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest 25% per year over four years from the date of grant.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 22:10 UTC
Stencel Debra NoreenSenior VP & General Counsel
Exercise / conversionEmployee Stock Option · Derivative 2,351 $51.07 Strike: $51.07 $120,065.57
Disclosure

SEC source: 0000907254-20-000006 · wf-form4_158033581049563.xml · derivative · entry 8

Stencel Debra Noreen · CIK 0001577029 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,649

Underlying: Common Stock · 2,351 shares

Expires 2025-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest 25% per year over four years from the date of grant.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 22:10 UTC
Stencel Debra NoreenSenior VP & General Counsel
Exercise / conversionEmployee Stock Option · Derivative 4,499 $47.03 Strike: $47.03 $211,587.97
Disclosure

SEC source: 0000907254-20-000006 · wf-form4_158033581049563.xml · derivative · entry 7

Stencel Debra Noreen · CIK 0001577029 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,499 shares

Expires 2024-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest 25% per year over four years from the date of grant.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 22:10 UTC
Stencel Debra NoreenSenior VP & General Counsel
SaleCommon Shares 8,100 $56.25 $455,625.00
Disclosure

SEC source: 0000907254-20-000006 · wf-form4_158033581049563.xml · nonDerivative · entry 4

Stencel Debra Noreen · CIK 0001577029 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 27, 2020 Filed Jan 29, 2020 22:10 UTC
Stencel Debra NoreenSenior VP & General Counsel
Exercise / conversionCommon Shares 1,250 $49.46 $61,825.00
Disclosure

SEC source: 0000907254-20-000006 · wf-form4_158033581049563.xml · nonDerivative · entry 3

Stencel Debra Noreen · CIK 0001577029 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 22:10 UTC
Stencel Debra NoreenSenior VP & General Counsel
Exercise / conversionCommon Shares 2,351 $51.07 $120,065.57
Disclosure

SEC source: 0000907254-20-000006 · wf-form4_158033581049563.xml · nonDerivative · entry 2

Stencel Debra Noreen · CIK 0001577029 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 22:10 UTC
Stencel Debra NoreenSenior VP & General Counsel
Exercise / conversionCommon Shares 4,499 $47.03 $211,587.97
Disclosure

SEC source: 0000907254-20-000006 · wf-form4_158033581049563.xml · nonDerivative · entry 1

Stencel Debra Noreen · CIK 0001577029 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:26 UTC GrantPhantom Stock · Derivative 120.411 $51.49 Strike: $51.49 $6,199.96
Disclosure

SEC source: 0000907254-20-000004 · wf-form4_157834959545260.xml · derivative · entry 2

CHAPOTON JOHN E · CIK 0001144844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,688.584

Underlying: Common Stock · 120.411 shares

Expires not disclosed

F1 · security: Pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and the Deferred Fee Agreement executed by the reporting person, the reporting person has elected to defer receipt of his director's fees, and receive phantom stock, the amount of which is calculated as the quotient of the dollar value of fees deferred, divided by the fair market value of the issuer's shares on the date the phantom stock is received.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F3 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F4 · balance_after: Includes 154.600 shares ($52.8407/share) awarded October 31, 2019 as dividend reinvestments on shares of phantom stock held by the reporting person pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and shares of phantom stock issued under the issuer's Deferred Compensation Stock Plan for Directors.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:47 UTC
SAUL B FRANCIS IIDirector · CEO & President · 10% owner
GrantPhantom Stock · Derivative 120.411 $51.49 Strike: $51.49 $6,199.96
Disclosure

SEC source: 0000907254-20-000005 · wf-form4_157835082842461.xml · derivative · entry 19

SAUL B FRANCIS II · CIK 0001027551 · Director · CEO & President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,398.606

Underlying: Common Stock · 120.411 shares

Expires not disclosed

F24 · derivative.exercise_price: 1 for 1

F25 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F25 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F26 · balance_after: Includes 330.470 shares ($52.8407/share) awarded October 31, 2019 as dividend reinvestments on shares of phantom stock held by the reporting person pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and shares of phantom stock issued under the issuer's Deferred Compensation Stock Plan for Directors.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:32 UTC GrantPhantom Stock · Derivative 587.483 $51.49 Strike: $51.49 $30,249.50
Disclosure

SEC source: 0000907254-20-000001 · wf-form4_157834625788839.xml · derivative · entry 2

CLANCY GEORGE PATRICK JR · CIK 0001216742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,206.912

Underlying: Common Stock · 587.483 shares

Expires not disclosed

F1 · security: Pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and the Deferred Fee Agreement executed by the reporting person, the reporting person has elected to defer receipt of his director's fees, and receive phantom stock, the amount of which is calculated as the quotient of the dollar value of fees deferred, divided by the fair market value of the issuer's shares on the date the phantom stock is received.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F3 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F4 · balance_after: Includes 45.8740 shares ($52.8407/share) awarded October 31, 2019 as dividend reinvestments on shares of phantom stock held by the reporting person pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and shares of phantom stock issued under the issuer's Deferred Compensation Stock Plan for Directors.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:53 UTC
Laycock Willoughby B.Director · Senior V.P.-Residential
GrantPhantom Stock · Derivative 120.411 $51.49 Strike: $51.49 $6,199.96
Disclosure

SEC source: 0000907254-20-000002 · wf-form4_157834757353018.xml · derivative · entry 5

Laycock Willoughby B. · CIK 0001771496 · Director · Senior V.P.-Residential

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513.661

Underlying: Common Stock · 120.411 shares

Expires not disclosed

F6 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F6 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F7 · balance_after: Includes 3.905 shares ($52.8407/share) awarded October 31, 2019 as dividend reinvestments on shares of phantom stock held by the reporting person pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and shares of phantom stock issued under the issuer's Deferred Compensation Stock Plan for Directors.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 01:05 UTC
Collich JohnSr. VP, Chief Acq. & Dev. Off.
OtherSeries C Preferred Stock 762.104 $25.00 $19,052.60
Disclosure

SEC source: 0000907254-19-000081 · wf-form4_157136071737238.xml · nonDerivative · entry 4

COLLICH JOHN F · CIK 0001228472 · Sr. VP, Chief Acq. & Dev. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · balance_after: All shares owned by the reporting person were fully redeemed on 10/17/19.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 01:05 UTC
Collich JohnSr. VP, Chief Acq. & Dev. Off.
OtherSeries C Preferred Stock 3,262.028 $25.00 $81,550.70
Disclosure

SEC source: 0000907254-19-000081 · wf-form4_157136071737238.xml · nonDerivative · entry 3

COLLICH JOHN F · CIK 0001228472 · Sr. VP, Chief Acq. & Dev. Off.

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife

Disclosed balance after: 0

F3 · balance_after: All shares owned by the reporting person were fully redeemed on 10/17/19.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 01:04 UTC OtherSeries C Preferred Stock 1,467.083 $25.00 $36,677.08
Disclosure

SEC source: 0000907254-19-000080 · wf-form4_157136062932773.xml · nonDerivative · entry 6

CARACI PHILIP D · CIK 0001228461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · balance_after: All shares owned by the reporting person were fully redeemed on 10/17/19.

F1 · ownership.direct: Self-IRA

Read SEC document
October 17, 2019 Filed Oct 18, 2019 01:04 UTC OtherSeries C Preferred Stock 1,867.833 $25.00 $46,695.83
Disclosure

SEC source: 0000907254-19-000080 · wf-form4_157136062932773.xml · nonDerivative · entry 5

CARACI PHILIP D · CIK 0001228461 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 0

F3 · balance_after: All shares owned by the reporting person were fully redeemed on 10/17/19.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 01:02 UTC
SCHNEIDER SCOTT VExecutive Vice President-CFO
OtherSeries C Preferred Stock 4,000 $25.00 $100,000.00
Disclosure

SEC source: 0000907254-19-000079 · wf-form4_157136053108656.xml · nonDerivative · entry 6

SCHNEIDER SCOTT V · CIK 0001228478 · Executive Vice President-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · balance_after: All shares owned by the reporting person were fully redeemed on 10/17/19.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 15:02 UTC
SHERREN CHARLES W JRSr. VP- Property Management
Exercise / conversionEmployee Stock Option · Derivative 3,993 $41.82 Strike: $41.82 $166,987.26
Disclosure

SEC source: 0000907254-19-000078 · wf-form4_157054692682424.xml · derivative · entry 7

SHERREN CHARLES W JR · CIK 0001228480 · Sr. VP- Property Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,993 shares

Expires 2021-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 25% per year over four years from the date of grant.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 15:02 UTC
SHERREN CHARLES W JRSr. VP- Property Management
SaleCommon Shares 3,993 $53.00 $211,629.00
Disclosure

SEC source: 0000907254-19-000078 · wf-form4_157054692682424.xml · nonDerivative · entry 5

SHERREN CHARLES W JR · CIK 0001228480 · Sr. VP- Property Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684.285

Read SEC document
October 07, 2019 Filed Oct 8, 2019 15:02 UTC
SHERREN CHARLES W JRSr. VP- Property Management
Exercise / conversionCommon Shares 3,993 $41.82 $166,987.26
Disclosure

SEC source: 0000907254-19-000078 · wf-form4_157054692682424.xml · nonDerivative · entry 4

SHERREN CHARLES W JR · CIK 0001228480 · Sr. VP- Property Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,677.285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Balance increased by July 31, 2019 Dividend Reinvestment Plan award of 6.693 shares.

Read SEC document
October 04, 2019 Filed Oct 8, 2019 15:02 UTC
SHERREN CHARLES W JRSr. VP- Property Management
Exercise / conversionEmployee Stock Option · Derivative 6,007 $41.82 Strike: $41.82 $251,212.74
Disclosure

SEC source: 0000907254-19-000078 · wf-form4_157054692682424.xml · derivative · entry 6

SHERREN CHARLES W JR · CIK 0001228480 · Sr. VP- Property Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,993

Underlying: Common Stock · 6,007 shares

Expires 2021-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 25% per year over four years from the date of grant.

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October 04, 2019 Filed Oct 8, 2019 15:02 UTC
SHERREN CHARLES W JRSr. VP- Property Management
SaleCommon Shares 6,007 $53.03 $318,551.21
Disclosure

SEC source: 0000907254-19-000078 · wf-form4_157054692682424.xml · nonDerivative · entry 3

SHERREN CHARLES W JR · CIK 0001228480 · Sr. VP- Property Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684.285

Read SEC document
October 04, 2019 Filed Oct 8, 2019 15:02 UTC
SHERREN CHARLES W JRSr. VP- Property Management
Exercise / conversionCommon Shares 6,007 $41.82 $251,212.74
Disclosure

SEC source: 0000907254-19-000078 · wf-form4_157054692682424.xml · nonDerivative · entry 2

SHERREN CHARLES W JR · CIK 0001228480 · Sr. VP- Property Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,691.285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Balance increased by July 31, 2019 Dividend Reinvestment Plan award of 6.693 shares.

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October 01, 2019 Filed Oct 3, 2019 18:01 UTC
SAUL B FRANCIS IIDirector · Chief Executive Officer · 10% owner
GrantPhantom Stock · Derivative 116.323 $53.30 Strike: $53.30 $6,200.02
Disclosure

SEC source: 0000907254-19-000077 · wf-form4_157012567967752.xml · derivative · entry 15

SAUL B FRANCIS II · CIK 0001027551 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,925.211

Underlying: Common Stock · 116.323 shares

Expires not disclosed

F18 · derivative.exercise_price: 1 for 1

F19 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F19 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F20 · balance_after: Includes 320.911 shares ($53.6555/share) awarded July 31, 2019 as dividend reinvestments on shares of phantom stock held by the reporting person pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and shares of phantom stock issued under the issuer's Deferred Compensation Stock Plan for Directors.

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October 01, 2019 Filed Oct 3, 2019 16:02 UTC
Laycock Willoughby B.Director · Senior V.P.-Residential
GrantPhantom Stock · Derivative 116.323 $53.30 Strike: $53.30 $6,200.02
Disclosure

SEC source: 0000907254-19-000076 · wf-form4_157011850029880.xml · derivative · entry 5

Laycock Willoughby B. · CIK 0001771496 · Director · Senior V.P.-Residential

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366.831

Underlying: Common Stock · 116.323 shares

Expires not disclosed

F6 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F6 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F7 · balance_after: Includes 2.450 shares ($53.6555/share) awarded July 31, 2019 as dividend reinvestments on shares of phantom stock held by the reporting person pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and shares of phantom stock issued under the issuer's Deferred Compensation Stock Plan for Directors.

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October 01, 2019 Filed Oct 3, 2019 15:54 UTC GrantPhantom Stock · Derivative 207.317 $53.30 Strike: $53.30 $11,050.00
Disclosure

SEC source: 0000907254-19-000075 · wf-form4_157011806952215.xml · derivative · entry 2

CLANCY GEORGE PATRICK JR · CIK 0001216742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,551.041

Underlying: Common Stock · 207.317 shares

Expires not disclosed

F1 · security: Pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and the Deferred Fee Agreement executed by the reporting person, the reporting person has elected to defer receipt of his director's fees, and receive phantom stock, the amount of which is calculated as the quotient of the dollar value of fees deferred, divided by the fair market value of the issuer's shares on the date the phantom stock is received.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F3 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F4 · balance_after: Includes 42.487 shares ($53.6555/share) awarded July 31, 2019 as dividend reinvestments on shares of phantom stock held by the reporting person pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and shares of phantom stock issued under the issuer's Deferred Compensation Stock Plan for Directors.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 15:15 UTC GrantPhantom Stock · Derivative 138.837 $53.30 Strike: $53.30 $7,400.01
Disclosure

SEC source: 0000907254-19-000073 · wf-form4_157011572410426.xml · derivative · entry 2

CHAPOTON JOHN E · CIK 0001144844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,391.059

Underlying: Common Stock · 138.837 shares

Expires not disclosed

F1 · security: Pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and the Deferred Fee Agreement executed by the reporting person, the reporting person has elected to defer receipt of his director's fees, and receive phantom stock, the amount of which is calculated as the quotient of the dollar value of fees deferred, divided by the fair market value of the issuer's shares on the date the phantom stock is received.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F3 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F4 · balance_after: Includes 149.185 shares ($53.6555/share) awarded July 31, 2019 as dividend reinvestments on shares of phantom stock held by the reporting person pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and shares of phantom stock issued under the issuer's Deferred Compensation Stock Plan for Directors.

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July 22, 2019 Filed Jul 24, 2019 17:48 UTC
SAUL B FRANCIS IIDirector · Chief Executive Officer · 10% owner
OtherCommon Shares 7,620.63 $52.65 $401,226.17
Disclosure

SEC source: 0000907254-19-000062 · wf-form4_156399047368426.xml · nonDerivative · entry 15

SAUL B FRANCIS II · CIK 0001027551 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F14 · balance_after: Reflects the involuntary transfer of the 7,620.63 shares held by The Elizabeth Willoughby Saul Trust (the "EWS Trust") to Elizabeth Willoughby Saul, the sole beneficiary of the EWS Trust. These shares were distributed in accordance with the terms of the EWS Trust upon its expiration. The Reporting Person previously disclaimed beneficial ownership of the shares held by the EWS Trust.

F15 · ownership.direct: Owned by The Elizabeth Willoughby Saul Trust, of which the reporting person is sole beneficiary. Ms. Saul is the daughter of the reporting person. The reporting person disclaims beneficial ownership of these shares.

F15 · ownership.nature: Owned by The Elizabeth Willoughby Saul Trust, of which the reporting person is sole beneficiary. Ms. Saul is the daughter of the reporting person. The reporting person disclaims beneficial ownership of these shares.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 18:22 UTC
Laycock Willoughby B.Director · Senior V.P.-Residential
GrantPhantom Stock · Derivative 133.84 $55.29 Strike: $55.29 $7,400.01
Disclosure

SEC source: 0000907254-19-000061 · wf-form4_156209170850585.xml · derivative · entry 5

Laycock Willoughby B. · CIK 0001771496 · Director · Senior V.P.-Residential

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248.058

Underlying: Common Stock · 133.84 shares

Expires not disclosed

F4 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F4 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 18:20 UTC GrantPhantom Stock · Derivative 155.544 $55.29 Strike: $55.29 $8,600.03
Disclosure

SEC source: 0000907254-19-000059 · wf-form4_156209159312337.xml · derivative · entry 2

CHAPOTON JOHN E · CIK 0001144844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,103.037

Underlying: Common Stock · 155.544 shares

Expires not disclosed

F1 · security: Pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and the Deferred Fee Agreement executed by the reporting person, the reporting person has elected to defer receipt of his director's fees, and receive phantom stock, the amount of which is calculated as the quotient of the dollar value of fees deferred, divided by the fair market value of the issuer's shares on the date the phantom stock is received.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F3 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 18:21 UTC GrantPhantom Stock · Derivative 221.56 $55.29 Strike: $55.29 $12,250.05
Disclosure

SEC source: 0000907254-19-000060 · wf-form4_156209165270127.xml · derivative · entry 2

CLANCY GEORGE PATRICK JR · CIK 0001216742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,301.237

Underlying: Common Stock · 221.56 shares

Expires not disclosed

F1 · security: Pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and the Deferred Fee Agreement executed by the reporting person, the reporting person has elected to defer receipt of his director's fees, and receive phantom stock, the amount of which is calculated as the quotient of the dollar value of fees deferred, divided by the fair market value of the issuer's shares on the date the phantom stock is received.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F3 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 18:18 UTC
SAUL B FRANCIS IIDirector · Chief Executive Officer · 10% owner
GrantPhantom Stock · Derivative 133.84 $55.29 Strike: $55.29 $7,400.01
Disclosure

SEC source: 0000907254-19-000058 · wf-form4_156209149192688.xml · derivative · entry 16

SAUL B FRANCIS II · CIK 0001027551 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,487.977

Underlying: Common Stock · 133.84 shares

Expires not disclosed

F15 · derivative.exercise_price: 1 for 1

F16 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F16 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 18:45 UTC
SCHNEIDER SCOTT VSr. Vice President-CFO
Exercise / conversionEmployee Stock Option · Derivative 4,000 $57.00 Strike: $44.42 $228,000.00
Disclosure

SEC source: 0000907254-19-000057 · wf-form4_156105632783101.xml · derivative · entry 11

SCHNEIDER SCOTT V · CIK 0001228478 · Sr. Vice President-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 4,000 shares

Expires 2023-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest 25% per year over four years from the date of grant.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 18:45 UTC
SCHNEIDER SCOTT VSr. Vice President-CFO
SaleCommon Shares 4,000 $57.00 $228,000.00
Disclosure

SEC source: 0000907254-19-000057 · wf-form4_156105632783101.xml · nonDerivative · entry 9

SCHNEIDER SCOTT V · CIK 0001228478 · Sr. Vice President-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,398.34

Read SEC document
June 19, 2019 Filed Jun 20, 2019 18:45 UTC
SCHNEIDER SCOTT VSr. Vice President-CFO
Exercise / conversionCommon Shares 4,000 $44.42 $177,680.00
Disclosure

SEC source: 0000907254-19-000057 · wf-form4_156105632783101.xml · nonDerivative · entry 8

SCHNEIDER SCOTT V · CIK 0001228478 · Sr. Vice President-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,398.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 18:45 UTC
SCHNEIDER SCOTT VSr. Vice President-CFO
Exercise / conversionEmployee Stock Option · Derivative 1,000 $57.50 Strike: $44.42 $57,500.00
Disclosure

SEC source: 0000907254-19-000057 · wf-form4_156105632783101.xml · derivative · entry 10

SCHNEIDER SCOTT V · CIK 0001228478 · Sr. Vice President-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 1,000 shares

Expires 2023-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest 25% per year over four years from the date of grant.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 18:45 UTC
SCHNEIDER SCOTT VSr. Vice President-CFO
SaleCommon Shares 1,000 $57.50 $57,500.00
Disclosure

SEC source: 0000907254-19-000057 · wf-form4_156105632783101.xml · nonDerivative · entry 7

SCHNEIDER SCOTT V · CIK 0001228478 · Sr. Vice President-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,398.34

Read SEC document
June 18, 2019 Filed Jun 20, 2019 18:45 UTC
SCHNEIDER SCOTT VSr. Vice President-CFO
Exercise / conversionCommon Shares 1,000 $44.42 $44,420.00
Disclosure

SEC source: 0000907254-19-000057 · wf-form4_156105632783101.xml · nonDerivative · entry 6

SCHNEIDER SCOTT V · CIK 0001228478 · Sr. Vice President-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,398.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 13:33 UTC
NETTER CHRISTOPHERSr. Vice Pres.-Retail Leasing
Exercise / conversionEmployee Stock Option · Derivative 5,000 $57.00 Strike: $47.03 $285,000.00
Disclosure

SEC source: 0000907254-19-000055 · wf-form4_156095119578354.xml · derivative · entry 5

NETTER CHRISTOPHER · CIK 0001228473 · Sr. Vice Pres.-Retail Leasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires 2024-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 25% per year over four years from the date of grant.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 13:33 UTC
NETTER CHRISTOPHERSr. Vice Pres.-Retail Leasing
SaleCommon Shares 5,000 $57.00 $285,000.00
Disclosure

SEC source: 0000907254-19-000055 · wf-form4_156095119578354.xml · nonDerivative · entry 4

NETTER CHRISTOPHER · CIK 0001228473 · Sr. Vice Pres.-Retail Leasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275.641

F5 · ownership.direct: Self-IRA

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.