BEEM

SEC source: 0002003131-26-000014 · primary_doc.xml · nonDerivative · entry 2

Potok Lisa A · CIK 0002003131 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,985

F2 · shares: These shares were withheld by Beam Global to satisfy the reporting person's tax withholding obligations related to the issuance of the common stock award.

SEC source: 0002003131-26-000014 · primary_doc.xml · nonDerivative · entry 1

Potok Lisa A · CIK 0002003131 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

F1 · shares: Represents shares of common stock granted to the Reporting Person pursuant to the Beam Global 2021 Equity Incentive Plan. The price reported reflects the closing price of the Company's common stock on the date of grant.

SEC source: 0002003131-26-000013 · primary_doc.xml · nonDerivative · entry 2

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 651,905

F2 · shares: These shares were withheld by Beam Global to satisfy the reporting person's tax withholding obligations related to the issuance of common stock award.

SEC source: 0002003131-26-000013 · primary_doc.xml · nonDerivative · entry 1

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 785,280

F1 · shares: Represents shares of common stock granted to the Reporting Person pursuant to the Beam Global 2021 Equity Incentive Plan. The price reported reflects the closing price of the Company's common stock on the date of grant.

SEC source: 0002003131-26-000009 · primary_doc.xml · derivative · entry 1

Potok Lisa A · CIK 0002003131 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 100,000 shares

Expires 2036-01-12

F1 · derivative.exercise_date: The option vests and becomes exercisable immediately.

SEC source: 0002003131-26-000008 · primary_doc.xml · nonDerivative · entry 1

Krandel Judy · CIK 0001668351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,019

F1 · shares: The Company granted a restricted stock award of 71,577 shares of common stock, 25% of the shares vest in each of March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026.

F2 · price: The per share price was based on the average daily closing price of BEEM's common stock for December 1, 2025 to December 31, 2025.

SEC source: 0002003131-26-000006 · primary_doc.xml · nonDerivative · entry 1

Syllantavos Georgios · CIK 0001333845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,083

F1 · shares: The Company granted a restricted stock award of 71,577 shares of common stock, 25% of the shares vest in each of March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026.

F2 · price: The per share price was based on the average daily closing price of BEEM's common stock for December 1, 2025 to December 31, 2025.

SEC source: 0002003131-26-000007 · primary_doc.xml · nonDerivative · entry 1

Posawatz Anthony L · CIK 0001789879 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,111

F1 · shares: The Company granted a restricted stock award of 71,577 shares of common stock, 25% of the shares vest in each of March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026.

F2 · price: The per share price was based on the average daily closing price of BEEM's common stock for December 1, 2025 to December 31, 2025.

SEC source: 0001333845-25-000003 · primary_doc.xml · nonDerivative · entry 3

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,506

SEC source: 0001333845-25-000003 · primary_doc.xml · nonDerivative · entry 2

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,317

SEC source: 0001333845-25-000003 · primary_doc.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,206

SEC source: 0002003131-25-000006 · primary_doc.xml · nonDerivative · entry 2

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 535,280

F1 · shares: These shares were withheld by Beam Global to satisfy the reporting person's tax withholding obligations related to the vesting of the common stock units.

SEC source: 0002003131-25-000006 · primary_doc.xml · nonDerivative · entry 1

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,069,025

SEC source: 0002003131-25-000005 · primary_doc.xml · derivative · entry 3

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,031

Underlying: Common Stock · 187,031 shares

Expires 2025-02-28

F3 · price: These PRSUs were granted on November 10, 2022 and vested on February 28, 2025.

SEC source: 0002003131-25-000005 · primary_doc.xml · nonDerivative · entry 2

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,025

F2 · shares: These shares were withheld by Beam Global to satisfy the reporting person's tax withholding obligations related to the vesting of the performance restricted stock units.

SEC source: 0002003131-25-000005 · primary_doc.xml · nonDerivative · entry 1

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,768

F1 · shares: Represents the vesting of 187,031 shares of common stock performance restricted stock units that were granted to the reporting person on February 28, 2025.

SEC source: 0002003131-25-000004 · primary_doc.xml · derivative · entry 3

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,625

Underlying: Common Stock · 35,625 shares

Expires 2025-02-01

F3 · price: These RSUs were granted on November 10, 2022 and vest equally on February 1, 2024 and February 1, 2025.

SEC source: 0002003131-25-000004 · primary_doc.xml · nonDerivative · entry 2

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,737

F2 · shares: These shares were withheld by Beam Global to satisfy the reporting person's tax withholding obligations related to the vesting of the restricted stock units.

SEC source: 0002003131-25-000004 · primary_doc.xml · nonDerivative · entry 1

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,593

F1 · shares: Represents the vesting of 35,625 shares of common stock underlying restricted stock units that were granted to the reporting person on February 1, 2025.

SEC source: 0002003131-25-000001 · primary_doc.xml · nonDerivative · entry 1

Krandel Judy · CIK 0001668351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,443

F1 · shares: The Company granted a restricted stock award of 40,453 shares of common stock, 25% of the shares vest in each of March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025.

F2 · price: The per share price was based on the average daily closing price of BEEM's common stock for November 29, 2024 to December 31, 2024.

SEC source: 0002003131-25-000002 · primary_doc.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,206

F1 · shares: The Company granted a restricted stock award of 40,453 shares of common stock, 25% of the shares vest in each of March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025.

F2 · price: The per share price was based on the average daily closing price of BEEM's common stock for November 29, 2024 to December 31, 2024.

SEC source: 0002003131-25-000003 · primary_doc.xml · nonDerivative · entry 1

Posawatz Anthony L · CIK 0001789879 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,285

F1 · shares: The Company granted a restricted stock award of 40,453 shares of common stock, 25% of the shares vest in each of March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025.

F2 · price: The per share price was based on the average daily closing price of BEEM's common stock for November 29, 2024 to December 31, 2024.

SEC source: 0002003131-24-000010 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON PETER WARNER · CIK 0001763927 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,081

F1 · shares: The Company granted a restricted stock award of 20,161 shares of common stock, 50% of the shares were fully vested on grant in July 2024 and the remaining shares were forfeited in connection the Reporting Person's resignation effective 9/23/2024.

F2 · price: The Reporting Person owned 10,081 shares of common stock at the time of resignation.

SEC source: 0002003131-24-000005 · primary_doc.xml · nonDerivative · entry 1

Krandel Judy · CIK 0001668351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,489

F1 · shares: The Company granted Ms. Krandel a restricted stock award of 20,161 shares of common stock, 50% of the shares were fully vested on grant, and 25% of the shares vest in each of September 30, 2024 and December 31, 2024.

F2 · price: The per share price was based on the average daily closing price of BEEM's common stock for November 29, 2024 to December 29, 2024.

SEC source: 0002003131-24-000006 · primary_doc.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,753

F1 · shares: The Company granted a restricted stock award of 20,161 shares of common stock, 50% of the shares were fully vested on grant, and 25% of the shares vest in each of September 30, 2024 and December 31, 2024.

F2 · price: The per share price was based on the average daily closing price of BEEM's common stock for November 29, 2024 to December 29, 2024.

SEC source: 0002003131-24-000008 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON PETER WARNER · CIK 0001763927 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,270

F1 · shares: The Company granted a restricted stock award of 20,161 shares of common stock, 50% of the shares were fully vested on grant, and 25% of the shares vest in each of September 30, 2024 and December 31, 2024.

F2 · price: The per share price was based on the average daily closing price of BEEM's common stock for November 29, 2024 to December 29, 2024.

SEC source: 0002003131-24-000007 · primary_doc.xml · nonDerivative · entry 1

Posawatz Anthony L · CIK 0001789879 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,081

F1 · shares: The Company granted a restricted stock award of 20,161 shares of common stock, 50% of the shares were fully vested on grant, and 25% of the shares vest in each of September 30, 2024 and December 31, 2024.

F2 · price: The per share price was based on the average daily closing price of BEEM's common stock for November 29, 2024 to December 29, 2024.

SEC source: 0002003131-24-000003 · primary_doc.xml · nonDerivative · entry 1

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,492.2626

F1 · shares: The sales reported in Form 4 were effective pursuant to Rule 10b5-1 trading plan. The shares were sold to satisfy the withholding and tax obligations related to the issuance of shares upon the vesting of restricted stock previously granted to the reporting person.

SEC source: 0002003131-24-000004 · primary_doc.xml · derivative · entry 3

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,625

Underlying: Common Stock · 35,625 shares

Expires 2024-02-01

F3 · price: These RSUs were granted on November 10, 2022 and vest equally on February 1, 2024 and February 1, 2025.

SEC source: 0002003131-24-000004 · primary_doc.xml · nonDerivative · entry 2

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,968

F2 · shares: These shares were withheld by Beam Global to satisfy the reporting person's tax withholding obligations related to the vesting of the restricted stock units.

SEC source: 0002003131-24-000004 · primary_doc.xml · nonDerivative · entry 1

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,104

F1 · shares: Represents the vesting of 35,625 shares of common stock underlying restricted stock units that were granted to the reporting person on February 1, 2022.

SEC source: 0002003131-24-000002 · primary_doc.xml · derivative · entry 1

Myers Mark Joseph · CIK 0002009127 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-12-31

F1 · derivative.exercise_date: The option vests and becomes exercisable in 48 equal monthly installments with the first vesting date beginning on 1/31/24.

SEC source: 0001203320-23-000008 · primary_doc.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 592

F1 · shares: The Company granted Mr. Syllantavos a restricted stock award of 592 shares of common stock which will vest on December 31, 2023.

SEC source: 0002003131-23-000003 · primary_doc.xml · nonDerivative · entry 1

Krandel Judy · CIK 0001668351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,328

F1 · shares: The Company granted Ms. Krandel a restricted stock award of 828 shares of common stock which will vest on December 31, 2023.

SEC source: 0002003131-24-000009 · primary_doc.xml · derivative · entry 1

Potok Lisa A · CIK 0002003131 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-11-30

F1 · derivative.exercise_date: The option vests and becomes exercisable in 48 equal monthly installments with the first vesting date beginning 12/31/23.

SEC source: 0001203320-23-000006 · primary_doc.xml · nonDerivative · entry 1

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,929.2626

F1 · shares: The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The shares were sold to satisfy the withholding and tax obligations related to the issuance of shares upon the vesting of restricted stock previously granted to the reporting person.

SEC source: 0001203320-23-000004 · primary_doc.xml · nonDerivative · entry 1

DAVIDSON PETER WARNER · CIK 0001763927 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,109

F1 · shares: The Company granted Mr. Davidson a restricted stock award of 6,675 shares of common stock which vests quarterly on the last day of each quarter retroactive to January 1, 2023. The shares vested are reduced by the number of unvested shares outstanding from Mr. Davidson's prior grant in October 2022 resulting in the vesting of 2,650 shares on June 30, 2023, 1,325 on September 30, 2023 and 2,700 on December 31, 2023, so long as Mr. Davidson is continuing to provide services to the Company.

SEC source: 0001203320-23-000005 · primary_doc.xml · nonDerivative · entry 1

Posawatz Anthony L · CIK 0001789879 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,920

F1 · shares: The Company granted Mr. Posawatz a restricted stock award of 5,025 shares of common stock which vests quarterly on the last day of each quarter retroactive to January 1, 2023. The shares vested are reduced by the number of unvested shares outstanding from Mr. Posawatz prior grant in October 2022 resulting in the vesting of 1,550 shares on June 30, 2023, 775 on September 30, 2023 and 2,700 on December 31, 2023, so long as Mr. Posawatz is continuing to provide services to the Company.

SEC source: 0001203320-23-000003 · primary_doc.xml · nonDerivative · entry 1

Floyd Nancy C · CIK 0001522601 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,667

F1 · shares: The Company granted Ms. Floyd a restricted stock award of 6,675 shares of common stock which vests quarterly on the last day of each quarter retroactive to January 1, 2023. The shares vested are reduced by the number of unvested shares outstanding from Ms. Floyd's prior grant in October 2022 resulting in the vesting of 2,650 shares on June 30, 2023, 1,325 on September 30, 2023 and 2,700 on December 31, 2023, so long as Ms. Floyd is continuing to provide services to the Company.

SEC source: 0001203320-23-000002 · primary_doc.xml · nonDerivative · entry 1

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,549.2626

F1 · shares: The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The shares were sold to satisfy the withholding and tax obligations related to the issuance of shares upon the vesting of restricted stock previously granted to the reporting person.

SEC source: 0001203320-23-000001 · primary_doc.xml · nonDerivative · entry 1

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,949.2626

F1 · shares: The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The shares were sold to satisfy the withholding and tax obligations related to the issuance of shares upon the vesting of restricted stock previously granted to the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $16.37 to $16.68. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-22-057125 · doc4.xml · nonDerivative · entry 2

Townsend Battery Partners, LLC · CIK 0001593506 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Townsend AC, LLC

Disclosed balance after: 1,005,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.86 to $17.00, inclusive.

F2 · ownership.nature: Townsend Battery Partners, LLC is a member of EPS Holding, LLC, a Delaware limited liability company ("EPS"), which is the Sole Member of TES Co-Investor, LLC ("Co-Investor"). EPS and Co-Investor are the Members and EPS is the Manager of Townsend Energy Solutions, LLC, a Delaware limited liability company ("Energy Solutions"). Energy Solutions is the sole member of TBP Investments, LLC, a Delaware limited liability company, which, along with Dennis Townsend and Townsend Ventures, LLC, a Delaware limited liability company, is a Member of Townsend AC, LLC.

SEC source: 0001209191-22-057125 · doc4.xml · nonDerivative · entry 1

Townsend Battery Partners, LLC · CIK 0001593506 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Townsend AC, LLC

Disclosed balance after: 1,006,678

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.77 to $16.67, inclusive. The reporting person undertakes to provide to Beam Global, any security holder of Beam Global, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.

F2 · ownership.nature: Townsend Battery Partners, LLC is a member of EPS Holding, LLC, a Delaware limited liability company ("EPS"), which is the Sole Member of TES Co-Investor, LLC ("Co-Investor"). EPS and Co-Investor are the Members and EPS is the Manager of Townsend Energy Solutions, LLC, a Delaware limited liability company ("Energy Solutions"). Energy Solutions is the sole member of TBP Investments, LLC, a Delaware limited liability company, which, along with Dennis Townsend and Townsend Ventures, LLC, a Delaware limited liability company, is a Member of Townsend AC, LLC.

SEC source: 0001209191-22-056472 · doc4.xml · nonDerivative · entry 3

Townsend Battery Partners, LLC · CIK 0001593506 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Townsend AC, LLC

Disclosed balance after: 1,015,176

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.87 to $15.00, inclusive.

F2 · ownership.nature: Townsend Battery Partners, LLC is a member of EPS Holding, LLC, a Delaware limited liability company ("EPS"), which is the Sole Member of TES Co-Investor, LLC ("Co-Investor"). EPS and Co-Investor are the Members and EPS is the Manager of Townsend Energy Solutions, LLC, a Delaware limited liability company ("Energy Solutions"). Energy Solutions is the sole member of TBP Investments, LLC, a Delaware limited liability company, which, along with Dennis Townsend and Townsend Ventures, LLC, a Delaware limited liability company, is a Member of Townsend AC, LLC.

SEC source: 0001209191-22-056472 · doc4.xml · nonDerivative · entry 2

Townsend Battery Partners, LLC · CIK 0001593506 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Townsend AC, LLC

Disclosed balance after: 1,016,281

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.87 to $14.85, inclusive.

F2 · ownership.nature: Townsend Battery Partners, LLC is a member of EPS Holding, LLC, a Delaware limited liability company ("EPS"), which is the Sole Member of TES Co-Investor, LLC ("Co-Investor"). EPS and Co-Investor are the Members and EPS is the Manager of Townsend Energy Solutions, LLC, a Delaware limited liability company ("Energy Solutions"). Energy Solutions is the sole member of TBP Investments, LLC, a Delaware limited liability company, which, along with Dennis Townsend and Townsend Ventures, LLC, a Delaware limited liability company, is a Member of Townsend AC, LLC.

SEC source: 0001209191-22-056472 · doc4.xml · nonDerivative · entry 1

Townsend Battery Partners, LLC · CIK 0001593506 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Townsend AC, LLC

Disclosed balance after: 1,039,322

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.06 to $13.33, inclusive. The reporting person undertakes to provide to Beam Global, any security holder of Beam Global, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3), and (4) to this Form 4.

F2 · ownership.nature: Townsend Battery Partners, LLC is a member of EPS Holding, LLC, a Delaware limited liability company ("EPS"), which is the Sole Member of TES Co-Investor, LLC ("Co-Investor"). EPS and Co-Investor are the Members and EPS is the Manager of Townsend Energy Solutions, LLC, a Delaware limited liability company ("Energy Solutions"). Energy Solutions is the sole member of TBP Investments, LLC, a Delaware limited liability company, which, along with Dennis Townsend and Townsend Ventures, LLC, a Delaware limited liability company, is a Member of Townsend AC, LLC.

SEC source: 0001203320-22-000006 · primary_doc.xml · nonDerivative · entry 1

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,672.2626

F1 · shares: Effective on November 10, 2022, Mr. Wheatley was granted a restricted stock unit of 71,250 shares of the Company's common stock which fully vested on the date of grant.

SEC source: 0001203320-22-000007 · primary_doc.xml · nonDerivative · entry 2

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,929.2626

F2 · shares: These shares were withheld to satisfy the withholding and tax obligations related to the issuance and vesting of restricted stock.

SEC source: 0001203320-22-000007 · primary_doc.xml · nonDerivative · entry 1

WHEATLEY DESMOND C · CIK 0001528078 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,672.2626

F1 · shares: Effective on November 10, 2022, Mr. Wheatley was granted a restricted stock unit of 71,250 shares of the Company's common stock which fully vested on the date of grant.

SEC source: 0001209191-22-052918 · doc4.xml · nonDerivative · entry 3

Townsend Battery Partners, LLC · CIK 0001593506 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Townsend AC, LLC

Disclosed balance after: 1,045,362

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.40 to $12.82, inclusive.

F2 · ownership.nature: Townsend Battery Partners, LLC is a member of EPS Holding, LLC, a Delaware limited liability company ("EPS"), which is the Sole Member of TES Co-Investor, LLC ("Co-Investor"). EPS and Co-Investor are the Members and EPS is the Manager of Townsend Energy Solutions, LLC, a Delaware limited liability company ("Energy Solutions"). Energy Solutions is the sole member of TBP Investments, LLC, a Delaware limited liability company, which, along with Dennis Townsend and Townsend Ventures, LLC, a Delaware limited liability company, is a Member of Townsend AC, LLC.