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Bloom Energy Corp

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Tapewire entity
2659
SEC CIK
0001664703
Parsed reports
630

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202502
Jan 202600
Feb 202608
Mar 202608
Apr 202605
May 202607
Jun 202604
Jul 202601
Aug 202606
Sep 202604
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2025 Filed May 16, 2025 22:17 UTC GrantClass A Common Stock 9,877 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-073796 · ownership.xml · nonDerivative · entry 1

BOSKIN MICHAEL J · CIK 0001120621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,835

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting, subject to the Reporting Person's continued service through the vesting date.

Read SEC document
May 14, 2025 Filed May 16, 2025 22:19 UTC GrantClass A Common Stock 9,877 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-073799 · ownership.xml · nonDerivative · entry 1

Burger Barbara J · CIK 0001944715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,877

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting, subject to the Reporting Person's continued service through the vesting date.

Read SEC document
May 14, 2025 Filed Apr 3, 2026 00:45 UTC GrantClass A Common Stock 9,877 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-140927 · ownership.xml · nonDerivative · entry 1

Pinkus Gary S · CIK 0002026205 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,026

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting, subject to the Reporting Person's continued service through the vesting date. Vested shares will be delivered to the Reporting Person on January 1, 2027 pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

Read SEC document
May 14, 2025 Filed Apr 3, 2026 00:38 UTC GrantClass A Common Stock 9,877 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-140919 · ownership.xml · nonDerivative · entry 1

ZERVIGON EDDY · CIK 0001286288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,038

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting, subject to the Reporting Person's continued service through the vesting date. Vested shares will be delivered to the Reporting Person on January 1 following the year in which the Reporting Person terminates service with the Issuer pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

Read SEC document
May 14, 2025 Filed Apr 3, 2026 00:51 UTC GrantClass A Common Stock 11,112 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-140935 · ownership.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,529

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting, subject to the Reporting Person's continued service through the vesting date. Vested shares will be delivered to the Reporting Person on January 1 following the year in which the Reporting Person terminates service with the Issuer pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

Read SEC document
May 14, 2025 Filed Apr 3, 2026 00:59 UTC GrantClass A Common Stock 9,877 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-140943 · ownership.xml · nonDerivative · entry 1

CHAMBERS JOHN T · CIK 0001198044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,824

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting, subject to the Reporting Person's continued service through the vesting date. Vested shares will be delivered to the Reporting Person on January 1, 2028 pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

Read SEC document
May 14, 2025 Filed Apr 3, 2026 00:48 UTC GrantClass A Common Stock 9,877 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-140931 · ownership.xml · nonDerivative · entry 1

WARNER CYNTHIA J · CIK 0001570212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,590

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. The RSUs will vest on the date of the next annual stockholder meeting, subject to the Reporting Person's continued service through the vesting date. Vested shares will be delivered to the Reporting Person in three annual installments commencing on January 1 following the year in which the Reporting Person terminates service with the Issuer pursuant to the terms of the Bloom Energy Corporation 2021 Deferred Compensation Plan.

Read SEC document
May 13, 2025 Filed May 15, 2025 00:01 UTC
Sridhar KRDirector · Chairman & CEO
SaleClass A Common Stock 42,383 $19.14 $811,210.62
Disclosure

SEC source: 0000950170-25-071757 · ownership.xml · nonDerivative · entry 2

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,724,613

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2024.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.79 to $19.40. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 13, 2025 Filed May 16, 2025 21:00 UTC
Chitoori SatishChief Operations Officer
GrantClass A Common Stock 78,288 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-073674 · ownership.xml · nonDerivative · entry 1

Chitoori Satish · CIK 0002023038 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,906

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. 40% of the RSUs will vest on March 15, 2026, and the remaining 60% will vest in equal quarterly installments over the following two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
May 13, 2025 Filed May 16, 2025 22:25 UTC GrantClass A Common Stock 78,288 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-073805 · ownership.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 231,178

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. 40% of the RSUs will vest on March 15, 2026, and the remaining 60% will vest in equal quarterly installments over the following two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
May 13, 2025 Filed May 16, 2025 20:55 UTC
Joshi AmanChief Commercial Officer
GrantClass A Common Stock 97,860 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-073660 · ownership.xml · nonDerivative · entry 1

Joshi Aman · CIK 0002007932 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,231

F1 · shares: Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. 40% of the RSUs will vest on March 15, 2026, and the remaining 60% will vest in equal quarterly installments over the following two years, subject to Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
May 12, 2025 Filed May 15, 2025 00:01 UTC
Sridhar KRDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 80,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-071757 · ownership.xml · derivative · entry 6

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Class A Common Stock · 80,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vest in equal annual installments over five years, with a vesting commencement date of May 12, 2021, in each case subject to the Reporting Person remaining a service provider on each applicable vesting date.

F4 · derivative.expiration_date: The RSUs vest in equal annual installments over five years, with a vesting commencement date of May 12, 2021, in each case subject to the Reporting Person remaining a service provider on each applicable vesting date.

Read SEC document
May 12, 2025 Filed May 15, 2025 00:01 UTC
Sridhar KRDirector · Chairman & CEO
Exercise / conversionClass A Common Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-071757 · ownership.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,766,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 22:06 UTC GrantClass A Common Stock 1,017 $19.66 $19,994.22
Disclosure

SEC source: 0000950170-25-049695 · ownership.xml · nonDerivative · entry 1

Pinkus Gary S · CIK 0002026205 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,097

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 22:08 UTC GrantClass A Common Stock 1,462 $19.66 $28,742.92
Disclosure

SEC source: 0000950170-25-049700 · ownership.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,546

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 22:12 UTC GrantClass A Common Stock 1,144 $19.66 $22,491.04
Disclosure

SEC source: 0000950170-25-049704 · ownership.xml · nonDerivative · entry 1

WARNER CYNTHIA J · CIK 0001570212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,248

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 23:37 UTC
Chitoori SatishChief Operations Officer
SaleClass A Common Stock 1,020 $25.09 $25,591.80
Disclosure

SEC source: 0000950170-25-041604 · ownership.xml · nonDerivative · entry 1

Chitoori Satish · CIK 0002023038 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,656

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.95 to $25.20. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 23:41 UTC
Joshi AmanChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $11.90 $0.00
Disclosure

SEC source: 0000950170-25-041613 · ownership.xml · derivative · entry 1

Joshi Aman · CIK 0002007932 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2035-03-15

F1 · balance_after: On August 29, 2024, the Reporting Person was granted an option to purchase 180,000 shares of the Company's Class A Common Stock. The option vests in three annual installments based on the Reporting Person's satisfaction of certain performance criteria, and subject to the Reporting Person's continued service through each applicable vesting date. The performance criteria for the first installment exceeded target as determined by the Compensation Committee on February 18, 2025, which resulted in a payout of 150% of target, resulting in the vesting of the option to purchase 90,000 shares of the Company's Class A Common Stock.

Read SEC document
March 07, 2025 Filed Mar 8, 2025 00:55 UTC
Sridhar KRDirector · Chairman & CEO
SaleClass A Common Stock 35,645 $23.00 $819,835.00
Disclosure

SEC source: 0000950170-25-035823 · ownership.xml · nonDerivative · entry 2

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,686,996

F2 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of PSUs.

F3 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.88 to $23.19. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 05, 2025 Filed Mar 8, 2025 00:55 UTC
Sridhar KRDirector · Chairman & CEO
GrantClass A Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-035823 · ownership.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,722,641

F1 · kind: On May 12, 2021, the Reporting Person was granted a performance stock unit ("PSU") award for a target number of 600,000 shares of the Issuer's Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock"), subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria for one-quarter of the shares as determined by the Compensation Committee on March 5, 2025, which resulted in a payout of 0.5 times the target. The PSUs vested immediately upon such determination by the Compensation Committee. As a condition to settlement of the PSUs, the Reporting Person has agreed to hold such shares (net of any sales to cover tax withholding obligation) until the earlier of March 15, 2026 and the Reporting Person's termination of service to the Issuer.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 22:27 UTC SaleClass A Common Stock 6,339 $25.63 $162,468.57
Disclosure

SEC source: 0000950170-25-023366 · ownership.xml · nonDerivative · entry 2

SODERBERG SHAWN MARIE · CIK 0001591851 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 155,670

F4 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of RSUs and/or performance stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024.

F5 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.97 to $26.01. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 18, 2025 Filed Mar 8, 2025 00:45 UTC
Joshi AmanChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 133,272 $0.00 Strike: $9.08 $0.00
Disclosure

SEC source: 0000950170-25-035819 · ownership.xml · derivative · entry 2

Joshi Aman · CIK 0002007932 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,272

Underlying: Common Stock · 133,272 shares

Expires 2035-02-18

F1 · balance_after: On March 1, 2024, the Reporting Person was granted an option to purchase 450,000 shares of the Company's Class A Common Stock. The option vests in four annual installments based on the Reporting Person's satisfaction of certain performance criteria, and subject to the Reporting Person's continued service through each applicable vesting date. The performance criteria for the first installment exceeded target as determined by the Compensation Committee on February 18, 2025, which resulted in a payout of 118.5% of target, resulting in the vesting of the option to purchase 133,272 shares of the Company's Class A Common Stock.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:43 UTC
Chitoori SatishChief Operations Officer
SaleClass A Common Stock 7,868 $25.42 $200,004.56
Disclosure

SEC source: 0000950170-25-023406 · ownership.xml · nonDerivative · entry 1

Chitoori Satish · CIK 0002023038 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,676

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $25.31 to $25.49. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes an aggregate of 2,088 shares acquired by the Reporting Person under the Issuer's Amended and Restated 2018 Employee Stock Purchase Plan on February 14, 2025.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:27 UTC SaleClass A Common Stock 10,486 $25.31 $265,400.66
Disclosure

SEC source: 0000950170-25-023366 · ownership.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 162,009

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.80 to $25.53. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes an aggregate of 1,455 shares acquired by the Reporting Person under the Issuer's Amended and Restated 2018 Employee Stock Purchase Plan on February 14, 2024.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:36 UTC
Joshi AmanChief Commercial Officer
SaleClass A Common Stock 13,971 $25.30 $353,466.30
Disclosure

SEC source: 0000950170-25-023393 · ownership.xml · nonDerivative · entry 1

Joshi Aman · CIK 0002007932 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,029

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.52 to $25.61. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 16, 2025 Filed Jan 17, 2025 22:15 UTC SaleClass A Common Stock 1,639 $23.42 $38,385.38
Disclosure

SEC source: 0000950170-25-006796 · ownership.xml · nonDerivative · entry 2

SODERBERG SHAWN MARIE · CIK 0001591851 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,040

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.34 to $23.44. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 22:15 UTC Exercise / conversionRestricted Stock Units · Derivative 4,118 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-006796 · ownership.xml · derivative · entry 4

SODERBERG SHAWN MARIE · CIK 0001591851 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: The RSUs vested as to one-third of the shares on the one-year anniversary of the vesting commencement date, which was January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: The RSUs vested as to one-third of the shares on the one-year anniversary of the vesting commencement date, which was January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 22:15 UTC Exercise / conversionClass A Common Stock 4,118 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-006796 · ownership.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:15 UTC GrantClass A Common Stock 900 $22.21 $19,989.00
Disclosure

SEC source: 0000950170-25-001180 · ownership.xml · nonDerivative · entry 1

Pinkus Gary S · CIK 0002026205 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,080

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:15 UTC GrantClass A Common Stock 1,294 $22.21 $28,739.74
Disclosure

SEC source: 0000950170-25-001177 · ownership.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,084

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:15 UTC GrantClass A Common Stock 1,103 $22.21 $24,497.63
Disclosure

SEC source: 0000950170-25-001178 · ownership.xml · nonDerivative · entry 1

WARNER CYNTHIA J · CIK 0001570212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,104

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
December 23, 2024 Filed Dec 27, 2024 01:37 UTC
Sridhar KRDirector · Chairman & CEO
GiftClass A Common Stock 46,961 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-140633 · ownership.xml · nonDerivative · entry 2

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By trusts

Disclosed balance after: 584,448

F1 · kind: Represents a transfer between trusts for which the Reporting Person is the trustee and does not result in any change in the Reporting Person's beneficial ownership.

Read SEC document
December 23, 2024 Filed Dec 27, 2024 01:37 UTC
Sridhar KRDirector · Chairman & CEO
GiftClass A Common Stock 46,961 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-140633 · ownership.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By trusts

Disclosed balance after: 800,000

F1 · kind: Represents a transfer between trusts for which the Reporting Person is the trustee and does not result in any change in the Reporting Person's beneficial ownership.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 22:32 UTC
Sridhar KRDirector · Chairman & CEO
Disposition to issuerPerformance Stock Units · Derivative 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-139152 · ownership.xml · derivative · entry 9

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 250,000 shares

Expires 2030-05-12

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · price: The PSUs were canceled by mutual agreement of the Reporting Person and the Issuer's Board of Directors. The Reporting Person received certain equity awards reported in the Issuer's Current Report on Form 8-K filed on December 20, 2024 as consideration for the cancellation.

F8 · derivative.exercise_date: On May 12, 2021, the Reporting Person was granted a PSU award for a target number of 250,000 PSUs. The PSUs were eligible to vest upon the Issuer's Class A Common Stock achieving a specified price per share target averaged over any 30 day period prior to the ninth anniversary of the grant date, subject to the Reporting Person remaining a service provider on each applicable vesting date. In addition, vesting of the PSUs was contingent upon the Reporting Person remaining employed through the fifth anniversary of the grant date.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 22:32 UTC
Sridhar KRDirector · Chairman & CEO
Disposition to issuerPerformance Stock Units · Derivative 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-139152 · ownership.xml · derivative · entry 8

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 250,000 shares

Expires 2029-05-12

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · price: The PSUs were canceled by mutual agreement of the Reporting Person and the Issuer's Board of Directors. The Reporting Person received certain equity awards reported in the Issuer's Current Report on Form 8-K filed on December 20, 2024 as consideration for the cancellation.

F7 · derivative.exercise_date: On May 12, 2021, the Reporting Person was granted a PSU award for a target number of 250,000 PSUs. The PSUs were eligible to vest upon the Issuer's Class A Common Stock achieving a specified price per share target averaged over any 30 day period prior to the eighth anniversary of the grant date, subject to the Reporting Person remaining a service provider on each applicable vesting date. In addition, vesting of the PSUs was contingent upon the Reporting Person remaining employed through the fourth anniversary of the grant date.

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December 18, 2024 Filed Dec 20, 2024 22:32 UTC
Sridhar KRDirector · Chairman & CEO
Disposition to issuerPerformance Stock Units · Derivative 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-139152 · ownership.xml · derivative · entry 7

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 250,000 shares

Expires 2028-05-12

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · price: The PSUs were canceled by mutual agreement of the Reporting Person and the Issuer's Board of Directors. The Reporting Person received certain equity awards reported in the Issuer's Current Report on Form 8-K filed on December 20, 2024 as consideration for the cancellation.

F6 · derivative.exercise_date: On May 12, 2021, the Reporting Person was granted a PSU award for a target number of 250,000 PSUs. The PSUs were eligible to vest upon the Issuer's Class A Common Stock achieving a specified price per share target averaged over any 30 day period prior to the seventh anniversary of the grant date, subject to the Reporting Person remaining a service provider on each applicable vesting date. In addition, vesting of the PSUs was contingent upon the Reporting Person remaining employed through the third anniversary of the grant date.

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December 18, 2024 Filed Dec 20, 2024 22:32 UTC
Sridhar KRDirector · Chairman & CEO
Disposition to issuerPerformance Stock Units · Derivative 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-139152 · ownership.xml · derivative · entry 6

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 250,000 shares

Expires 2027-05-12

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · price: The PSUs were canceled by mutual agreement of the Reporting Person and the Issuer's Board of Directors. The Reporting Person received certain equity awards reported in the Issuer's Current Report on Form 8-K filed on December 20, 2024 as consideration for the cancellation.

F4 · derivative.exercise_date: On May 12, 2021, the Reporting Person was granted a PSU award for a target number of 250,000 PSUs. The PSUs were eligible to vest upon the Issuer's Class A Common Stock achieving a specified price per share target averaged over any 30 day period prior to the sixth anniversary of the grant date, subject to the Reporting Person remaining a service provider on the applicable vesting date. In addition, vesting of the PSUs was contingent upon the Reporting Person remaining employed through the second anniversary of the grant date.

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December 18, 2024 Filed Dec 20, 2024 22:32 UTC
Sridhar KRDirector · Chairman & CEO
GrantClass A Common Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-139152 · ownership.xml · nonDerivative · entry 2

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,622,496

F2 · kind: On December 18, 2024, the Reporting Person was granted performance stock units ("PSUs") under the Plan. The PSUs are fully vested and will be delivered to the Reporting Person on the fifth anniversary of the first day of the calendar year to which the deferral relates, pursuant to the terms of the Issuer's 2021 Deferred Compensation Plan.

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December 18, 2024 Filed Dec 20, 2024 22:32 UTC
Sridhar KRDirector · Chairman & CEO
GrantClass A Common Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-139152 · ownership.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,322,496

F1 · kind: On December 18, 2024, the Reporting Person was granted restricted stock units ("RSUs") under the Issuer's 2018 Equity Incentive Plan (the "Plan"). The RSUs will vest in three equal annual installments over a three-year period, subject to Reporting Person's continued service to the Issuer on each applicable vesting date.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 21:30 UTC
Chitoori SatishChief Operations Officer
SaleClass A Common Stock 1,042 $25.61 $26,685.62
Disclosure

SEC source: 0000950170-24-137926 · ownership.xml · nonDerivative · entry 1

Chitoori Satish · CIK 0002023038 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,456

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.61 to $26.92. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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November 22, 2024 Filed Nov 23, 2024 01:28 UTC
Sridhar KRDirector · Chairman & CEO
SaleClass A Common Stock 46,697 $25.00 $1,167,425.00
Disclosure

SEC source: 0000950170-24-130389 · ownership.xml · nonDerivative · entry 3

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,822,496

F1 · kind: Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2023.

Read SEC document
November 21, 2024 Filed Nov 23, 2024 01:28 UTC
Sridhar KRDirector · Chairman & CEO
SaleClass A Common Stock 400 $25.00 $10,000.00
Disclosure

SEC source: 0000950170-24-130389 · ownership.xml · nonDerivative · entry 2

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,869,193

F1 · kind: Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2023.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 01:28 UTC
Sridhar KRDirector · Chairman & CEO
SaleClass A Common Stock 72,903 $25.02 $1,824,033.06
Disclosure

SEC source: 0000950170-24-130389 · ownership.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,869,593

F1 · kind: Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2023.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.11. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 21:05 UTC SaleClass A Common Stock 20,000 $23.92 $478,400.00
Disclosure

SEC source: 0000950170-24-129710 · ownership.xml · nonDerivative · entry 1

ZERVIGON EDDY · CIK 0001286288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,161

F1 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.92 to $23.94. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 23:36 UTC SaleClass A Common Stock 1,289 $24.56 $31,657.84
Disclosure

SEC source: 0000950170-24-128920 · ownership.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,561

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $24.31 to $24.63. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 16, 2024 Filed Oct 17, 2024 20:30 UTC SaleClass A Common Stock 2,086 $10.50 $21,903.00
Disclosure

SEC source: 0000950170-24-115333 · ownership.xml · nonDerivative · entry 2

SODERBERG SHAWN MARIE · CIK 0001591851 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,850

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2023.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $10.39 to $10.63. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 15, 2024 Filed Oct 17, 2024 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 4,118 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-115333 · ownership.xml · derivative · entry 4

SODERBERG SHAWN MARIE · CIK 0001591851 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,118

Underlying: Class A Common Stock · 4,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F5 · derivative.exercise_date: The RSUs vested as to one-third of the shares on the one-year anniversary of the vesting commencement date, which was January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: The RSUs vested as to one-third of the shares on the one-year anniversary of the vesting commencement date, which was January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Read SEC document
October 15, 2024 Filed Oct 17, 2024 20:30 UTC Exercise / conversionClass A Common Stock 4,118 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-115333 · ownership.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 22:48 UTC GrantClass A Common Stock 1,893 $10.56 $19,990.08
Disclosure

SEC source: 0000950170-24-111806 · ownership.xml · nonDerivative · entry 1

Pinkus Gary S · CIK 0002026205 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,180

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 22:48 UTC GrantClass A Common Stock 2,722 $10.56 $28,744.32
Disclosure

SEC source: 0000950170-24-111804 · ownership.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,790

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.