Last 12 months
Inside the activity.
0 purchase rows · 56 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 10 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 7 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2018 Filed Jul 31, 2018 20:33 UTC |
Ross Matthew PeterEVP and CMO
|
GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 38,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044636 · doc4.xml · derivative · entry 5 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,721 Underlying: Class B Common Stock · 38,721 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: The RSU will vest 34% at the end of lock-up period and during an open trading window; 33% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 33% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:33 UTC |
Ross Matthew PeterEVP and CMO
|
GrantRestricted Stock Unit (RSU)(Class B Common Stock · Derivative | 1,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044636 · doc4.xml · derivative · entry 4 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,093 Underlying: Class B Common Stock · 1,093 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · derivative.exercise_date: The RSU will vest 100% at the end of lock-up period and during an open trading window, subject to the reporting person's continuous service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:33 UTC |
Ross Matthew PeterEVP and CMO
|
GrantRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044636 · doc4.xml · derivative · entry 3 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class B Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: The RSU will vest 50% at the end of lock-up period and during an open trading window; 25% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 25% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:33 UTC |
Ross Matthew PeterEVP and CMO
|
GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 13,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044636 · doc4.xml · derivative · entry 2 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,332 Underlying: Class B Common Stock · 13,332 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: The RSU will vest 50% at the end of lock-up period and during an open trading window; 25% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 25% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:33 UTC |
Ross Matthew PeterEVP and CMO
|
GrantRestricted Stock Units (RSU)(Class B Common Stock) · Derivative | 26,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044636 · doc4.xml · derivative · entry 1 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,664 Underlying: Class B Common Stock · 26,664 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: The RSU will vest 34% at the end of lock-up period and during an open trading window; 33% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 33% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:30 UTC |
Brennan Susan SeilheimerEVP and COO
|
GrantRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 29,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044633 · doc4.xml · derivative · entry 4 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,331 Underlying: Class B Common Stock · 29,331 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · derivative.exercise_date: The RSU will vest 34% at the end of lock-up period and during an open trading window; 33% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 33% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:30 UTC |
Brennan Susan SeilheimerEVP and COO
|
GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 13,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044633 · doc4.xml · derivative · entry 3 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,332 Underlying: Class B Common Stock · 13,332 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: The RSU will vest 50% at the end of lock-up period and during an open trading window; 25% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 25% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:30 UTC |
Brennan Susan SeilheimerEVP and COO
|
GrantRestricted Stock Units (RSU)(Class B Common Stock) · Derivative | 1,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044633 · doc4.xml · derivative · entry 2 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003 Underlying: Class B Common Stock · 1,003 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: The RSU will vest 100% at the end of lock-up period and during an open trading window, subject to the reporting person's continuous service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:30 UTC |
Brennan Susan SeilheimerEVP and COO
|
PurchaseClass A Common Stock | 1,000 | $15.00 | $15,000.00 |
DisclosureSEC source: 0001209191-18-044633 · doc4.xml · nonDerivative · entry 1 Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:37 UTC |
Venkataraman SwaminathanEVP of Engineering and CTO
|
GrantRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 43,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044640 · doc4.xml · derivative · entry 3 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,614 Underlying: Class B Common Stock · 43,614 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: The RSU will vest 34% at the end of lock-up period and during an open trading window; 33% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 33% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:37 UTC |
Venkataraman SwaminathanEVP of Engineering and CTO
|
GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 1,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044640 · doc4.xml · derivative · entry 2 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,868 Underlying: Class B Common Stock · 1,868 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: The RSU will vest 100% at the end of lock-up period and during an open trading window, subject to the reporting person's continuous service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:37 UTC |
Venkataraman SwaminathanEVP of Engineering and CTO
|
GrantRestricted Stock Units (RSU)(Class B Common Stock) · Derivative | 26,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044640 · doc4.xml · derivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,664 Underlying: Class B Common Stock · 26,664 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: The RSU will vest 34% at the end of lock-up period and during an open trading window; 33% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 33% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Aug 1, 2018 00:38 UTC |
Sridhar KRPresident, CEO
|
GrantRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 424,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044641 · doc4.xml · derivative · entry 3 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,382 Underlying: Class B Common Stock · 424,382 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · derivative.exercise_date: The RSU will vest 50% at the end of lock-up period and during an open trading window and the remaining 50% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Aug 1, 2018 00:38 UTC |
Sridhar KRPresident, CEO
|
GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 213,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044641 · doc4.xml · derivative · entry 2 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,000 Underlying: Class B Common Stock · 213,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: The RSU will vest 34% at the end of lock-up period and during an open trading window; 33% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 33% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Aug 1, 2018 00:38 UTC |
Sridhar KRPresident, CEO
|
GrantRestricted Stock Units (RSU)(Class B Common Stock) · Derivative | 2,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044641 · doc4.xml · derivative · entry 1 Sridhar KR · CIK 0001746277 · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,537 Underlying: Class B Common Stock · 2,537 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: The RSU will vest 100% at the end of lock-up period and during an open trading window, subject to the reporting person's continuous service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:27 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 162 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001821 · doc4.xml · derivative · entry 2 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 55,624 Underlying: Class A Common Stock · 162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F5 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:27 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionSeries F Convertible Preferred Stock · Derivative | 162 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001821 · doc4.xml · derivative · entry 1 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F6 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F6 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F4 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F5 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 1,432 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 46 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Advisors Fund VI L.P Disclosed balance after: 55,462 Underlying: Class A Common Stock · 1,432 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionSeries E Convertible Preferred Stock · Derivative | 1,432 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 45 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 1,432 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 1,122 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 44 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 54,030 Underlying: Class A Common Stock · 1,122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionSeries D Convertible Preferred Stock · Derivative | 1,122 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 43 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 1,122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 52,908 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 42 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 52,908 Underlying: Class A Common Stock · 52,908 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 52,908 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 41 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 52,908 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 40 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 58,392 Underlying: Class A Common Stock · 170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionSeries F Convertible Preferred Stock · Derivative | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 39 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 1,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 38 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 58,222 Underlying: Class A Common Stock · 1,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionSeries E Convertible Preferred Stock · Derivative | 1,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 37 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 1,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 1,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 36 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 56,718 Underlying: Class A Common Stock · 1,178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionSeries D Convertible Preferred Stock · Derivative | 1,178 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 35 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 1,178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 55,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 34 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 55,540 Underlying: Class A Common Stock · 55,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 55,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 33 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 55,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 4,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 32 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,531,414 Underlying: Class A Common Stock · 4,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionSeries F Convertible Preferred Stock · Derivative | 4,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 31 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 4,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 39,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 30 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,526,930 Underlying: Class A Common Stock · 39,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionSeries E Convertible Preferred Stock · Derivative | 39,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 29 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 39,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 30,902 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 28 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,487,484 Underlying: Class A Common Stock · 30,902 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionSeries D Convertible Preferred Stock · Derivative | 30,902 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 27 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 30,902 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 1,456,582 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 26 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,456,582 Underlying: Class A Common Stock · 1,456,582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 1,456,582 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 25 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 1,456,582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 4,180 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 24 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,427,843 Underlying: Class A Common Stock · 4,180 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionSeries F Convertible Preferred Stock · Derivative | 4,180 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 23 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures VI, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 4,180 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 36,778 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 22 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,423,663 Underlying: Class A Common Stock · 36,778 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionSeries E Convertible Preferred Stock · Derivative | 36,778 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 21 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures VI, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 36,778 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 28,812 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 20 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,386,885 Underlying: Class A Common Stock · 28,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionSeries D Convertible Preferred Stock · Derivative | 28,812 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 19 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures VI, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 28,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 1,358,073 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 18 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,358,073 Underlying: Class A Common Stock · 1,358,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 27, 2018 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 1,358,073 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · derivative · entry 17 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures VI, L.P. Disclosed balance after: 0 Underlying: Class B Common Stock · 1,358,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F8 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date. F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F7 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:34 UTC |
FURR RANDY WEVP and CFO
|
GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 53,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044119 · doc4.xml · derivative · entry 2 FURR RANDY W · CIK 0001245699 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,334 Underlying: Class B Common Stock · 53,334 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: These RSU's will vest on the first allowable trading day following the one year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:34 UTC |
FURR RANDY WEVP and CFO
|
GrantRestricted Stock Units (RSU)(Class B Common Stock) · Derivative | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044119 · doc4.xml · derivative · entry 1 FURR RANDY W · CIK 0001245699 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Class B Common Stock · 80,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: The RSU's will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Jul 27, 2018 01:36 UTC |
SODERBERG SHAWN MARIEEVP, GC & Secretary
|
GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044121 · doc4.xml · derivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Class B Common Stock · 40,000 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: The RSU's will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.