Last 12 months
Inside the activity.
0 purchase rows · 56 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 10 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 7 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2019 Filed Jan 29, 2019 17:48 UTC |
Powell ColinDirector
|
Exercise / conversionClass B Common Stock · Derivative | 25,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005833 · doc4.xml · derivative · entry 2 Powell Colin · CIK 0001603044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,968 Underlying: Class A Common Stock · 25,825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Following such conversion, each share of Class A common stock will have one vote per share and the rights of the holders of all outstanding common stock will be identical. F2 · derivative.exercise_date: The RSU vests over two years at six-month intervals from the vesting commencement date. F2 · derivative.expiration_date: The RSU vests over two years at six-month intervals from the vesting commencement date. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 17:48 UTC |
Powell ColinDirector
|
Exercise / conversionRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 25,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005833 · doc4.xml · derivative · entry 1 Powell Colin · CIK 0001603044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,475 Underlying: Class B Common Stock · 25,825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: The RSU vests over two years at six-month intervals from the vesting commencement date. F2 · derivative.expiration_date: The RSU vests over two years at six-month intervals from the vesting commencement date. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 22:10 UTC |
ZERVIGON EDDYDirector
|
Exercise / conversionClass B Common Stock · Derivative | 2,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005788 · doc4.xml · derivative · entry 4 ZERVIGON EDDY · CIK 0001286288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,296 Underlying: Class A Common Stock · 2,917 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.expiration_date: The RSU will vest 100% at the end of lock-up period and during an open trading window, subject to the reporting person's continuous service with the Issuer through the vesting date. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 22:10 UTC |
ZERVIGON EDDYDirector
|
Exercise / conversionClass B Common Stock · Derivative | 2,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005788 · doc4.xml · derivative · entry 3 ZERVIGON EDDY · CIK 0001286288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,213 Underlying: Class A Common Stock · 2,917 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.expiration_date: The RSU will vest 100% at the end of lock-up period and during an open trading window, subject to the reporting person's continuous service with the Issuer through the vesting date. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 22:10 UTC |
ZERVIGON EDDYDirector
|
Exercise / conversionRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 2,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005788 · doc4.xml · derivative · entry 2 ZERVIGON EDDY · CIK 0001286288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 2,917 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F1 · derivative.exercise_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.expiration_date: The RSU will vest 100% at the end of lock-up period and during an open trading window, subject to the reporting person's continuous service with the Issuer through the vesting date. F3 · derivative.underlying: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 22:10 UTC |
ZERVIGON EDDYDirector
|
Exercise / conversionClass A Common Stock | 2,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005788 · doc4.xml · nonDerivative · entry 1 ZERVIGON EDDY · CIK 0001286288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 22:22 UTC |
CHAMBERS JOHN TDirector
|
Exercise / conversionRestricted Stock Units (RSU) (Class A Common Stock) · Derivative | 26,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005800 · doc4.xml · derivative · entry 2 CHAMBERS JOHN T · CIK 0001198044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 26,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The RSU vested 100% at the end of lock-up period, subject to the Company's Insider Trading Policy and trading windows, and to the reporting person's continuous service with the Issuer through the vest date. F1 · derivative.exercise_date: The RSU vested 100% at the end of lock-up period, subject to the Company's Insider Trading Policy and trading windows, and to the reporting person's continuous service with the Issuer through the vest date. F1 · derivative.expiration_date: The RSU vested 100% at the end of lock-up period, subject to the Company's Insider Trading Policy and trading windows, and to the reporting person's continuous service with the Issuer through the vest date. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 22:22 UTC |
CHAMBERS JOHN TDirector
|
Exercise / conversionClass A Common Stock | 26,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-005800 · doc4.xml · nonDerivative · entry 1 CHAMBERS JOHN T · CIK 0001198044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 19:13 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
SaleClass A Common Stock | 2,341 | $11.61 | $27,179.01 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 4 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 49,745 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 - $12.05 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F7 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 19:13 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
SaleClass A Common Stock | 2,458 | $11.61 | $28,537.38 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 3 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P Disclosed balance after: 52,218 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 - $12.05 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 19:13 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
SaleClass A Common Stock | 64,467 | $11.61 | $748,461.87 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 2 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,369,511 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 - $12.05 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 19:13 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
SaleClass A Common Stock | 60,107 | $11.61 | $697,842.27 |
DisclosureSEC source: 0000899243-19-002070 · doc4.xml · nonDerivative · entry 1 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,272,711 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 - $12.05 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F8 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 23, 2019 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
SaleClass A Common Stock | 827 | $11.94 | $9,874.38 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 16 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 52,086 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.82 - $12.08 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). Read SEC document |
| January 23, 2019 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
SaleClass A Common Stock | 869 | $11.94 | $10,375.86 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 15 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 54,676 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.82 - $12.08 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). Read SEC document |
| January 23, 2019 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
SaleClass A Common Stock | 22,782 | $11.94 | $272,017.08 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 14 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,433,978 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.82 - $12.08 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). Read SEC document |
| January 23, 2019 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
SaleClass A Common Stock | 21,241 | $11.94 | $253,617.54 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 13 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,332,818 F2 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.82 - $12.08 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
SaleClass A Common Stock | 1 | $12.42 | $12.42 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 12 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 52,913 F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
SaleClass A Common Stock | 2 | $12.42 | $24.84 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 11 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 55,545 F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
SaleClass A Common Stock | 51 | $12.42 | $633.42 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 10 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,456,760 F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
SaleClass A Common Stock | 46 | $12.42 | $571.32 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 9 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,354,059 F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
SaleClass A Common Stock | 2,710 | $11.86 | $32,140.60 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 8 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 52,914 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 to $12.39 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
SaleClass A Common Stock | 2,845 | $11.86 | $33,741.70 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 7 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 55,547 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 to $12.39 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
SaleClass A Common Stock | 74,603 | $11.86 | $884,791.58 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 6 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,456,811 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 to $12.39 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). Read SEC document |
| January 22, 2019 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
SaleClass A Common Stock | 69,558 | $11.86 | $824,957.88 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 5 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,354,105 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 to $12.39 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 21:27 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 55,624 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001821 · doc4.xml · derivative · entry 6 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 55,624 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). F5 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 21:27 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 58,392 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001821 · doc4.xml · derivative · entry 5 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 58,392 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). F4 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 21:27 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 1,531,414 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001821 · doc4.xml · derivative · entry 4 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 1,531,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F2 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). F5 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 21:27 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass B Common Stock · Derivative | 1,427,843 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001821 · doc4.xml · derivative · entry 3 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mobius Technology Ventures VI, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 1,427,843 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F1 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). F5 · ownership.nature: Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass A Common Stock | 55,624 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 4 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Advisors Fund VI L.P. Disclosed balance after: 55,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · ownership.nature: The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund"). Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass A Common Stock | 58,392 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 3 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures Side Fund VI L.P. Disclosed balance after: 58,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · ownership.nature: The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund"). Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass A Common Stock | 1,531,414 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 2 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SOFTBANK U.S. Ventures VI L.P. Disclosed balance after: 1,531,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank"). Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 21:26 UTC |
MOBIUS VI LLC10% owner
MOBIUS TECHNOLOGY VENTURES VI LP10% owner
SOFTBANK U S VENTURES VI L P10% owner
FELD BRADLEY A10% owner
MENDELSON JASON A10% owner
|
ConversionClass A Common Stock | 1,423,663 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001820 · doc4.xml · nonDerivative · entry 1 MOBIUS VI LLC · CIK 0001116442 · 10% owner MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P · CIK 0001135836 · 10% owner MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P · CIK 0001135834 · 10% owner MOBIUS TECHNOLOGY VENTURES VI LP · CIK 0001135833 · 10% owner SOFTBANK U S VENTURES VI L P · CIK 0001135837 · 10% owner FELD BRADLEY A · CIK 0001065270 · 10% owner MENDELSON JASON A · CIK 0001248191 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Mobius Technology Ventures VI, L.P. Disclosed balance after: 1,423,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI"). Read SEC document |
| January 16, 2019 Filed Jan 22, 2019 17:57 UTC |
Powell ColinDirector
|
GiftClass B Common Stock · Derivative | 6,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-004815 · doc4.xml · derivative · entry 4 Powell Colin · CIK 0001603044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,143 Underlying: Class A Common Stock · 6,838 shares Expires not disclosed F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Following such conversion, each share of Class A common stock will have one vote per share and the rights of the holders of all outstanding common stock will be identical. F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Following such conversion, each share of Class A common stock will have one vote per share and the rights of the holders of all outstanding common stock will be identical. F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Following such conversion, each share of Class A common stock will have one vote per share and the rights of the holders of all outstanding common stock will be identical. Read SEC document |
| January 16, 2019 Filed Jan 22, 2019 17:57 UTC |
Powell ColinDirector
|
GiftClass B Common Stock · Derivative | 6,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-004815 · doc4.xml · derivative · entry 3 Powell Colin · CIK 0001603044 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The CLP 6-YEAR GRAT u/a dtd 9/28/2012 Disclosed balance after: 0 Underlying: Class A Common Stock · 6,838 shares Expires not disclosed F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Following such conversion, each share of Class A common stock will have one vote per share and the rights of the holders of all outstanding common stock will be identical. F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Following such conversion, each share of Class A common stock will have one vote per share and the rights of the holders of all outstanding common stock will be identical. F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Following such conversion, each share of Class A common stock will have one vote per share and the rights of the holders of all outstanding common stock will be identical. F3 · ownership.nature: Colin Powell, Trustee of The CLP 6-Year GRAT u/a dtd 9/28/2012. By virtue of the relationship Mr. Powell has with the Trust, Mr. Powell is deemed to have voting and dispositive power of these shares. Read SEC document |
| January 16, 2019 Filed Jan 22, 2019 17:57 UTC |
Powell ColinDirector
|
GiftClass B Common Stock · Derivative | 25,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-004815 · doc4.xml · derivative · entry 2 Powell Colin · CIK 0001603044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,305 Underlying: Class A Common Stock · 25,155 shares Expires not disclosed F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Following such conversion, each share of Class A common stock will have one vote per share and the rights of the holders of all outstanding common stock will be identical. F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Following such conversion, each share of Class A common stock will have one vote per share and the rights of the holders of all outstanding common stock will be identical. F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Following such conversion, each share of Class A common stock will have one vote per share and the rights of the holders of all outstanding common stock will be identical. Read SEC document |
| January 16, 2019 Filed Jan 22, 2019 17:57 UTC |
Powell ColinDirector
|
GiftClass B Common Stock · Derivative | 25,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-004815 · doc4.xml · derivative · entry 1 Powell Colin · CIK 0001603044 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The 2016 CLP 4-Year GRAT u/a dtd 10/16/2016 Disclosed balance after: 11,523 Underlying: Class A Common Stock · 25,155 shares Expires not disclosed F1 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Following such conversion, each share of Class A common stock will have one vote per share and the rights of the holders of all outstanding common stock will be identical. F1 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Following such conversion, each share of Class A common stock will have one vote per share and the rights of the holders of all outstanding common stock will be identical. F1 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Following such conversion, each share of Class A common stock will have one vote per share and the rights of the holders of all outstanding common stock will be identical. F2 · ownership.nature: Colin Powell, Trustee of The 2016 CLP 4-Year GRAT u/a dtd 10/16/2016. By virtue of the relationship Mr. Powell has with the Trust, Mr. Powell is deemed to have voting and dispositive power of these shares. Read SEC document |
| November 26, 2018 Filed Nov 29, 2018 00:45 UTC |
MORGAN STANLEY10% owner
|
PurchasePut Option (right to sell) · Derivative | 10 | $0.45 Strike: $15.00 | $4.50 |
DisclosureSEC source: 0000950103-18-013762 · dp98724_4-morgan.xml · derivative · entry 6 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 10 Underlying: Class A Common Stock · 1,000 shares Expires 2019-01-18 F2 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| November 26, 2018 Filed Nov 29, 2018 00:45 UTC |
MORGAN STANLEY10% owner
|
PurchaseCall Option (right to buy) · Derivative | 1 | $1.28 Strike: $15.00 | $1.28 |
DisclosureSEC source: 0000950103-18-013762 · dp98724_4-morgan.xml · derivative · entry 5 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1 Underlying: Class A Common Stock · 100 shares Expires 2018-12-21 F2 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| November 26, 2018 Filed Nov 29, 2018 00:45 UTC |
MORGAN STANLEY10% owner
|
PurchaseCall Option (right to buy) · Derivative | 1 | $2.10 Strike: $17.50 | $2.10 |
DisclosureSEC source: 0000950103-18-013762 · dp98724_4-morgan.xml · derivative · entry 4 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1 Underlying: Class A Common Stock · 100 shares Expires 2018-12-21 F2 · derivative.exercise_date: Exercisable by the reporting person at any time. Read SEC document |
| November 26, 2018 Filed Nov 29, 2018 00:45 UTC |
MORGAN STANLEY10% owner
|
SalePut Option (obligation to buy) · Derivative | 1 | $7.35 Strike: $20.00 | $7.35 |
DisclosureSEC source: 0000950103-18-013762 · dp98724_4-morgan.xml · derivative · entry 3 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1 Underlying: Class A Common Stock · 100 shares Expires 2019-05-17 F1 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| November 26, 2018 Filed Nov 29, 2018 00:45 UTC |
MORGAN STANLEY10% owner
|
SalePut Option (obligation to buy) · Derivative | 9 | $7.34 Strike: $20.00 | $66.06 |
DisclosureSEC source: 0000950103-18-013762 · dp98724_4-morgan.xml · derivative · entry 2 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 9 Underlying: Class A Common Stock · 900 shares Expires 2019-05-17 F1 · derivative.exercise_date: Exercisable by the holder at any time. Read SEC document |
| November 26, 2018 Filed Nov 29, 2018 00:45 UTC |
MORGAN STANLEY10% owner
|
SaleClass A Common Stock | 31 | $15.03 | $465.93 |
DisclosureSEC source: 0000950103-18-013762 · dp98724_4-morgan.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By subsidiary Disclosed balance after: 1,638 Read SEC document |
| October 16, 2018 Filed Oct 19, 2018 00:09 UTC |
Venkataraman SwaminathanEVP of Engineering and CTO
|
GrantRestricted Stock Units (RSU) (Class A Common Stock) · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-055609 · doc4.xml · derivative · entry 2 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: These RSU's will vest annually over five years from the one year anniversary of October 16, 2018 and during an open trading window, subject to the Issuer's Insider Trading Policy and the reporting person's continuous service with the Issuer through each vesting date. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| October 16, 2018 Filed Oct 19, 2018 00:09 UTC |
Venkataraman SwaminathanEVP of Engineering and CTO
|
GrantStock Option (Right to Buy Class A Common Stock) · Derivative | 50,000 | $0.00 Strike: $27.18 | $0.00 |
DisclosureSEC source: 0001209191-18-055609 · doc4.xml · derivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires 2028-10-15 F1 · derivative.exercise_date: The option vests annually over five years from the one year anniversary of October 16, 2018, subject to the reporting person's continuous service with the Issuer through each vesting date. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:44 UTC |
SODERBERG SHAWN MARIEEVP, GC & Secretary
|
GrantRestricted Stock Units (RSU) (Class A Common Stock) · Derivative | 33,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046668 · doc4.xml · derivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Class A Common Stock · 33,334 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSU will vest 100% on the first allowable trading day following July 24, 2019, subject to Issuer's Insider Trading Policy and to the reporting person's continuous service with the Issuer through the vesting date. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 21:44 UTC |
SODERBERG SHAWN MARIEEVP, GC & Secretary
|
GrantStock Option (Right to Buy)(Class A Common Stock) · Derivative | 100,000 | $0.00 Strike: $27.65 | $0.00 |
DisclosureSEC source: 0001209191-18-046668 · doc4.xml · derivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires 2028-08-09 F1 · derivative.exercise_date: The option will vest in three equal annual installments commencing on the second year anniversary of July 24, 2018, followed by the third and fourth anniversaries, so that the entire grant is fully vested on July 24, 2022, subject to the reporting person's continued service through each vesting date. Read SEC document |
| August 07, 2018 Filed Aug 10, 2018 20:43 UTC |
CANADA PENSION PLAN INVESTMENT BOARD10% owner
|
Other6.0% Convertible Senior Secured PIK Notes due 2020 · Derivative | 106,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-043630 · tv500726_4.xml · derivative · entry 1 CANADA PENSION PLAN INVESTMENT BOARD · CIK 0001283718 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,633,674 Underlying: Class B common stock · 106,075 shares Expires not disclosed F1 · derivative.exercise_price: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Convertible Senior Secured PIK Note due 2020 (the "6% Notes") became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25. The 6% Notes mature on December 1, 2020. F2 · derivative.exercise_price: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F3 · derivative.exercise_price: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · derivative.exercise_price: Represents shares of Class B common stock issuable upon conversion of $1,193,345 in aggregate principal amount of payment-in-kind interest notes ("PIK Notes") that were paid by the Issuer for the July 2018 interest period in connection with the 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the PIK Notes. Interest on the 6% Notes is payable monthly in the form of cash or in the form of PIK Notes, at the election of the Issuer. F5 · derivative.exercise_price: Represents shares of Class B common stock issuable upon conversion of $239,862,374 in aggregate principal amount of 6% Notes (which includes $1,193,345 in aggregate principal amount of PIK Notes that became payable by the Issuer for the July 2018 interest period in connection with the 6% Notes) at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the 6% Notes. F4 · shares: Represents shares of Class B common stock issuable upon conversion of $1,193,345 in aggregate principal amount of payment-in-kind interest notes ("PIK Notes") that were paid by the Issuer for the July 2018 interest period in connection with the 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the PIK Notes. Interest on the 6% Notes is payable monthly in the form of cash or in the form of PIK Notes, at the election of the Issuer. F1 · price: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Convertible Senior Secured PIK Note due 2020 (the "6% Notes") became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25. The 6% Notes mature on December 1, 2020. F4 · price: Represents shares of Class B common stock issuable upon conversion of $1,193,345 in aggregate principal amount of payment-in-kind interest notes ("PIK Notes") that were paid by the Issuer for the July 2018 interest period in connection with the 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the PIK Notes. Interest on the 6% Notes is payable monthly in the form of cash or in the form of PIK Notes, at the election of the Issuer. F1 · derivative.exercise_date: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Convertible Senior Secured PIK Note due 2020 (the "6% Notes") became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25. The 6% Notes mature on December 1, 2020. F2 · derivative.exercise_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F3 · derivative.exercise_date: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · derivative.exercise_date: Represents shares of Class B common stock issuable upon conversion of $1,193,345 in aggregate principal amount of payment-in-kind interest notes ("PIK Notes") that were paid by the Issuer for the July 2018 interest period in connection with the 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the PIK Notes. Interest on the 6% Notes is payable monthly in the form of cash or in the form of PIK Notes, at the election of the Issuer. F1 · derivative.expiration_date: Upon the completion of the Issuer's initial public offering, the outstanding principal and accrued interest on the 6% Convertible Senior Secured PIK Note due 2020 (the "6% Notes") became convertible at any time prior to maturity at the option of the holders thereof into shares of the Issuer's Class B common stock at a conversion price of $11.25. The 6% Notes mature on December 1, 2020. F2 · derivative.expiration_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis (a) at the holder's option or (b) upon any transfer except certain permitted transfers. F3 · derivative.expiration_date: All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's initial public offering, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · derivative.expiration_date: Represents shares of Class B common stock issuable upon conversion of $1,193,345 in aggregate principal amount of payment-in-kind interest notes ("PIK Notes") that were paid by the Issuer for the July 2018 interest period in connection with the 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the PIK Notes. Interest on the 6% Notes is payable monthly in the form of cash or in the form of PIK Notes, at the election of the Issuer. F4 · derivative.underlying_shares: Represents shares of Class B common stock issuable upon conversion of $1,193,345 in aggregate principal amount of payment-in-kind interest notes ("PIK Notes") that were paid by the Issuer for the July 2018 interest period in connection with the 6% Notes at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the PIK Notes. Interest on the 6% Notes is payable monthly in the form of cash or in the form of PIK Notes, at the election of the Issuer. F5 · balance_after: Represents shares of Class B common stock issuable upon conversion of $239,862,374 in aggregate principal amount of 6% Notes (which includes $1,193,345 in aggregate principal amount of PIK Notes that became payable by the Issuer for the July 2018 interest period in connection with the 6% Notes) at a conversion rate of 88.88888889 shares of Class B common stock per $1,000 principal amount of the 6% Notes. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 18:17 UTC |
FURR RANDY WEVP and CFO
|
GrantRestricted Stock Units (RSU)(Class A Common Stock) · Derivative | 394,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045396 · doc4.xml · derivative · entry 1 FURR RANDY W · CIK 0001245699 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,735 Underlying: Class A Common Stock · 394,735 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSU vests over two years at six month intervals from July 27, 2018 and during an open trading window, subject to the reporting person's continuous service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. Read SEC document |
| August 01, 2018 Filed Aug 4, 2018 00:19 UTC |
CHAMBERS JOHN TDirector
|
Exercise / conversionRestricted Stock Unit (RSU)(Class A Common Stock · Derivative | 2,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045439 · doc4.xml · derivative · entry 5 CHAMBERS JOHN T · CIK 0001198044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,978 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement on a 1-for-1 basis. F4 · derivative.exercise_date: The RSU vested 100% on August 1, 2018. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement on a 1-for-1 basis. Read SEC document |
| August 01, 2018 Filed Aug 4, 2018 00:19 UTC |
CHAMBERS JOHN TDirector
|
GrantRestricted Stock Unit (RSU) (Class A Common Stock) · Derivative | 2,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045439 · doc4.xml · derivative · entry 4 CHAMBERS JOHN T · CIK 0001198044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,978 Underlying: Class A Common Stock · 2,978 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement on a 1-for-1 basis. F4 · derivative.exercise_date: The RSU vested 100% on August 1, 2018. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement on a 1-for-1 basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.