Last 12 months
Inside the activity.
0 purchase rows · 56 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 10 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 7 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2021 Filed Feb 17, 2021 02:19 UTC |
Venkataraman SwaminathanEVP & CTO
|
GrantPerformance Stock Units · Derivative | 66,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011099 · doc4.xml · derivative · entry 3 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,150 Underlying: Class A Common Stock · 66,150 shares Expires 2031-02-10 F4 · derivative.exercise_price: Each of the Performance Stock Units (the "PSUs") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F5 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 45,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:19 UTC |
Venkataraman SwaminathanEVP & CTO
|
GrantRestricted Stock Units · Derivative | 36,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011099 · doc4.xml · derivative · entry 2 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Class A Common Stock · 36,000 shares Expires 2031-02-10 F1 · derivative.exercise_price: Each of the Restricted Stock Units (the "RSUs") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F3 · derivative.exercise_date: RSUs will fully vest on December 21, 2022. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:19 UTC |
Venkataraman SwaminathanEVP & CTO
|
GrantRestricted Stock Units · Derivative | 38,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011099 · doc4.xml · derivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,978 Underlying: Class A Common Stock · 38,978 shares Expires 2031-02-10 F1 · derivative.exercise_price: Each of the Restricted Stock Units (the "RSUs") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F2 · derivative.exercise_date: RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:20 UTC |
Sridhar KRDirector · President & CEO
|
GrantPerformance Stock Units · Derivative | 367,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011100 · doc4.xml · derivative · entry 1 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,500 Underlying: Class A Common Stock · 367,500 shares Expires 2031-02-10 F1 · derivative.exercise_price: Each of the Performance Stock Units ("PSUs") represents a contingent right to receive one (1) share of the Issuers Class A Common Stock upon settlement. F2 · derivative.exercise_date: On July 2, 2020, the Reporting Person was granted a PSU award for a target number of 250,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:19 UTC |
Sridhar KRDirector · President & CEO
|
GrantPerformance Stock Units · Derivative | 367,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011098 · doc4.xml · derivative · entry 1 Sridhar KR · CIK 0001746277 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,500 Underlying: Class A Common Stock · 367,500 shares Expires 2031-02-10 F1 · derivative.exercise_price: Each of the Performance Stock Units ("PSUs") represents a contingent right to receive one (1) share of the Issuers Class A Common Stock upon settlement. F2 · derivative.exercise_date: On July 2, 2020, the Reporting Person was granted a PSU award for a target number of 250,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:18 UTC |
Venkataraman SwaminathanEVP & CTO
|
GrantPerformance Stock Units · Derivative | 66,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011096 · doc4.xml · derivative · entry 3 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,150 Underlying: Class A Common Stock · 66,150 shares Expires 2031-02-10 F4 · derivative.exercise_price: Each of the Performance Stock Units (the "PSUs") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F5 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 45,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:18 UTC |
Venkataraman SwaminathanEVP & CTO
|
GrantRestricted Stock Units · Derivative | 36,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011096 · doc4.xml · derivative · entry 2 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Class A Common Stock · 36,000 shares Expires 2031-02-10 F1 · derivative.exercise_price: Each of the Restricted Stock Units (the "RSUs") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F3 · derivative.exercise_date: RSUs will fully vest on December 21, 2022. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:18 UTC |
Venkataraman SwaminathanEVP & CTO
|
GrantRestricted Stock Units · Derivative | 38,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011096 · doc4.xml · derivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,978 Underlying: Class A Common Stock · 38,978 shares Expires 2031-02-10 F1 · derivative.exercise_price: Each of the Restricted Stock Units (the "RSUs") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. F2 · derivative.exercise_date: RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:12 UTC |
Brennan Susan SeilheimerEVP & COO
|
GrantPerformance Stock Units · Derivative | 44,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011092 · doc4.xml · derivative · entry 3 Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,100 Underlying: Class A Common Stock · 44,100 shares Expires 2023-02-21 F4 · derivative.exercise_price: Each of the Performance Stock Units ("PSUs") represents a contingent right to receive one (1) share of the Issuers Class A Common Stock upon settlement. F5 · derivative.exercise_date: On June 12, 2020, the Reporting Person was granted a PSU award for a target number of 30,000 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person fully met the performance criteria as determined by the Compensation Committee on February 11, 2021, which resulted in a payout of 1.47 times the target. The PSUs shall vest annually over three (3) years, with a third of the PSU vesting on February 15, 2021, another third on February 15, 2022 and the remaining third on February 15, 2023, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:12 UTC |
Brennan Susan SeilheimerEVP & COO
|
GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011092 · doc4.xml · derivative · entry 2 Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires 2031-02-10 F1 · derivative.exercise_price: Each of the Restricted Stock Units (the "RSUs") represents a contingent right to receive one (1) share of the Issuers Class A Common Stock upon settlement. F3 · derivative.exercise_date: RSUs will fully vest on December 21, 2023. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 02:12 UTC |
Brennan Susan SeilheimerEVP & COO
|
GrantRestricted Stock Units · Derivative | 25,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011092 · doc4.xml · derivative · entry 1 Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,985 Underlying: Class A Common Stock · 25,985 shares Expires 2031-02-10 F1 · derivative.exercise_price: Each of the Restricted Stock Units (the "RSUs") represents a contingent right to receive one (1) share of the Issuers Class A Common Stock upon settlement. F2 · derivative.exercise_date: RSUs shall vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting quarterly in 1/12th installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC |
Brennan Susan SeilheimerEVP & COO
|
SaleClass A Common Stock | 2,000 | $36.43 | $72,862.00 |
DisclosureSEC source: 0001664703-21-000007 · wf-form4_161240094750673.xml · nonDerivative · entry 1 Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,305 F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $34.44 to $37.32. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 01:30 UTC |
Venkataraman SwaminathanEVP & CTO
|
SaleClass A Common Stock | 11,927 | $39.47 | $470,726.49 |
DisclosureSEC source: 0001209191-21-005782 · doc4.xml · nonDerivative · entry 4 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,446 F3 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan by the Reporting Person. F4 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $37.33 to $41.45 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 01:30 UTC |
Venkataraman SwaminathanEVP & CTO
|
ConversionClass B Common Stock · Derivative | 14,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005782 · doc4.xml · derivative · entry 10 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 14,538 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock of the the Issuer on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock of the the Issuer on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock of the the Issuer on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 01:30 UTC |
Venkataraman SwaminathanEVP & CTO
|
ConversionClass B Common Stock · Derivative | 8,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005782 · doc4.xml · derivative · entry 9 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,538 Underlying: Class A Common Stock · 8,888 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock of the the Issuer on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock of the the Issuer on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock of the the Issuer on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 01:30 UTC |
Venkataraman SwaminathanEVP & CTO
|
SaleClass A Common Stock | 11,499 | $38.92 | $447,537.63 |
DisclosureSEC source: 0001209191-21-005782 · doc4.xml · nonDerivative · entry 3 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,373 F1 · kind: Sale of shares to cover taxes incurred upon vesting of restricted stock units (the "RSUs"), in accordance with a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $38.08 to $39.8097 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 01:30 UTC |
Venkataraman SwaminathanEVP & CTO
|
ConversionClass A Common Stock | 14,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005782 · doc4.xml · nonDerivative · entry 2 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 01:30 UTC |
Venkataraman SwaminathanEVP & CTO
|
ConversionClass A Common Stock | 8,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005782 · doc4.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 01:28 UTC |
Brennan Susan SeilheimerEVP & COO
|
ConversionClass B Common Stock · Derivative | 9,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005776 · doc4.xml · derivative · entry 9 Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 14,538 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 01:28 UTC |
Brennan Susan SeilheimerEVP & COO
|
ConversionClass B Common Stock · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005776 · doc4.xml · derivative · entry 8 Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,777 Underlying: Class A Common Stock · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 01:28 UTC |
Brennan Susan SeilheimerEVP & COO
|
SaleClass A Common Stock | 4,664 | $38.88 | $181,333.99 |
DisclosureSEC source: 0001209191-21-005776 · doc4.xml · nonDerivative · entry 3 Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,305 F1 · kind: Sale of shares to cover taxes incurred upon vesting of restricted stock units (the "RSUs"), in accordance with a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $38.22 to $39.7286 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 01:28 UTC |
Brennan Susan SeilheimerEVP & COO
|
ConversionClass A Common Stock | 9,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005776 · doc4.xml · nonDerivative · entry 2 Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 01:28 UTC |
Brennan Susan SeilheimerEVP & COO
|
ConversionClass A Common Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005776 · doc4.xml · nonDerivative · entry 1 Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 23:38 UTC |
SODERBERG SHAWN MARIEEVP, GC & Secretary
|
ConversionClass B Common Stock · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005921 · doc4.xml · derivative · entry 5 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 23:38 UTC |
SODERBERG SHAWN MARIEEVP, GC & Secretary
|
SaleClass A Common Stock | 2,375 | $40.27 | $95,649.33 |
DisclosureSEC source: 0001209191-21-005921 · doc4.xml · nonDerivative · entry 2 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,586 F1 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units ("RSUs"). Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 23:38 UTC |
SODERBERG SHAWN MARIEEVP, GC & Secretary
|
ConversionClass A Common Stock | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005921 · doc4.xml · nonDerivative · entry 1 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 01:30 UTC |
Venkataraman SwaminathanEVP & CTO
|
Exercise / conversionClass B Common Stock · Derivative | 14,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005782 · doc4.xml · derivative · entry 8 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,426 Underlying: Class A Common Stock · 14,538 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock of the the Issuer on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock of the the Issuer on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock of the the Issuer on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 01:30 UTC |
Venkataraman SwaminathanEVP & CTO
|
Exercise / conversionRestricted Stock Units · Derivative | 14,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005782 · doc4.xml · derivative · entry 7 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 14,538 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Class B Common Stock of the Issuer upon settlement. F8 · derivative.exercise_date: The RSUs vested 34% on January 25, 2019 and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021. F8 · derivative.expiration_date: The RSUs vested 34% on January 25, 2019 and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 01:30 UTC |
Venkataraman SwaminathanEVP & CTO
|
Exercise / conversionClass B Common Stock · Derivative | 8,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005782 · doc4.xml · derivative · entry 6 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,888 Underlying: Class A Common Stock · 8,888 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock of the the Issuer on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock of the the Issuer on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F7 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock of the the Issuer on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 01:30 UTC |
Venkataraman SwaminathanEVP & CTO
|
Exercise / conversionRestricted Stock Units · Derivative | 8,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005782 · doc4.xml · derivative · entry 5 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 8,888 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Class B Common Stock of the Issuer upon settlement. F6 · derivative.exercise_date: The RSUs vested 34% on January 25, 2019 and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021. F6 · derivative.expiration_date: The RSUs vested 34% on January 25, 2019 and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 01:28 UTC |
Brennan Susan SeilheimerEVP & COO
|
Exercise / conversionClass B Common Stock · Derivative | 9,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005776 · doc4.xml · derivative · entry 7 Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,110 Underlying: Class A Common Stock · 9,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 01:28 UTC |
Brennan Susan SeilheimerEVP & COO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005776 · doc4.xml · derivative · entry 6 Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 9,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class B Common Stock of the Issuer upon settlement. F6 · derivative.exercise_date: These RSUs vested 34% on January 25, 2019 and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021. F6 · derivative.expiration_date: These RSUs vested 34% on January 25, 2019 and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 01:28 UTC |
Brennan Susan SeilheimerEVP & COO
|
Exercise / conversionClass B Common Stock · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005776 · doc4.xml · derivative · entry 5 Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 Underlying: Class A Common Stock · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F5 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock of the Issuer on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 01:28 UTC |
Brennan Susan SeilheimerEVP & COO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005776 · doc4.xml · derivative · entry 4 Brennan Susan Seilheimer · CIK 0001745993 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class B Common Stock of the Issuer upon settlement. F4 · derivative.exercise_date: The RSUs vested 50% at the end of lock-up period and during an open trading window, and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021. F4 · derivative.expiration_date: The RSUs vested 50% at the end of lock-up period and during an open trading window, and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 23:38 UTC |
SODERBERG SHAWN MARIEEVP, GC & Secretary
|
Exercise / conversionClass B Common Stock · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005921 · doc4.xml · derivative · entry 4 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,666 Underlying: Class A Common Stock · 6,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F4 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 23:38 UTC |
SODERBERG SHAWN MARIEEVP, GC & Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005921 · doc4.xml · derivative · entry 3 SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 6,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vested 34% on January 25, 2019 and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021. F3 · derivative.expiration_date: The RSUs vested 34% on January 25, 2019 and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021. Read SEC document |
| January 07, 2021 Filed Jan 9, 2021 00:03 UTC |
Venkataraman SwaminathanEVP of Engineering & CTO
|
ConversionClass B Common Stock · Derivative | 126,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-21-000005 · wf-form4_161015061117876.xml · derivative · entry 5 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 126,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| January 07, 2021 Filed Jan 9, 2021 00:03 UTC |
Venkataraman SwaminathanEVP of Engineering & CTO
|
Exercise / conversionClass B Common Stock · Derivative | 126,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-21-000005 · wf-form4_161015061117876.xml · derivative · entry 4 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,667 Underlying: Class A Common Stock · 126,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F3 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| January 07, 2021 Filed Jan 9, 2021 00:03 UTC |
Venkataraman SwaminathanEVP of Engineering & CTO
|
Exercise / conversionStock Option (Right to Buy Class B Common Stock) · Derivative | 126,667 | $0.00 Strike: $30.29 | $0.00 |
DisclosureSEC source: 0001664703-21-000005 · wf-form4_161015061117876.xml · derivative · entry 3 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 126,667 shares Expires 2021-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was fully vested. Read SEC document |
| January 07, 2021 Filed Jan 9, 2021 00:03 UTC |
Venkataraman SwaminathanEVP of Engineering & CTO
|
SaleClass A Common Stock | 126,667 | $35.29 | $4,470,078.43 |
DisclosureSEC source: 0001664703-21-000005 · wf-form4_161015061117876.xml · nonDerivative · entry 2 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,446 F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 07, 2021 Filed Jan 9, 2021 00:03 UTC |
Venkataraman SwaminathanEVP of Engineering & CTO
|
ConversionClass A Common Stock | 126,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001664703-21-000005 · wf-form4_161015061117876.xml · nonDerivative · entry 1 Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 01:17 UTC |
Venkataraman SwaminathanEVP & CTO
|
ConversionClass B Common Stock · Derivative | 39,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · derivative · entry 14 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 39,345 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 01:17 UTC |
Venkataraman SwaminathanEVP & CTO
|
Exercise / conversionStock Option (Right to Buy Class B Common Stock) · Derivative | 39,345 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · derivative · entry 12 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,989 Underlying: Class B Common Stock · 39,345 shares Expires 2028-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The option vested in three equal annual installments commencing on the second year anniversary of July 24, 2018, followed by the third and fourth anniversaries, so that the entire grant is full vested on the 4th year anniversary of July 24, 2018, subject to the reporting person's continued service through each vesting date. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 01:17 UTC |
Venkataraman SwaminathanEVP & CTO
|
SaleClass A Common Stock | 39,345 | $30.31 | $1,192,373.83 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · nonDerivative · entry 7 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,446 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.71 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 01:17 UTC |
Venkataraman SwaminathanEVP & CTO
|
ConversionClass A Common Stock | 39,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · nonDerivative · entry 6 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:17 UTC |
Venkataraman SwaminathanEVP & CTO
|
ConversionClass B Common Stock · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · derivative · entry 13 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. F9 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:17 UTC |
Venkataraman SwaminathanEVP & CTO
|
Exercise / conversionStock Option (Right to Buy Class A Common Stock) · Derivative | 20,666 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · derivative · entry 11 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,334 Underlying: Class A Common Stock · 20,666 shares Expires 2029-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: If the stock price of the Issuer reaches $8 (calculated based on a 30-day average) on or before 11/22/2020, 1/3 of the options vest on 11/11/2020. If the stock price reaches $8 after 11/11/2020 but before 11/11/2024, 1/3 of the options vest on the date the share price reaches $8. If the stock price reaches $11 on or before 11/11/2021, 1/3 of the options vest on 11/11/2021. If the stock price reaches $11 after 11/11/2021 but before 11/11/2024, 1/3 of the options vest on the date the share price reaches $11. If the stock price reaches $14 on or before 11/11/2022, 1/3 of the options vest on 11/11/2022. If the stock price reaches $14 by 11/11/2022 but before 11/11/2024, 1/3 of the options vest on the date the price reaches $14. If the stock price does not reach $14 by 11/11/2024, 1/3 of the options shall be canceled. Any stock options that have not vested by 11/11/2024 shall be canceled. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:17 UTC |
Venkataraman SwaminathanEVP & CTO
|
Exercise / conversionStock Option (Right to Buy Class A Common Stock) · Derivative | 22,182 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · derivative · entry 10 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,521 Underlying: Class A Common Stock · 22,182 shares Expires 2029-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested as to 25% of the shares on the 1-year anniversary of February 15, 2019, and the remaining shares will vest in equal quarterly installments from such 1-year anniversary over the next three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:17 UTC |
Venkataraman SwaminathanEVP & CTO
|
Exercise / conversionStock Option (Right to Buy Class A Common Stock) · Derivative | 23,209 | $0.00 Strike: $11.31 | $0.00 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · derivative · entry 9 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,841 Underlying: Class A Common Stock · 23,209 shares Expires 2029-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested as to 25% of the shares on the 1-year anniversary of the grant date, and the remaining shares will vest in equal quarterly installments from such 1-year anniversary over the next three years, subject to the Reporting Person's continuous service to the Issuer through each vesting date. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 01:17 UTC |
Venkataraman SwaminathanEVP & CTO
|
Exercise / conversionStock Option (Right to Buy Class B Common Stock) · Derivative | 40,000 | $0.00 Strike: $24.00 | $0.00 |
DisclosureSEC source: 0001209191-21-002392 · doc4.xml · derivative · entry 8 Venkataraman Swaminathan · CIK 0001746127 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 40,000 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option is fully vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.