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Bloom Energy Corp

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2659
SEC CIK
0001664703
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630

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202502
Jan 202600
Feb 202608
Mar 202608
Apr 202605
May 202607
Jun 202604
Jul 202601
Aug 202606
Sep 202604
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2021 Filed Dec 21, 2021 01:55 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
SaleClass A Common Stock 3,059 $22.93 $70,146.23
Disclosure

SEC source: 0001664703-21-000194 · wf-form4_164005173222926.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,482

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.68 to $23.01. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 16, 2021 Filed Dec 21, 2021 02:09 UTC
Venkataraman SwaminathanEVP of Engineering & CTO
ConversionClass B Common Stock · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000198 · wf-form4_164005253910929.xml · derivative · entry 5

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F5 · derivative.exercise_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

F5 · derivative.expiration_date: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis (a) at the option of the holder; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.

Read SEC document
December 16, 2021 Filed Dec 21, 2021 02:09 UTC
Venkataraman SwaminathanEVP of Engineering & CTO
Exercise / conversionStock Option (Right to Buy Class B Common Stock) · Derivative 6,666 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001664703-21-000198 · wf-form4_164005253910929.xml · derivative · entry 4

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,214

Underlying: Class B Common Stock · 6,666 shares

Expires 2028-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the second-year anniversary of July 24, 2018, followed by the third and fourth anniversaries, so that the entire grant is full vested on the 4th year anniversary of July 24, 2018, subject to the Reporting Person's continued service through each vesting date.

Read SEC document
December 16, 2021 Filed Dec 21, 2021 02:09 UTC
Venkataraman SwaminathanEVP of Engineering & CTO
Exercise / conversionClass A Common Stock 6,666 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000198 · wf-form4_164005253910929.xml · nonDerivative · entry 2

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2021 Filed Dec 21, 2021 02:09 UTC
Venkataraman SwaminathanEVP of Engineering & CTO
SaleClass A Common Stock 4,166 $22.96 $95,655.53
Disclosure

SEC source: 0001664703-21-000198 · wf-form4_164005253910929.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,912

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.79 to $23.03. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 16, 2021 Filed Dec 21, 2021 02:00 UTC
Sridhar KRDirector · Chairman & CEO
SaleClass A Common Stock 10,524 $22.85 $240,494.45
Disclosure

SEC source: 0001664703-21-000196 · wf-form4_164005199422747.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,264

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $22.53 to $23.03. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:59 UTC
Griffiths GlenEVP, Services
Exercise / conversionRestricted Stock Units · Derivative 5,833 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000192 · wf-form4_163969915127364.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,997

Underlying: Class A Common Stock · 5,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: One-third of the RSUs will vest on June 15, 2021, and the remaining will vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: One-third of the RSUs will vest on June 15, 2021, and the remaining will vest in equal quarterly installments thereafter for two years. subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:59 UTC
Griffiths GlenEVP, Services
Exercise / conversionClass A Common Stock 5,833 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000192 · wf-form4_163969915127364.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 18:11 UTC
Griffiths GlenEVP, Services
GrantClass A Common Stock 594 Not disclosed Not disclosed
Disclosure

SEC source: 0001664703-21-000190 · wf-form4_163848670158921.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,241

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

F1 · price: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 17:38 UTC
Griffiths GlenEVP, Services
SaleClass A Common Stock 991 $31.32 $31,038.12
Disclosure

SEC source: 0001664703-21-000187 · wf-form4_163736149493370.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,647

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 18:57 UTC
Griffiths GlenEVP, Services
SaleClass A Common Stock 943 $30.93 $29,170.95
Disclosure

SEC source: 0001664703-21-000179 · wf-form4_163719341292235.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,638

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $30.8534 to $30.975. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 00:00 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
SaleClass A Common Stock 1,184 $30.95 $36,647.88
Disclosure

SEC source: 0001664703-21-000181 · wf-form4_163719364057646.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,541

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $30.901 to $30.975. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 2,500 shares that were acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 00:10 UTC
Venkataraman SwaminathanEVP of Engineering & CTO
SaleClass A Common Stock 1,615 $30.95 $49,983.44
Disclosure

SEC source: 0001664703-21-000185 · wf-form4_163719420008189.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,078

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $30.89 to $30.998. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 00:06 UTC
Sridhar KRDirector · Chairman & CEO
SaleClass A Common Stock 7,104 $30.95 $219,880.17
Disclosure

SEC source: 0001664703-21-000183 · wf-form4_163719397781865.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,788

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $30.88 to $30.988. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 18:57 UTC
Griffiths GlenEVP, Services
Exercise / conversionRestricted Stock Units · Derivative 1,934 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000179 · wf-form4_163719341292235.xml · derivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,671

Underlying: Class A Common Stock · 1,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 25% of the shares on the one-year anniversary of February 15, 2019 and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years, subject to the Reporting Person's continued service with the Issuer through each vesting date.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 18:57 UTC
Griffiths GlenEVP, Services
Exercise / conversionClass A Common Stock 1,934 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000179 · wf-form4_163719341292235.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 21:33 UTC ConversionClass B Common Stock · Derivative 11,963,020 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064767 · doc4.xml · derivative · entry 7

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,963,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.exercise_price: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.exercise_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · derivative.expiration_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F2 · ownership.nature: The Reporting Person is the general partner of NEA Partners 10, Limited Partnership ("NEA Partners 10"). NEA Partners 10 is the sole general partner of NEA 10, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 10 in which the Reporting Person has no pecuniary interest.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 21:33 UTC OtherClass A Common Stock 109,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064767 · doc4.xml · nonDerivative · entry 5

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 8

Disclosed balance after: 109,450

F7 · kind: The Reporting Person, as trustee of the Blue Mountain Trust, dated April 29, 2019 (the "Blue Mountain Trust"), received 109,450 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 10 on November 12, 2021.

F8 · ownership.nature: The Reporting Person is the trustee of the Blue Mountain Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the securities held by the Blue Mountain Trust in which the Reporting Person has no pecuniary interest.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 21:33 UTC OtherClass A Common Stock 3,246,531 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064767 · doc4.xml · nonDerivative · entry 4

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 5

Disclosed balance after: 0

F6 · kind: NEA Partners 10 made a pro rata distribution for no consideration of an aggregate of 3,246,531 shares of Class A Common Stock of the Issuer to its limited partners on November 12, 2021.

F5 · ownership.nature: The Reporting Person is the general partner of NEA Partners 10, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 10 in which the Reporting Person has no pecuniary interest.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 21:33 UTC OtherClass A Common Stock 3,246,531 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064767 · doc4.xml · nonDerivative · entry 3

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 5

Disclosed balance after: 3,246,531

F4 · kind: NEA Partners 10 received 3,246,531 shares of Class A Common Stock of the Issuer in the distribution by NEA 10 on November 12, 2021.

F5 · ownership.nature: The Reporting Person is the general partner of NEA Partners 10, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 10 in which the Reporting Person has no pecuniary interest.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 21:33 UTC OtherClass A Common Stock 13,296,353 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064767 · doc4.xml · nonDerivative · entry 2

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 0

F3 · kind: NEA 10 made a pro rata distribution for no consideration of an aggregate of 13,296,353 shares of Class A Common Stock of the Issuer to its general partner and limited partners on November 12, 2021.

F2 · ownership.nature: The Reporting Person is the general partner of NEA Partners 10, Limited Partnership ("NEA Partners 10"). NEA Partners 10 is the sole general partner of NEA 10, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 10 in which the Reporting Person has no pecuniary interest.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 21:33 UTC ConversionClass A Common Stock 11,963,020 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-064767 · doc4.xml · nonDerivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 13,296,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: New Enterprise Associates 10, Limited Partnership ("NEA 10") converted 11,963,020 shares of Class B Common Stock at its option, resulting in its acquisition of 11,963,020 shares of Class A Common Stock.

F2 · ownership.nature: The Reporting Person is the general partner of NEA Partners 10, Limited Partnership ("NEA Partners 10"). NEA Partners 10 is the sole general partner of NEA 10, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 10 in which the Reporting Person has no pecuniary interest.

Read SEC document
November 12, 2021 Filed Jan 13, 2022 21:42 UTC Amendment OtherClass B Common Stock · Derivative 109,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003202 · doc4a.xml · derivative · entry 10

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 10

Disclosed balance after: 109,450

Underlying: Class A Common Stock · 109,450 shares

Expires not disclosed

F8 · derivative.exercise_price: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F9 · kind: The Reporting Person, as trustee of the Blue Mountain Trust, dated April 29, 2019 (the "Blue Mountain Trust"), received 109,450 shares of Class B Common Stock of the Issuer in the distribution by NEA Partners 10 on November 12, 2021.

F8 · derivative.exercise_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F8 · derivative.expiration_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F10 · ownership.nature: The Reporting Person is the trustee of the Blue Mountain Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the securities held by the Blue Mountain Trust in which the Reporting Person has no pecuniary interest.

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November 12, 2021 Filed Jan 13, 2022 21:42 UTC Amendment OtherClass B Common Stock · Derivative 109,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003202 · doc4a.xml · derivative · entry 9

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 6

Disclosed balance after: 0

Underlying: Class A Common Stock · 109,450 shares

Expires not disclosed

F8 · derivative.exercise_price: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F7 · kind: NEA Partners 10 made a pro rata distribution for no consideration of an aggregate of 3,137,081 shares of Class A Common Stock and 109,450 shares of Class B Common Stock of the Issuer to its limited partners on November 12, 2021.

F8 · derivative.exercise_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F8 · derivative.expiration_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F6 · ownership.nature: The Reporting Person is the general partner of NEA Partners 10, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 10 in which the Reporting Person has no pecuniary interest.

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November 12, 2021 Filed Jan 13, 2022 21:42 UTC Amendment OtherClass B Common Stock · Derivative 109,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003202 · doc4a.xml · derivative · entry 8

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 6

Disclosed balance after: 109,450

Underlying: Class A Common Stock · 109,450 shares

Expires not disclosed

F8 · derivative.exercise_price: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F5 · kind: NEA Partners 10 received 3,137,081 shares of Class A Common Stock and 109,450 shares of Class B Common Stock of the Issuer in the distribution by NEA 10 on November 12, 2021.

F8 · derivative.exercise_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F8 · derivative.expiration_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F6 · ownership.nature: The Reporting Person is the general partner of NEA Partners 10, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 10 in which the Reporting Person has no pecuniary interest.

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November 12, 2021 Filed Jan 13, 2022 21:42 UTC Amendment OtherClass B Common Stock · Derivative 109,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003202 · doc4a.xml · derivative · entry 7

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 3

Disclosed balance after: 0

Underlying: Class A Common Stock · 109,450 shares

Expires not disclosed

F8 · security: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F8 · derivative.exercise_price: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F4 · kind: NEA 10 made a pro rata distribution for no consideration of an aggregate of 13,186,903 shares of Class A Common Stock and 109,450 shares of Class B Common Stock of the Issuer to its general partner and limited partners on November 12, 2021.

F8 · derivative.exercise_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F8 · derivative.expiration_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F3 · ownership.nature: The Reporting Person is the general partner of NEA Partners 10. NEA Partners 10 is the sole general partner of NEA 10, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 10 in which the Reporting Person has no pecuniary interest.

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November 12, 2021 Filed Jan 13, 2022 21:42 UTC Amendment ConversionClass B Common Stock · Derivative 11,853,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003202 · doc4a.xml · derivative · entry 6

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 3

Disclosed balance after: 109,450

Underlying: Class A Common Stock · 11,853,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F8 · derivative.exercise_price: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F1 · kind: New Enterprise Associates 10, Limited Partnership ("NEA 10") converted 11,853,570 shares of Class B Common Stock at its option, resulting in its acquisition of 11,853,570 shares of Class A Common Stock.

F2 · kind: This amendment to Form 4 is being filed to correct the number of shares of Class B Common Stock previously reported as being converted to Class A Common Stock and subsequently distributed by NEA 10 and NEA Partners 10, Limited Partnership ("NEA Partners 10") and to reflect the subsequent distributions of the unconverted shares of Class B Common Stock by NEA 10 and NEA Partners 10.

F8 · derivative.exercise_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F8 · derivative.expiration_date: The Class B common stock is convertible into the Issuer's Class A common stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of the Issuer's Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.

F3 · ownership.nature: The Reporting Person is the general partner of NEA Partners 10. NEA Partners 10 is the sole general partner of NEA 10, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 10 in which the Reporting Person has no pecuniary interest.

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November 12, 2021 Filed Jan 13, 2022 21:42 UTC Amendment OtherClass A Common Stock 3,137,081 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003202 · doc4a.xml · nonDerivative · entry 4

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 6

Disclosed balance after: 0

F7 · kind: NEA Partners 10 made a pro rata distribution for no consideration of an aggregate of 3,137,081 shares of Class A Common Stock and 109,450 shares of Class B Common Stock of the Issuer to its limited partners on November 12, 2021.

F6 · ownership.nature: The Reporting Person is the general partner of NEA Partners 10, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 10 in which the Reporting Person has no pecuniary interest.

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November 12, 2021 Filed Jan 13, 2022 21:42 UTC Amendment OtherClass A Common Stock 3,137,081 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003202 · doc4a.xml · nonDerivative · entry 3

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 6

Disclosed balance after: 3,137,081

F5 · kind: NEA Partners 10 received 3,137,081 shares of Class A Common Stock and 109,450 shares of Class B Common Stock of the Issuer in the distribution by NEA 10 on November 12, 2021.

F6 · ownership.nature: The Reporting Person is the general partner of NEA Partners 10, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 10 in which the Reporting Person has no pecuniary interest.

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November 12, 2021 Filed Jan 13, 2022 21:42 UTC Amendment OtherClass A Common Stock 13,186,903 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003202 · doc4a.xml · nonDerivative · entry 2

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 3

Disclosed balance after: 0

F4 · kind: NEA 10 made a pro rata distribution for no consideration of an aggregate of 13,186,903 shares of Class A Common Stock and 109,450 shares of Class B Common Stock of the Issuer to its general partner and limited partners on November 12, 2021.

F3 · ownership.nature: The Reporting Person is the general partner of NEA Partners 10. NEA Partners 10 is the sole general partner of NEA 10, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 10 in which the Reporting Person has no pecuniary interest.

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November 12, 2021 Filed Jan 13, 2022 21:42 UTC Amendment ConversionClass A Common Stock 11,853,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003202 · doc4a.xml · nonDerivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 3

Disclosed balance after: 13,186,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: New Enterprise Associates 10, Limited Partnership ("NEA 10") converted 11,853,570 shares of Class B Common Stock at its option, resulting in its acquisition of 11,853,570 shares of Class A Common Stock.

F2 · kind: This amendment to Form 4 is being filed to correct the number of shares of Class B Common Stock previously reported as being converted to Class A Common Stock and subsequently distributed by NEA 10 and NEA Partners 10, Limited Partnership ("NEA Partners 10") and to reflect the subsequent distributions of the unconverted shares of Class B Common Stock by NEA 10 and NEA Partners 10.

F3 · ownership.nature: The Reporting Person is the general partner of NEA Partners 10. NEA Partners 10 is the sole general partner of NEA 10, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 10 in which the Reporting Person has no pecuniary interest.

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November 11, 2021 Filed Nov 12, 2021 18:22 UTC
Griffiths GlenEVP, Services
Exercise / conversionStock Option (Right to Buy Class A Common Stock) · Derivative 17,333 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001664703-21-000177 · wf-form4_163675932815554.xml · derivative · entry 6

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,334

Underlying: Class A Common Stock · 17,333 shares

Expires 2029-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 50% of the stock options vest on November 11, 2021 and the remaining 50% vest on November 11, 2022, subject to the Reporting Person's continued service with the Issuer through each vesting date.

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November 11, 2021 Filed Nov 12, 2021 18:22 UTC
Griffiths GlenEVP, Services
SaleClass A Common Stock 9,244 $34.66 $320,436.79
Disclosure

SEC source: 0001664703-21-000177 · wf-form4_163675932815554.xml · nonDerivative · entry 5

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,647

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $34.16 to $35.01. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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November 11, 2021 Filed Nov 12, 2021 18:22 UTC
Griffiths GlenEVP, Services
SaleClass A Common Stock 8,089 $33.84 $273,753.60
Disclosure

SEC source: 0001664703-21-000177 · wf-form4_163675932815554.xml · nonDerivative · entry 4

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,891

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $33.16 to $34.15. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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November 11, 2021 Filed Nov 12, 2021 18:22 UTC
Griffiths GlenEVP, Services
Exercise / conversionClass A Common Stock 17,333 $5.50 $95,331.50
Disclosure

SEC source: 0001664703-21-000177 · wf-form4_163675932815554.xml · nonDerivative · entry 3

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2021 Filed Nov 12, 2021 18:22 UTC
Griffiths GlenEVP, Services
SaleClass A Common Stock 16,568 $35.05 $580,663.67
Disclosure

SEC source: 0001664703-21-000177 · wf-form4_163675932815554.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,647

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $34.61 to $35.41. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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November 09, 2021 Filed Nov 12, 2021 18:22 UTC
Griffiths GlenEVP, Services
SaleClass A Common Stock 19,751 $34.23 $676,009.58
Disclosure

SEC source: 0001664703-21-000177 · wf-form4_163675932815554.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,215

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $33.61 to $34.57. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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November 09, 2021 Filed Nov 12, 2021 22:30 UTC SaleClass A Common Stock 6,279 $34.97 $219,562.82
Disclosure

SEC source: 0001664703-21-000174 · wf-form4_163675620071802.xml · nonDerivative · entry 2

CHAMBERS JOHN T · CIK 0001198044 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 293,333

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $34.62 to $35.48. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Held by JCEP Investments, LLC of which the reporting person is the managing member.

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November 09, 2021 Filed Nov 12, 2021 22:30 UTC SaleClass A Common Stock 33,721 $34.23 $1,154,333.90
Disclosure

SEC source: 0001664703-21-000174 · wf-form4_163675620071802.xml · nonDerivative · entry 1

CHAMBERS JOHN T · CIK 0001198044 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 299,612

F1 · kind: Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $33.62 to $34.61. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Held by JCEP Investments, LLC of which the reporting person is the managing member.

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November 01, 2021 Filed Nov 3, 2021 18:35 UTC
Griffiths GlenEVP, Services
GrantClass A Common Stock 784 Not disclosed Not disclosed
Disclosure

SEC source: 0001664703-21-000163 · wf-form4_163597889569769.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,966

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

F1 · price: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

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October 18, 2021 Filed Oct 20, 2021 00:37 UTC
Venkataraman SwaminathanEVP of Engineering & CTO
SaleClass A Common Stock 4,926 $21.30 $104,923.31
Disclosure

SEC source: 0001664703-21-000161 · wf-form4_163469021212196.xml · nonDerivative · entry 2

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,693

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $21.17 to $21.56. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 2,500 shares that were acquired under the Issuer's Employee Stock Purchase Plan.

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October 16, 2021 Filed Oct 20, 2021 00:37 UTC
Venkataraman SwaminathanEVP of Engineering & CTO
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000161 · wf-form4_163469021212196.xml · derivative · entry 4

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F6 · derivative.exercise_date: The RSUs will vest in equal annual installments of 10,000 shares each on October 16, 2019, October 16, 2020, October 16, 2021, October 16, 2022 and October 16, 2023, subject to the Reporting Person's continued service through each applicable vesting date.

F6 · derivative.expiration_date: The RSUs will vest in equal annual installments of 10,000 shares each on October 16, 2019, October 16, 2020, October 16, 2021, October 16, 2022 and October 16, 2023, subject to the Reporting Person's continued service through each applicable vesting date.

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October 16, 2021 Filed Oct 20, 2021 00:37 UTC
Venkataraman SwaminathanEVP of Engineering & CTO
Exercise / conversionClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000161 · wf-form4_163469021212196.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 05, 2021 Filed Oct 7, 2021 20:13 UTC
Griffiths GlenEVP, Services
GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001664703-21-000159 · wf-form4_163365199151680.xml · derivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.

F2 · derivative.exercise_date: 50% of the RSUs will vest on September 15, 2022 and 50% of the RSUs will vest on September 15, 2023, subject to the Reporting Person remaining a service provider on each applicable vesting date.

F2 · derivative.expiration_date: 50% of the RSUs will vest on September 15, 2022 and 50% of the RSUs will vest on September 15, 2023, subject to the Reporting Person remaining a service provider on each applicable vesting date.

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September 30, 2021 Filed Oct 1, 2021 20:05 UTC
Griffiths GlenEVP, Services
GrantClass A Common Stock 873 Not disclosed Not disclosed
Disclosure

SEC source: 0001664703-21-000157 · wf-form4_163313313097142.xml · nonDerivative · entry 1

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,182

F1 · shares: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

F1 · price: Represents deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan.

F2 · balance_after: Includes 2,500 shares that were acquired under the Issuer's Employee Stock Purchase Plan.

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September 30, 2021 Filed Oct 4, 2021 20:29 UTC GrantClass A Common Stock 1,268 $18.72 $23,736.96
Disclosure

SEC source: 0001209191-21-058969 · doc4.xml · nonDerivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,686

F1 · shares: Represents Deferred Stock Units credited to the Reporting Person's deferral account under the Bloom Energy Corporation 2021 Deferred Compensation Plan (the "Plan") for the quarter ending September 30, 2021, issuable to the Reporting Person on January 3, 2022 pursuant to the terms of the Plan.

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September 16, 2021 Filed Sep 17, 2021 20:05 UTC
Griffiths GlenEVP, Services
SaleClass A Common Stock 2,961 $18.91 $55,992.51
Disclosure

SEC source: 0001664703-21-000155 · wf-form4_163192351498964.xml · nonDerivative · entry 2

Griffiths Glen · CIK 0001863060 · EVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,809

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.8814 to $18.9183. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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September 16, 2021 Filed Sep 18, 2021 00:01 UTC
SODERBERG SHAWN MARIEEVP, GC & Secretary
SaleClass A Common Stock 3,263 $18.88 $61,609.03
Disclosure

SEC source: 0001664703-21-000153 · wf-form4_163192328262872.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,225

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.80 to $19.03. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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September 16, 2021 Filed Sep 17, 2021 23:58 UTC
Sridhar KRDirector · Chairman & CEO
SaleClass A Common Stock 11,186 $18.88 $211,171.55
Disclosure

SEC source: 0001664703-21-000151 · wf-form4_163192311653326.xml · nonDerivative · entry 1

Sridhar KR · CIK 0001746277 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,892

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.80 to $19.09. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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September 16, 2021 Filed Sep 17, 2021 23:55 UTC
Venkataraman SwaminathanEVP of Engineering & CTO
SaleClass A Common Stock 4,449 $18.88 $83,993.56
Disclosure

SEC source: 0001664703-21-000149 · wf-form4_163192292357151.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,119

F1 · kind: Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.80 to $19.07. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.