Tapewire

Nasdaq · USD

BDTX

Black Diamond Therapeutics, Inc.

Export transactions ↓
Tapewire entity
6669
SEC CIK
0001701541
Parsed reports
283

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2021 Filed Feb 19, 2021 23:47 UTC
Leggett ThomasChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $28.69 $0.00
Disclosure

SEC source: 0000899243-21-007433 · doc4.xml · derivative · entry 1

Leggett Thomas · CIK 0001774690 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2031-02-16

F1 · derivative.exercise_date: 25% of the shares subject to this option shall vest and become exercisable on February 17, 2022, with the remainder vesting in 36 equal monthly installments thereafter.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:46 UTC
Epstein David M.Director · See Remarks
GrantStock Option (Right to Buy) · Derivative 225,000 $0.00 Strike: $28.69 $0.00
Disclosure

SEC source: 0000899243-21-007431 · doc4.xml · derivative · entry 1

Epstein David M. · CIK 0001488668 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2031-02-16

F1 · derivative.exercise_date: 25% of the shares subject to this option shall vest and become exercisable on February 17, 2022, with the remainder vesting in 36 equal monthly installments thereafter.

Read SEC document
February 12, 2021 Filed Feb 13, 2021 02:24 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,078 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0000899243-21-006454 · doc4.xml · derivative · entry 4

Hatzis-Schoch Brent · CIK 0001637054 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,708

Underlying: Common Stock · 4,078 shares

Expires 2029-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to this option vested and became exercisable on May 22, 2020, with the remainder vesting in 36 equal monthly installments thereafter.

Read SEC document
February 12, 2021 Filed Feb 13, 2021 02:24 UTC SaleCommon Stock 307 $27.66 $8,492.20
Disclosure

SEC source: 0000899243-21-006454 · doc4.xml · nonDerivative · entry 3

Hatzis-Schoch Brent · CIK 0001637054 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 12, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.525 to $28.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 12, 2021 Filed Feb 13, 2021 02:24 UTC SaleCommon Stock 3,771 $27.19 $102,532.74
Disclosure

SEC source: 0000899243-21-006454 · doc4.xml · nonDerivative · entry 2

Hatzis-Schoch Brent · CIK 0001637054 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,707

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.47 to $27.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 12, 2021 Filed Feb 13, 2021 02:24 UTC Exercise / conversionCommon Stock 4,078 $3.20 $13,049.60
Disclosure

SEC source: 0000899243-21-006454 · doc4.xml · nonDerivative · entry 1

Hatzis-Schoch Brent · CIK 0001637054 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2021 Filed Feb 4, 2021 22:47 UTC
Roberts Christopher D.Chief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $10.86 $0.00
Disclosure

SEC source: 0000899243-21-004959 · doc4.xml · derivative · entry 3

Roberts Christopher D. · CIK 0001788368 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,109

Underlying: Common Stock · 2,500 shares

Expires 2029-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to this option vested and became exercisable on September 3, 2020, with the remainder vesting in 36 equal monthly installments thereafter.

Read SEC document
February 03, 2021 Filed Feb 4, 2021 22:47 UTC
Roberts Christopher D.Chief Scientific Officer
SaleCommon Stock 2,500 $25.35 $63,375.00
Disclosure

SEC source: 0000899243-21-004959 · doc4.xml · nonDerivative · entry 2

Roberts Christopher D. · CIK 0001788368 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 2, 2020.

Read SEC document
February 03, 2021 Filed Feb 4, 2021 22:47 UTC
Roberts Christopher D.Chief Scientific Officer
Exercise / conversionCommon Stock 2,500 $10.86 $27,150.00
Disclosure

SEC source: 0000899243-21-004959 · doc4.xml · nonDerivative · entry 1

Roberts Christopher D. · CIK 0001788368 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2021 Filed Jan 22, 2021 21:59 UTC GrantStock Option (Right to Buy) · Derivative 29,842 $0.00 Strike: $27.45 $0.00
Disclosure

SEC source: 0000899243-21-002963 · doc4.xml · derivative · entry 1

Dhingra Kapil · CIK 0001456849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,842

Underlying: Common Stock · 29,842 shares

Expires 2031-01-19

F1 · derivative.exercise_date: This option shall vest and become exercisable in thirty-six (36) equal monthly installments following the Grant Date.

Read SEC document
January 12, 2021 Filed Jan 15, 2021 01:57 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $10.86 $0.00
Disclosure

SEC source: 0000899243-21-002119 · doc4.xml · derivative · entry 10

Hatzis-Schoch Brent · CIK 0001637054 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,251

Underlying: Common Stock · 7,500 shares

Expires 2029-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 25% of the shares subject to this option vested and became exercisable on December 5, 2020, with the remainder vesting in 36 equal monthly installments thereafter.

Read SEC document
January 12, 2021 Filed Jan 15, 2021 01:57 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,078 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0000899243-21-002119 · doc4.xml · derivative · entry 9

Hatzis-Schoch Brent · CIK 0001637054 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,786

Underlying: Common Stock · 4,078 shares

Expires 2029-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 25% of the shares subject to this option vested and became exercisable on May 22, 2020, with the remainder vesting in 36 equal monthly installments thereafter.

Read SEC document
January 12, 2021 Filed Jan 15, 2021 01:57 UTC SaleCommon Stock 7,511 $36.00 $270,395.25
Disclosure

SEC source: 0000899243-21-002119 · doc4.xml · nonDerivative · entry 8

Hatzis-Schoch Brent · CIK 0001637054 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 12, 2020

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.95 to $36.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 12, 2021 Filed Jan 15, 2021 01:57 UTC SaleCommon Stock 100 $34.13 $3,412.50
Disclosure

SEC source: 0000899243-21-002119 · doc4.xml · nonDerivative · entry 7

Hatzis-Schoch Brent · CIK 0001637054 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,911

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 12, 2020

Read SEC document
January 12, 2021 Filed Jan 15, 2021 01:57 UTC SaleCommon Stock 103 $32.50 $3,347.23
Disclosure

SEC source: 0000899243-21-002119 · doc4.xml · nonDerivative · entry 6

Hatzis-Schoch Brent · CIK 0001637054 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,011

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 12, 2020

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.495 to $32.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 12, 2021 Filed Jan 15, 2021 01:57 UTC SaleCommon Stock 147 $31.91 $4,690.43
Disclosure

SEC source: 0000899243-21-002119 · doc4.xml · nonDerivative · entry 5

Hatzis-Schoch Brent · CIK 0001637054 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,114

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 12, 2020

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.46 to $32.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 12, 2021 Filed Jan 15, 2021 01:57 UTC SaleCommon Stock 1,669 $30.50 $50,911.68
Disclosure

SEC source: 0000899243-21-002119 · doc4.xml · nonDerivative · entry 4

Hatzis-Schoch Brent · CIK 0001637054 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,261

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 12, 2020

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.335 to $30.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 12, 2021 Filed Jan 15, 2021 01:57 UTC SaleCommon Stock 2,048 $29.92 $61,283.53
Disclosure

SEC source: 0000899243-21-002119 · doc4.xml · nonDerivative · entry 3

Hatzis-Schoch Brent · CIK 0001637054 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,930

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 12, 2020

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.315 to $30.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 12, 2021 Filed Jan 15, 2021 01:57 UTC Exercise / conversionCommon Stock 7,500 $10.86 $81,450.00
Disclosure

SEC source: 0000899243-21-002119 · doc4.xml · nonDerivative · entry 2

Hatzis-Schoch Brent · CIK 0001637054 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2021 Filed Jan 15, 2021 01:57 UTC Exercise / conversionCommon Stock 4,078 $3.20 $13,049.60
Disclosure

SEC source: 0000899243-21-002119 · doc4.xml · nonDerivative · entry 1

Hatzis-Schoch Brent · CIK 0001637054 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 22:59 UTC
Leggett ThomasChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $10.86 $0.00
Disclosure

SEC source: 0000899243-21-001378 · doc4.xml · derivative · entry 3

Leggett Thomas · CIK 0001774690 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,171

Underlying: Common Stock · 3,000 shares

Expires 2029-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to this option vested and became exercisable on September 5, 2020, with the remainder vesting in 36 equal monthly installments thereafter.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 22:59 UTC
Leggett ThomasChief Financial Officer
SaleCommon Stock 3,000 $33.94 $101,820.00
Disclosure

SEC source: 0000899243-21-001378 · doc4.xml · nonDerivative · entry 2

Leggett Thomas · CIK 0001774690 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 5, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.53 to $34.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 22:59 UTC
Leggett ThomasChief Financial Officer
Exercise / conversionCommon Stock 3,000 $10.86 $32,580.00
Disclosure

SEC source: 0000899243-21-001378 · doc4.xml · nonDerivative · entry 1

Leggett Thomas · CIK 0001774690 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:27 UTC
Roberts Christopher D.Chief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $10.86 $0.00
Disclosure

SEC source: 0000899243-21-000743 · doc4.xml · derivative · entry 4

Roberts Christopher D. · CIK 0001788368 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,609

Underlying: Common Stock · 2,500 shares

Expires 2029-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares subject to this option vested and became exercisable on September 3, 2020, with the remainder vesting in 36 equal monthly installments thereafter.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:27 UTC
Roberts Christopher D.Chief Scientific Officer
SaleCommon Stock 537 $31.78 $17,064.52
Disclosure

SEC source: 0000899243-21-000743 · doc4.xml · nonDerivative · entry 3

Roberts Christopher D. · CIK 0001788368 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 2, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.72 to $32.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:27 UTC
Roberts Christopher D.Chief Scientific Officer
SaleCommon Stock 1,963 $31.31 $61,460.16
Disclosure

SEC source: 0000899243-21-000743 · doc4.xml · nonDerivative · entry 2

Roberts Christopher D. · CIK 0001788368 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,737

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 2, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.72 to $31.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:27 UTC
Roberts Christopher D.Chief Scientific Officer
Exercise / conversionCommon Stock 2,500 $10.86 $27,150.00
Disclosure

SEC source: 0000899243-21-000743 · doc4.xml · nonDerivative · entry 1

Roberts Christopher D. · CIK 0001788368 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:21 UTC
Epstein David M.Director · See Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $6.42 $0.00
Disclosure

SEC source: 0000899243-21-000741 · doc4.xml · derivative · entry 9

Epstein David M. · CIK 0001488668 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,116

Underlying: Common Stock · 3,000 shares

Expires 2029-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: 25% of the shares subject to this option vested and became exercisable on August 14, 2020, with the remainder vesting in 36 equal monthly installments thereafter.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:21 UTC
Epstein David M.Director · See Remarks
SaleCommon Stock 2,015 $31.80 $64,074.78
Disclosure

SEC source: 0000899243-21-000741 · doc4.xml · nonDerivative · entry 3

Epstein David M. · CIK 0001488668 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,423

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 12, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.55 to $32.02 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:21 UTC
Epstein David M.Director · See Remarks
SaleCommon Stock 9,985 $30.99 $309,430.16
Disclosure

SEC source: 0000899243-21-000741 · doc4.xml · nonDerivative · entry 2

Epstein David M. · CIK 0001488668 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,438

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.55 to $31.48 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:21 UTC
Epstein David M.Director · See Remarks
Exercise / conversionCommon Stock 3,000 $6.42 $19,260.00
Disclosure

SEC source: 0000899243-21-000741 · doc4.xml · nonDerivative · entry 1

Epstein David M. · CIK 0001488668 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 21:46 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,400 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0000899243-20-035424 · doc4.xml · derivative · entry 2

Hatzis-Schoch Brent · CIK 0001637054 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,864

Underlying: Common Stock · 5,400 shares

Expires 2029-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the shares subject to this option vested and became exercisable on May 22, 2020, with the remainder vesting in 36 equal monthly installments thereafter.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 21:46 UTC Exercise / conversionCommon Stock 5,400 $3.20 $17,280.00
Disclosure

SEC source: 0000899243-20-035424 · doc4.xml · nonDerivative · entry 1

Hatzis-Schoch Brent · CIK 0001637054 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 00:42 UTC
Roberts Christopher D.Chief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,200 $0.00 Strike: $10.86 $0.00
Disclosure

SEC source: 0000899243-20-034189 · doc4.xml · derivative · entry 2

Roberts Christopher D. · CIK 0001788368 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,109

Underlying: Common Stock · 3,200 shares

Expires 2029-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the shares subject to this option vested and became exercisable on September 3, 2020, with the remainder vesting in 36 equal monthly installments thereafter.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 00:42 UTC
Roberts Christopher D.Chief Scientific Officer
Exercise / conversionCommon Stock 3,200 $10.86 $34,752.00
Disclosure

SEC source: 0000899243-20-034189 · doc4.xml · nonDerivative · entry 1

Roberts Christopher D. · CIK 0001788368 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 00:42 UTC GrantCommon Stock 505 $34.29 $17,316.45
Disclosure

SEC source: 0000899243-20-034190 · doc4.xml · nonDerivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,505

F1 · kind: These shares were issued in accordance with the Issuer's Amended and Restated Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for annual services as a non-employee director of the Issuer.

F2 · price: The price of reported in Column 4 is based upon the closing market price of the Issuer's common stock on December 14, 2020.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 00:39 UTC
Epstein David M.Director · See Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $6.42 $0.00
Disclosure

SEC source: 0000899243-20-034186 · doc4.xml · derivative · entry 7

Epstein David M. · CIK 0001488668 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,116

Underlying: Common Stock · 2,500 shares

Expires 2029-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the shares subject to this option vested and became exercisable on August 14, 2020, with the remainder vesting in 36 equal monthly installments thereafter.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 00:39 UTC
Epstein David M.Director · See Remarks
Exercise / conversionCommon Stock 2,500 $6.42 $16,050.00
Disclosure

SEC source: 0000899243-20-034186 · doc4.xml · nonDerivative · entry 1

Epstein David M. · CIK 0001488668 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 19:04 UTC OtherCommon Stock 307 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-034179 · doc4.xml · nonDerivative · entry 5

Versant Venture Capital VI, L.P. · CIK 0001687880 · 10% owner

Versant Voyageurs I Parallel, L.P. · CIK 0001745961 · 10% owner

Versant Voyageurs I, L.P. · CIK 0001745960 · 10% owner

Versant Vantage I, L.P. · CIK 0001765253 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F8 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Versant Vantage I GP-GP, to its members.

F7 · ownership.nature: Shares held by Versant Vantage I GP-GP. Bradley J. Bolzon is a managing member of Versant Vantage I GP-GP and may be deemed to share voting and dispositive power over the shares held Versant Vantage I GP-GP; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interests therein. Bradley J. Bolzon is a director of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 19:04 UTC OtherCommon Stock 307 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-034179 · doc4.xml · nonDerivative · entry 4

Versant Venture Capital VI, L.P. · CIK 0001687880 · 10% owner

Versant Voyageurs I Parallel, L.P. · CIK 0001745961 · 10% owner

Versant Voyageurs I, L.P. · CIK 0001745960 · 10% owner

Versant Vantage I, L.P. · CIK 0001765253 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 307

F6 · kind: Represents a change in the form of ownership of Versant Vantage I GP-GP by virtue of the receipt of shares in the pro-rata in-kind distribution of common stock of the Issuer for no consideration by Versant Vantage I GP LP.

F7 · ownership.nature: Shares held by Versant Vantage I GP-GP. Bradley J. Bolzon is a managing member of Versant Vantage I GP-GP and may be deemed to share voting and dispositive power over the shares held Versant Vantage I GP-GP; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interests therein. Bradley J. Bolzon is a director of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 19:04 UTC OtherCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-034179 · doc4.xml · nonDerivative · entry 3

Versant Venture Capital VI, L.P. · CIK 0001687880 · 10% owner

Versant Voyageurs I Parallel, L.P. · CIK 0001745961 · 10% owner

Versant Voyageurs I, L.P. · CIK 0001745960 · 10% owner

Versant Vantage I, L.P. · CIK 0001765253 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F5 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Versant Vantage I GP LP, to its partners.

F4 · ownership.nature: Shares held by Versant Vantage I GP LP. Versant Vantage I GP-GP is the general partner of Versant Vantage I GP LP. Bradley J. Bolzon is a managing member of Versant Vantage I GP-GP and may be deemed to share voting and dispositive power over the shares held by Versant Vantage I GP LP; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Bradley J. Bolzon is a director of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 19:04 UTC OtherCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-034179 · doc4.xml · nonDerivative · entry 2

Versant Venture Capital VI, L.P. · CIK 0001687880 · 10% owner

Versant Voyageurs I Parallel, L.P. · CIK 0001745961 · 10% owner

Versant Voyageurs I, L.P. · CIK 0001745960 · 10% owner

Versant Vantage I, L.P. · CIK 0001765253 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 310

F3 · kind: Represents a change in the form of ownership of Versant Vantage I GP LP by virtue of the receipt of shares in the pro-rata in-kind distribution of common stock of the Issuer for no consideration by Versant Vantage I.

F4 · ownership.nature: Shares held by Versant Vantage I GP LP. Versant Vantage I GP-GP is the general partner of Versant Vantage I GP LP. Bradley J. Bolzon is a managing member of Versant Vantage I GP-GP and may be deemed to share voting and dispositive power over the shares held by Versant Vantage I GP LP; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Bradley J. Bolzon is a director of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 19:04 UTC OtherCommon Stock 20,784 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-034179 · doc4.xml · nonDerivative · entry 1

Versant Venture Capital VI, L.P. · CIK 0001687880 · 10% owner

Versant Voyageurs I Parallel, L.P. · CIK 0001745961 · 10% owner

Versant Voyageurs I, L.P. · CIK 0001745960 · 10% owner

Versant Vantage I, L.P. · CIK 0001765253 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 822,140

F1 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Versant Vantage I, L.P. ("Versant Vantage I"), to its partners, pursuant to a Rule 10b5-1 trading plan.

F2 · ownership.nature: Shares held by Versant Vantage I. Versant Vantage I GP, L.P. ("Versant Vantage I GP LP") is the general partner of Versant Vantage I, and Versant Vantage I GP-GP, LLC ("Versant Vantage I GP-GP") is the general partner of Versant Vantage I GP LP. Bradley J. Bolzon is a managing member of Versant Vantage I GP-GP and may be deemed to share voting and dispositive power over the shares held by Versant Vantage I; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interests therein. Bradley J. Bolzon is a director of the Issuer and, accordingly, files separate Section 16 reports.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 00:41 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,078 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0000899243-20-034188 · doc4.xml · derivative · entry 3

Hatzis-Schoch Brent · CIK 0001637054 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,264

Underlying: Common Stock · 4,078 shares

Expires 2029-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to this option vested and became exercisable on May 22, 2020, with the remainder vesting in 36 equal monthly installments thereafter.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 00:41 UTC SaleCommon Stock 4,078 $34.95 $142,522.43
Disclosure

SEC source: 0000899243-20-034188 · doc4.xml · nonDerivative · entry 2

Hatzis-Schoch Brent · CIK 0001637054 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 12, 2020

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.77 to $35.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 00:41 UTC Exercise / conversionCommon Stock 4,078 $3.20 $13,049.60
Disclosure

SEC source: 0000899243-20-034188 · doc4.xml · nonDerivative · entry 1

Hatzis-Schoch Brent · CIK 0001637054 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 23:58 UTC
Bolzon Bradley J PhDDirector · 10% owner
OtherCommon Stock 11 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-034174 · doc4.xml · nonDerivative · entry 6

Bolzon Bradley J PhD · CIK 0001354345 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,851

F9 · kind: Represents a change in the form of ownership of the Reporting Person by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by Versant Vantage I GP-GP.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 23:58 UTC
Bolzon Bradley J PhDDirector · 10% owner
OtherCommon Stock 307 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-034174 · doc4.xml · nonDerivative · entry 5

Bolzon Bradley J PhD · CIK 0001354345 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F8 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Versant Vantage I GP-GP, to its members.

F7 · ownership.nature: Shares held by Versant Vantage I GP-GP. The Reporting Person is a managing member of Versant Vantage I GP-GP and may be deemed to share voting and dispositive power over the shares held Versant Vantage I GP-GP; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interests therein.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 23:58 UTC
Bolzon Bradley J PhDDirector · 10% owner
OtherCommon Stock 307 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-034174 · doc4.xml · nonDerivative · entry 4

Bolzon Bradley J PhD · CIK 0001354345 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 307

F6 · kind: Represents a change in the form of ownership of Versant Vantage I GP-GP by virtue of the receipt of shares in the pro-rata in-kind distribution of common stock of the Issuer for no consideration by Versant Vantage I GP LP.

F7 · ownership.nature: Shares held by Versant Vantage I GP-GP. The Reporting Person is a managing member of Versant Vantage I GP-GP and may be deemed to share voting and dispositive power over the shares held Versant Vantage I GP-GP; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interests therein.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 23:58 UTC
Bolzon Bradley J PhDDirector · 10% owner
OtherCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-034174 · doc4.xml · nonDerivative · entry 3

Bolzon Bradley J PhD · CIK 0001354345 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F5 · kind: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by Versant Vantage I GP LP, to its partners.

F4 · ownership.nature: Shares held by Versant Vantage I GP LP. Versant Vantage I GP-GP is the general partner of Versant Vantage I GP LP. The Reporting Person is a managing member of Versant Vantage I GP-GP and may be deemed to share voting and dispositive power over the shares held by Versant Vantage I GP LP; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.