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Nasdaq · USD

BDSX

BIODESIX INC

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Tapewire entity
6053
SEC CIK
0001439725
Parsed reports
335

Last 12 months

Inside the activity.

6 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202635
Feb 2026010
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2025 Filed Feb 12, 2025 22:11 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
Exercise / conversionCommon Stock 67,788 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-25-000524 · form4.xml · nonDerivative · entry 1

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
November 21, 2024 Filed Nov 22, 2024 17:30 UTC
SCHULER JACK WDirector · 10% owner
PurchaseCommon Stock 100,000 $1.23 $122,840.00
Disclosure

SEC source: 0000905148-24-003258 · form4.xml · nonDerivative · entry 1

SCHULER JACK W · CIK 0001021412 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jack W. Schuler Living Trust

Disclosed balance after: 31,194,935

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.225 to $1.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust.

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November 21, 2024 Filed Nov 22, 2024 17:30 UTC
Kennedy Lawrence T. JrDirector · 10% owner
PurchaseCommon Stock 35,000 $1.16 $40,561.50
Disclosure

SEC source: 0000905148-24-003257 · form4.xml · nonDerivative · entry 1

Kennedy Lawrence T. Jr · CIK 0001830773 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Lawrence T. Kennedy, Jr. Revocable Trust UAD 6/19/01

Disclosed balance after: 10,411,024

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.155 to $1.1602, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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November 20, 2024 Filed Nov 21, 2024 20:30 UTC
SCHULER JACK WDirector · 10% owner
PurchaseCommon Stock 200,000 $1.17 $234,000.00
Disclosure

SEC source: 0000905148-24-003247 · form4.xml · nonDerivative · entry 1

SCHULER JACK W · CIK 0001021412 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jack W. Schuler Living Trust

Disclosed balance after: 31,094,935

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.17 to $1.175, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 16:21 UTC
Hutton ScottDirector · President & CEO
SaleCommon Stock 1,813 $1.40 $2,539.65
Disclosure

SEC source: 0000905148-24-003056 · form4.xml · nonDerivative · entry 3

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 532,979

F3 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F5 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.39 to $1.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:22 UTC
Vazquez ChrisChief Accounting Officer
SaleCommon Stock 98 $1.40 $137.28
Disclosure

SEC source: 0000905148-24-003059 · form4.xml · nonDerivative · entry 3

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,587

F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F4 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.39 to $1.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:22 UTC
Pestano Gary AnthonyChief Development Officer
SaleCommon Stock 207 $1.40 $289.97
Disclosure

SEC source: 0000905148-24-003058 · form4.xml · nonDerivative · entry 3

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,027

F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F4 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.39 to $1.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:21 UTC
O'Kane KieranChief Commercial Officer
SaleCommon Stock 224 $1.40 $313.78
Disclosure

SEC source: 0000905148-24-003057 · form4.xml · nonDerivative · entry 3

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,448

F3 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F5 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.39 to $1.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:21 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
SaleCommon Stock 471 $1.40 $659.78
Disclosure

SEC source: 0000905148-24-003055 · form4.xml · nonDerivative · entry 3

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,336

F3 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F5 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.39 to $1.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 16:21 UTC
Hutton ScottDirector · President & CEO
SaleCommon Stock 1,927 $1.39 $2,680.26
Disclosure

SEC source: 0000905148-24-003056 · form4.xml · nonDerivative · entry 2

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 534,792

F3 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F4 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 21:22 UTC
Vazquez ChrisChief Accounting Officer
SaleCommon Stock 105 $1.39 $146.04
Disclosure

SEC source: 0000905148-24-003059 · form4.xml · nonDerivative · entry 2

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,685

F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 21:22 UTC
Pestano Gary AnthonyChief Development Officer
SaleCommon Stock 220 $1.39 $306.00
Disclosure

SEC source: 0000905148-24-003058 · form4.xml · nonDerivative · entry 2

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,234

F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 21:21 UTC
O'Kane KieranChief Commercial Officer
SaleCommon Stock 238 $1.39 $331.03
Disclosure

SEC source: 0000905148-24-003057 · form4.xml · nonDerivative · entry 2

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,672

F3 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F4 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 21:21 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
SaleCommon Stock 500 $1.39 $695.45
Disclosure

SEC source: 0000905148-24-003055 · form4.xml · nonDerivative · entry 2

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,807

F3 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F4 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 08, 2024 Filed Nov 13, 2024 16:21 UTC
Hutton ScottDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 12,212 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-003056 · form4.xml · derivative · entry 4

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,060

Underlying: Common Stock · 12,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F6 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

Read SEC document
November 08, 2024 Filed Nov 13, 2024 16:21 UTC
Hutton ScottDirector · President & CEO
Exercise / conversionCommon Stock 12,212 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-24-003056 · form4.xml · nonDerivative · entry 1

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 536,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Includes 6,139 shares purchased under the Issuer's Employee Stock Purchase Plan on August 30, 2024.

Read SEC document
November 08, 2024 Filed Nov 13, 2024 21:22 UTC
Vazquez ChrisChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 602 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-003059 · form4.xml · derivative · entry 4

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,008

Underlying: Common Stock · 602 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

Read SEC document
November 08, 2024 Filed Nov 13, 2024 21:22 UTC
Vazquez ChrisChief Accounting Officer
Exercise / conversionCommon Stock 602 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-24-003059 · form4.xml · nonDerivative · entry 1

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
November 08, 2024 Filed Nov 13, 2024 21:22 UTC
Pestano Gary AnthonyChief Development Officer
Exercise / conversionRestricted Stock Units · Derivative 1,378 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-003058 · form4.xml · derivative · entry 4

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,891

Underlying: Common Stock · 1,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

Read SEC document
November 08, 2024 Filed Nov 13, 2024 21:22 UTC
Pestano Gary AnthonyChief Development Officer
Exercise / conversionCommon Stock 1,378 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-24-003058 · form4.xml · nonDerivative · entry 1

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
November 08, 2024 Filed Nov 13, 2024 21:21 UTC
O'Kane KieranChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,490 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-003057 · form4.xml · derivative · entry 4

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,447

Underlying: Common Stock · 1,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F6 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

Read SEC document
November 08, 2024 Filed Nov 13, 2024 21:21 UTC
O'Kane KieranChief Commercial Officer
Exercise / conversionCommon Stock 1,490 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-24-003057 · form4.xml · nonDerivative · entry 1

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Includes 6,792 shares purchased under the Issuer's Employee Stock Purchase Plan on August 30, 2024.

Read SEC document
November 08, 2024 Filed Nov 13, 2024 21:21 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 3,156 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-003055 · form4.xml · derivative · entry 4

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,784

Underlying: Common Stock · 3,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F6 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

Read SEC document
November 08, 2024 Filed Nov 13, 2024 21:21 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
Exercise / conversionCommon Stock 3,156 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-24-003055 · form4.xml · nonDerivative · entry 1

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Includes 10,000 shares purchased under the Issuer's Employee Stock Purchase Plan on August 30, 2024.

Read SEC document
November 06, 2024 Filed Nov 6, 2024 20:15 UTC
Kennedy Lawrence T. JrDirector · 10% owner
PurchaseCommon Stock 20,000 $1.36 $27,180.00
Disclosure

SEC source: 0000905148-24-002946 · form4.xml · nonDerivative · entry 2

Kennedy Lawrence T. Jr · CIK 0001830773 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Lawrence T. Kennedy, Jr. Revocable Trust UAD 6/19/01

Disclosed balance after: 10,376,024

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.3564 to $1.3599, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 05, 2024 Filed Nov 6, 2024 20:16 UTC
SCHULER JACK WDirector · 10% owner
PurchaseCommon Stock 100,253 $1.36 $136,584.69
Disclosure

SEC source: 0000905148-24-002949 · form4.xml · nonDerivative · entry 1

SCHULER JACK W · CIK 0001021412 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jack W. Schuler Living Trust

Disclosed balance after: 30,894,935

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.345 to $1.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust.

Read SEC document
November 05, 2024 Filed Nov 6, 2024 20:16 UTC
PATIENCE JOHNDirector · Chairman
PurchaseCommon Stock 75,000 $1.38 $103,710.00
Disclosure

SEC source: 0000905148-24-002948 · form4.xml · nonDerivative · entry 1

PATIENCE JOHN · CIK 0001021413 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Patience Enterprises LP

Disclosed balance after: 2,153,298

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.3461 to $1.4186, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person is the sole general partner of Patience Enterprises LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 05, 2024 Filed Nov 6, 2024 15:15 UTC PurchaseCommon Stock 22,500 $1.37 $30,865.50
Disclosure

SEC source: 0000905148-24-002947 · form4.xml · nonDerivative · entry 1

MASSARANY HANY · CIK 0001134554 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Massarany Family Trust dated November 15, 2012

Disclosed balance after: 53,364

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.355 to $1.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Mr. Massarany is a trustee of the Massarany Family Trust and may be deemed to have beneficial ownership of these securities, to the extent of any indirect pecuniary interest in his distributive shares therein.

Read SEC document
November 05, 2024 Filed Nov 6, 2024 20:16 UTC PurchaseCommon Stock 36,000 $1.40 $50,324.40
Disclosure

SEC source: 0000905148-24-002950 · form4.xml · nonDerivative · entry 2

Strobeck Matthew · CIK 0001377832 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Birchview Fund LLC

Disclosed balance after: 2,606,879

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.38 to $1.405, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person has sole voting and dispositive power with respect to shares held by each of Birchview Fund LLC and the Birchview Capital Separately Managed Account in his capacity as Manager of such entities. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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November 05, 2024 Filed Nov 6, 2024 20:16 UTC PurchaseCommon Stock 4,000 $1.40 $5,591.60
Disclosure

SEC source: 0000905148-24-002950 · form4.xml · nonDerivative · entry 1

Strobeck Matthew · CIK 0001377832 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Birchview Capital Separately Managed Account

Disclosed balance after: 89,673

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.38 to $1.405, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person has sole voting and dispositive power with respect to shares held by each of Birchview Fund LLC and the Birchview Capital Separately Managed Account in his capacity as Manager of such entities. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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November 05, 2024 Filed Nov 6, 2024 20:15 UTC
Kennedy Lawrence T. JrDirector · 10% owner
PurchaseCommon Stock 51,200 $1.37 $69,888.00
Disclosure

SEC source: 0000905148-24-002946 · form4.xml · nonDerivative · entry 1

Kennedy Lawrence T. Jr · CIK 0001830773 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Lawrence T. Kennedy, Jr. Revocable Trust UAD 6/19/01

Disclosed balance after: 10,356,024

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August 12, 2024 Filed Aug 12, 2024 19:23 UTC
Hutton ScottDirector · President & CEO
SaleCommon Stock 963 $1.57 $1,513.74
Disclosure

SEC source: 0000905148-24-002113 · form4.xml · nonDerivative · entry 3

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,368

F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F4 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.52 to $1.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 12, 2024 Filed Aug 12, 2024 23:24 UTC
Vazquez ChrisChief Accounting Officer
SaleCommon Stock 54 $1.57 $84.88
Disclosure

SEC source: 0000905148-24-002116 · form4.xml · nonDerivative · entry 3

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,188

F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F4 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.52 to $1.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 12, 2024 Filed Aug 12, 2024 23:24 UTC
Pestano Gary AnthonyChief Development Officer
SaleCommon Stock 111 $1.57 $174.48
Disclosure

SEC source: 0000905148-24-002115 · form4.xml · nonDerivative · entry 3

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,076

F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F4 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.52 to $1.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 12, 2024 Filed Aug 12, 2024 23:24 UTC
O'Kane KieranChief Commercial Officer
SaleCommon Stock 120 $1.57 $188.63
Disclosure

SEC source: 0000905148-24-002114 · form4.xml · nonDerivative · entry 3

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,628

F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F4 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.52 to $1.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 12, 2024 Filed Aug 12, 2024 23:23 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
SaleCommon Stock 251 $1.57 $394.55
Disclosure

SEC source: 0000905148-24-002112 · form4.xml · nonDerivative · entry 3

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,151

F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F4 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.52 to $1.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 09, 2024 Filed Aug 12, 2024 19:23 UTC
Hutton ScottDirector · President & CEO
SaleCommon Stock 2,781 $1.60 $4,452.38
Disclosure

SEC source: 0000905148-24-002113 · form4.xml · nonDerivative · entry 2

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 519,331

F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.57 to $1.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 09, 2024 Filed Aug 12, 2024 23:24 UTC
Vazquez ChrisChief Accounting Officer
SaleCommon Stock 155 $1.60 $248.16
Disclosure

SEC source: 0000905148-24-002116 · form4.xml · nonDerivative · entry 2

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,242

F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.57 to $1.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 09, 2024 Filed Aug 12, 2024 23:24 UTC
Pestano Gary AnthonyChief Development Officer
SaleCommon Stock 320 $1.60 $512.32
Disclosure

SEC source: 0000905148-24-002115 · form4.xml · nonDerivative · entry 2

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,187

F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.57 to $1.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 09, 2024 Filed Aug 12, 2024 23:24 UTC
O'Kane KieranChief Commercial Officer
SaleCommon Stock 345 $1.60 $552.35
Disclosure

SEC source: 0000905148-24-002114 · form4.xml · nonDerivative · entry 2

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,748

F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.57 to $1.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 09, 2024 Filed Aug 12, 2024 23:23 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
SaleCommon Stock 724 $1.60 $1,159.12
Disclosure

SEC source: 0000905148-24-002112 · form4.xml · nonDerivative · entry 2

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,402

F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $1.57 to $1.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 08, 2024 Filed Aug 12, 2024 19:23 UTC
Hutton ScottDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 12,212 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-002113 · form4.xml · derivative · entry 4

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,272

Underlying: Common Stock · 12,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

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August 08, 2024 Filed Aug 12, 2024 19:23 UTC
Hutton ScottDirector · President & CEO
Exercise / conversionCommon Stock 12,212 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-24-002113 · form4.xml · nonDerivative · entry 1

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 522,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

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August 08, 2024 Filed Aug 12, 2024 23:24 UTC
Vazquez ChrisChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 602 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-002116 · form4.xml · derivative · entry 4

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,610

Underlying: Common Stock · 602 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

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August 08, 2024 Filed Aug 12, 2024 23:24 UTC
Vazquez ChrisChief Accounting Officer
Exercise / conversionCommon Stock 602 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-24-002116 · form4.xml · nonDerivative · entry 1

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

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August 08, 2024 Filed Aug 12, 2024 23:24 UTC
Pestano Gary AnthonyChief Development Officer
Exercise / conversionRestricted Stock Units · Derivative 1,379 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-002115 · form4.xml · derivative · entry 4

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,269

Underlying: Common Stock · 1,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

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August 08, 2024 Filed Aug 12, 2024 23:24 UTC
Pestano Gary AnthonyChief Development Officer
Exercise / conversionCommon Stock 1,379 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-24-002115 · form4.xml · nonDerivative · entry 1

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
August 08, 2024 Filed Aug 12, 2024 23:24 UTC
O'Kane KieranChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,489 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-002114 · form4.xml · derivative · entry 4

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,937

Underlying: Common Stock · 1,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

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August 08, 2024 Filed Aug 12, 2024 23:24 UTC
O'Kane KieranChief Commercial Officer
Exercise / conversionCommon Stock 1,489 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-24-002114 · form4.xml · nonDerivative · entry 1

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
August 08, 2024 Filed Aug 12, 2024 23:23 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 3,157 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-002112 · form4.xml · derivative · entry 4

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,940

Underlying: Common Stock · 3,157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.