Tapewire

Nasdaq · USD

BDSX

BIODESIX INC

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Tapewire entity
6053
SEC CIK
0001439725
Parsed reports
335

Last 12 months

Inside the activity.

6 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202500
Jan 202635
Feb 2026010
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 16, 2026 Filed Jan 20, 2026 21:21 UTC
O'Kane KieranChief Commercial Officer
SaleCommon Stock 298 $8.15 $2,428.49
Disclosure

SEC source: 0000905148-26-000251 · form4.xml · nonDerivative · entry 2

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,869

F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $8.10 to $8.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 16, 2026 Filed Jan 20, 2026 21:21 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
SaleCommon Stock 298 $8.15 $2,428.49
Disclosure

SEC source: 0000905148-26-000249 · form4.xml · nonDerivative · entry 2

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,654

F2 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $8.10 to $8.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 15, 2026 Filed Jan 20, 2026 16:21 UTC
Hutton ScottDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,633 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-000250 · form4.xml · derivative · entry 3

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,265

Underlying: Common Stock · 2,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

F5 · derivative.exercise_date: These RSUs vest in a series of four successive equal annual installments measured from January 15, 2024, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of four successive equal annual installments measured from January 15, 2024, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F4 · derivative.underlying_shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

F4 · balance_after: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

Read SEC document
January 15, 2026 Filed Jan 20, 2026 16:21 UTC
Hutton ScottDirector · President & CEO
Exercise / conversionCommon Stock 2,633 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-26-000250 · form4.xml · nonDerivative · entry 1

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
January 15, 2026 Filed Jan 20, 2026 21:21 UTC
Pestano Gary AnthonyChief Development Officer
Exercise / conversionRestricted Stock Units · Derivative 805 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-000252 · form4.xml · derivative · entry 3

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,609

Underlying: Common Stock · 805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

F5 · derivative.exercise_date: These RSUs vest in a series of four successive equal annual installments measured from January 15, 2024, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of four successive equal annual installments measured from January 15, 2024, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F4 · derivative.underlying_shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

F4 · balance_after: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

Read SEC document
January 15, 2026 Filed Jan 20, 2026 21:21 UTC
Pestano Gary AnthonyChief Development Officer
Exercise / conversionCommon Stock 805 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-26-000252 · form4.xml · nonDerivative · entry 1

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
January 15, 2026 Filed Jan 20, 2026 21:22 UTC
Vazquez ChrisChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 219 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-000253 · form4.xml · derivative · entry 3

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436

Underlying: Common Stock · 219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

F5 · derivative.exercise_date: These RSUs vest in a series of four successive equal annual installments measured from January 15, 2024, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of four successive equal annual installments measured from January 15, 2024, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F4 · derivative.underlying_shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

F4 · balance_after: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

Read SEC document
January 15, 2026 Filed Jan 20, 2026 21:22 UTC
Vazquez ChrisChief Accounting Officer
Exercise / conversionCommon Stock 219 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-26-000253 · form4.xml · nonDerivative · entry 1

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
January 15, 2026 Filed Jan 20, 2026 21:21 UTC
O'Kane KieranChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 805 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-000251 · form4.xml · derivative · entry 3

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,609

Underlying: Common Stock · 805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

F5 · derivative.exercise_date: These RSUs vest in a series of four successive equal annual installments measured from January 15, 2024, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of four successive equal annual installments measured from January 15, 2024, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F4 · derivative.underlying_shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

F4 · balance_after: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

Read SEC document
January 15, 2026 Filed Jan 20, 2026 21:21 UTC
O'Kane KieranChief Commercial Officer
Exercise / conversionCommon Stock 805 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-26-000251 · form4.xml · nonDerivative · entry 1

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
January 15, 2026 Filed Jan 20, 2026 21:21 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 805 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-000249 · form4.xml · derivative · entry 3

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,609

Underlying: Common Stock · 805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

F5 · derivative.exercise_date: These RSUs vest in a series of four successive equal annual installments measured from January 15, 2024, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of four successive equal annual installments measured from January 15, 2024, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F4 · derivative.underlying_shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

F4 · balance_after: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

Read SEC document
January 15, 2026 Filed Jan 20, 2026 21:21 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
Exercise / conversionCommon Stock 805 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-26-000249 · form4.xml · nonDerivative · entry 1

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 21:26 UTC
PATIENCE JOHNDirector · Chairman
Exercise / conversionRestricted Stock Units · Derivative 1,143 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-000072 · form4.xml · derivative · entry 7

PATIENCE JOHN · CIK 0001021413 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock").

F6 · derivative.exercise_date: These RSUs vested in three substantially equal installments on June 30, September 30 and December 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and had no expiration date.

F6 · derivative.expiration_date: These RSUs vested in three substantially equal installments on June 30, September 30 and December 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and had no expiration date.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 21:26 UTC
PATIENCE JOHNDirector · Chairman
Exercise / conversionCommon Stock 1,143 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-26-000072 · form4.xml · nonDerivative · entry 1

PATIENCE JOHN · CIK 0001021413 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock").

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:26 UTC
PATIENCE JOHNDirector · Chairman
GrantStock Options (Right to Buy) · Derivative 6,354 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0000905148-26-000072 · form4.xml · derivative · entry 6

PATIENCE JOHN · CIK 0001021413 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,354

Underlying: Common Stock · 6,354 shares

Expires 2036-01-01

F5 · derivative.exercise_date: This option vests in four substantially equal installments on March 31, June 30, September 30 and December 31, 2026, generally subject to the Reporting Person's continued service with the Issuer.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:26 UTC
PATIENCE JOHNDirector · Chairman
GrantRestricted Stock Units · Derivative 5,443 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-000072 · form4.xml · derivative · entry 5

PATIENCE JOHN · CIK 0001021413 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,443

Underlying: Common Stock · 5,443 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock").

F4 · derivative.exercise_date: These RSUs vest in four substantially equal installments on March 31, June 30, September 30 and December 31, 2026, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F4 · derivative.expiration_date: These RSUs vest in four substantially equal installments on March 31, June 30, September 30 and December 31, 2026, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 16:26 UTC GrantStock Options (Right to Buy) · Derivative 6,354 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0000905148-26-000071 · form4.xml · derivative · entry 2

MASSARANY HANY · CIK 0001134554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,354

Underlying: Common Stock · 6,354 shares

Expires 2036-01-01

F4 · derivative.exercise_date: This option vests in four substantially equal installments on March 31, June 30, September 30 and December 31, 2026, generally subject to the Reporting Person's continued service with the Issuer.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 16:26 UTC GrantRestricted Stock Units · Derivative 7,484 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-000071 · form4.xml · derivative · entry 1

MASSARANY HANY · CIK 0001134554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,484

Underlying: Common Stock · 7,484 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock").

F2 · derivative.exercise_date: These RSUs vest in four equal installments on March 31, June 30, September 30 and December 31, 2026, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F2 · derivative.expiration_date: These RSUs vest in four equal installments on March 31, June 30, September 30 and December 31, 2026, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F3 · balance_after: Represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 16:25 UTC
Hutton ScottDirector · President & CEO
GrantStock Options (Right to Buy) · Derivative 97,000 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0000905148-26-000066 · form4.xml · derivative · entry 1

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,000

Underlying: Common Stock · 97,000 shares

Expires 2036-01-01

F1 · derivative.exercise_date: This option vests in a series of forty-eight successive, substantially equal monthly installments measured from January 2, 2026, generally subject to the Reporting Person's continued service through each applicable vesting date.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:27 UTC GrantStock Options (Right to Buy) · Derivative 6,354 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0000905148-26-000074 · form4.xml · derivative · entry 2

Franchi Jean M. · CIK 0001653053 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,354

Underlying: Common Stock · 6,354 shares

Expires 2036-01-01

F4 · derivative.exercise_date: This option vests in four substantially equal installments on March 31, June 30, September 30 and December 31, 2026, generally subject to the Reporting Person's continued service with the Issuer.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:27 UTC GrantRestricted Stock Units · Derivative 8,164 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-000074 · form4.xml · derivative · entry 1

Franchi Jean M. · CIK 0001653053 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,164

Underlying: Common Stock · 8,164 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock").

F2 · derivative.exercise_date: These RSUs vest in four equal installments on March 31, June 30, September 30 and December 31, 2026, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F2 · derivative.expiration_date: These RSUs vest in four equal installments on March 31, June 30, September 30 and December 31, 2026, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F3 · balance_after: Represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:27 UTC GrantStock Options (Right to Buy) · Derivative 6,354 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0000905148-26-000073 · form4.xml · derivative · entry 2

Strobeck Matthew · CIK 0001377832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,354

Underlying: Common Stock · 6,354 shares

Expires 2036-01-01

F4 · derivative.exercise_date: This option vests in four substantially equal installments on March 31, June 30, September 30 and December 31, 2026, generally subject to the Reporting Person's continued service with the Issuer.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:27 UTC GrantRestricted Stock Units · Derivative 6,804 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-000073 · form4.xml · derivative · entry 1

Strobeck Matthew · CIK 0001377832 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,804

Underlying: Common Stock · 6,804 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock").

F2 · derivative.exercise_date: These RSUs vest in four equal installments on March 31, June 30, September 30 and December 31, 2026, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F2 · derivative.expiration_date: These RSUs vest in four equal installments on March 31, June 30, September 30 and December 31, 2026, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F3 · balance_after: Represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:26 UTC
Kennedy Lawrence T. JrDirector · 10% owner
GrantStock Options (Right to Buy) · Derivative 6,354 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0000905148-26-000070 · form4.xml · derivative · entry 2

Kennedy Lawrence T. Jr · CIK 0001830773 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,354

Underlying: Common Stock · 6,354 shares

Expires 2036-01-01

F4 · derivative.exercise_date: This option vests in four substantially equal installments on March 31, June 30, September 30 and December 31, 2026, generally subject to the Reporting Person's continued service with the Issuer.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:26 UTC
Kennedy Lawrence T. JrDirector · 10% owner
GrantRestricted Stock Units · Derivative 5,443 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-000070 · form4.xml · derivative · entry 1

Kennedy Lawrence T. Jr · CIK 0001830773 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,443

Underlying: Common Stock · 5,443 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock").

F2 · derivative.exercise_date: These RSUs vest in four substantially equal installments on March 31, June 30, September 30 and December 31, 2026, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F2 · derivative.expiration_date: These RSUs vest in four substantially equal installments on March 31, June 30, September 30 and December 31, 2026, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F3 · balance_after: Represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:25 UTC GrantStock Options (Right to Buy) · Derivative 6,354 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0000905148-26-000069 · form4.xml · derivative · entry 2

Kayyem Jon Faiz · CIK 0001366268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,354

Underlying: Common Stock · 6,354 shares

Expires 2036-01-01

F4 · derivative.exercise_date: This option vests in four substantially equal installments on March 31, June 30, September 30 and December 31, 2026, generally subject to the Reporting Person's continued service with the Issuer.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:25 UTC GrantRestricted Stock Units · Derivative 5,443 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-000069 · form4.xml · derivative · entry 1

Kayyem Jon Faiz · CIK 0001366268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,443

Underlying: Common Stock · 5,443 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock ("Common Stock").

F2 · derivative.exercise_date: These RSUs vest in four substantially equal installments on March 31, June 30, September 30 and December 31, 2026, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F2 · derivative.expiration_date: These RSUs vest in four substantially equal installments on March 31, June 30, September 30 and December 31, 2026, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F3 · balance_after: Represents deferred RSUs. The shares of Common Stock underlying these RSUs will be issued to the Reporting Person following the Reporting Person's separation from service with the Issuer.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:25 UTC
O'Kane KieranChief Commercial Officer
GrantStock Options (Right to Buy) · Derivative 27,000 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0000905148-26-000067 · form4.xml · derivative · entry 1

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2036-01-01

F1 · derivative.exercise_date: This option vests in a series of forty-eight successive, substantially equal monthly installments measured from January 2, 2026, generally subject to the Reporting Person's continued service through each applicable vesting date.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:25 UTC
Pestano Gary AnthonyChief Development Officer
GrantStock Options (Right to Buy) · Derivative 26,000 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0000905148-26-000068 · form4.xml · derivative · entry 1

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2036-01-01

F1 · derivative.exercise_date: This option vests in a series of forty-eight successive, substantially equal monthly installments measured from January 2, 2026, generally subject to the Reporting Person's continued service through each applicable vesting date.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:24 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
GrantStock Options (Right to Buy) · Derivative 29,000 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0000905148-26-000065 · form4.xml · derivative · entry 1

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Common Stock · 29,000 shares

Expires 2036-01-01

F1 · derivative.exercise_date: This option vests in a series of forty-eight successive, substantially equal monthly installments measured from January 2, 2026, generally subject to the Reporting Person's continued service through each applicable vesting date.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:24 UTC
Vazquez ChrisChief Accounting Officer
GrantStock Options (Right to Buy) · Derivative 12,000 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0000905148-26-000064 · form4.xml · derivative · entry 1

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2036-01-01

F1 · derivative.exercise_date: This option vests in a series of forty-eight successive equal monthly installments measured from January 2, 2026, generally subject to the Reporting Person's continued service through each applicable vesting date.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 16:53 UTC
Hutton ScottDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 611 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-003930 · form4.xml · derivative · entry 3

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 610

Underlying: Common Stock · 611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025 (the "Reverse Stock Split").

F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F1 · derivative.underlying_shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025 (the "Reverse Stock Split").

F1 · balance_after: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025 (the "Reverse Stock Split").

Read SEC document
November 10, 2025 Filed Nov 13, 2025 16:53 UTC
Hutton ScottDirector · President & CEO
SaleCommon Stock 189 $7.62 $1,440.18
Disclosure

SEC source: 0000905148-25-003930 · form4.xml · nonDerivative · entry 2

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,311

F4 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 16:53 UTC
Hutton ScottDirector · President & CEO
Exercise / conversionCommon Stock 611 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-25-003930 · form4.xml · nonDerivative · entry 1

Hutton Scott · CIK 0001697361 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025 (the "Reverse Stock Split").

F2 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · balance_after: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025 (the "Reverse Stock Split").

F3 · balance_after: Includes 448 shares of the Issuer's Common Stock, as adjusted for the Reverse Stock Split, purchased under the Issuer's Employee Stock Purchase Plan on September 2, 2025.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:54 UTC
Vazquez ChrisChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 31 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-003933 · form4.xml · derivative · entry 3

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29

Underlying: Common Stock · 31 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

F4 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F4 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F1 · derivative.underlying_shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

F1 · balance_after: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:54 UTC
Vazquez ChrisChief Accounting Officer
SaleCommon Stock 13 $7.62 $99.06
Disclosure

SEC source: 0000905148-25-003933 · form4.xml · nonDerivative · entry 2

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 936

F3 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:54 UTC
Vazquez ChrisChief Accounting Officer
Exercise / conversionCommon Stock 31 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-25-003933 · form4.xml · nonDerivative · entry 1

Vazquez Chris · CIK 0001980594 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

F2 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · balance_after: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:54 UTC
Pestano Gary AnthonyChief Development Officer
Exercise / conversionRestricted Stock Units · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-003932 · form4.xml · derivative · entry 3

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68

Underlying: Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

F4 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F4 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F1 · derivative.underlying_shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

F1 · balance_after: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:54 UTC
Pestano Gary AnthonyChief Development Officer
SaleCommon Stock 23 $7.62 $175.26
Disclosure

SEC source: 0000905148-25-003932 · form4.xml · nonDerivative · entry 2

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,939

F3 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:54 UTC
Pestano Gary AnthonyChief Development Officer
Exercise / conversionCommon Stock 69 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-25-003932 · form4.xml · nonDerivative · entry 1

Pestano Gary Anthony · CIK 0001827711 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

F2 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · balance_after: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:53 UTC
O'Kane KieranChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 75 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-003931 · form4.xml · derivative · entry 3

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73

Underlying: Common Stock · 75 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025 (the "Reverse Stock Split").

F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F1 · derivative.underlying_shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025 (the "Reverse Stock Split").

F1 · balance_after: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025 (the "Reverse Stock Split").

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:53 UTC
O'Kane KieranChief Commercial Officer
SaleCommon Stock 25 $7.62 $190.50
Disclosure

SEC source: 0000905148-25-003931 · form4.xml · nonDerivative · entry 2

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,362

F4 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:53 UTC
O'Kane KieranChief Commercial Officer
Exercise / conversionCommon Stock 75 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-25-003931 · form4.xml · nonDerivative · entry 1

O'Kane Kieran · CIK 0001828131 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025 (the "Reverse Stock Split").

F2 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · balance_after: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025 (the "Reverse Stock Split").

F3 · balance_after: Includes 309 shares of the Issuer's Common Stock, as adjusted for the Reverse Stock Split, purchased under the Issuer's Employee Stock Purchase Plan on September 2, 2025.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:53 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 158 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-003929 · form4.xml · derivative · entry 3

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157

Underlying: Common Stock · 158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025 (the "Reverse Stock Split").

F5 · derivative.exercise_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in a series of sixteen successive quarterly installments measured from February 8, 2022, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F1 · derivative.underlying_shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025 (the "Reverse Stock Split").

F1 · balance_after: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025 (the "Reverse Stock Split").

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:53 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
SaleCommon Stock 50 $7.62 $381.00
Disclosure

SEC source: 0000905148-25-003929 · form4.xml · nonDerivative · entry 2

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,147

F4 · kind: These shares of the Issuer's Common Stock were sold automatically to cover taxes upon the vesting of RSUs.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:53 UTC
Cowie Robin HarperCFO, Sec'y & Treasurer
Exercise / conversionCommon Stock 158 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-25-003929 · form4.xml · nonDerivative · entry 1

Cowie Robin Harper · CIK 0001827690 · CFO, Sec'y & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025 (the "Reverse Stock Split").

F2 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · balance_after: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025 (the "Reverse Stock Split").

F3 · balance_after: Includes 500 shares of the Issuer's Common Stock, as adjusted for the Reverse Stock Split, purchased under the Issuer's Employee Stock Purchase Plan on September 2, 2025.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:04 UTC
PATIENCE JOHNDirector · Chairman
Exercise / conversionRestricted Stock Units · Derivative 1,144 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-003485 · form4.xml · derivative · entry 5

PATIENCE JOHN · CIK 0001021413 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,143

Underlying: Common Stock · 1,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

F5 · derivative.exercise_date: These RSUs vest in three substantially equal installments on June 30, September 30 and December 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F5 · derivative.expiration_date: These RSUs vest in three substantially equal installments on June 30, September 30 and December 31, 2025, generally subject to the Reporting Person's continued service with the Issuer, and have no expiration date.

F1 · derivative.underlying_shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

F1 · balance_after: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:04 UTC
PATIENCE JOHNDirector · Chairman
Exercise / conversionCommon Stock 1,144 Not disclosed Not disclosed
Disclosure

SEC source: 0000905148-25-003485 · form4.xml · nonDerivative · entry 1

PATIENCE JOHN · CIK 0001021413 · Director · Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

F2 · price: Each restricted stock unit (the "RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · balance_after: These numbers have been adjusted to reflect the one-for-twenty reverse stock split effective September 15, 2025.

Read SEC document
September 19, 2025 Filed Sep 23, 2025 13:29 UTC
SCHULER JACK WDirector · 10% owner
PurchaseCommon Stock 142,045 $7.04 $999,996.80
Disclosure

SEC source: 0000905148-25-003392 · form4.xml · nonDerivative · entry 1

SCHULER JACK W · CIK 0001021412 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jack W. Schuler Living Trust

Disclosed balance after: 1,380,745

F1 · ownership.nature: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 14:31 UTC
SCHULER JACK WDirector · 10% owner
PurchaseCommon Stock 3,056 $6.17 $18,853.99
Disclosure

SEC source: 0000905148-25-003371 · form4.xml · nonDerivative · entry 2

SCHULER JACK W · CIK 0001021412 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jack W. Schuler Living Trust

Disclosed balance after: 1,238,700

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.125 to $6.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.