Last 12 months
Inside the activity.
0 purchase rows · 49 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 13 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 11 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 11 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 14 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 23, 2020 Filed Nov 26, 2020 01:31 UTC |
Kalowski LeePresident and CFO
|
Exercise / conversionOrdinary Shares | 17,189 | $1.56 | $26,814.84 |
DisclosureSEC source: 0001209191-20-060598 · doc4.xml · nonDerivative · entry 1 Kalowski Lee · CIK 0001618273 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan. F2 · price: This exercise price is in US Dollars and reflects the conversion of GBP to USD at an exchange rate of $1.33651 to GBP 1.00 as of November 23, 2020. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 20:53 UTC |
Smethurst DominicChief Medical Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $18.55 | $0.00 |
DisclosureSEC source: 0001209191-20-048252 · doc4.xml · derivative · entry 1 Smethurst Dominic · CIK 0001820549 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Ordinary Shares · 120,000 shares Expires 2030-08-21 F1 · derivative.exercise_date: This option shall vest one-fourth (1/4) of the total number of shares under option on August 10, 2021 and the remaining shares in 36 equal monthly installments at the end of each calendar month thereafter. Read SEC document |
| July 15, 2020 Filed Sep 18, 2020 16:04 UTC |
GSK plc10% owner
|
SaleCommon Stock | 78 | $19.25 | $1,501.50 |
DisclosureSEC source: 0001387131-20-008376 · bcyc-form4_071420.xml · nonDerivative · entry 3 GLAXOSMITHKLINE PLC · CIK 0001131399 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,910,531 F1 · ownership.nature: The shares reported herein are held of record by S.R. One, Limited, an indirect, wholly-owned subsidiary of GlaxoSmithKline plc (the "Reporting Person"). Read SEC document |
| July 15, 2020 Filed Sep 18, 2020 16:04 UTC |
GSK plc10% owner
|
SaleCommon Stock | 3,069 | $19.40 | $59,543.51 |
DisclosureSEC source: 0001387131-20-008376 · bcyc-form4_071420.xml · nonDerivative · entry 2 GLAXOSMITHKLINE PLC · CIK 0001131399 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,910,609 F1 · ownership.nature: The shares reported herein are held of record by S.R. One, Limited, an indirect, wholly-owned subsidiary of GlaxoSmithKline plc (the "Reporting Person"). Read SEC document |
| July 14, 2020 Filed Sep 18, 2020 16:04 UTC |
GSK plc10% owner
|
SaleCommon Stock | 1,597 | $19.27 | $30,780.58 |
DisclosureSEC source: 0001387131-20-008376 · bcyc-form4_071420.xml · nonDerivative · entry 1 GLAXOSMITHKLINE PLC · CIK 0001131399 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,913,678 F1 · ownership.nature: The shares reported herein are held of record by S.R. One, Limited, an indirect, wholly-owned subsidiary of GlaxoSmithKline plc (the "Reporting Person"). Read SEC document |
| April 14, 2020 Filed Apr 16, 2020 20:09 UTC |
Winter Gregory PaulDirector
|
Exercise / conversionSeries A Preferred Shares Warrant · Derivative | 71,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024640 · doc4.xml · derivative · entry 2 Winter Gregory Paul · CIK 0001777021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,450 Underlying: Ordinary Shares · 71,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Warrants to purchase Series A Preferred Shares had an exercise price of a nominal value per Series A Preferred Share, and, following Bicycle Therapeutics plc's initial public offering, became exercisable for ordinary shares. The Warrants are immediately exercisable and expire on May 26, 2027. F1 · derivative.exercise_date: The Warrants to purchase Series A Preferred Shares had an exercise price of a nominal value per Series A Preferred Share, and, following Bicycle Therapeutics plc's initial public offering, became exercisable for ordinary shares. The Warrants are immediately exercisable and expire on May 26, 2027. F1 · derivative.expiration_date: The Warrants to purchase Series A Preferred Shares had an exercise price of a nominal value per Series A Preferred Share, and, following Bicycle Therapeutics plc's initial public offering, became exercisable for ordinary shares. The Warrants are immediately exercisable and expire on May 26, 2027. Read SEC document |
| April 14, 2020 Filed Apr 16, 2020 20:09 UTC |
Winter Gregory PaulDirector
|
Exercise / conversionOrdinary Shares | 71,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-024640 · doc4.xml · nonDerivative · entry 1 Winter Gregory Paul · CIK 0001777021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Warrants to purchase Series A Preferred Shares had an exercise price of a nominal value per Series A Preferred Share, and, following Bicycle Therapeutics plc's initial public offering, became exercisable for ordinary shares. The Warrants are immediately exercisable and expire on May 26, 2027. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:42 UTC |
Crockett NigelChief Business Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 44,757 | $0.00 Strike: $15.36 | $0.00 |
DisclosureSEC source: 0001209191-20-012510 · doc4.xml · derivative · entry 1 Crockett Nigel · CIK 0001788580 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,757 Underlying: Common Stock · 44,757 shares Expires 2030-02-21 F1 · derivative.exercise_date: This option shall vest one-fourth (1/4) of the total number of shares under option on February 21, 2021 and the remaining shares in 36 equal monthly installments at the end of each calendar month thereafter. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 16:53 UTC |
Bourque JaniceDirector
|
GrantStock Option (right to buy) · Derivative | 8,202 | $0.00 Strike: $9.82 | $0.00 |
DisclosureSEC source: 0001209191-20-001921 · doc4.xml · derivative · entry 2 Bourque Janice · CIK 0001783330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,202 Underlying: Ordinary Shares · 8,202 shares Expires 2030-01-02 F1 · derivative.exercise_date: This option shall vest in 36 equal monthly installments at the end of each calendar month following July 18, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 16:53 UTC |
Bourque JaniceDirector
|
GrantStock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $9.82 | $0.00 |
DisclosureSEC source: 0001209191-20-001921 · doc4.xml · derivative · entry 1 Bourque Janice · CIK 0001783330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Ordinary Shares · 16,000 shares Expires 2030-01-02 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:08 UTC |
Lee KevinDirector · Chief Executive Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 210,000 | $0.00 Strike: $9.82 | $0.00 |
DisclosureSEC source: 0001209191-20-001990 · doc4.xml · derivative · entry 1 Lee Kevin · CIK 0001776938 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,000 Underlying: Ordinary Shares · 210,000 shares Expires 2030-01-02 F1 · derivative.exercise_date: This option shall vest one-fourth (1/4) of the total number of shares under option on January 2, 2021 and the remaining shares in 36 equal monthly installments at the end of each calendar month therafter. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 16:59 UTC |
Keen NicholasChief Scientific Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $9.82 | $0.00 |
DisclosureSEC source: 0001209191-20-001944 · doc4.xml · derivative · entry 1 Keen Nicholas · CIK 0001776881 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Ordinary Shares · 60,000 shares Expires 2030-01-02 F1 · derivative.exercise_date: This option shall vest one-fourth (1/4) of the total number of shares under option on January 2, 2021 and the remaining shares in 36 equal monthly installments at the end of each calendar month therafter. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:02 UTC |
Kalowski LeePresident and CFO
|
GrantEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $9.82 | $0.00 |
DisclosureSEC source: 0001209191-20-001967 · doc4.xml · derivative · entry 1 Kalowski Lee · CIK 0001618273 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Ordinary Shares · 60,000 shares Expires 2030-01-02 F1 · derivative.exercise_date: This option shall vest one-fourth (1/4) of the total number of shares under option on January 2, 2021 and the remaining shares in 36 equal monthly installments at the end of each calendar month therafter. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 16:51 UTC |
BINGHAM KATEDirector
|
GrantStock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $9.82 | $0.00 |
DisclosureSEC source: 0001209191-20-001917 · doc4.xml · derivative · entry 1 BINGHAM KATE · CIK 0001185040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Ordinary Shares · 16,000 shares Expires 2030-01-02 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 16:56 UTC |
Jordan Veronica GHDirector
|
GrantStock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $9.82 | $0.00 |
DisclosureSEC source: 0001209191-20-001930 · doc4.xml · derivative · entry 1 Jordan Veronica GH · CIK 0001381123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Ordinary Shares · 16,000 shares Expires 2030-01-02 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:12 UTC |
Kender Richard NDirector
|
GrantStock Option (right to buy) · Derivative | 8,202 | $0.00 Strike: $9.82 | $0.00 |
DisclosureSEC source: 0001209191-20-002011 · doc4.xml · derivative · entry 2 Kender Richard N · CIK 0001381205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,202 Underlying: Ordinary Shares · 8,202 shares Expires 2030-01-02 F1 · derivative.exercise_date: This option shall vest in 36 equal monthly installments at the end of each calendar month following July 18, 2019. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:12 UTC |
Kender Richard NDirector
|
GrantStock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $9.82 | $0.00 |
DisclosureSEC source: 0001209191-20-002011 · doc4.xml · derivative · entry 1 Kender Richard N · CIK 0001381205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Ordinary Shares · 16,000 shares Expires 2030-01-02 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:16 UTC |
Legault PierreDirector
|
GrantStock Option (right to buy) · Derivative | 32,000 | $0.00 Strike: $9.82 | $0.00 |
DisclosureSEC source: 0001209191-20-002019 · doc4.xml · derivative · entry 1 Legault Pierre · CIK 0001391045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Ordinary Shares · 32,000 shares Expires 2030-01-02 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:55 UTC |
Crockett NigelChief Business Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $9.82 | $0.00 |
DisclosureSEC source: 0001209191-20-001925 · doc4.xml · derivative · entry 1 Crockett Nigel · CIK 0001788580 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Ordinary Shares · 60,000 shares Expires 2030-01-02 F1 · derivative.exercise_date: This option shall vest one-fourth (1/4) of the total number of shares under option on January 2, 2021 and the remaining shares in 36 equal monthly installments at the end of each calendar month therafter. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:06 UTC |
Skynner MichaelChief Operating Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $9.82 | $0.00 |
DisclosureSEC source: 0001209191-20-001981 · doc4.xml · derivative · entry 1 Skynner Michael · CIK 0001776582 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Ordinary Shares · 60,000 shares Expires 2030-01-02 F1 · derivative.exercise_date: This option shall vest one-fourth (1/4) of the total number of shares under option on January 2, 2021 and the remaining shares in 36 equal monthly installments at the end of each calendar month therafter. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:11 UTC |
Winter Gregory PaulDirector
|
GrantStock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $9.82 | $0.00 |
DisclosureSEC source: 0001209191-20-002003 · doc4.xml · derivative · entry 1 Winter Gregory Paul · CIK 0001777021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Ordinary Shares · 16,000 shares Expires 2030-01-02 Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 18:04 UTC |
Jordan Veronica GHDirector
|
GrantStock Option (right to buy) · Derivative | 32,000 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001209191-19-061400 · doc4.xml · derivative · entry 1 Jordan Veronica GH · CIK 0001381123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Ordinary Shares · 32,000 shares Expires 2029-12-17 F1 · derivative.exercise_date: The shares underlying this option shall vest in 36 equal monthly installments at the end of each calendar month, commencing on October 23, 2019. Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 16:36 UTC |
Bourque JaniceDirector
|
GrantStock Option (Right to Buy) · Derivative | 23,798 | $0.00 Strike: $11.66 | $0.00 |
DisclosureSEC source: 0001209191-19-051098 · doc4.xml · derivative · entry 1 Bourque Janice · CIK 0001783330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,798 Underlying: Ordinary Shares · 23,798 shares Expires 2029-09-26 F1 · derivative.exercise_date: The shares underlying this option shall vest in 36 equal monthly installments commencing on July 18, 2019. Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 16:38 UTC |
Kender Richard NDirector
|
GrantStock Option (Right to Buy) · Derivative | 23,798 | $0.00 Strike: $11.66 | $0.00 |
DisclosureSEC source: 0001209191-19-051101 · doc4.xml · derivative · entry 1 Kender Richard N · CIK 0001381205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,798 Underlying: Ordinary Shares · 23,798 shares Expires 2029-09-26 F1 · derivative.exercise_date: The shares underlying this option shall vest in 36 equal monthly installments commencing on July 18, 2019. Read SEC document |
| September 26, 2019 Filed Sep 30, 2019 20:37 UTC |
Crockett NigelChief Business Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 152,174 | $0.00 Strike: $11.66 | $0.00 |
DisclosureSEC source: 0001209191-19-051100 · doc4.xml · derivative · entry 1 Crockett Nigel · CIK 0001788580 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,174 Underlying: Ordinary Shares · 152,174 shares Expires 2029-09-26 F1 · derivative.exercise_date: 25% of the shares underlying this option shall vest on September 26, 2020, and the remaining shall vest in 36 equal monthly installments. Read SEC document |
| September 26, 2019 Filed Jan 6, 2020 21:50 UTC Amendment |
Crockett NigelChief Business Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 107,417 | $0.00 Strike: $11.66 | $0.00 |
DisclosureSEC source: 0001209191-20-001912 · doc4a.xml · derivative · entry 1 Crockett Nigel · CIK 0001788580 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,417 Underlying: Ordinary Shares · 107,417 shares Expires 2029-09-26 F1 · shares: The number of options granted on September 26, 2019 was incorrectly listed as 152,174 on the original Form 4. This amendment is being filed to correct the inadvertent error. F2 · derivative.exercise_date: 25% of the shares underlying this option shall vest on September 26, 2020, and the remaining shall vest in 36 equal monthly installments. F1 · derivative.underlying_shares: The number of options granted on September 26, 2019 was incorrectly listed as 152,174 on the original Form 4. This amendment is being filed to correct the inadvertent error. F1 · balance_after: The number of options granted on September 26, 2019 was incorrectly listed as 152,174 on the original Form 4. This amendment is being filed to correct the inadvertent error. Read SEC document |
| June 28, 2019 Filed Apr 27, 2020 16:44 UTC Amendment |
Keen NicholasChief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 177,404 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025811 · doc4a.xml · derivative · entry 1 Keen Nicholas · CIK 0001776881 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,404 Underlying: Ordinary Shares · 177,404 shares Expires 2029-06-28 F1 · date: The original Form 4 inadvertently listed the incorrect date of earliest transaction, transaction date and expiration date. This Form 4 amendment is being filed to accurately reflect the appropriates dates. F2 · derivative.exercise_date: This option shall vest in 36 equal monthly installments at the end of each calendar month following the date of the grant. F1 · derivative.expiration_date: The original Form 4 inadvertently listed the incorrect date of earliest transaction, transaction date and expiration date. This Form 4 amendment is being filed to accurately reflect the appropriates dates. Read SEC document |
| June 28, 2019 Filed Apr 27, 2020 20:48 UTC Amendment |
Lee KevinDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 506,252 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025816 · doc4a.xml · derivative · entry 1 Lee Kevin · CIK 0001776938 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,252 Underlying: Ordinary Shares · 506,252 shares Expires 2029-06-28 F1 · date: The original Form 4 inadvertently listed the incorrect date of earliest transaction, transaction date and expiration date. This Form 4 amendment is being filed to accurately reflect the appropriates dates. F2 · derivative.exercise_date: This option shall vest in 36 equal monthly installments at the end of each calendar month following the date of the grant. F1 · derivative.expiration_date: The original Form 4 inadvertently listed the incorrect date of earliest transaction, transaction date and expiration date. This Form 4 amendment is being filed to accurately reflect the appropriates dates. Read SEC document |
| June 28, 2019 Filed Apr 27, 2020 20:45 UTC Amendment |
Kalowski LeePresident and CFO
|
GrantStock Option (Right to Buy) · Derivative | 283,414 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025812 · doc4a.xml · derivative · entry 1 Kalowski Lee · CIK 0001618273 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,414 Underlying: Ordinary Shares · 283,414 shares Expires 2029-06-28 F1 · date: The original Form 4 inadvertently listed the incorrect date of earliest transaction, transaction date and expiration date. This Form 4 amendment is being filed to accurately reflect the appropriates dates. F2 · derivative.exercise_date: This option shall vest in 36 equal monthly installments at the end of each calendar month following the date of the grant. F1 · derivative.expiration_date: The original Form 4 inadvertently listed the incorrect date of earliest transaction, transaction date and expiration date. This Form 4 amendment is being filed to accurately reflect the appropriates dates. Read SEC document |
| June 28, 2019 Filed Apr 27, 2020 16:49 UTC Amendment |
Legault PierreDirector
|
GrantStock Option (Right to Buy) · Derivative | 116,827 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025817 · doc4a.xml · derivative · entry 1 Legault Pierre · CIK 0001391045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,827 Underlying: Ordinary Shares · 116,827 shares Expires 2029-06-28 F1 · date: The original Form 4 inadvertently listed the incorrect date of earliest transaction, transaction date and expiration date. This Form 4 amendment is being filed to accurately reflect the appropriates dates. F2 · derivative.exercise_date: This option shall vest in 36 equal monthly installments at the end of each calendar month following the date of the grant. F1 · derivative.expiration_date: The original Form 4 inadvertently listed the incorrect date of earliest transaction, transaction date and expiration date. This Form 4 amendment is being filed to accurately reflect the appropriates dates. Read SEC document |
| June 28, 2019 Filed Apr 27, 2020 20:47 UTC Amendment |
Skynner MichaelChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 183,895 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025813 · doc4a.xml · derivative · entry 1 Skynner Michael · CIK 0001776582 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,895 Underlying: Ordinary Shares · 183,895 shares Expires 2029-06-28 F1 · date: The original Form 4 inadvertently listed the incorrect date of earliest transaction, transaction date and expiration date. This Form 4 amendment is being filed to accurately reflect the appropriates dates. F2 · derivative.exercise_date: This option shall vest in 36 equal monthly installments at the end of each calendar month following the date of the grant. F1 · derivative.expiration_date: The original Form 4 inadvertently listed the incorrect date of earliest transaction, transaction date and expiration date. This Form 4 amendment is being filed to accurately reflect the appropriates dates. Read SEC document |
| May 29, 2019 Filed May 31, 2019 21:12 UTC | PurchaseOrdinary Shares | 314,286 | $14.00 | $4,400,004.00 |
DisclosureSEC source: 0001104659-19-033169 · a4.xml · nonDerivative · entry 4 Cambridge Innovation Capital (Jersey) Ltd · CIK 0001776911 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,751,437 Read SEC document |
|
| May 28, 2019 Filed May 31, 2019 01:27 UTC |
Novartis Bioventures Ltd10% owner
NOVARTIS AG10% owner
|
ConversionSeries B1 Preferred Shares · Derivative | 636,366 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-032920 · a4.xml · derivative · entry 7 Novartis Bioventures Ltd · CIK 0001297709 · 10% owner NOVARTIS AG · CIK 0001114448 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 636,366 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · price: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| May 28, 2019 Filed May 31, 2019 01:27 UTC |
Novartis Bioventures Ltd10% owner
NOVARTIS AG10% owner
|
OtherSeries A Preferred Shares Warrants · Derivative | 71,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-032920 · a4.xml · derivative · entry 6 Novartis Bioventures Ltd · CIK 0001297709 · 10% owner NOVARTIS AG · CIK 0001114448 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 71,450 shares Expires not disclosed F2 · security: Upon conversion of all of the Series B1 Preferred Shares into Ordinary Shares in connection with the Issuer's initial public offering, the Warrants became exercisable for Ordinary Shares. The Warrants had an exercise price of a nominal value per share and were exercised immediately prior to completion of the Issuer's initial public offering. F1 · derivative.exercise_price: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · price: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.underlying: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| May 28, 2019 Filed May 31, 2019 01:27 UTC |
Novartis Bioventures Ltd10% owner
NOVARTIS AG10% owner
|
ConversionSeries A Preferred Shares · Derivative | 893,195 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-032920 · a4.xml · derivative · entry 5 Novartis Bioventures Ltd · CIK 0001297709 · 10% owner NOVARTIS AG · CIK 0001114448 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 893,195 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · price: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| May 28, 2019 Filed May 31, 2019 01:27 UTC |
Novartis Bioventures Ltd10% owner
NOVARTIS AG10% owner
|
PurchaseOrdinary Shares | 168,630 | $14.00 | $2,360,820.00 |
DisclosureSEC source: 0001104659-19-032920 · a4.xml · nonDerivative · entry 4 Novartis Bioventures Ltd · CIK 0001297709 · 10% owner NOVARTIS AG · CIK 0001114448 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,769,641 Read SEC document |
| May 28, 2019 Filed May 31, 2019 01:27 UTC |
Novartis Bioventures Ltd10% owner
NOVARTIS AG10% owner
|
ConversionOrdinary Shares | 636,366 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-032920 · a4.xml · nonDerivative · entry 3 Novartis Bioventures Ltd · CIK 0001297709 · 10% owner NOVARTIS AG · CIK 0001114448 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,601,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| May 28, 2019 Filed May 31, 2019 01:27 UTC |
Novartis Bioventures Ltd10% owner
NOVARTIS AG10% owner
|
OtherOrdinary Shares | 71,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-032920 · a4.xml · nonDerivative · entry 2 Novartis Bioventures Ltd · CIK 0001297709 · 10% owner NOVARTIS AG · CIK 0001114448 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964,645 F1 · price: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| May 28, 2019 Filed May 31, 2019 01:27 UTC |
Novartis Bioventures Ltd10% owner
NOVARTIS AG10% owner
|
ConversionOrdinary Shares | 893,195 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-032920 · a4.xml · nonDerivative · entry 1 Novartis Bioventures Ltd · CIK 0001297709 · 10% owner NOVARTIS AG · CIK 0001114448 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 893,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| May 28, 2019 Filed May 30, 2019 21:47 UTC |
GSK plcDirector · 10% owner
|
ConversionSeries B1 Preferred Shares · Derivative | 445,323 | $0.00 | $0.00 |
DisclosureSEC source: 0000903423-19-000235 · glaxo.xml · derivative · entry 5 GLAXOSMITHKLINE PLC · CIK 0001131399 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Ordinary Shares · 636,366 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series A Preferred Shares and the Series B1 Preferred Shares were converted into 1.429 shares of ordinary shares upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Shares and the Series B1 Preferred Shares were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Series A Preferred Shares and the Series B1 Preferred Shares were converted into 1.429 shares of ordinary shares upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Shares and the Series B1 Preferred Shares were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Series A Preferred Shares and the Series B1 Preferred Shares were converted into 1.429 shares of ordinary shares upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Shares and the Series B1 Preferred Shares were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F3 · ownership.nature: The shares reported herein are held of record by S.R. One, Limited, an indirect,wholly-owned subsidiary of GlaxoSmithKline plc (the "Reporting Person"). Read SEC document |
| May 28, 2019 Filed May 30, 2019 21:47 UTC |
GSK plcDirector · 10% owner
|
ConversionSeries A Preferred Shares · Derivative | 625,049 | $0.00 | $0.00 |
DisclosureSEC source: 0000903423-19-000235 · glaxo.xml · derivative · entry 4 GLAXOSMITHKLINE PLC · CIK 0001131399 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Ordinary Shares · 893,195 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series A Preferred Shares and the Series B1 Preferred Shares were converted into 1.429 shares of ordinary shares upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Shares and the Series B1 Preferred Shares were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Series A Preferred Shares and the Series B1 Preferred Shares were converted into 1.429 shares of ordinary shares upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Shares and the Series B1 Preferred Shares were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Series A Preferred Shares and the Series B1 Preferred Shares were converted into 1.429 shares of ordinary shares upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Shares and the Series B1 Preferred Shares were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F3 · ownership.nature: The shares reported herein are held of record by S.R. One, Limited, an indirect,wholly-owned subsidiary of GlaxoSmithKline plc (the "Reporting Person"). Read SEC document |
| May 28, 2019 Filed May 30, 2019 21:47 UTC |
GSK plcDirector · 10% owner
|
PurchaseOrdinary Shares | 385,714 | $14.00 | $5,399,996.00 |
DisclosureSEC source: 0000903423-19-000235 · glaxo.xml · nonDerivative · entry 3 GLAXOSMITHKLINE PLC · CIK 0001131399 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,915,275 F1 · shares: S.R. One, Limited acquired 385,714 Common Stock of Bicycle Therapeutics Limited (the "Issuer") in connection with the Issuer's initial public offering. F3 · ownership.nature: The shares reported herein are held of record by S.R. One, Limited, an indirect,wholly-owned subsidiary of GlaxoSmithKline plc (the "Reporting Person"). Read SEC document |
| May 28, 2019 Filed May 30, 2019 21:47 UTC |
GSK plcDirector · 10% owner
|
ConversionOrdinary Shares | 636,366 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000903423-19-000235 · glaxo.xml · nonDerivative · entry 2 GLAXOSMITHKLINE PLC · CIK 0001131399 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,529,561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Series A Preferred Shares and the Series B1 Preferred Shares were converted into 1.429 shares of ordinary shares upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Shares and the Series B1 Preferred Shares were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F3 · ownership.nature: The shares reported herein are held of record by S.R. One, Limited, an indirect,wholly-owned subsidiary of GlaxoSmithKline plc (the "Reporting Person"). Read SEC document |
| May 28, 2019 Filed May 30, 2019 21:47 UTC |
GSK plcDirector · 10% owner
|
ConversionOrdinary Shares | 893,195 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000903423-19-000235 · glaxo.xml · nonDerivative · entry 1 GLAXOSMITHKLINE PLC · CIK 0001131399 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 893,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Series A Preferred Shares and the Series B1 Preferred Shares were converted into 1.429 shares of ordinary shares upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Shares and the Series B1 Preferred Shares were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date. F3 · ownership.nature: The shares reported herein are held of record by S.R. One, Limited, an indirect,wholly-owned subsidiary of GlaxoSmithKline plc (the "Reporting Person"). Read SEC document |
| May 28, 2019 Filed May 30, 2019 21:24 UTC |
Keen NicholasChief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 177,404 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001104659-19-032907 · a4.xml · derivative · entry 1 Keen Nicholas · CIK 0001776881 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,404 Underlying: Ordinary Shares · 177,404 shares Expires 2029-05-28 F1 · derivative.exercise_date: This option shall vest in 36 equal monthly installments at the end of each calendar month following the date of the grant. Read SEC document |
| May 28, 2019 Filed May 31, 2019 01:25 UTC |
Lee KevinDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 506,252 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001104659-19-032912 · a4.xml · derivative · entry 1 Lee Kevin · CIK 0001776938 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,252 Underlying: Ordinary Shares · 506,252 shares Expires 2029-05-28 F1 · derivative.exercise_date: This option shall vest in 36 equal monthly installments at the end of each calendar month following the date of the grant. Read SEC document |
| May 28, 2019 Filed May 31, 2019 01:24 UTC |
Kalowski LeePresident and CFO
|
GrantStock Option (Right to Buy) · Derivative | 283,414 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001104659-19-032910 · a4.xml · derivative · entry 1 Kalowski Lee · CIK 0001618273 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,414 Underlying: Ordinary Shares · 283,414 shares Expires 2029-05-28 F1 · derivative.exercise_date: This option shall vest in 36 equal monthly installments at the end of each calendar month following the date of the grant. Read SEC document |
| May 28, 2019 Filed May 30, 2019 21:26 UTC |
SVLSF V, LLC10% owner
SV LIFE SCIENCES FUND V LP10% owner
SV Life Sciences Fund V (GP), LP10% owner
|
ConversionSeries B1 Preferred Shares · Derivative | 13,169 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-032917 · a4.xml · derivative · entry 10 SVLSF V, LLC · CIK 0001644160 · 10% owner SV LIFE SCIENCES FUND V LP · CIK 0001460732 · 10% owner SV Life Sciences Fund V (GP), LP · CIK 0001644146 · 10% owner SV Life Sciences Fund V Strategic Partners, L.P. · CIK 0001482194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SV Life Sciences Fund V Strategic Partners. L.P. Disclosed balance after: 0 Underlying: Ordinary Shares · 13,169 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · price: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F3 · ownership.nature: These shares are owned directly by SV Life Sciences Fund V Strategic Partners, L.P. ("SVLS V SPP"). SVLS V GP is the general partner of SVLS V SPP. The general partner of SVLS V GP is SVLSF V, LLC. Kate Bingham, Eugene D. Hill, III and Michael J. Ross are members of the investment committee of SVLSF V, LLC. SVLS V GP, SVLSF V, LLC and each of the individuals comprising the SVLSF V, LLC investment committee may be deemed to share voting, dispositive and investment power over the shares held of record by SVLS V SPP. Each of SVLS V GP, SVLSF V, LLC and the individual members of the SVLSF V, LLC investment committee disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or any other purpose, except to the extent of their pecuniary interest therein Read SEC document |
| May 28, 2019 Filed May 30, 2019 21:26 UTC |
SVLSF V, LLC10% owner
SV LIFE SCIENCES FUND V LP10% owner
SV Life Sciences Fund V (GP), LP10% owner
|
ConversionSeries A Preferred Shares · Derivative | 18,485 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-032917 · a4.xml · derivative · entry 9 SVLSF V, LLC · CIK 0001644160 · 10% owner SV LIFE SCIENCES FUND V LP · CIK 0001460732 · 10% owner SV Life Sciences Fund V (GP), LP · CIK 0001644146 · 10% owner SV Life Sciences Fund V Strategic Partners, L.P. · CIK 0001482194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SV Life Sciences Fund V Strategic Partners. L.P. Disclosed balance after: 0 Underlying: Ordinary Shares · 18,485 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · price: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F3 · ownership.nature: These shares are owned directly by SV Life Sciences Fund V Strategic Partners, L.P. ("SVLS V SPP"). SVLS V GP is the general partner of SVLS V SPP. The general partner of SVLS V GP is SVLSF V, LLC. Kate Bingham, Eugene D. Hill, III and Michael J. Ross are members of the investment committee of SVLSF V, LLC. SVLS V GP, SVLSF V, LLC and each of the individuals comprising the SVLSF V, LLC investment committee may be deemed to share voting, dispositive and investment power over the shares held of record by SVLS V SPP. Each of SVLS V GP, SVLSF V, LLC and the individual members of the SVLSF V, LLC investment committee disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or any other purpose, except to the extent of their pecuniary interest therein Read SEC document |
| May 28, 2019 Filed May 30, 2019 21:26 UTC |
SVLSF V, LLC10% owner
SV LIFE SCIENCES FUND V LP10% owner
SV Life Sciences Fund V (GP), LP10% owner
|
ConversionSeries B1 Preferred Shares · Derivative | 623,196 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-032917 · a4.xml · derivative · entry 8 SVLSF V, LLC · CIK 0001644160 · 10% owner SV LIFE SCIENCES FUND V LP · CIK 0001460732 · 10% owner SV Life Sciences Fund V (GP), LP · CIK 0001644146 · 10% owner SV Life Sciences Fund V Strategic Partners, L.P. · CIK 0001482194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SV Life Sciences Fund V, L.P. Disclosed balance after: 0 Underlying: Ordinary Shares · 623,196 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · price: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.underlying: Each Series A and B1 Preferred Share automatically converted into Ordinary Shares on a one-for-1.429 basis upon the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: These shares are owned directly by SV Life Sciences Fund V, L.P. ("SVLS V LP"). SV Life Sciences Fund V (GP), LP ("SVLS V GP") is the general partner of SVLS V LP. The general partner of SVLS V GP is SVLSF V, LLC. Kate Bingham, Eugene D. Hill, III and Michael J. Ross are members of the investment committee of SVLSF V, LLC. SVLS V GP, SVLSF V, LLC and each of the individuals comprising the SVLSF V, LLC investment committee may be deemed to share voting, dispositive and investment power over the shares held of record by SVLS V LP. Each of SVLS V GP, SVLSF V, LLC and the individual members of the SVLSF V, LLC investment committee disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or any other purpose, except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.