Tapewire

Nasdaq · USD

BCRX

BIOCRYST PHARMACEUTICALS INC

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Tapewire entity
315
SEC CIK
0000882796
Parsed reports
483

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2023 Filed Dec 1, 2023 21:42 UTC GrantCommon Stock 956 $5.88 $5,621.28
Disclosure

SEC source: 0001127602-23-028609 · form4.xml · nonDerivative · entry 1

MILANO VINCENT · CIK 0001187159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,998

F1 · shares: Shares of Common Stock issued to the reporting person in lieu of 50% of the quarterly cash Board Member retainer of $11,250.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 21:40 UTC GrantCommon Stock 956 $5.88 $5,621.28
Disclosure

SEC source: 0001127602-23-028607 · form4.xml · nonDerivative · entry 1

HEGGIE THERESA · CIK 0001760020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,861

F1 · shares: Shares of Common Stock issued to the reporting person in lieu of 50% of the quarterly cash Board Member retainer of $11,250.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:43 UTC GrantCommon Stock 791 $7.11 $5,624.01
Disclosure

SEC source: 0001127602-23-023695 · form4.xml · nonDerivative · entry 1

MILANO VINCENT · CIK 0001187159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,042

F1 · shares: Shares of Common Stock issued to the reporting person in lieu of 50% of the quarterly cash Board Member retainer of $11,250.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:41 UTC GrantCommon Stock 791 $7.11 $5,624.01
Disclosure

SEC source: 0001127602-23-023693 · form4.xml · nonDerivative · entry 1

HEGGIE THERESA · CIK 0001760020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,905

F1 · shares: Shares of Common Stock issued to the reporting person in lieu of 50% of the quarterly cash Board Member retainer of $11,250.

Read SEC document
June 15, 2023 Filed Jun 15, 2023 20:37 UTC SaleCommon Stock 4,000 $7.98 $31,920.00
Disclosure

SEC source: 0001127602-23-018783 · form4.xml · nonDerivative · entry 2

SANDERS MACHELLE · CIK 0001718020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,611

Read SEC document
June 14, 2023 Filed Jun 15, 2023 20:33 UTC SaleCommon Stock 12,866 $8.04 $103,442.64
Disclosure

SEC source: 0001127602-23-018775 · form4.xml · nonDerivative · entry 2

Hutson Nancy J · CIK 0001379222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,818

F2 · price: The price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $7.89 to $8.12. The reporting person will provide to the issuer, or any security holder of the issuer, or the SEC staff upon request, full information regarding the number of shares purchased at each price within the range set forth in the footnote.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:50 UTC
Stonehouse Jon PDirector · President & CEO
GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001171843-23-003946 · ownership.xml · nonDerivative · entry 1

Stonehouse Jon P · CIK 0001385496 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,014,794

F1 · kind: This transaction reflects a gift by the reporting person of shares of the issuer's common stock to a charitable donor advised fund.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:43 UTC
LEVIN ALAN GDirector
GrantAutomatic Stock Option Grant · Derivative 39,072 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0001127602-23-018793 · form4.xml · derivative · entry 2

LEVIN ALAN G · CIK 0001174452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,072

Underlying: Common Stock · 39,072 shares

Expires 2033-06-13

F2 · security: Automatic non-employee director grant of stock options pursuant to the Director Compensation Policy.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:43 UTC
LEVIN ALAN GDirector
GrantCommon Stock 16,745 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-018793 · form4.xml · nonDerivative · entry 1

LEVIN ALAN G · CIK 0001174452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,090

F1 · shares: Automatic non-employee director grant of Restricted Stock Units pursuant to the BioCryst Pharmaceuticals, Inc. Non-Employee Director Compensation Policy (the "Director Compensation Policy"), which will vest on the first anniversary of the date of grant.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:42 UTC GrantAutomatic Stock Option Grant · Derivative 39,072 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0001127602-23-018791 · form4.xml · derivative · entry 2

LEE KENNETH B JR · CIK 0001208570 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,072

Underlying: Common Stock · 39,072 shares

Expires 2033-06-13

F2 · security: Automatic non-employee director grant of stock options pursuant to the Director Compensation Policy.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:42 UTC GrantCommon Stock 16,745 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-018791 · form4.xml · nonDerivative · entry 1

LEE KENNETH B JR · CIK 0001208570 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,863

F1 · shares: Automatic non-employee director grant of Restricted Stock Units pursuant to the BioCryst Pharmaceuticals, Inc. Non-Employee Director Compensation Policy (the "Director Compensation Policy"), which will vest on the first anniversary of the date of grant.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:40 UTC GrantAutomatic Stock Option Grant · Derivative 39,072 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0001127602-23-018788 · form4.xml · derivative · entry 2

Galson Steven K · CIK 0001495328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,072

Underlying: Common Stock · 39,072 shares

Expires 2033-06-13

F2 · security: Automatic non-employee director grant of stock options pursuant to the Director Compensation Policy.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:40 UTC GrantCommon Stock 16,745 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-018788 · form4.xml · nonDerivative · entry 1

Galson Steven K · CIK 0001495328 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,611

F1 · shares: Automatic non-employee director grant of Restricted Stock Units pursuant to the BioCryst Pharmaceuticals, Inc. Non-Employee Director Compensation Policy (the "Director Compensation Policy"), which will vest on the first anniversary of the date of grant.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:39 UTC GrantAutomatic Stock Option Grant · Derivative 39,072 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0001127602-23-018786 · form4.xml · derivative · entry 2

ASELAGE STEVE · CIK 0001221599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,072

Underlying: Common Stock · 39,072 shares

Expires 2033-06-13

F2 · security: Automatic non-employee director grant of stock options pursuant to the Director Compensation Policy.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:39 UTC GrantCommon Stock 16,745 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-018786 · form4.xml · nonDerivative · entry 1

ASELAGE STEVE · CIK 0001221599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,339

F1 · shares: Automatic non-employee director grant of Restricted Stock Units pursuant to the BioCryst Pharmaceuticals, Inc. Non-Employee Director Compensation Policy (the "Director Compensation Policy"), which will vest on the first anniversary of the date of grant.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:37 UTC GrantAutomatic Stock Option Grant · Derivative 39,072 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0001127602-23-018783 · form4.xml · derivative · entry 3

SANDERS MACHELLE · CIK 0001718020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,072

Underlying: Common Stock · 39,072 shares

Expires 2033-06-13

F2 · security: Automatic non-employee director grant of stock options pursuant to the Director Compensation Policy.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:37 UTC GrantCommon Stock 16,745 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-018783 · form4.xml · nonDerivative · entry 1

SANDERS MACHELLE · CIK 0001718020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,611

F1 · shares: Automatic non-employee director grant of Restricted Stock Units pursuant to the BioCryst Pharmaceuticals, Inc. Non-Employee Director Compensation Policy (the "Director Compensation Policy"), which will vest on the first anniversary of the date of grant.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:35 UTC GrantAutomatic Stock Option Grant · Derivative 39,072 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0001127602-23-018779 · form4.xml · derivative · entry 2

MILANO VINCENT · CIK 0001187159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,072

Underlying: Common Stock · 39,072 shares

Expires 2033-06-13

F2 · security: Automatic non-employee director grant of stock options pursuant to the Director Compensation Policy.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:35 UTC GrantCommon Stock 16,745 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-018779 · form4.xml · nonDerivative · entry 1

MILANO VINCENT · CIK 0001187159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,251

F1 · shares: Automatic non-employee director grant of Restricted Stock Units pursuant to the BioCryst Pharmaceuticals, Inc. Non-Employee Director Compensation Policy (the "Director Compensation Policy"), which will vest on the first anniversary of the date of grant.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:33 UTC GrantAutomatic Stock Option Grant · Derivative 39,072 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0001127602-23-018775 · form4.xml · derivative · entry 3

Hutson Nancy J · CIK 0001379222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,072

Underlying: Common Stock · 39,072 shares

Expires 2033-06-13

F3 · security: Automatic non-employee director grant of stock options pursuant to the Director Compensation Policy.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:33 UTC GrantCommon Stock 16,745 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-018775 · form4.xml · nonDerivative · entry 1

Hutson Nancy J · CIK 0001379222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,684

F1 · shares: Automatic non-employee director grant of Restricted Stock Units pursuant to the BioCryst Pharmaceuticals, Inc. Non-Employee Director Compensation Policy (the "Director Compensation Policy"), which will vest on the first anniversary of the date of grant.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:31 UTC
McKee Amy EDirector
GrantAutomatic Stock Option Grant · Derivative 39,072 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0001127602-23-018771 · form4.xml · derivative · entry 2

McKee Amy E · CIK 0001883764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,072

Underlying: Common Stock · 39,072 shares

Expires 2033-06-13

F2 · security: Automatic non-employee director grant of stock options pursuant to the Director Compensation Policy.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:31 UTC
McKee Amy EDirector
GrantCommon Stock 16,745 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-018771 · form4.xml · nonDerivative · entry 1

McKee Amy E · CIK 0001883764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,611

F1 · shares: Automatic non-employee director grant of Restricted Stock Units pursuant to the BioCryst Pharmaceuticals, Inc. Non-Employee Director Compensation Policy (the "Director Compensation Policy"), which will vest on the first anniversary of the date of grant.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:29 UTC GrantAutomatic Stock Option Grant · Derivative 39,072 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0001127602-23-018767 · form4.xml · derivative · entry 2

HEGGIE THERESA · CIK 0001760020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,072

Underlying: Common Stock · 39,072 shares

Expires 2033-06-13

F2 · security: Automatic non-employee director grant of stock options pursuant to the Director Compensation Policy.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:29 UTC GrantCommon Stock 16,745 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-018767 · form4.xml · nonDerivative · entry 1

HEGGIE THERESA · CIK 0001760020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,114

F1 · shares: Automatic non-employee director grant of Restricted Stock Units pursuant to the BioCryst Pharmaceuticals, Inc. Non-Employee Director Compensation Policy (the "Director Compensation Policy"), which will vest on the first anniversary of the date of grant.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:28 UTC GrantAutomatic Stock Option Grant · Derivative 39,072 $0.00 Strike: $8.18 $0.00
Disclosure

SEC source: 0001127602-23-018765 · form4.xml · derivative · entry 2

ABERCROMBIE GEORGE B · CIK 0001485939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,072

Underlying: Common Stock · 39,072 shares

Expires 2033-06-13

F2 · security: Automatic non-employee director grant of stock options pursuant to the Director Compensation Policy.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:28 UTC GrantCommon Stock 16,745 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-018765 · form4.xml · nonDerivative · entry 1

ABERCROMBIE GEORGE B · CIK 0001485939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,611

F1 · shares: Automatic non-employee director grant of Restricted Stock Units pursuant to the BioCryst Pharmaceuticals, Inc. Non-Employee Director Compensation Policy (the "Director Compensation Policy"), which will vest on the first anniversary of the date of grant.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:36 UTC GrantCommon Stock 680 $8.27 $5,623.60
Disclosure

SEC source: 0001127602-23-017562 · form4.xml · nonDerivative · entry 1

MILANO VINCENT · CIK 0001187159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,506

F1 · shares: Shares of Common Stock issued to the reporting person in lieu of 50% of the quarterly cash Board Member retainer of $11,250.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:34 UTC
LEVIN ALAN GDirector
GrantCommon Stock 1,360 $8.27 $11,247.20
Disclosure

SEC source: 0001127602-23-017556 · form4.xml · nonDerivative · entry 1

LEVIN ALAN G · CIK 0001174452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,345

F1 · shares: Shares of Common Stock issued to the reporting person in lieu of quarterly cash Board Member retainer of $11,250.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:32 UTC GrantCommon Stock 680 $8.27 $5,623.60
Disclosure

SEC source: 0001127602-23-017552 · form4.xml · nonDerivative · entry 1

HEGGIE THERESA · CIK 0001760020 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,369

F1 · shares: Shares of Common Stock issued to the reporting person in lieu of 50% of the quarterly cash Board Member retainer of $11,250.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:33 UTC
Thackray Helen M.Chief R&D Officer
SaleCommon Stock 7,000 $8.29 $58,030.00
Disclosure

SEC source: 0001127602-23-012587 · form4.xml · nonDerivative · entry 1

Thackray Helen M. · CIK 0001589725 · Chief R&D Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 207,275

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2022 to cover tax withholding obligations in connection with the vesting of 25,000 Restricted Stock Units. The sale occurred automatically to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.

F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.24 to $8.31. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:40 UTC
Stonehouse Jon PDirector · President & CEO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 31,055 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001127602-23-011193 · form4.xml · derivative · entry 4

Stonehouse Jon P · CIK 0001385496 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,995

Underlying: Common Stock · 31,055 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person engaged in a non-market, cash exercise and hold transaction to purchase shares of issuer common stock underlying stock options that were originally granted to the reporting person on May 23, 2016. No sales of the issuer's common stock have occurred as part of this transaction.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:40 UTC
Stonehouse Jon PDirector · President & CEO
Exercise / conversionCommon Stock 31,055 $3.22 $99,997.10
Disclosure

SEC source: 0001127602-23-011193 · form4.xml · nonDerivative · entry 1

Stonehouse Jon P · CIK 0001385496 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,039,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person engaged in a non-market, cash exercise and hold transaction to purchase shares of issuer common stock underlying stock options that were originally granted to the reporting person on May 23, 2016. No sales of the issuer's common stock have occurred as part of this transaction.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:44 UTC GrantCommon Stock 635 $8.85 $5,619.75
Disclosure

SEC source: 0001127602-23-008400 · form4.xml · nonDerivative · entry 1

MILANO VINCENT · CIK 0001187159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,826

F1 · security: Shares of Common Stock issued to the reporting person in lieu of 50% of the quarterly cash Board Member retainer of $11,250.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:41 UTC GrantCommon Stock 2,259 $8.85 $19,992.15
Disclosure

SEC source: 0001127602-23-008391 · form4.xml · nonDerivative · entry 1

INGRAM ROBERT ALEXANDER · CIK 0001219890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,198

F1 · security: Shares of Common Stock issued to the reporting person in lieu of quarterly cash Board Member retainer of $20,000.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:38 UTC GrantCommon Stock 635 $8.85 $5,619.75
Disclosure

SEC source: 0001127602-23-008383 · form4.xml · nonDerivative · entry 1

HEGGIE THERESA · CIK 0001760020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,689

F1 · security: Shares of Common Stock issued to the reporting person in lieu of 50% of the quarterly cash Board Member retainer of $11,250.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:37 UTC
LEVIN ALAN GDirector
GrantCommon Stock 1,271 $8.85 $11,248.35
Disclosure

SEC source: 0001127602-23-008381 · form4.xml · nonDerivative · entry 1

LEVIN ALAN G · CIK 0001174452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,985

F1 · security: Shares of Common Stock issued to the reporting person in lieu of quarterly cash Board Member retainer of $11,250.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 22:20 UTC
Stonehouse Jon PDirector · President & CEO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001127602-23-003172 · form4.xml · derivative · entry 6

Stonehouse Jon P · CIK 0001385496 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2023-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2021. The options were originally granted to the reporting person on August 8, 2013 and would have expired on August 8, 2023. The shares sold subsequent to the exercise of such options represent less than 2% of the reporting person's holdings of the issuer's securities.

F4 · derivative.exercise_date: The options vested upon the achievement of performance-based vesting criteria with respect to 25,000 shares on each of May 26, 2014, December 19, 2014, May 13, 2015 and December 3, 2020.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 22:20 UTC
Stonehouse Jon PDirector · President & CEO
SaleCommon Stock 100,000 $10.38 $1,038,000.00
Disclosure

SEC source: 0001127602-23-003172 · form4.xml · nonDerivative · entry 5

Stonehouse Jon P · CIK 0001385496 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,739

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2021. The options were originally granted to the reporting person on August 8, 2013 and would have expired on August 8, 2023. The shares sold subsequent to the exercise of such options represent less than 2% of the reporting person's holdings of the issuer's securities.

F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $10.22 to $10.65. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 22:20 UTC
Stonehouse Jon PDirector · President & CEO
Exercise / conversionCommon Stock 100,000 $5.45 $545,000.00
Disclosure

SEC source: 0001127602-23-003172 · form4.xml · nonDerivative · entry 4

Stonehouse Jon P · CIK 0001385496 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,108,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2021. The options were originally granted to the reporting person on August 8, 2013 and would have expired on August 8, 2023. The shares sold subsequent to the exercise of such options represent less than 2% of the reporting person's holdings of the issuer's securities.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 22:15 UTC Exercise / conversionAutomatic Stock Option Grant · Derivative 15,000 $0.00 Strike: $1.71 $0.00
Disclosure

SEC source: 0001127602-23-003163 · form4.xml · derivative · entry 2

LEE KENNETH B JR · CIK 0001208570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person engaged in a non-market, cash exercise and hold transaction with respect to these stock options and the underlying shares. The options were originally granted to the reporting person on May 31, 2013 and would have expired on May 31, 2023. No sales of the issuer's common stock have occurred as part of this transaction.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 22:15 UTC Exercise / conversionCommon Stock 15,000 $1.71 $25,650.00
Disclosure

SEC source: 0001127602-23-003163 · form4.xml · nonDerivative · entry 1

LEE KENNETH B JR · CIK 0001208570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person engaged in a non-market, cash exercise and hold transaction with respect to these stock options and the underlying shares. The options were originally granted to the reporting person on May 31, 2013 and would have expired on May 31, 2023. No sales of the issuer's common stock have occurred as part of this transaction.

Read SEC document
December 29, 2022 Filed Feb 2, 2023 22:20 UTC
Stonehouse Jon PDirector · President & CEO
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003172 · form4.xml · nonDerivative · entry 3

Stonehouse Jon P · CIK 0001385496 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife as co-trustee of the Caroline Stonehouse Irrevocable Trust

Disclosed balance after: 10,000

F1 · kind: On December 29, 2022, the reporting person gifted 5,000 shares held directly by him to each of the Samuel Stonehouse Irrevocable Trust and the Caroline Stonehouse Irrevocable Trust.

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December 29, 2022 Filed Feb 2, 2023 22:20 UTC
Stonehouse Jon PDirector · President & CEO
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003172 · form4.xml · nonDerivative · entry 2

Stonehouse Jon P · CIK 0001385496 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife as co-trustee of the Samuel Stonehouse Irrevocable Trust

Disclosed balance after: 10,000

F1 · kind: On December 29, 2022, the reporting person gifted 5,000 shares held directly by him to each of the Samuel Stonehouse Irrevocable Trust and the Caroline Stonehouse Irrevocable Trust.

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December 29, 2022 Filed Feb 2, 2023 22:20 UTC
Stonehouse Jon PDirector · President & CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003172 · form4.xml · nonDerivative · entry 1

Stonehouse Jon P · CIK 0001385496 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,739

F1 · kind: On December 29, 2022, the reporting person gifted 5,000 shares held directly by him to each of the Samuel Stonehouse Irrevocable Trust and the Caroline Stonehouse Irrevocable Trust.

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December 19, 2022 Filed Dec 21, 2022 21:43 UTC
Barnes Alane PChief Legal Officer
GrantEmp. Stock Option (Right to Buy) · Derivative 158,500 $0.00 Strike: $10.63 $0.00
Disclosure

SEC source: 0001127602-22-028084 · form4.xml · derivative · entry 2

Barnes Alane P · CIK 0001584348 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,500

Underlying: Common Stock · 158,500 shares

Expires 2032-12-19

F2 · derivative.exercise_date: Annual Employee Option Grant becomes exercisable at the rate of 25% on each of the first, second, third and fourth anniversaries of the date of grant.

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December 19, 2022 Filed Dec 21, 2022 21:43 UTC
Barnes Alane PChief Legal Officer
GrantCommon Stock 34,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-028084 · form4.xml · nonDerivative · entry 1

Barnes Alane P · CIK 0001584348 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,770

F1 · shares: Annual award of Restricted Stock Units which will vest 25% on each of the first, second, third and fourth anniversaries of the date of grant.

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December 19, 2022 Filed Dec 21, 2022 21:41 UTC
Thackray Helen M.Chief R&D Officer
GrantEmp. Stock Option (Right to Buy) · Derivative 238,000 $0.00 Strike: $10.63 $0.00
Disclosure

SEC source: 0001127602-22-028082 · form4.xml · derivative · entry 2

Thackray Helen M. · CIK 0001589725 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,000

Underlying: Common Stock · 238,000 shares

Expires 2032-12-19

F2 · derivative.exercise_date: Annual Employee Option Grant becomes exercisable at the rate of 25% on each of the first, second, third and fourth anniversaries of the date of grant.

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December 19, 2022 Filed Dec 21, 2022 21:41 UTC
Thackray Helen M.Chief R&D Officer
GrantCommon Stock 81,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-028082 · form4.xml · nonDerivative · entry 1

Thackray Helen M. · CIK 0001589725 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,275

F1 · shares: Annual award of Restricted Stock Units which will vest 25% on each of the first, second, third and fourth anniversaries of the date of grant.

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December 19, 2022 Filed Dec 21, 2022 21:38 UTC
Stonehouse Jon PDirector · President & CEO
GrantEmp. Stock Option (Right to Buy) · Derivative 595,000 $0.00 Strike: $10.63 $0.00
Disclosure

SEC source: 0001127602-22-028080 · form4.xml · derivative · entry 4

Stonehouse Jon P · CIK 0001385496 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,000

Underlying: Common Stock · 595,000 shares

Expires 2032-12-19

F2 · derivative.exercise_date: Annual Employee Option Grant becomes exercisable at the rate of 25% on each of the first, second, third and fourth anniversaries of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.