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Nasdaq · USD

BCRX

BIOCRYST PHARMACEUTICALS INC

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315
SEC CIK
0000882796
Parsed reports
483

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202602
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2018 Filed Nov 21, 2018 21:51 UTC
Powell LynneSenior VP - CCO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 9,127 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001127602-18-034196 · form4.xml · derivative · entry 7

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,427

Underlying: Common Stock · 9,127 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 21:51 UTC
Powell LynneSenior VP - CCO
SaleCommon Stock 6,150 $8.61 $52,951.50
Disclosure

SEC source: 0001127602-18-034196 · form4.xml · nonDerivative · entry 5

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,455

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

F3 · price: The price in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $8.50 to $8.72. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 21:51 UTC
Powell LynneSenior VP - CCO
SaleCommon Stock 9,127 $8.52 $77,762.04
Disclosure

SEC source: 0001127602-18-034196 · form4.xml · nonDerivative · entry 4

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,605

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

F2 · price: The price in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $8.40 to $8.71. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 21:51 UTC
Powell LynneSenior VP - CCO
Exercise / conversionCommon Stock 9,127 $3.22 $29,388.94
Disclosure

SEC source: 0001127602-18-034196 · form4.xml · nonDerivative · entry 3

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 21:48 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001127602-18-034192 · form4.xml · derivative · entry 9

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,071

Underlying: Common Stock · 6,500 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 21:48 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 4,623 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001127602-18-034192 · form4.xml · derivative · entry 8

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,805

Underlying: Common Stock · 4,623 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 21:48 UTC
STAAB THOMAS R IISenior Vice President and CFO
SaleCommon Stock 6,500 $8.75 $56,875.00
Disclosure

SEC source: 0001127602-18-034192 · form4.xml · nonDerivative · entry 6

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,383

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.75 to $8.76. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 21:48 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionCommon Stock 6,500 $3.22 $20,930.00
Disclosure

SEC source: 0001127602-18-034192 · form4.xml · nonDerivative · entry 5

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 21:48 UTC
STAAB THOMAS R IISenior Vice President and CFO
SaleCommon Stock 4,623 $8.57 $39,619.11
Disclosure

SEC source: 0001127602-18-034192 · form4.xml · nonDerivative · entry 4

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,383

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.30 to $8.66. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 21:48 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionCommon Stock 4,623 $3.78 $17,474.94
Disclosure

SEC source: 0001127602-18-034192 · form4.xml · nonDerivative · entry 3

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:51 UTC
Powell LynneSenior VP - CCO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 193 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001127602-18-034196 · form4.xml · derivative · entry 6

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,554

Underlying: Common Stock · 193 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:51 UTC
Powell LynneSenior VP - CCO
SaleCommon Stock 193 $8.30 $1,601.90
Disclosure

SEC source: 0001127602-18-034196 · form4.xml · nonDerivative · entry 2

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,605

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:51 UTC
Powell LynneSenior VP - CCO
Exercise / conversionCommon Stock 193 $3.22 $621.46
Disclosure

SEC source: 0001127602-18-034196 · form4.xml · nonDerivative · entry 1

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:48 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 75 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001127602-18-034192 · form4.xml · derivative · entry 7

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,428

Underlying: Common Stock · 75 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:48 UTC
STAAB THOMAS R IISenior Vice President and CFO
SaleCommon Stock 75 $8.30 $622.50
Disclosure

SEC source: 0001127602-18-034192 · form4.xml · nonDerivative · entry 2

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,383

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 21:48 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionCommon Stock 75 $3.78 $283.50
Disclosure

SEC source: 0001127602-18-034192 · form4.xml · nonDerivative · entry 1

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 21:14 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 2,302 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001127602-18-032645 · form4.xml · derivative · entry 9

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,503

Underlying: Common Stock · 2,302 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 21:14 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 11,113 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001127602-18-032645 · form4.xml · derivative · entry 8

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,571

Underlying: Common Stock · 11,113 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 21:14 UTC
STAAB THOMAS R IISenior Vice President and CFO
SaleCommon Stock 2,302 $8.30 $19,106.60
Disclosure

SEC source: 0001127602-18-032645 · form4.xml · nonDerivative · entry 6

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,383

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 21:14 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionCommon Stock 2,302 $3.78 $8,701.56
Disclosure

SEC source: 0001127602-18-032645 · form4.xml · nonDerivative · entry 5

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 21:14 UTC
STAAB THOMAS R IISenior Vice President and CFO
SaleCommon Stock 11,113 $8.09 $89,904.17
Disclosure

SEC source: 0001127602-18-032645 · form4.xml · nonDerivative · entry 4

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,383

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.00 to $8.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 21:14 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionCommon Stock 11,113 $3.22 $35,783.86
Disclosure

SEC source: 0001127602-18-032645 · form4.xml · nonDerivative · entry 3

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 21:11 UTC
Powell LynneSenior VP - CCO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 5,280 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001127602-18-032640 · form4.xml · derivative · entry 6

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,747

Underlying: Common Stock · 5,280 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 21:11 UTC
Powell LynneSenior VP - CCO
SaleCommon Stock 5,280 $8.15 $43,032.00
Disclosure

SEC source: 0001127602-18-032640 · form4.xml · nonDerivative · entry 4

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,605

F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

F2 · price: The price in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $8.00 to $8.30. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 21:11 UTC
Powell LynneSenior VP - CCO
Exercise / conversionCommon Stock 5,280 $3.22 $17,001.60
Disclosure

SEC source: 0001127602-18-032640 · form4.xml · nonDerivative · entry 3

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:14 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 672 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001127602-18-032645 · form4.xml · derivative · entry 7

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,684

Underlying: Common Stock · 672 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:14 UTC
STAAB THOMAS R IISenior Vice President and CFO
SaleCommon Stock 672 $8.00 $5,376.00
Disclosure

SEC source: 0001127602-18-032645 · form4.xml · nonDerivative · entry 2

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,383

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:14 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionCommon Stock 672 $3.22 $2,163.84
Disclosure

SEC source: 0001127602-18-032645 · form4.xml · nonDerivative · entry 1

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:11 UTC
Powell LynneSenior VP - CCO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 300 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001127602-18-032640 · form4.xml · derivative · entry 5

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,027

Underlying: Common Stock · 300 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:11 UTC
Powell LynneSenior VP - CCO
SaleCommon Stock 300 $8.00 $2,400.00
Disclosure

SEC source: 0001127602-18-032640 · form4.xml · nonDerivative · entry 2

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,605

F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:11 UTC
Powell LynneSenior VP - CCO
Exercise / conversionCommon Stock 300 $3.22 $966.00
Disclosure

SEC source: 0001127602-18-032640 · form4.xml · nonDerivative · entry 1

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:05 UTC
Powell LynneSenior VP - CCO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 100 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001127602-18-032413 · form4.xml · derivative · entry 3

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,327

Underlying: Common Stock · 100 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:05 UTC
Powell LynneSenior VP - CCO
SaleCommon Stock 100 $8.00 $800.00
Disclosure

SEC source: 0001127602-18-032413 · form4.xml · nonDerivative · entry 2

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,605

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:05 UTC
Powell LynneSenior VP - CCO
Exercise / conversionCommon Stock 100 $3.22 $322.00
Disclosure

SEC source: 0001127602-18-032413 · form4.xml · nonDerivative · entry 1

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:03 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 215 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001127602-18-032411 · form4.xml · derivative · entry 3

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,356

Underlying: Common Stock · 215 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:03 UTC
STAAB THOMAS R IISenior Vice President and CFO
SaleCommon Stock 215 $8.00 $1,720.00
Disclosure

SEC source: 0001127602-18-032411 · form4.xml · nonDerivative · entry 2

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,383

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:03 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionCommon Stock 215 $3.22 $692.30
Disclosure

SEC source: 0001127602-18-032411 · form4.xml · nonDerivative · entry 1

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 21:07 UTC
Powell LynneSenior VP - CCO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001127602-18-032278 · form4.xml · derivative · entry 3

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,427

Underlying: Common Stock · 1,000 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 21:07 UTC
Powell LynneSenior VP - CCO
SaleCommon Stock 1,000 $8.00 $8,000.00
Disclosure

SEC source: 0001127602-18-032278 · form4.xml · nonDerivative · entry 2

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,605

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 21:07 UTC
Powell LynneSenior VP - CCO
Exercise / conversionCommon Stock 1,000 $3.22 $3,220.00
Disclosure

SEC source: 0001127602-18-032278 · form4.xml · nonDerivative · entry 1

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 21:04 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001127602-18-032273 · form4.xml · derivative · entry 6

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,805

Underlying: Common Stock · 3,500 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 21:04 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 7,356 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001127602-18-032273 · form4.xml · derivative · entry 5

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,571

Underlying: Common Stock · 7,356 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 21:04 UTC
STAAB THOMAS R IISenior Vice President and CFO
SaleCommon Stock 3,500 $7.96 $27,860.00
Disclosure

SEC source: 0001127602-18-032273 · form4.xml · nonDerivative · entry 4

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,383

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $7.95 to $7.96. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 21:04 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionCommon Stock 3,500 $3.78 $13,230.00
Disclosure

SEC source: 0001127602-18-032273 · form4.xml · nonDerivative · entry 3

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 21:04 UTC
STAAB THOMAS R IISenior Vice President and CFO
SaleCommon Stock 7,356 $7.78 $57,229.68
Disclosure

SEC source: 0001127602-18-032273 · form4.xml · nonDerivative · entry 2

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,383

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $7.74 to $8.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 21:04 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionCommon Stock 7,356 $3.22 $23,686.32
Disclosure

SEC source: 0001127602-18-032273 · form4.xml · nonDerivative · entry 1

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 18:17 UTC
Powell LynneSenior VP - CCO
SaleCommon Stock 1,544 $7.51 $11,595.44
Disclosure

SEC source: 0001127602-18-032034 · form4.xml · nonDerivative · entry 1

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,605

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

F2 · price: The price in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $7.50 to $7.51. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
October 19, 2018 Filed Oct 23, 2018 17:34 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 3,150 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001127602-18-030771 · form4.xml · derivative · entry 3

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,305

Underlying: Common Stock · 3,150 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
October 19, 2018 Filed Oct 23, 2018 17:34 UTC
STAAB THOMAS R IISenior Vice President and CFO
SaleCommon Stock 3,150 $7.45 $23,467.50
Disclosure

SEC source: 0001127602-18-030771 · form4.xml · nonDerivative · entry 2

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,383

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $7.45 to $7.46. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
October 19, 2018 Filed Oct 23, 2018 17:34 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionCommon Stock 3,150 $3.78 $11,907.00
Disclosure

SEC source: 0001127602-18-030771 · form4.xml · nonDerivative · entry 1

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.