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Nasdaq · USD

BCRX

BIOCRYST PHARMACEUTICALS INC

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315
SEC CIK
0000882796
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483

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 18, 2019 Filed Jan 23, 2019 21:12 UTC
Powell LynneSenior VP - CCO
SaleCommon Stock 2,000 $9.40 $18,800.00
Disclosure

SEC source: 0001127602-19-002527 · form4.xml · nonDerivative · entry 2

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

Read SEC document
January 18, 2019 Filed Jan 23, 2019 21:12 UTC
Powell LynneSenior VP - CCO
Exercise / conversionCommon Stock 2,000 $3.22 $6,440.00
Disclosure

SEC source: 0001127602-19-002527 · form4.xml · nonDerivative · entry 1

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 21:03 UTC
Powell LynneSenior VP - CCO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 3,046 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001127602-19-002367 · form4.xml · derivative · entry 3

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,427

Underlying: Common Stock · 3,046 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 21:03 UTC
Powell LynneSenior VP - CCO
SaleCommon Stock 3,046 $9.27 $28,236.42
Disclosure

SEC source: 0001127602-19-002367 · form4.xml · nonDerivative · entry 2

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

F2 · price: The price in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $9.20 to $9.31. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 21:03 UTC
Powell LynneSenior VP - CCO
Exercise / conversionCommon Stock 3,046 $3.22 $9,808.12
Disclosure

SEC source: 0001127602-19-002367 · form4.xml · nonDerivative · entry 1

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 21:24 UTC
Powell LynneSenior VP - CCO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 954 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001127602-19-002141 · form4.xml · derivative · entry 3

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,473

Underlying: Common Stock · 954 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 21:24 UTC
Powell LynneSenior VP - CCO
SaleCommon Stock 954 $9.20 $8,776.80
Disclosure

SEC source: 0001127602-19-002141 · form4.xml · nonDerivative · entry 2

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 21:24 UTC
Powell LynneSenior VP - CCO
Exercise / conversionCommon Stock 954 $3.22 $3,071.88
Disclosure

SEC source: 0001127602-19-002141 · form4.xml · nonDerivative · entry 1

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 18:23 UTC GrantNon-Qualified Stock Option · Derivative 25,000 $0.00 Strike: $8.62 $0.00
Disclosure

SEC source: 0001127602-19-001582 · form4.xml · derivative · entry 1

ASELAGE STEVE · CIK 0001221599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-01-04

F1 · shares: Automatic non-employee director grant pursuant to the BioCryst Pharmaceuticals, Inc. Amended and Restated Stock Incentive Plan.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:38 UTC
Barnes Alane PSenior VP, Chief Legal Officer
Tax withholdingCommon Stock 423 $8.07 $3,413.61
Disclosure

SEC source: 0001127602-19-000736 · form4.xml · nonDerivative · entry 1

Barnes Alane P · CIK 0001584348 · Senior VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,530

F1 · shares: Shares withheld by BioCryst Pharmaceuticals, Inc. to satisfy the reporting person's withholding obligations upon the vesting of restricted stock units granted in 2015.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:36 UTC
Babu Yarlagadda SSenior VP - Drug Discovery
Tax withholdingCommon Stock 771 $8.07 $6,221.97
Disclosure

SEC source: 0001127602-19-000730 · form4.xml · nonDerivative · entry 1

Babu Yarlagadda S · CIK 0001452635 · Senior VP - Drug Discovery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,100

F1 · shares: Shares withheld by BioCryst Pharmaceuticals, Inc. to satisfy the reporting person's withholding obligations upon the vesting of restricted stock units granted in 2015.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:30 UTC
STAAB THOMAS R IISenior Vice President and CFO
Tax withholdingCommon Stock 785 $8.07 $6,334.95
Disclosure

SEC source: 0001127602-19-000710 · form4.xml · nonDerivative · entry 1

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,676

F1 · shares: Shares withheld by BioCryst Pharmaceuticals, Inc. to satisfy the reporting person's withholding obligations upon the vesting of restricted stock units granted in 2015.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:33 UTC
Sheridan William PSenior VP - CMO
Tax withholdingCommon Stock 1,087 $8.07 $8,772.09
Disclosure

SEC source: 0001127602-19-000720 · form4.xml · nonDerivative · entry 1

Sheridan William P · CIK 0001439174 · Senior VP - CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,638

F1 · shares: Shares withheld by BioCryst Pharmaceuticals, Inc. to satisfy the reporting person's withholding obligations upon the vesting of restricted stock units granted in 2015.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:27 UTC
Stonehouse Jon PDirector · President & CEO
Tax withholdingCommon Stock 3,568 $8.07 $28,793.76
Disclosure

SEC source: 0001127602-19-000701 · form4.xml · nonDerivative · entry 1

Stonehouse Jon P · CIK 0001385496 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724,106

F1 · shares: Shares withheld by BioCryst Pharmaceuticals, Inc. to satisfy the reporting person's withholding obligations upon the vesting of restricted stock units granted in 2015.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:15 UTC
Barnes Alane PSenior VP, Chief Legal Officer
GrantEmp. Stock Option (Right to Buy) · Derivative 190,000 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001127602-18-037182 · form4.xml · derivative · entry 1

Barnes Alane P · CIK 0001584348 · Senior VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 190,000 shares

Expires 2028-12-20

F1 · shares: Annual Employee Option Grant becomes exercisable at the rate of 25% on each of the first, second, third and fourth anniversaries of the date of grant.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:10 UTC
Babu Yarlagadda SSenior VP - Drug Discovery
GrantEmp. Stock Option (Right to Buy) · Derivative 235,000 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001127602-18-037173 · form4.xml · derivative · entry 1

Babu Yarlagadda S · CIK 0001452635 · Senior VP - Drug Discovery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,000

Underlying: Common Stock · 235,000 shares

Expires 2028-12-20

F1 · shares: Annual Employee Option Grant becomes exercisable at the rate of 25% on each of the first, second, third and fourth anniversaries of the date of grant.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:13 UTC
Powell LynneSenior VP - CCO
GrantEmp. Stock Option (Right to Buy) · Derivative 190,000 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001127602-18-037177 · form4.xml · derivative · entry 1

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 190,000 shares

Expires 2028-12-20

F1 · shares: Annual Employee Option Grant becomes exercisable at the rate of 25% on each of the first, second, third and fourth anniversaries of the date of grant.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:08 UTC
Sheridan William PSenior VP - CMO
GrantEmp. Stock Option (Right to Buy) · Derivative 335,000 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001127602-18-037170 · form4.xml · derivative · entry 1

Sheridan William P · CIK 0001439174 · Senior VP - CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,000

Underlying: Common Stock · 335,000 shares

Expires 2028-12-20

F1 · shares: Annual Employee Option Grant becomes exercisable at the rate of 25% on each of the first, second, third and fourth anniversaries of the date of grant.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:06 UTC
STAAB THOMAS R IISenior Vice President and CFO
GrantEmp. Stock Option (Right to Buy) · Derivative 235,000 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001127602-18-037166 · form4.xml · derivative · entry 1

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,000

Underlying: Common Stock · 235,000 shares

Expires 2028-12-20

F1 · shares: Annual Employee Option Grant becomes exercisable at the rate of 25% on each of the first, second, third and fourth anniversaries of the date of grant.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 21:05 UTC
Stonehouse Jon PDirector · President & CEO
GrantEmp. Stock Option (Right to Buy) · Derivative 675,000 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001127602-18-037163 · form4.xml · derivative · entry 1

Stonehouse Jon P · CIK 0001385496 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,000

Underlying: Common Stock · 675,000 shares

Expires 2028-12-20

F1 · shares: Annual Employee Option Grant becomes exercisable at the rate of 25% on each of the first, second, third and fourth anniversaries of the date of grant.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:37 UTC
Sheridan William PSenior VP - CMO
SaleCommon Stock 20,488 $7.58 $155,299.04
Disclosure

SEC source: 0001127602-18-036977 · form4.xml · nonDerivative · entry 1

Sheridan William P · CIK 0001439174 · Senior VP - CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,725

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $7.50 to $7.65. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:13 UTC
Powell LynneSenior VP - CCO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001127602-18-036067 · form4.xml · derivative · entry 6

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,427

Underlying: Common Stock · 2,000 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:13 UTC
Powell LynneSenior VP - CCO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001127602-18-036067 · form4.xml · derivative · entry 5

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,427

Underlying: Common Stock · 2,000 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:13 UTC
Powell LynneSenior VP - CCO
SaleCommon Stock 2,000 $9.11 $18,220.00
Disclosure

SEC source: 0001127602-18-036067 · form4.xml · nonDerivative · entry 4

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

F3 · price: The price in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $9.10 to $9.11. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:13 UTC
Powell LynneSenior VP - CCO
Exercise / conversionCommon Stock 2,000 $3.22 $6,440.00
Disclosure

SEC source: 0001127602-18-036067 · form4.xml · nonDerivative · entry 3

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:13 UTC
Powell LynneSenior VP - CCO
SaleCommon Stock 2,000 $9.01 $18,020.00
Disclosure

SEC source: 0001127602-18-036067 · form4.xml · nonDerivative · entry 2

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

F2 · price: The price in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $9.00 to $9.01. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:13 UTC
Powell LynneSenior VP - CCO
Exercise / conversionCommon Stock 2,000 $3.22 $6,440.00
Disclosure

SEC source: 0001127602-18-036067 · form4.xml · nonDerivative · entry 1

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2018.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:30 UTC
STAAB THOMAS R IISenior Vice President and CFO
SaleCommon Stock 3,922 $9.45 $37,062.90
Disclosure

SEC source: 0001127602-18-035386 · form4.xml · nonDerivative · entry 1

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,461

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:34 UTC
Stonehouse Jon PDirector · President & CEO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001127602-18-035394 · form4.xml · derivative · entry 3

Stonehouse Jon P · CIK 0001385496 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:34 UTC
Stonehouse Jon PDirector · President & CEO
SaleCommon Stock 80,000 $9.12 $729,600.00
Disclosure

SEC source: 0001127602-18-035394 · form4.xml · nonDerivative · entry 2

Stonehouse Jon P · CIK 0001385496 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 727,674

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.93 to $9.27. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:34 UTC
Stonehouse Jon PDirector · President & CEO
Exercise / conversionCommon Stock 80,000 $1.20 $96,000.00
Disclosure

SEC source: 0001127602-18-035394 · form4.xml · nonDerivative · entry 1

Stonehouse Jon P · CIK 0001385496 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:27 UTC GrantNon-Qualified Stock Option · Derivative 30,000 $0.00 Strike: $9.27 $0.00
Disclosure

SEC source: 0001127602-18-035379 · form4.xml · derivative · entry 1

HEGGIE THERESA · CIK 0001760020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2028-12-03

F1 · shares: Automatic non-employee director grant pursuant to the BioCryst Pharmaceuticals, Inc. Amended and Restated Stock Incentive Plan.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 21:11 UTC
Barnes Alane PSenior VP, Chief Legal Officer
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $1.42 $0.00
Disclosure

SEC source: 0001127602-18-035081 · form4.xml · derivative · entry 3

Barnes Alane P · CIK 0001584348 · Senior VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 21:11 UTC
Barnes Alane PSenior VP, Chief Legal Officer
SaleCommon Stock 44,290 $9.07 $401,710.30
Disclosure

SEC source: 0001127602-18-035081 · form4.xml · nonDerivative · entry 2

Barnes Alane P · CIK 0001584348 · Senior VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,953

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.00 to $9.19. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 21:11 UTC
Barnes Alane PSenior VP, Chief Legal Officer
Exercise / conversionCommon Stock 25,000 $1.42 $35,500.00
Disclosure

SEC source: 0001127602-18-035081 · form4.xml · nonDerivative · entry 1

Barnes Alane P · CIK 0001584348 · Senior VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 21:02 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 8,333 $0.00 Strike: $1.49 $0.00
Disclosure

SEC source: 0001127602-18-034829 · form4.xml · derivative · entry 2

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,333 shares

Expires 2018-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 21:02 UTC Exercise / conversionCommon Stock 8,333 $1.49 $12,416.17
Disclosure

SEC source: 0001127602-18-034829 · form4.xml · nonDerivative · entry 1

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2018 Filed Nov 26, 2018 21:19 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001127602-18-034301 · form4.xml · derivative · entry 9

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,305

Underlying: Common Stock · 3,500 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 23, 2018 Filed Nov 26, 2018 21:19 UTC
STAAB THOMAS R IISenior Vice President and CFO
SaleCommon Stock 3,500 $9.66 $33,810.00
Disclosure

SEC source: 0001127602-18-034301 · form4.xml · nonDerivative · entry 6

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,383

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

F4 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.65 to $9.69. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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November 23, 2018 Filed Nov 26, 2018 21:19 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionCommon Stock 3,500 $3.78 $13,230.00
Disclosure

SEC source: 0001127602-18-034301 · form4.xml · nonDerivative · entry 5

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 21:22 UTC
Powell LynneSenior VP - CCO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001127602-18-034303 · form4.xml · derivative · entry 4

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,427

Underlying: Common Stock · 12,000 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 21:22 UTC
Powell LynneSenior VP - CCO
SaleCommon Stock 2,455 $9.01 $22,119.55
Disclosure

SEC source: 0001127602-18-034303 · form4.xml · nonDerivative · entry 3

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

F3 · price: The price in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $9.00 to $9.01. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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November 21, 2018 Filed Nov 26, 2018 21:22 UTC
Powell LynneSenior VP - CCO
SaleCommon Stock 12,000 $9.06 $108,720.00
Disclosure

SEC source: 0001127602-18-034303 · form4.xml · nonDerivative · entry 2

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,455

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

F2 · price: The price in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $8.80 to $9.31. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

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November 21, 2018 Filed Nov 26, 2018 21:22 UTC
Powell LynneSenior VP - CCO
Exercise / conversionCommon Stock 12,000 $3.22 $38,640.00
Disclosure

SEC source: 0001127602-18-034303 · form4.xml · nonDerivative · entry 1

Powell Lynne · CIK 0001631667 · Senior VP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2018.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 21:19 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001127602-18-034301 · form4.xml · derivative · entry 8

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,805

Underlying: Common Stock · 7,000 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 21:19 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionEmp. Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001127602-18-034301 · form4.xml · derivative · entry 7

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 5,000 shares

Expires 2023-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 21:19 UTC
STAAB THOMAS R IISenior Vice President and CFO
SaleCommon Stock 7,000 $9.08 $63,560.00
Disclosure

SEC source: 0001127602-18-034301 · form4.xml · nonDerivative · entry 4

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,383

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.95 to $9.21. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 21:19 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionCommon Stock 7,000 $3.78 $26,460.00
Disclosure

SEC source: 0001127602-18-034301 · form4.xml · nonDerivative · entry 3

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 21:19 UTC
STAAB THOMAS R IISenior Vice President and CFO
SaleCommon Stock 5,000 $9.41 $47,050.00
Disclosure

SEC source: 0001127602-18-034301 · form4.xml · nonDerivative · entry 2

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,383

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.40 to $9.42. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 21:19 UTC
STAAB THOMAS R IISenior Vice President and CFO
Exercise / conversionCommon Stock 5,000 $5.45 $27,250.00
Disclosure

SEC source: 0001127602-18-034301 · form4.xml · nonDerivative · entry 1

STAAB THOMAS R II · CIK 0001230708 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.