Tapewire

Nasdaq · USD

BCDA

BioCardia, Inc.

Export transactions ↓
Tapewire entity
7752
SEC CIK
0000925741
Parsed reports
349

Last 12 months

Inside the activity.

32 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202620
Feb 202610
Mar 202620
Apr 202630
May 202640
Jun 202650
Jul 202680
Aug 202620
Sep 202630
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 18, 2023 Filed Oct 19, 2023 21:02 UTC GrantStock Option (right to buy) · Derivative 12,434 $0.00 Strike: $0.40 $0.00
Disclosure

SEC source: 0001437749-23-028619 · rdgdoc.xml · derivative · entry 1

STERTZER SIMON H · CIK 0001031689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,510

Underlying: Common stock · 12,434 shares

Expires 2033-10-18

F1 · derivative.exercise_date: One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
October 18, 2023 Filed Oct 19, 2023 21:01 UTC
Facteau BillDirector
GrantStock Option (right to buy) · Derivative 12,434 $0.00 Strike: $0.40 $0.00
Disclosure

SEC source: 0001437749-23-028618 · rdgdoc.xml · derivative · entry 2

Facteau Bill · CIK 0001997664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,434

Underlying: Common Stock · 12,434 shares

Expires 2033-10-18

F2 · derivative.exercise_date: One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
October 18, 2023 Filed Oct 19, 2023 21:01 UTC
Facteau BillDirector
GrantStock Option (right to buy) · Derivative 31,085 $0.00 Strike: $0.40 $0.00
Disclosure

SEC source: 0001437749-23-028618 · rdgdoc.xml · derivative · entry 1

Facteau Bill · CIK 0001997664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,085

Underlying: Common Stock · 31,085 shares

Expires 2033-10-18

F1 · derivative.exercise_date: One-third of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 00:13 UTC
Altman PeterDirector · President and CEO
GrantCommon Stock 4,000 $0.87 $3,484.00
Disclosure

SEC source: 0001437749-23-024106 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 447,339

F1 · shares: This transaction was executed in multiple trades ranging from $0.858 to $0.880 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 17:30 UTC Amendment
Altman PeterDirector · President and CEO
PurchaseCommon Stock 4,000 $0.87 $3,484.00
Disclosure

SEC source: 0001437749-23-024141 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 447,339

F1 · shares: This transaction was executed in multiple trades ranging from $0.858 to $0.880 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document
August 14, 2023 Filed Aug 14, 2023 21:09 UTC
Altman PeterDirector · President and CEO
GrantCommon Stock 4,500 $0.88 $3,978.00
Disclosure

SEC source: 0001437749-23-023755 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,339

F1 · shares: This transaction was executed in multiple trades ranging from $0.883 to $0.884 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document
August 14, 2023 Filed Aug 18, 2023 17:30 UTC Amendment
Altman PeterDirector · President and CEO
PurchaseCommon Stock 4,500 $0.88 $3,978.00
Disclosure

SEC source: 0001437749-23-024140 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,339

F1 · shares: This transaction was executed in multiple trades ranging from $0.883 to $0.884 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 00:32 UTC
Altman PeterDirector · President and CEO
GrantCommon Stock 6,421 $2.34 $14,999.46
Disclosure

SEC source: 0001437749-23-018553 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,839

F1 · shares: These shares were purchased from the issuer in a registered direct offering that closed on June 23, 2023.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 00:31 UTC
McClung DavidChief Financial Officer
GrantCommon Stock 4,280 $2.34 $9,998.08
Disclosure

SEC source: 0001437749-23-018552 · rdgdoc.xml · nonDerivative · entry 1

McClung David · CIK 0001686155 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,724

F1 · shares: These shares were purchased from the issuer in a registered direct offering that closed on June 23, 2023.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 00:29 UTC
Allen Jim L.Director
GrantCommon Stock 64,212 $2.34 $149,999.23
Disclosure

SEC source: 0001437749-23-018551 · rdgdoc.xml · nonDerivative · entry 1

Allen Jim L. · CIK 0001789590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 894,743

F1 · shares: These shares were purchased from the Issuer in a registered direct offering that closed on June 23, 2023.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 00:26 UTC GrantCommon Stock 64,212 $2.34 $149,999.23
Disclosure

SEC source: 0001437749-23-018550 · rdgdoc.xml · nonDerivative · entry 1

Blank Andrew Scott · CIK 0001789894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,404

F1 · shares: These shares were purchased from the Issuer in a registered direct offering that closed on June 23, 2023.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 00:25 UTC GrantCommon Stock 64,212 $2.34 $149,999.23
Disclosure

SEC source: 0001437749-23-018549 · rdgdoc.xml · nonDerivative · entry 1

STERTZER SIMON H · CIK 0001031689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,766

F1 · shares: These shares were purchased from the Issuer in a registered direct offering that closed on June 23, 2023.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 22:24 UTC
GILLIS EDWARD MSenior Vice President, Devices
Tax withholdingCommon Stock 15,512 $1.77 $27,456.24
Disclosure

SEC source: 0001437749-23-016523 · rdgdoc.xml · nonDerivative · entry 1

GILLIS EDWARD M · CIK 0001241359 · Senior Vice President, Devices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,857

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested on May 18, 2023 and does not represent a sale by the Reporting Person.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 22:24 UTC
McClung DavidChief Financial Officer
Tax withholdingCommon Stock 20,676 $1.77 $36,596.52
Disclosure

SEC source: 0001437749-23-016522 · rdgdoc.xml · nonDerivative · entry 1

McClung David · CIK 0001686155 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,444

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested on May 18, 2023 and does not represent a sale by the Reporting Person.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 22:23 UTC
Altman PeterDirector · President and CEO
Tax withholdingCommon Stock 36,821 $1.77 $65,173.17
Disclosure

SEC source: 0001437749-23-016521 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,418

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested on May 18, 2023 and does not represent a sale by the Reporting Person.

Read SEC document
May 26, 2023 Filed May 30, 2023 21:01 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 6,200 $1.60 $9,920.00
Disclosure

SEC source: 0001437749-23-016147 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 469,239

F1 · shares: This transaction was executed in multiple trades ranging from $1.54 to $1.92 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document
May 18, 2023 Filed May 23, 2023 01:33 UTC
GILLIS EDWARD MSenior Vice President, Devices
GrantStock Option (right to buy) · Derivative 43,803 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001437749-23-015518 · rdgdoc.xml · derivative · entry 2

GILLIS EDWARD M · CIK 0001241359 · Senior Vice President, Devices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,803

Underlying: Common Stock · 43,803 shares

Expires 2033-05-18

F2 · derivative.exercise_date: The option vests and becomes exercisable as to 1/48th of the shares on June 18, 2023, and each month thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 18, 2023 Filed May 23, 2023 01:33 UTC
GILLIS EDWARD MSenior Vice President, Devices
GrantCommon Stock 40,490 $1.70 $68,833.00
Disclosure

SEC source: 0001437749-23-015518 · rdgdoc.xml · nonDerivative · entry 1

GILLIS EDWARD M · CIK 0001241359 · Senior Vice President, Devices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,490

F1 · shares: The reported securities are represented by restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vested on May 18, 2023.

Read SEC document
May 18, 2023 Filed May 23, 2023 01:31 UTC
McClung DavidChief Financial Officer
GrantStock Option (right to buy) · Derivative 68,265 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001437749-23-015516 · rdgdoc.xml · derivative · entry 2

McClung David · CIK 0001686155 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,265

Underlying: Common Stock · 68,265 shares

Expires 2033-05-18

F2 · derivative.exercise_date: The option vests and becomes exercisable as to 1/48th of the shares on June 18, 2023, and each month thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 18, 2023 Filed May 23, 2023 01:31 UTC
McClung DavidChief Financial Officer
GrantCommon Stock 61,389 $1.70 $104,361.30
Disclosure

SEC source: 0001437749-23-015516 · rdgdoc.xml · nonDerivative · entry 1

McClung David · CIK 0001686155 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,120

F1 · shares: The reported securities are represented by restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vested on May 18, 2023.

Read SEC document
May 18, 2023 Filed May 23, 2023 01:30 UTC
Altman PeterDirector · President and CEO
GrantStock Option (right to buy) · Derivative 159,723 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001437749-23-015515 · rdgdoc.xml · derivative · entry 2

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,723

Underlying: Common Stock · 159,723 shares

Expires 2033-05-18

F2 · derivative.exercise_date: The option vests and becomes exercisable as to 1/48th of the shares on June 18, 2023, and each month thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 18, 2023 Filed May 23, 2023 01:30 UTC
Altman PeterDirector · President and CEO
GrantCommon Stock 109,324 $1.70 $185,850.80
Disclosure

SEC source: 0001437749-23-015515 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,039

F1 · shares: The reported securities are represented by restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vested on May 18, 2023.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 13:02 UTC
Allen Jim L.Director
GrantCommon Stock 148,809 $1.68 $249,999.12
Disclosure

SEC source: 0001437749-22-029318 · rdgdoc.xml · nonDerivative · entry 1

Allen Jim L. · CIK 0001789590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830,531

F1 · shares: These shares were purchased from the Issuer in a private placement that closed on December 16, 2022.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 13:02 UTC GrantCommon Stock 148,809 $1.68 $249,999.12
Disclosure

SEC source: 0001437749-22-029317 · rdgdoc.xml · nonDerivative · entry 1

Blank Andrew Scott · CIK 0001789894 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 291,659

F1 · shares: These shares were purchased from the Issuer in a private placement that closed on December 16, 2022.

F2 · ownership.nature: These shares are held by Andy Blank Revocable Living Trust, of which the Reporting Person serves as trustee.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 13:01 UTC
Altman PeterDirector · President and CEO
GrantCommon Stock 14,880 $1.68 $24,998.40
Disclosure

SEC source: 0001437749-22-029316 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,827

F1 · shares: These shares were purchased from the Issuer in a private placement that closed on December 16, 2022.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 13:01 UTC GrantCommon Stock 178,571 $1.68 $299,999.28
Disclosure

SEC source: 0001437749-22-029315 · rdgdoc.xml · nonDerivative · entry 1

STERTZER SIMON H · CIK 0001031689 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 888,084

F1 · shares: These shares were purchased from the Issuer in a private placement that closed on December 16, 2022.

F2 · ownership.nature: These shares are held by the Stertzer Family Trust, of which the Reporting Person and his spouse are co-trustees.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 13:00 UTC
McClung DavidChief Financial Officer
GrantCommon Stock 8,928 $1.68 $14,999.04
Disclosure

SEC source: 0001437749-22-029314 · rdgdoc.xml · nonDerivative · entry 1

McClung David · CIK 0001686155 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,446

F1 · shares: These shares were purchased from the Issuer in a private placement that closed on December 16, 2022.

Read SEC document
December 16, 2022 Filed Dec 21, 2022 01:15 UTC PurchaseCommon Stock 595,238 $1.68 $999,999.84
Disclosure

SEC source: 0001104659-22-128780 · tm2233138-1_4seq1.xml · nonDerivative · entry 1

FROST PHILLIP MD ET AL · CIK 0000898860 · 10% owner

Frost Gamma Investments Trust · CIK 0001380896 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,025,827

F1 · shares: Represents shares of the Issuer's common stock acquired by the Reporting Person from the Issuer in a private placement transaction pursuant to that certain Securities Purchase and Registration Rights Agreement by and among the Issuer and Frost Gamma Investments Trust, dated December 14, 2022.

F2 · balance_after: On June 6, 2019, the Issuer effected a 1-9 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F3 · ownership.nature: These securities are held by Frost Gamma Investments Trust, of which the Reporting Person is the trustee. Frost Gamma Limited Partnership is the sole and exclusive beneficiary of Frost Gamma Investments Trust. The Reporting Person is one of two limited partners of Frost Gamma Limited Partnership. The general partner of Frost Gamma Limited Partnership is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation, of which the Reporting Person is the sole shareholder.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 21:00 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 1,400 $1.86 $2,604.00
Disclosure

SEC source: 0001437749-22-027254 · rdgdoc.xml · nonDerivative · entry 2

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,947

F2 · shares: This transaction was executed in multiple trades ranging from $1.85 to $1.89 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 21:00 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 3,100 $1.87 $5,797.00
Disclosure

SEC source: 0001437749-22-027254 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,547

F1 · shares: This transaction was executed in multiple trades ranging from $1.83 to $1.92 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document
October 10, 2022 Filed Oct 11, 2022 11:01 UTC
McClung DavidChief Financial Officer
PurchaseCommon Stock 2,000 $2.07 $4,140.00
Disclosure

SEC source: 0001437749-22-023876 · rdgdoc.xml · nonDerivative · entry 1

McClung David · CIK 0001686155 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,518

F1 · shares: This transaction was executed in multiple trades ranging from $2.06 to $2.08 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document
September 23, 2022 Filed Sep 26, 2022 11:02 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 1,400 $1.87 $2,618.00
Disclosure

SEC source: 0001437749-22-023018 · rdgdoc.xml · nonDerivative · entry 2

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,447

F2 · shares: This transaction was executed in multiple trades ranging from $1.84 to $1.91 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document
September 22, 2022 Filed Sep 26, 2022 11:02 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 3,100 $1.81 $5,611.00
Disclosure

SEC source: 0001437749-22-023018 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,047

F1 · shares: This transaction was executed in multiple trades ranging from $1.76 to $1.87 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document
September 21, 2022 Filed Sep 22, 2022 23:11 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 2,750 $1.92 $5,280.00
Disclosure

SEC source: 0001437749-22-022935 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,947

F1 · shares: This transaction was executed in multiple trades ranging from $1.91 to $1.93 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 21:12 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 4,500 $1.46 $6,570.00
Disclosure

SEC source: 0001437749-22-014899 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,197

F1 · shares: This transaction was executed in multiple trades ranging from $1.43 to $1.49 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document
June 10, 2022 Filed Sep 30, 2022 21:02 UTC
Allen Jim L.Director
GrantStock Option (right to buy) · Derivative 12,434 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0001437749-22-023325 · rdgdoc.xml · derivative · entry 1

Allen Jim L. · CIK 0001789590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,868

Underlying: Common stock · 12,434 shares

Expires 2032-06-10

F1 · derivative.exercise_date: One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant.

Read SEC document
June 10, 2022 Filed Sep 30, 2022 21:03 UTC
MOYES JAY MDirector
GrantStock Option (right to buy) · Derivative 12,434 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0001437749-22-023326 · rdgdoc.xml · derivative · entry 1

MOYES JAY M · CIK 0001191062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,789

Underlying: Common stock · 12,434 shares

Expires 2032-06-10

F1 · derivative.exercise_date: One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant.

Read SEC document
June 10, 2022 Filed Sep 30, 2022 21:02 UTC GrantStock Option (right to buy) · Derivative 12,434 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0001437749-22-023324 · rdgdoc.xml · derivative · entry 1

ZSEBO KRISZTINA M · CIK 0001590703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,868

Underlying: Common stock · 12,434 shares

Expires 2032-06-10

F1 · derivative.exercise_date: One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant.

Read SEC document
June 10, 2022 Filed Sep 30, 2022 21:02 UTC GrantStock Option (right to buy) · Derivative 12,434 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0001437749-22-023323 · rdgdoc.xml · derivative · entry 1

Blank Andrew Scott · CIK 0001789894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,868

Underlying: Common stock · 12,434 shares

Expires 2032-06-10

F1 · derivative.exercise_date: One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant.

Read SEC document
June 10, 2022 Filed Sep 30, 2022 21:01 UTC GrantStock Option (right to buy) · Derivative 12,434 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0001437749-22-023322 · rdgdoc.xml · derivative · entry 1

STERTZER SIMON H · CIK 0001031689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,076

Underlying: Common stock · 12,434 shares

Expires 2032-06-10

F1 · derivative.exercise_date: One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant.

Read SEC document
June 10, 2022 Filed Sep 30, 2022 21:01 UTC GrantStock Option (right to buy) · Derivative 12,434 $0.00 Strike: $1.44 $0.00
Disclosure

SEC source: 0001437749-22-023321 · rdgdoc.xml · derivative · entry 1

KRASNO RICHARD M · CIK 0001215060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,868

Underlying: Common stock · 12,434 shares

Expires 2032-06-10

F1 · derivative.exercise_date: One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant.

Read SEC document
May 13, 2022 Filed May 13, 2022 22:32 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 2,698 $1.38 $3,723.24
Disclosure

SEC source: 0001437749-22-012420 · rdgdoc.xml · nonDerivative · entry 3

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,143

F3 · price: This transaction was executed in multiple trades ranging from $1.32 to $1.45 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 13, 2022 Filed Apr 14, 2023 23:52 UTC Amendment
Altman PeterDirector · President and CEO
GrantCommon Stock 3,498 $1.37 $4,792.26
Disclosure

SEC source: 0001437749-23-010355 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,943

F1 · shares: The original Form 4 filed on May 13, 2022 incorrectly reported that 2,698 shares were purchased. 3,498 shares were purchased on May 13, 2022 and are correctly reported herein.

F2 · shares: This transaction was executed in multiple trades ranging from $1.32 to $1.45 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

F2 · price: This transaction was executed in multiple trades ranging from $1.32 to $1.45 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

F3 · balance_after: The original Form 4 incorrectly reported that 348,143 shares were beneficially owned following the reported transaction. The corrected amount is reported herein.

Read SEC document
May 12, 2022 Filed May 13, 2022 22:32 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 11,302 $1.20 $13,562.40
Disclosure

SEC source: 0001437749-22-012420 · rdgdoc.xml · nonDerivative · entry 2

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,445

F2 · price: This transaction was executed in multiple trades ranging from $1.13 to $1.40 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 12, 2022 Filed May 19, 2022 00:03 UTC
Altman PeterDirector · President and CEO
Tax withholdingCommon Stock 31,446 $1.32 $41,508.72
Disclosure

SEC source: 0001437749-22-012954 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,697

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested on April 14, 2022 and does not represent a sale by the Reporting Person.

Read SEC document
May 12, 2022 Filed May 19, 2022 00:03 UTC
GILLIS EDWARD MSenior Vice President, Devices
Tax withholdingCommon Stock 12,358 $1.32 $16,312.56
Disclosure

SEC source: 0001437749-22-012953 · rdgdoc.xml · nonDerivative · entry 1

GILLIS EDWARD M · CIK 0001241359 · Senior Vice President, Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,879

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested on April 14, 2022 and does not represent a sale by the Reporting Person.

Read SEC document
May 12, 2022 Filed May 19, 2022 00:03 UTC
McClung DavidChief Financial Officer
Tax withholdingCommon Stock 20,632 $1.32 $27,234.24
Disclosure

SEC source: 0001437749-22-012952 · rdgdoc.xml · nonDerivative · entry 1

McClung David · CIK 0001686155 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,518

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested on April 14, 2022 and does not represent a sale by the Reporting Person.

Read SEC document
May 12, 2022 Filed Apr 7, 2023 20:45 UTC Amendment
McClung DavidChief Financial Officer
GrantCommon Stock 17,347 $1.32 $22,898.04
Disclosure

SEC source: 0001437749-23-009766 · rdgdoc.xml · nonDerivative · entry 1

McClung David · CIK 0001686155 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,803

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connections with the net settlement of RSUs vested on April 14, 2022, and does not represent a sale by the reporting person.

F2 · shares: The original Form 4 incorrectly reported that 20,632 shares had been withheld due to a clerical error. The corrected number is reported herein.

F3 · balance_after: The original Form 4 incorrectly reported that 76,518 shares were beneficially owned following the reported transaction. The corrected amount is reported herein.

Read SEC document
May 12, 2022 Filed Apr 7, 2023 20:44 UTC Amendment
Altman PeterDirector · President and CEO
Tax withholdingCommon Stock 26,458 $1.32 $34,924.56
Disclosure

SEC source: 0001437749-23-009765 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,685

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connections with the net settlement of RSUs vested on April 14, 2022, and does not represent a sale by the reporting person.

F2 · shares: The original Form 4 incorrectly reported that 31,446 shares had been withheld due to a clerical error. The corrected number is reported herein.

F3 · balance_after: The original Form 4 incorrectly reported that 316,697 shares were beneficially owned following the reported transaction. The corrected amount is reported herein.

Read SEC document
May 11, 2022 Filed May 13, 2022 22:32 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 1,000 $1.30 $1,300.00
Disclosure

SEC source: 0001437749-22-012420 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,143

F1 · price: This transaction was executed in multiple trades ranging from $1.29 to $1.30 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.