Last 12 months
Inside the activity.
32 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 2 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 3 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 5 | 0 |
| Jul 2026 | 8 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 3 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 18, 2023 Filed Oct 19, 2023 21:02 UTC |
STERTZER SIMON HDirector
|
GrantStock Option (right to buy) · Derivative | 12,434 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001437749-23-028619 · rdgdoc.xml · derivative · entry 1 STERTZER SIMON H · CIK 0001031689 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,510 Underlying: Common stock · 12,434 shares Expires 2033-10-18 F1 · derivative.exercise_date: One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| October 18, 2023 Filed Oct 19, 2023 21:01 UTC |
Facteau BillDirector
|
GrantStock Option (right to buy) · Derivative | 12,434 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001437749-23-028618 · rdgdoc.xml · derivative · entry 2 Facteau Bill · CIK 0001997664 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,434 Underlying: Common Stock · 12,434 shares Expires 2033-10-18 F2 · derivative.exercise_date: One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| October 18, 2023 Filed Oct 19, 2023 21:01 UTC |
Facteau BillDirector
|
GrantStock Option (right to buy) · Derivative | 31,085 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001437749-23-028618 · rdgdoc.xml · derivative · entry 1 Facteau Bill · CIK 0001997664 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,085 Underlying: Common Stock · 31,085 shares Expires 2033-10-18 F1 · derivative.exercise_date: One-third of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| August 17, 2023 Filed Aug 18, 2023 00:13 UTC |
Altman PeterDirector · President and CEO
|
GrantCommon Stock | 4,000 | $0.87 | $3,484.00 |
DisclosureSEC source: 0001437749-23-024106 · rdgdoc.xml · nonDerivative · entry 1 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 447,339 F1 · shares: This transaction was executed in multiple trades ranging from $0.858 to $0.880 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price. Read SEC document |
| August 17, 2023 Filed Aug 18, 2023 17:30 UTC Amendment |
Altman PeterDirector · President and CEO
|
PurchaseCommon Stock | 4,000 | $0.87 | $3,484.00 |
DisclosureSEC source: 0001437749-23-024141 · rdgdoc.xml · nonDerivative · entry 1 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 447,339 F1 · shares: This transaction was executed in multiple trades ranging from $0.858 to $0.880 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price. Read SEC document |
| August 14, 2023 Filed Aug 14, 2023 21:09 UTC |
Altman PeterDirector · President and CEO
|
GrantCommon Stock | 4,500 | $0.88 | $3,978.00 |
DisclosureSEC source: 0001437749-23-023755 · rdgdoc.xml · nonDerivative · entry 1 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 443,339 F1 · shares: This transaction was executed in multiple trades ranging from $0.883 to $0.884 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price. Read SEC document |
| August 14, 2023 Filed Aug 18, 2023 17:30 UTC Amendment |
Altman PeterDirector · President and CEO
|
PurchaseCommon Stock | 4,500 | $0.88 | $3,978.00 |
DisclosureSEC source: 0001437749-23-024140 · rdgdoc.xml · nonDerivative · entry 1 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 443,339 F1 · shares: This transaction was executed in multiple trades ranging from $0.883 to $0.884 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 00:32 UTC |
Altman PeterDirector · President and CEO
|
GrantCommon Stock | 6,421 | $2.34 | $14,999.46 |
DisclosureSEC source: 0001437749-23-018553 · rdgdoc.xml · nonDerivative · entry 1 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 438,839 F1 · shares: These shares were purchased from the issuer in a registered direct offering that closed on June 23, 2023. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 00:31 UTC |
McClung DavidChief Financial Officer
|
GrantCommon Stock | 4,280 | $2.34 | $9,998.08 |
DisclosureSEC source: 0001437749-23-018552 · rdgdoc.xml · nonDerivative · entry 1 McClung David · CIK 0001686155 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,724 F1 · shares: These shares were purchased from the issuer in a registered direct offering that closed on June 23, 2023. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 00:29 UTC |
Allen Jim L.Director
|
GrantCommon Stock | 64,212 | $2.34 | $149,999.23 |
DisclosureSEC source: 0001437749-23-018551 · rdgdoc.xml · nonDerivative · entry 1 Allen Jim L. · CIK 0001789590 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 894,743 F1 · shares: These shares were purchased from the Issuer in a registered direct offering that closed on June 23, 2023. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 00:26 UTC |
Blank Andrew ScottDirector
|
GrantCommon Stock | 64,212 | $2.34 | $149,999.23 |
DisclosureSEC source: 0001437749-23-018550 · rdgdoc.xml · nonDerivative · entry 1 Blank Andrew Scott · CIK 0001789894 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,404 F1 · shares: These shares were purchased from the Issuer in a registered direct offering that closed on June 23, 2023. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 00:25 UTC |
STERTZER SIMON HDirector
|
GrantCommon Stock | 64,212 | $2.34 | $149,999.23 |
DisclosureSEC source: 0001437749-23-018549 · rdgdoc.xml · nonDerivative · entry 1 STERTZER SIMON H · CIK 0001031689 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,766 F1 · shares: These shares were purchased from the Issuer in a registered direct offering that closed on June 23, 2023. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 22:24 UTC |
GILLIS EDWARD MSenior Vice President, Devices
|
Tax withholdingCommon Stock | 15,512 | $1.77 | $27,456.24 |
DisclosureSEC source: 0001437749-23-016523 · rdgdoc.xml · nonDerivative · entry 1 GILLIS EDWARD M · CIK 0001241359 · Senior Vice President, Devices 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,857 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested on May 18, 2023 and does not represent a sale by the Reporting Person. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 22:24 UTC |
McClung DavidChief Financial Officer
|
Tax withholdingCommon Stock | 20,676 | $1.77 | $36,596.52 |
DisclosureSEC source: 0001437749-23-016522 · rdgdoc.xml · nonDerivative · entry 1 McClung David · CIK 0001686155 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,444 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested on May 18, 2023 and does not represent a sale by the Reporting Person. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 22:23 UTC |
Altman PeterDirector · President and CEO
|
Tax withholdingCommon Stock | 36,821 | $1.77 | $65,173.17 |
DisclosureSEC source: 0001437749-23-016521 · rdgdoc.xml · nonDerivative · entry 1 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 432,418 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested on May 18, 2023 and does not represent a sale by the Reporting Person. Read SEC document |
| May 26, 2023 Filed May 30, 2023 21:01 UTC |
Altman PeterDirector · President and CEO
|
PurchaseCommon Stock | 6,200 | $1.60 | $9,920.00 |
DisclosureSEC source: 0001437749-23-016147 · rdgdoc.xml · nonDerivative · entry 1 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 469,239 F1 · shares: This transaction was executed in multiple trades ranging from $1.54 to $1.92 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price. Read SEC document |
| May 18, 2023 Filed May 23, 2023 01:33 UTC |
GILLIS EDWARD MSenior Vice President, Devices
|
GrantStock Option (right to buy) · Derivative | 43,803 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001437749-23-015518 · rdgdoc.xml · derivative · entry 2 GILLIS EDWARD M · CIK 0001241359 · Senior Vice President, Devices 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,803 Underlying: Common Stock · 43,803 shares Expires 2033-05-18 F2 · derivative.exercise_date: The option vests and becomes exercisable as to 1/48th of the shares on June 18, 2023, and each month thereafter, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| May 18, 2023 Filed May 23, 2023 01:33 UTC |
GILLIS EDWARD MSenior Vice President, Devices
|
GrantCommon Stock | 40,490 | $1.70 | $68,833.00 |
DisclosureSEC source: 0001437749-23-015518 · rdgdoc.xml · nonDerivative · entry 1 GILLIS EDWARD M · CIK 0001241359 · Senior Vice President, Devices 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,490 F1 · shares: The reported securities are represented by restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vested on May 18, 2023. Read SEC document |
| May 18, 2023 Filed May 23, 2023 01:31 UTC |
McClung DavidChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 68,265 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001437749-23-015516 · rdgdoc.xml · derivative · entry 2 McClung David · CIK 0001686155 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,265 Underlying: Common Stock · 68,265 shares Expires 2033-05-18 F2 · derivative.exercise_date: The option vests and becomes exercisable as to 1/48th of the shares on June 18, 2023, and each month thereafter, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| May 18, 2023 Filed May 23, 2023 01:31 UTC |
McClung DavidChief Financial Officer
|
GrantCommon Stock | 61,389 | $1.70 | $104,361.30 |
DisclosureSEC source: 0001437749-23-015516 · rdgdoc.xml · nonDerivative · entry 1 McClung David · CIK 0001686155 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,120 F1 · shares: The reported securities are represented by restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vested on May 18, 2023. Read SEC document |
| May 18, 2023 Filed May 23, 2023 01:30 UTC |
Altman PeterDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 159,723 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001437749-23-015515 · rdgdoc.xml · derivative · entry 2 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,723 Underlying: Common Stock · 159,723 shares Expires 2033-05-18 F2 · derivative.exercise_date: The option vests and becomes exercisable as to 1/48th of the shares on June 18, 2023, and each month thereafter, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| May 18, 2023 Filed May 23, 2023 01:30 UTC |
Altman PeterDirector · President and CEO
|
GrantCommon Stock | 109,324 | $1.70 | $185,850.80 |
DisclosureSEC source: 0001437749-23-015515 · rdgdoc.xml · nonDerivative · entry 1 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 463,039 F1 · shares: The reported securities are represented by restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vested on May 18, 2023. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 13:02 UTC |
Allen Jim L.Director
|
GrantCommon Stock | 148,809 | $1.68 | $249,999.12 |
DisclosureSEC source: 0001437749-22-029318 · rdgdoc.xml · nonDerivative · entry 1 Allen Jim L. · CIK 0001789590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830,531 F1 · shares: These shares were purchased from the Issuer in a private placement that closed on December 16, 2022. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 13:02 UTC |
Blank Andrew ScottDirector
|
GrantCommon Stock | 148,809 | $1.68 | $249,999.12 |
DisclosureSEC source: 0001437749-22-029317 · rdgdoc.xml · nonDerivative · entry 1 Blank Andrew Scott · CIK 0001789894 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 291,659 F1 · shares: These shares were purchased from the Issuer in a private placement that closed on December 16, 2022. F2 · ownership.nature: These shares are held by Andy Blank Revocable Living Trust, of which the Reporting Person serves as trustee. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 13:01 UTC |
Altman PeterDirector · President and CEO
|
GrantCommon Stock | 14,880 | $1.68 | $24,998.40 |
DisclosureSEC source: 0001437749-22-029316 · rdgdoc.xml · nonDerivative · entry 1 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,827 F1 · shares: These shares were purchased from the Issuer in a private placement that closed on December 16, 2022. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 13:01 UTC |
STERTZER SIMON HDirector
|
GrantCommon Stock | 178,571 | $1.68 | $299,999.28 |
DisclosureSEC source: 0001437749-22-029315 · rdgdoc.xml · nonDerivative · entry 1 STERTZER SIMON H · CIK 0001031689 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 888,084 F1 · shares: These shares were purchased from the Issuer in a private placement that closed on December 16, 2022. F2 · ownership.nature: These shares are held by the Stertzer Family Trust, of which the Reporting Person and his spouse are co-trustees. Read SEC document |
| December 16, 2022 Filed Dec 19, 2022 13:00 UTC |
McClung DavidChief Financial Officer
|
GrantCommon Stock | 8,928 | $1.68 | $14,999.04 |
DisclosureSEC source: 0001437749-22-029314 · rdgdoc.xml · nonDerivative · entry 1 McClung David · CIK 0001686155 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,446 F1 · shares: These shares were purchased from the Issuer in a private placement that closed on December 16, 2022. Read SEC document |
| December 16, 2022 Filed Dec 21, 2022 01:15 UTC |
FROST PHILLIP MD ET AL10% owner
Frost Gamma Investments Trust10% owner
|
PurchaseCommon Stock | 595,238 | $1.68 | $999,999.84 |
DisclosureSEC source: 0001104659-22-128780 · tm2233138-1_4seq1.xml · nonDerivative · entry 1 FROST PHILLIP MD ET AL · CIK 0000898860 · 10% owner Frost Gamma Investments Trust · CIK 0001380896 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,025,827 F1 · shares: Represents shares of the Issuer's common stock acquired by the Reporting Person from the Issuer in a private placement transaction pursuant to that certain Securities Purchase and Registration Rights Agreement by and among the Issuer and Frost Gamma Investments Trust, dated December 14, 2022. F2 · balance_after: On June 6, 2019, the Issuer effected a 1-9 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F3 · ownership.nature: These securities are held by Frost Gamma Investments Trust, of which the Reporting Person is the trustee. Frost Gamma Limited Partnership is the sole and exclusive beneficiary of Frost Gamma Investments Trust. The Reporting Person is one of two limited partners of Frost Gamma Limited Partnership. The general partner of Frost Gamma Limited Partnership is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation, of which the Reporting Person is the sole shareholder. Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 21:00 UTC |
Altman PeterDirector · President and CEO
|
PurchaseCommon Stock | 1,400 | $1.86 | $2,604.00 |
DisclosureSEC source: 0001437749-22-027254 · rdgdoc.xml · nonDerivative · entry 2 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,947 F2 · shares: This transaction was executed in multiple trades ranging from $1.85 to $1.89 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:00 UTC |
Altman PeterDirector · President and CEO
|
PurchaseCommon Stock | 3,100 | $1.87 | $5,797.00 |
DisclosureSEC source: 0001437749-22-027254 · rdgdoc.xml · nonDerivative · entry 1 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,547 F1 · shares: This transaction was executed in multiple trades ranging from $1.83 to $1.92 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price. Read SEC document |
| October 10, 2022 Filed Oct 11, 2022 11:01 UTC |
McClung DavidChief Financial Officer
|
PurchaseCommon Stock | 2,000 | $2.07 | $4,140.00 |
DisclosureSEC source: 0001437749-22-023876 · rdgdoc.xml · nonDerivative · entry 1 McClung David · CIK 0001686155 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,518 F1 · shares: This transaction was executed in multiple trades ranging from $2.06 to $2.08 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price. Read SEC document |
| September 23, 2022 Filed Sep 26, 2022 11:02 UTC |
Altman PeterDirector · President and CEO
|
PurchaseCommon Stock | 1,400 | $1.87 | $2,618.00 |
DisclosureSEC source: 0001437749-22-023018 · rdgdoc.xml · nonDerivative · entry 2 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,447 F2 · shares: This transaction was executed in multiple trades ranging from $1.84 to $1.91 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 11:02 UTC |
Altman PeterDirector · President and CEO
|
PurchaseCommon Stock | 3,100 | $1.81 | $5,611.00 |
DisclosureSEC source: 0001437749-22-023018 · rdgdoc.xml · nonDerivative · entry 1 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,047 F1 · shares: This transaction was executed in multiple trades ranging from $1.76 to $1.87 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price. Read SEC document |
| September 21, 2022 Filed Sep 22, 2022 23:11 UTC |
Altman PeterDirector · President and CEO
|
PurchaseCommon Stock | 2,750 | $1.92 | $5,280.00 |
DisclosureSEC source: 0001437749-22-022935 · rdgdoc.xml · nonDerivative · entry 1 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,947 F1 · shares: This transaction was executed in multiple trades ranging from $1.91 to $1.93 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 21:12 UTC |
Altman PeterDirector · President and CEO
|
PurchaseCommon Stock | 4,500 | $1.46 | $6,570.00 |
DisclosureSEC source: 0001437749-22-014899 · rdgdoc.xml · nonDerivative · entry 1 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,197 F1 · shares: This transaction was executed in multiple trades ranging from $1.43 to $1.49 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price. Read SEC document |
| June 10, 2022 Filed Sep 30, 2022 21:02 UTC |
Allen Jim L.Director
|
GrantStock Option (right to buy) · Derivative | 12,434 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001437749-22-023325 · rdgdoc.xml · derivative · entry 1 Allen Jim L. · CIK 0001789590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,868 Underlying: Common stock · 12,434 shares Expires 2032-06-10 F1 · derivative.exercise_date: One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant. Read SEC document |
| June 10, 2022 Filed Sep 30, 2022 21:03 UTC |
MOYES JAY MDirector
|
GrantStock Option (right to buy) · Derivative | 12,434 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001437749-22-023326 · rdgdoc.xml · derivative · entry 1 MOYES JAY M · CIK 0001191062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,789 Underlying: Common stock · 12,434 shares Expires 2032-06-10 F1 · derivative.exercise_date: One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant. Read SEC document |
| June 10, 2022 Filed Sep 30, 2022 21:02 UTC |
ZSEBO KRISZTINA MDirector
|
GrantStock Option (right to buy) · Derivative | 12,434 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001437749-22-023324 · rdgdoc.xml · derivative · entry 1 ZSEBO KRISZTINA M · CIK 0001590703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,868 Underlying: Common stock · 12,434 shares Expires 2032-06-10 F1 · derivative.exercise_date: One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant. Read SEC document |
| June 10, 2022 Filed Sep 30, 2022 21:02 UTC |
Blank Andrew ScottDirector
|
GrantStock Option (right to buy) · Derivative | 12,434 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001437749-22-023323 · rdgdoc.xml · derivative · entry 1 Blank Andrew Scott · CIK 0001789894 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,868 Underlying: Common stock · 12,434 shares Expires 2032-06-10 F1 · derivative.exercise_date: One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant. Read SEC document |
| June 10, 2022 Filed Sep 30, 2022 21:01 UTC |
STERTZER SIMON HDirector
|
GrantStock Option (right to buy) · Derivative | 12,434 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001437749-22-023322 · rdgdoc.xml · derivative · entry 1 STERTZER SIMON H · CIK 0001031689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,076 Underlying: Common stock · 12,434 shares Expires 2032-06-10 F1 · derivative.exercise_date: One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant. Read SEC document |
| June 10, 2022 Filed Sep 30, 2022 21:01 UTC |
KRASNO RICHARD MDirector
|
GrantStock Option (right to buy) · Derivative | 12,434 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001437749-22-023321 · rdgdoc.xml · derivative · entry 1 KRASNO RICHARD M · CIK 0001215060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,868 Underlying: Common stock · 12,434 shares Expires 2032-06-10 F1 · derivative.exercise_date: One hundred percent of the shares subject to the option vest and become exercisable on the one-year anniversary of the date of grant. Read SEC document |
| May 13, 2022 Filed May 13, 2022 22:32 UTC |
Altman PeterDirector · President and CEO
|
PurchaseCommon Stock | 2,698 | $1.38 | $3,723.24 |
DisclosureSEC source: 0001437749-22-012420 · rdgdoc.xml · nonDerivative · entry 3 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,143 F3 · price: This transaction was executed in multiple trades ranging from $1.32 to $1.45 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 13, 2022 Filed Apr 14, 2023 23:52 UTC Amendment |
Altman PeterDirector · President and CEO
|
GrantCommon Stock | 3,498 | $1.37 | $4,792.26 |
DisclosureSEC source: 0001437749-23-010355 · rdgdoc.xml · nonDerivative · entry 1 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 348,943 F1 · shares: The original Form 4 filed on May 13, 2022 incorrectly reported that 2,698 shares were purchased. 3,498 shares were purchased on May 13, 2022 and are correctly reported herein. F2 · shares: This transaction was executed in multiple trades ranging from $1.32 to $1.45 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price. F2 · price: This transaction was executed in multiple trades ranging from $1.32 to $1.45 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price. F3 · balance_after: The original Form 4 incorrectly reported that 348,143 shares were beneficially owned following the reported transaction. The corrected amount is reported herein. Read SEC document |
| May 12, 2022 Filed May 13, 2022 22:32 UTC |
Altman PeterDirector · President and CEO
|
PurchaseCommon Stock | 11,302 | $1.20 | $13,562.40 |
DisclosureSEC source: 0001437749-22-012420 · rdgdoc.xml · nonDerivative · entry 2 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,445 F2 · price: This transaction was executed in multiple trades ranging from $1.13 to $1.40 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 12, 2022 Filed May 19, 2022 00:03 UTC |
Altman PeterDirector · President and CEO
|
Tax withholdingCommon Stock | 31,446 | $1.32 | $41,508.72 |
DisclosureSEC source: 0001437749-22-012954 · rdgdoc.xml · nonDerivative · entry 1 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,697 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested on April 14, 2022 and does not represent a sale by the Reporting Person. Read SEC document |
| May 12, 2022 Filed May 19, 2022 00:03 UTC |
GILLIS EDWARD MSenior Vice President, Devices
|
Tax withholdingCommon Stock | 12,358 | $1.32 | $16,312.56 |
DisclosureSEC source: 0001437749-22-012953 · rdgdoc.xml · nonDerivative · entry 1 GILLIS EDWARD M · CIK 0001241359 · Senior Vice President, Devices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,879 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested on April 14, 2022 and does not represent a sale by the Reporting Person. Read SEC document |
| May 12, 2022 Filed May 19, 2022 00:03 UTC |
McClung DavidChief Financial Officer
|
Tax withholdingCommon Stock | 20,632 | $1.32 | $27,234.24 |
DisclosureSEC source: 0001437749-22-012952 · rdgdoc.xml · nonDerivative · entry 1 McClung David · CIK 0001686155 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,518 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs vested on April 14, 2022 and does not represent a sale by the Reporting Person. Read SEC document |
| May 12, 2022 Filed Apr 7, 2023 20:45 UTC Amendment |
McClung DavidChief Financial Officer
|
GrantCommon Stock | 17,347 | $1.32 | $22,898.04 |
DisclosureSEC source: 0001437749-23-009766 · rdgdoc.xml · nonDerivative · entry 1 McClung David · CIK 0001686155 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,803 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connections with the net settlement of RSUs vested on April 14, 2022, and does not represent a sale by the reporting person. F2 · shares: The original Form 4 incorrectly reported that 20,632 shares had been withheld due to a clerical error. The corrected number is reported herein. F3 · balance_after: The original Form 4 incorrectly reported that 76,518 shares were beneficially owned following the reported transaction. The corrected amount is reported herein. Read SEC document |
| May 12, 2022 Filed Apr 7, 2023 20:44 UTC Amendment |
Altman PeterDirector · President and CEO
|
Tax withholdingCommon Stock | 26,458 | $1.32 | $34,924.56 |
DisclosureSEC source: 0001437749-23-009765 · rdgdoc.xml · nonDerivative · entry 1 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 321,685 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connections with the net settlement of RSUs vested on April 14, 2022, and does not represent a sale by the reporting person. F2 · shares: The original Form 4 incorrectly reported that 31,446 shares had been withheld due to a clerical error. The corrected number is reported herein. F3 · balance_after: The original Form 4 incorrectly reported that 316,697 shares were beneficially owned following the reported transaction. The corrected amount is reported herein. Read SEC document |
| May 11, 2022 Filed May 13, 2022 22:32 UTC |
Altman PeterDirector · President and CEO
|
PurchaseCommon Stock | 1,000 | $1.30 | $1,300.00 |
DisclosureSEC source: 0001437749-22-012420 · rdgdoc.xml · nonDerivative · entry 1 Altman Peter · CIK 0001647542 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,143 F1 · price: This transaction was executed in multiple trades ranging from $1.29 to $1.30 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.