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Nasdaq · USD

BCDA

BioCardia, Inc.

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Tapewire entity
7752
SEC CIK
0000925741
Parsed reports
349

Last 12 months

Inside the activity.

32 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202620
Feb 202610
Mar 202620
Apr 202630
May 202640
Jun 202650
Jul 202680
Aug 202620
Sep 202630
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2025 Filed Dec 11, 2025 02:54 UTC
McClung DavidChief Financial Officer
GrantStock Option (right to buy) · Derivative 27,000 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001437749-25-037474 · rdgdoc.xml · derivative · entry 3

McClung David · CIK 0001686155 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,340

Underlying: Common stock · 20,000 shares

Expires 2035-12-08

F3 · derivative.exercise_date: The option vests and becomes exercisable as to 1/48th of the shares on January 8, 2026, and each month thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
December 08, 2025 Filed Dec 11, 2025 02:54 UTC
McClung DavidChief Financial Officer
Tax withholdingCommon Stock 29,339 $1.37 $40,194.43
Disclosure

SEC source: 0001437749-25-037474 · rdgdoc.xml · nonDerivative · entry 2

McClung David · CIK 0001686155 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,887

F2 · shares: The reported securities represent the shares that have been withheld by the Issuer to satisfy its income tax, withholding and remittance obligations in connection with the net settlement of the RSUs vested on December 8, 2025 and does not represent a sale by the Reporting Person.

F2 · price: The reported securities represent the shares that have been withheld by the Issuer to satisfy its income tax, withholding and remittance obligations in connection with the net settlement of the RSUs vested on December 8, 2025 and does not represent a sale by the Reporting Person.

Read SEC document
December 08, 2025 Filed Dec 11, 2025 02:54 UTC
McClung DavidChief Financial Officer
GrantCommon Stock 58,276 $1.37 $79,838.12
Disclosure

SEC source: 0001437749-25-037474 · rdgdoc.xml · nonDerivative · entry 1

McClung David · CIK 0001686155 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,226

F1 · shares: The reported securities represent restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock awarded as compensation in lieu of cash. 100% of the RSUs vested on December 8, 2025.

F1 · price: The reported securities represent restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock awarded as compensation in lieu of cash. 100% of the RSUs vested on December 8, 2025.

Read SEC document
December 08, 2025 Filed Dec 11, 2025 02:54 UTC
GILLIS EDWARD MSenior Vice President, Devices
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001437749-25-037473 · rdgdoc.xml · derivative · entry 3

GILLIS EDWARD M · CIK 0001241359 · Senior Vice President, Devices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,697

Underlying: Common stock · 20,000 shares

Expires 2035-12-08

F3 · derivative.exercise_date: The option vests and becomes exercisable as to 1/48th of the shares on January 8, 2026, and each month thereafter, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
December 08, 2025 Filed Dec 11, 2025 02:54 UTC
GILLIS EDWARD MSenior Vice President, Devices
Tax withholdingCommon Stock 15,172 $1.37 $20,785.64
Disclosure

SEC source: 0001437749-25-037473 · rdgdoc.xml · nonDerivative · entry 2

GILLIS EDWARD M · CIK 0001241359 · Senior Vice President, Devices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,874

F2 · shares: The reported securities represent the shares that have been withheld by the Issuer to satisfy its income tax, withholding and remittance obligations in connection with the net settlement of the RSUs vested on December 8, 2025 and does not represent a sale by the Reporting Person.

F2 · price: The reported securities represent the shares that have been withheld by the Issuer to satisfy its income tax, withholding and remittance obligations in connection with the net settlement of the RSUs vested on December 8, 2025 and does not represent a sale by the Reporting Person.

Read SEC document
December 08, 2025 Filed Dec 11, 2025 02:54 UTC
GILLIS EDWARD MSenior Vice President, Devices
GrantCommon Stock 38,078 $1.37 $52,166.86
Disclosure

SEC source: 0001437749-25-037473 · rdgdoc.xml · nonDerivative · entry 1

GILLIS EDWARD M · CIK 0001241359 · Senior Vice President, Devices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,046

F1 · shares: The reported securities represent restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock awarded as compensation in lieu of cash. 100% of the RSUs vested on December 8, 2025.

F1 · price: The reported securities represent restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock awarded as compensation in lieu of cash. 100% of the RSUs vested on December 8, 2025.

Read SEC document
December 08, 2025 Filed Dec 11, 2025 02:53 UTC
Allen Jim L.Director
GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001437749-25-037472 · rdgdoc.xml · derivative · entry 1

Allen Jim L. · CIK 0001789590 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,313

Underlying: Common Stock · 12,000 shares

Expires 2035-12-08

F1 · derivative.exercise_date: One hundred percent of the shares are subject to the option vesting and becoming exercisable on the one-year anniversary of the date of grant, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
December 08, 2025 Filed Dec 11, 2025 02:52 UTC
MOYES JAY MDirector
GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001437749-25-037471 · rdgdoc.xml · derivative · entry 1

MOYES JAY M · CIK 0001191062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,573

Underlying: Common Stock · 12,000 shares

Expires 2035-12-08

F1 · derivative.exercise_date: One hundred percent of the shares are subject to the option vesting and becoming exercisable on the one-year anniversary of the date of grant, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
December 08, 2025 Filed Dec 11, 2025 02:52 UTC
Facteau BillDirector
GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001437749-25-037470 · rdgdoc.xml · derivative · entry 1

Facteau Bill · CIK 0001997664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,729

Underlying: Common Stock · 12,000 shares

Expires 2035-12-08

F1 · derivative.exercise_date: One hundred percent of the shares are subject to the option vesting and becoming exercisable on the one-year anniversary of the date of grant, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
December 08, 2025 Filed Dec 11, 2025 02:52 UTC GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001437749-25-037469 · rdgdoc.xml · derivative · entry 1

STERTZER SIMON H · CIK 0001031689 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,573

Underlying: Common Stock · 12,000 shares

Expires 2035-12-08

F1 · derivative.exercise_date: One hundred percent of the shares are subject to the option vesting and becoming exercisable on the one-year anniversary of the date of grant, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
December 08, 2025 Filed Dec 11, 2025 02:51 UTC GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001437749-25-037468 · rdgdoc.xml · derivative · entry 1

Blank Andrew Scott · CIK 0001789894 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,313

Underlying: Common Stock · 12,000 shares

Expires 2035-12-08

F1 · derivative.exercise_date: One hundred percent of the shares are subject to the option vesting and becoming exercisable on the one-year anniversary of the date of grant, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
December 08, 2025 Filed Dec 11, 2025 02:51 UTC GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001437749-25-037467 · rdgdoc.xml · derivative · entry 1

Slosman Marvin · CIK 0001796908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2035-12-08

F1 · derivative.exercise_date: One hundred percent of the shares are subject to the option vesting and becoming exercisable on the one-year anniversary of the date of grant, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
September 19, 2025 Filed Sep 23, 2025 13:00 UTC PurchaseWarrant (right to buy) · Derivative 398,400 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0001437749-25-029653 · rdgdoc.xml · derivative · entry 6

STERTZER SIMON H · CIK 0001031689 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 575,675

Underlying: Common Stock · 398,400 shares

Expires 2027-09-20

F1 · shares: These shares were purchased from the Issuer in a public offering that closed on September 19, 2025, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · price: These shares were purchased from the Issuer in a public offering that closed on September 19, 2025, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · derivative.underlying_shares: These shares were purchased from the Issuer in a public offering that closed on September 19, 2025, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F2 · ownership.nature: These shares are held by the Stertzer Family Trust, of which the Reporting Person and his spouse are co-trustees.

Read SEC document
September 19, 2025 Filed Sep 23, 2025 13:00 UTC PurchaseCommon Stock 398,400 $1.25 $498,000.00
Disclosure

SEC source: 0001437749-25-029653 · rdgdoc.xml · nonDerivative · entry 3

STERTZER SIMON H · CIK 0001031689 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 591,054

F1 · shares: These shares were purchased from the Issuer in a public offering that closed on September 19, 2025, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F3 · ownership.nature: These shares are held by Windrock Enterprises L.L.C., of which the Reporting Person and his spouse are the sole members and managers.

Read SEC document
September 19, 2025 Filed Sep 23, 2025 13:00 UTC PurchaseWarrant (right to buy) · Derivative 288,000 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0001437749-25-029652 · rdgdoc.xml · derivative · entry 3

Blank Andrew Scott · CIK 0001789894 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 602,522

Underlying: Common Stock · 288,000 shares

Expires 2027-09-20

F1 · shares: Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · price: Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · derivative.underlying_shares: Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F2 · ownership.nature: These shares are held by Andy Blank Revocable Living Trust, of which the Reporting Person serves as trustee.

Read SEC document
September 19, 2025 Filed Sep 23, 2025 13:00 UTC PurchaseCommon Stock 288,000 $1.25 $360,000.00
Disclosure

SEC source: 0001437749-25-029652 · rdgdoc.xml · nonDerivative · entry 1

Blank Andrew Scott · CIK 0001789894 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 634,023

F1 · shares: Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F2 · ownership.nature: These shares are held by Andy Blank Revocable Living Trust, of which the Reporting Person serves as trustee.

Read SEC document
September 19, 2025 Filed Sep 23, 2025 13:00 UTC
Altman PeterDirector · President and CEO
PurchaseWarrant (right to buy) · Derivative 48,000 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0001437749-25-029651 · rdgdoc.xml · derivative · entry 2

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,612

Underlying: Common Stock · 48,000 shares

Expires 2027-09-20

F1 · shares: These shares were purchased from the Issuer in a public offering that closed on September 19, 2025, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · price: These shares were purchased from the Issuer in a public offering that closed on September 19, 2025, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · derivative.underlying_shares: These shares were purchased from the Issuer in a public offering that closed on September 19, 2025, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

Read SEC document
September 19, 2025 Filed Sep 23, 2025 13:00 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 48,000 $1.25 $60,000.00
Disclosure

SEC source: 0001437749-25-029651 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,762

F1 · shares: These shares were purchased from the Issuer in a public offering that closed on September 19, 2025, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · price: These shares were purchased from the Issuer in a public offering that closed on September 19, 2025, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

Read SEC document
August 22, 2025 Filed Aug 25, 2025 13:30 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 700 $1.83 $1,281.00
Disclosure

SEC source: 0001437749-25-027633 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,762

F1 · shares: This transaction was executed in multiple trades ranging from $1.82 to $1.89 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

F1 · price: This transaction was executed in multiple trades ranging from $1.82 to $1.89 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document
August 13, 2025 Filed Aug 13, 2025 22:59 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 100 $1.83 $183.00
Disclosure

SEC source: 0001437749-25-026614 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,062

F1 · shares: This transaction was executed in a single trade.

F1 · price: This transaction was executed in a single trade.

Read SEC document
August 12, 2025 Filed Aug 12, 2025 23:23 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 400 $1.75 $700.40
Disclosure

SEC source: 0001437749-25-026308 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,962

F1 · shares: This transaction was executed in multiple trades ranging from $1.70 to $1.83 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

F1 · price: This transaction was executed in multiple trades ranging from $1.70 to $1.83 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document
August 11, 2025 Filed Aug 11, 2025 23:21 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 1,700 $1.76 $2,988.60
Disclosure

SEC source: 0001437749-25-026009 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,562

F1 · shares: This transaction was executed in multiple trades ranging from $1.73 to $1.82 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

F1 · price: This transaction was executed in multiple trades ranging from $1.73 to $1.82 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document
June 30, 2025 Filed Jul 3, 2025 01:02 UTC
Altman PeterDirector · President and CEO
PurchaseWarrant (right to buy) · Derivative 24,096 Not disclosed Strike: $1.95 Not disclosed
Disclosure

SEC source: 0001437749-25-022064 · rdgdoc.xml · derivative · entry 2

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,612

Underlying: Common Stock · 24,096 shares

Expires 2030-06-30

F1 · shares: On June 30, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · price: On June 30, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

Read SEC document
June 30, 2025 Filed Jul 3, 2025 01:02 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 24,096 $2.08 $49,999.20
Disclosure

SEC source: 0001437749-25-022064 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,862

F1 · shares: On June 30, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · price: On June 30, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

Read SEC document
June 30, 2025 Filed Jul 3, 2025 01:03 UTC
McClung DavidChief Financial Officer
PurchaseWarrant (right to buy) · Derivative 4,819 Not disclosed Strike: $1.95 Not disclosed
Disclosure

SEC source: 0001437749-25-022065 · rdgdoc.xml · derivative · entry 2

McClung David · CIK 0001686155 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,275

Underlying: Common Stock · 4,819 shares

Expires 2030-06-30

F1 · shares: On June 30, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · price: On June 30, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · derivative.underlying_shares: On June 30, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

Read SEC document
June 30, 2025 Filed Jul 3, 2025 01:03 UTC
McClung DavidChief Financial Officer
PurchaseCommon Stock 4,819 $2.08 $9,999.43
Disclosure

SEC source: 0001437749-25-022065 · rdgdoc.xml · nonDerivative · entry 1

McClung David · CIK 0001686155 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,950

F1 · shares: On June 30, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · price: On June 30, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

Read SEC document
June 30, 2025 Filed Jul 3, 2025 01:02 UTC PurchaseWarrant (right to buy) · Derivative 72,289 Not disclosed Strike: $1.95 Not disclosed
Disclosure

SEC source: 0001437749-25-022063 · rdgdoc.xml · derivative · entry 6

STERTZER SIMON H · CIK 0001031689 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 177,275

Underlying: Common Stock · 72,289 shares

Expires 2030-06-30

F1 · shares: On June 30, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · price: On June 30, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · derivative.underlying_shares: On June 30, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F2 · ownership.nature: These shares are held by the Stertzer Family Trust, of which the Reporting Person and his spouse are co-trustees.

Read SEC document
June 30, 2025 Filed Jul 3, 2025 01:02 UTC PurchaseCommon Stock 72,289 $2.08 $149,999.68
Disclosure

SEC source: 0001437749-25-022063 · rdgdoc.xml · nonDerivative · entry 3

STERTZER SIMON H · CIK 0001031689 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 192,654

F1 · shares: On June 30, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F3 · ownership.nature: These shares are held by Windrock Enterprises L.L.C., of which the Reporting Person and his spouse are the sole members and managers.

Read SEC document
June 30, 2025 Filed Jul 3, 2025 01:01 UTC PurchaseWarrant (right to buy) · Derivative 72,289 Not disclosed Strike: $1.95 Not disclosed
Disclosure

SEC source: 0001437749-25-022062 · rdgdoc.xml · derivative · entry 3

Blank Andrew Scott · CIK 0001789894 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 314,522

Underlying: Common Stock · 72,289 shares

Expires 2030-06-30

F1 · shares: On June 30, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · price: On June 30, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · derivative.underlying_shares: On June 30, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F2 · ownership.nature: These shares are held by Andy Blank Revocable Living Trust, of which the Reporting Person serves as trustee.

Read SEC document
June 30, 2025 Filed Jul 3, 2025 01:01 UTC PurchaseCommon Stock 72,289 $2.08 $149,999.68
Disclosure

SEC source: 0001437749-25-022062 · rdgdoc.xml · nonDerivative · entry 1

Blank Andrew Scott · CIK 0001789894 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 346,023

F1 · shares: On June 30, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · price: On June 30, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F2 · ownership.nature: These shares are held by Andy Blank Revocable Living Trust, of which the Reporting Person serves as trustee.

Read SEC document
May 30, 2025 Filed May 31, 2025 00:55 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 100 $2.21 $221.00
Disclosure

SEC source: 0001437749-25-019036 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,766

F1 · shares: This transaction was executed in a single trade for $2.21 per share.

F1 · price: This transaction was executed in a single trade for $2.21 per share.

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May 22, 2025 Filed May 22, 2025 22:45 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 700 $1.89 $1,323.00
Disclosure

SEC source: 0001437749-25-018235 · rdgdoc.xml · nonDerivative · entry 2

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,666

F2 · shares: This transaction was executed in multiple trades ranging from $1.87 to $1.96 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

F2 · price: This transaction was executed in multiple trades ranging from $1.87 to $1.96 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document
May 20, 2025 Filed May 22, 2025 22:45 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 1,600 $2.08 $3,328.00
Disclosure

SEC source: 0001437749-25-018235 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,966

F1 · shares: This transaction was executed in multiple trades ranging from $1.97 to $2.22 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

F1 · price: This transaction was executed in multiple trades ranging from $1.97 to $2.22 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document
May 16, 2025 Filed May 16, 2025 21:31 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 300 $2.43 $729.60
Disclosure

SEC source: 0001437749-25-017469 · rdgdoc.xml · nonDerivative · entry 2

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,366

F2 · shares: This transaction was executed in multiple trades ranging from $2.409 to $2.448 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

F2 · price: This transaction was executed in multiple trades ranging from $2.409 to $2.448 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document
May 14, 2025 Filed May 16, 2025 21:31 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 100 $2.99 $298.60
Disclosure

SEC source: 0001437749-25-017469 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,066

F1 · shares: This transaction was executed in a single trade

F1 · price: This transaction was executed in a single trade

Read SEC document
April 23, 2025 Filed Apr 26, 2025 01:38 UTC
McClung DavidChief Financial Officer
PurchaseWarrant (right to buy) · Derivative 13,123 Not disclosed Strike: $1.91 Not disclosed
Disclosure

SEC source: 0001437749-25-013200 · rdgdoc.xml · derivative · entry 2

McClung David · CIK 0001686155 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,456

Underlying: Common Stock · 13,123 shares

Expires 2030-04-23

F1 · shares: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · price: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · derivative.underlying_shares: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

Read SEC document
April 23, 2025 Filed Apr 26, 2025 01:38 UTC
McClung DavidChief Financial Officer
PurchaseCommon Stock 13,123 $1.91 $24,999.32
Disclosure

SEC source: 0001437749-25-013200 · rdgdoc.xml · nonDerivative · entry 1

McClung David · CIK 0001686155 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,131

F1 · shares: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · price: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

Read SEC document
April 23, 2025 Filed Apr 26, 2025 01:37 UTC
Facteau BillDirector
PurchaseWarrant (right to buy) · Derivative 13,123 Not disclosed Strike: $1.91 Not disclosed
Disclosure

SEC source: 0001437749-25-013199 · rdgdoc.xml · derivative · entry 2

Facteau Bill · CIK 0001997664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,123

Underlying: Common Stock · 13,123 shares

Expires 2030-04-23

F1 · shares: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · price: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · derivative.underlying_shares: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

Read SEC document
April 23, 2025 Filed Apr 26, 2025 01:37 UTC
Facteau BillDirector
PurchaseCommon Stock 13,123 $1.91 $24,999.32
Disclosure

SEC source: 0001437749-25-013199 · rdgdoc.xml · nonDerivative · entry 1

Facteau Bill · CIK 0001997664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,123

F1 · shares: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

Read SEC document
April 23, 2025 Filed Apr 26, 2025 01:36 UTC PurchaseWarrant (right to buy) · Derivative 131,233 Not disclosed Strike: $1.91 Not disclosed
Disclosure

SEC source: 0001437749-25-013198 · rdgdoc.xml · derivative · entry 3

Blank Andrew Scott · CIK 0001789894 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 242,233

Underlying: Common Stock · 131,233 shares

Expires 2030-04-23

F1 · shares: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · price: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · derivative.underlying_shares: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F2 · ownership.nature: These shares are held by Andy Blank Revocable Living Trust, of which the Reporting Person serves as trustee.

Read SEC document
April 23, 2025 Filed Apr 26, 2025 01:36 UTC PurchaseCommon Stock 131,233 $1.91 $249,998.87
Disclosure

SEC source: 0001437749-25-013198 · rdgdoc.xml · nonDerivative · entry 1

Blank Andrew Scott · CIK 0001789894 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 265,957

F1 · shares: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F2 · ownership.nature: These shares are held by Andy Blank Revocable Living Trust, of which the Reporting Person serves as trustee.

Read SEC document
April 23, 2025 Filed Apr 26, 2025 01:35 UTC
Altman PeterDirector · President and CEO
PurchaseWarrant (right to buy) · Derivative 26,246 Not disclosed Strike: $1.91 Not disclosed
Disclosure

SEC source: 0001437749-25-013196 · rdgdoc.xml · derivative · entry 2

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,516

Underlying: Common Stock · 26,246 shares

Expires 2030-04-23

F1 · shares: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · price: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · derivative.underlying_shares: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

Read SEC document
April 23, 2025 Filed Apr 26, 2025 01:35 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 26,246 $1.91 $49,998.63
Disclosure

SEC source: 0001437749-25-013196 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,966

F1 · shares: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

Read SEC document
April 23, 2025 Filed Apr 26, 2025 01:35 UTC PurchaseWarrant (right to buy) · Derivative 104,986 Not disclosed Strike: $1.91 Not disclosed
Disclosure

SEC source: 0001437749-25-013197 · rdgdoc.xml · derivative · entry 6

STERTZER SIMON H · CIK 0001031689 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See note

Disclosed balance after: 104,986

Underlying: Common Stock · 104,986 shares

Expires 2030-04-23

F1 · shares: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · price: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · derivative.underlying_shares: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

Read SEC document
April 23, 2025 Filed Apr 26, 2025 01:35 UTC PurchaseCommon Stock 104,986 $1.91 $199,998.33
Disclosure

SEC source: 0001437749-25-013197 · rdgdoc.xml · nonDerivative · entry 3

STERTZER SIMON H · CIK 0001031689 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 120,365

F1 · shares: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F3 · ownership.nature: These shares are held by Windrock Enterprises L.L.C., of which the Reporting Person and his spouse are the sole members and managers.

Read SEC document
April 23, 2025 Filed Apr 28, 2025 22:46 UTC PurchaseWarrant (right to buy) · Derivative 13,123 Not disclosed Strike: $1.91 Not disclosed
Disclosure

SEC source: 0001437749-25-013386 · rdgdoc.xml · derivative · entry 2

KRASNO RICHARD M · CIK 0001215060 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,123

Underlying: Common Stock · 13,123 shares

Expires 2030-04-23

F1 · shares: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · price: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

F1 · derivative.underlying_shares: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

Read SEC document
April 23, 2025 Filed Apr 28, 2025 22:46 UTC PurchaseCommon Stock 13,123 $1.91 $24,999.32
Disclosure

SEC source: 0001437749-25-013386 · rdgdoc.xml · nonDerivative · entry 1

KRASNO RICHARD M · CIK 0001215060 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,268

F1 · shares: On April 23, 2025, the Registrant closed a private placement with certain qualified institutional buyers and institutional accredited investors, as well as the Reporting Person, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 23:44 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 100 $2.14 $214.00
Disclosure

SEC source: 0001437749-25-012314 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,720

Read SEC document
April 11, 2025 Filed Apr 14, 2025 23:41 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 300 $2.03 $609.00
Disclosure

SEC source: 0001437749-25-011966 · rdgdoc.xml · nonDerivative · entry 2

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,620

F2 · shares: This transaction was executed in multiple trades ranging from $1.98 to $2.03 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

F2 · price: This transaction was executed in multiple trades ranging from $1.98 to $2.03 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document
April 10, 2025 Filed Apr 14, 2025 23:41 UTC
Altman PeterDirector · President and CEO
PurchaseCommon Stock 300 $1.99 $597.00
Disclosure

SEC source: 0001437749-25-011966 · rdgdoc.xml · nonDerivative · entry 1

Altman Peter · CIK 0001647542 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,320

F1 · shares: This transaction was executed in multiple trades ranging from $1.94 to $1.99 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

F1 · price: This transaction was executed in multiple trades ranging from $1.94 to $1.99 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.