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BCAT

BlackRock Capital Allocation Term Trust

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4633
SEC CIK
0001809541
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183

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2021 Filed Feb 19, 2021 22:16 UTC
Koesterich Russell JaredPortfolio Manager
PurchaseCommon Stock 100 $21.96 $2,196.00
Disclosure

SEC source: 0000899243-21-007411 · doc4.xml · nonDerivative · entry 1

Koesterich Russell Jared · CIK 0001825197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,600

Read SEC document
January 29, 2021 Filed Feb 3, 2021 00:32 UTC
Clayton David WilliamPortfolio Manager
GrantPhantom Shares · Derivative 17,700.7507 $21.98 $389,062.50
Disclosure

SEC source: 0000899243-21-004303 · doc4.xml · derivative · entry 1

Clayton David William · CIK 0001825217 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,700.7507

Underlying: Common Stock · 17,700.7507 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 02:22 UTC
Koesterich Russell JaredPortfolio Manager
PurchaseCommon Stock 1,500 $21.87 $32,805.00
Disclosure

SEC source: 0000899243-21-001036 · doc4.xml · nonDerivative · entry 1

Koesterich Russell Jared · CIK 0001825197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Read SEC document
January 06, 2021 Filed Jan 8, 2021 02:16 UTC
Rieder Richard MPortfolio Manager
PurchaseCommon Stock 8,000 $21.70 $173,575.20
Disclosure

SEC source: 0000899243-21-001033 · doc4.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,432

Read SEC document
December 21, 2020 Filed Nov 24, 2021 19:47 UTC PurchaseCommon Stock 22,000 $22.97 $505,320.20
Disclosure

SEC source: 0000899243-21-046016 · doc4.xml · nonDerivative · entry 2

Fairbairn Robert W · CIK 0001376962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,141

Read SEC document
December 18, 2020 Filed Nov 24, 2021 19:47 UTC PurchaseCommon Stock 21,141 $22.98 $485,801.15
Disclosure

SEC source: 0000899243-21-046016 · doc4.xml · nonDerivative · entry 1

Fairbairn Robert W · CIK 0001376962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,141

Read SEC document
December 08, 2020 Filed Dec 10, 2020 20:13 UTC
Rieder Richard MPortfolio Manager
PurchaseCommon Stock 18,182 $22.28 $405,040.41
Disclosure

SEC source: 0000899243-20-033324 · doc4.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,432

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:18 UTC
Rieder Richard MPortfolio Manager
PurchaseCommon Stock 8,000 $20.60 $164,790.40
Disclosure

SEC source: 0000899243-20-030845 · doc4.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,250

Read SEC document
October 26, 2020 Filed Oct 28, 2020 19:28 UTC
Koesterich Russell JaredPortfolio Manager
PurchaseCommon Stock 200 $20.14 $4,028.00
Disclosure

SEC source: 0000899243-20-029493 · doc4.xml · nonDerivative · entry 7

Koesterich Russell Jared · CIK 0001825197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
October 26, 2020 Filed Oct 28, 2020 19:28 UTC
Koesterich Russell JaredPortfolio Manager
PurchaseCommon Stock 200 $20.12 $4,024.00
Disclosure

SEC source: 0000899243-20-029493 · doc4.xml · nonDerivative · entry 6

Koesterich Russell Jared · CIK 0001825197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,800

Read SEC document
October 26, 2020 Filed Oct 28, 2020 19:28 UTC
Koesterich Russell JaredPortfolio Manager
PurchaseCommon Stock 200 $20.12 $4,024.00
Disclosure

SEC source: 0000899243-20-029493 · doc4.xml · nonDerivative · entry 5

Koesterich Russell Jared · CIK 0001825197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,600

Read SEC document
October 26, 2020 Filed Oct 28, 2020 19:28 UTC
Koesterich Russell JaredPortfolio Manager
PurchaseCommon Stock 400 $20.14 $8,056.00
Disclosure

SEC source: 0000899243-20-029493 · doc4.xml · nonDerivative · entry 4

Koesterich Russell Jared · CIK 0001825197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Read SEC document
October 26, 2020 Filed Oct 28, 2020 19:28 UTC
Koesterich Russell JaredPortfolio Manager
PurchaseCommon Stock 100 $20.14 $2,014.00
Disclosure

SEC source: 0000899243-20-029493 · doc4.xml · nonDerivative · entry 3

Koesterich Russell Jared · CIK 0001825197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Read SEC document
October 26, 2020 Filed Oct 28, 2020 19:28 UTC
Koesterich Russell JaredPortfolio Manager
PurchaseCommon Stock 100 $20.14 $2,014.00
Disclosure

SEC source: 0000899243-20-029493 · doc4.xml · nonDerivative · entry 2

Koesterich Russell Jared · CIK 0001825197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,900

Read SEC document
October 26, 2020 Filed Oct 28, 2020 19:28 UTC
Koesterich Russell JaredPortfolio Manager
PurchaseCommon Stock 800 $20.16 $16,128.00
Disclosure

SEC source: 0000899243-20-029493 · doc4.xml · nonDerivative · entry 1

Koesterich Russell Jared · CIK 0001825197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800

Read SEC document
October 15, 2020 Filed Oct 19, 2020 16:15 UTC
Koesterich Russell JaredPortfolio Manager
PurchaseCommon Stock 200 $20.48 $4,096.00
Disclosure

SEC source: 0000899243-20-028575 · doc4.xml · nonDerivative · entry 2

Koesterich Russell Jared · CIK 0001825197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
October 15, 2020 Filed Oct 19, 2020 16:15 UTC
Koesterich Russell JaredPortfolio Manager
PurchaseCommon Stock 1,300 $20.48 $26,624.00
Disclosure

SEC source: 0000899243-20-028575 · doc4.xml · nonDerivative · entry 1

Koesterich Russell Jared · CIK 0001825197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Read SEC document
October 02, 2020 Filed Oct 6, 2020 14:06 UTC
Koesterich Russell JaredPortfolio Manager
PurchaseCommon Stock 1,500 $20.20 $30,300.00
Disclosure

SEC source: 0000899243-20-027533 · doc4.xml · nonDerivative · entry 1

Koesterich Russell Jared · CIK 0001825197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Read SEC document
September 29, 2020 Filed Oct 1, 2020 19:13 UTC
Koesterich Russell JaredPortfolio Manager
PurchaseCommon Stock 1,400 $20.12 $28,168.00
Disclosure

SEC source: 0000899243-20-026654 · doc4.xml · nonDerivative · entry 3

Koesterich Russell Jared · CIK 0001825197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
September 29, 2020 Filed Oct 1, 2020 19:13 UTC
Koesterich Russell JaredPortfolio Manager
PurchaseCommon Stock 400 $20.12 $8,047.60
Disclosure

SEC source: 0000899243-20-026654 · doc4.xml · nonDerivative · entry 2

Koesterich Russell Jared · CIK 0001825197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Read SEC document
September 29, 2020 Filed Oct 1, 2020 19:13 UTC
Koesterich Russell JaredPortfolio Manager
PurchaseCommon Stock 200 $20.11 $4,022.00
Disclosure

SEC source: 0000899243-20-026654 · doc4.xml · nonDerivative · entry 1

Koesterich Russell Jared · CIK 0001825197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Read SEC document
September 25, 2020 Filed Sep 29, 2020 17:16 UTC
Rieder Richard MPortfolio Manager
PurchaseCommon Stock 5,500 $20.00 $110,000.00
Disclosure

SEC source: 0000899243-20-026454 · doc4.xml · nonDerivative · entry 6

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,500

Read SEC document
September 25, 2020 Filed Sep 29, 2020 17:16 UTC
Rieder Richard MPortfolio Manager
PurchaseCommon Stock 5,000 $20.00 $100,000.00
Disclosure

SEC source: 0000899243-20-026454 · doc4.xml · nonDerivative · entry 5

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,000

Read SEC document
September 25, 2020 Filed Sep 29, 2020 17:16 UTC
Rieder Richard MPortfolio Manager
PurchaseCommon Stock 3,750 $20.00 $75,000.00
Disclosure

SEC source: 0000899243-20-026454 · doc4.xml · nonDerivative · entry 4

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,000

Read SEC document
September 25, 2020 Filed Sep 29, 2020 17:16 UTC
Rieder Richard MPortfolio Manager
PurchaseCommon Stock 2,000 $20.00 $40,000.00
Disclosure

SEC source: 0000899243-20-026454 · doc4.xml · nonDerivative · entry 3

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,250

Read SEC document
September 25, 2020 Filed Sep 29, 2020 17:16 UTC
Rieder Richard MPortfolio Manager
PurchaseCommon Stock 1,250 $20.00 $25,000.00
Disclosure

SEC source: 0000899243-20-026454 · doc4.xml · nonDerivative · entry 2

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,250

Read SEC document
September 25, 2020 Filed Sep 29, 2020 17:16 UTC
Rieder Richard MPortfolio Manager
PurchaseCommon Stock 1,000 $20.00 $20,000.00
Disclosure

SEC source: 0000899243-20-026454 · doc4.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,000

Read SEC document
September 25, 2020 Filed Sep 29, 2020 17:13 UTC
Koesterich Russell JaredPortfolio Manager
PurchaseCommon Stock 2,900 $20.02 $58,058.00
Disclosure

SEC source: 0000899243-20-026452 · doc4.xml · nonDerivative · entry 2

Koesterich Russell Jared · CIK 0001825197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
September 25, 2020 Filed Sep 29, 2020 17:13 UTC
Koesterich Russell JaredPortfolio Manager
PurchaseCommon Stock 100 $20.02 $2,001.50
Disclosure

SEC source: 0000899243-20-026452 · doc4.xml · nonDerivative · entry 1

Koesterich Russell Jared · CIK 0001825197 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Read SEC document
September 25, 2020 Filed Dec 14, 2020 23:38 UTC Amendment
Rieder Richard MPortfolio Manager
PurchaseCommon Stock 3,750 $20.00 $75,000.00
Disclosure

SEC source: 0000899243-20-033775 · doc4a.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,250

F1 · shares: The original Form 4 filed on September 29, 2020 is amended by this Form 4 amendment to include an additional purchase of Common Stock by the reporting person that was not included in the original Form 4.

F1 · balance_after: The original Form 4 filed on September 29, 2020 is amended by this Form 4 amendment to include an additional purchase of Common Stock by the reporting person that was not included in the original Form 4.

Read SEC document
September 24, 2020 Filed Sep 29, 2020 00:54 UTC
Rieder Richard MPortfolio Manager
PurchaseCommon Stock 100,000 $20.00 $2,000,000.00
Disclosure

SEC source: 0000899243-20-026430 · doc4.xml · nonDerivative · entry 1

Rieder Richard M · CIK 0001436848 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Read SEC document
September 24, 2020 Filed Sep 29, 2020 00:51 UTC PurchaseCommon Stock 5,000 $20.00 $100,000.00
Disclosure

SEC source: 0000899243-20-026429 · doc4.xml · nonDerivative · entry 2

Fairbairn Robert W · CIK 0001376962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
September 24, 2020 Filed Sep 29, 2020 00:51 UTC PurchaseCommon Stock 10,000 $20.00 $200,000.00
Disclosure

SEC source: 0000899243-20-026429 · doc4.xml · nonDerivative · entry 1

Fairbairn Robert W · CIK 0001376962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.