Tapewire

Nasdaq · USD

BCAB

BioAtla, Inc.

Export transactions ↓
Tapewire entity
879
SEC CIK
0001826892
Parsed reports
293

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2021 Filed Dec 7, 2021 17:44 UTC
WALDRON RICHARD AChief Financial Officer
SaleCommon Stock 880 $24.22 $21,317.12
Disclosure

SEC source: 0001209191-21-068388 · doc4.xml · nonDerivative · entry 6

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,903

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F7 · price: The range of prices for the shares of Common Stock is from $23.80 to $24.68. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 01, 2021 Filed Dec 7, 2021 17:44 UTC
WALDRON RICHARD AChief Financial Officer
SaleCommon Stock 4,034 $23.27 $93,855.04
Disclosure

SEC source: 0001209191-21-068388 · doc4.xml · nonDerivative · entry 5

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,783

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F6 · price: The range of prices for the shares of Common Stock is from $22.79 to $23.77. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 01, 2021 Filed Dec 7, 2021 17:44 UTC
WALDRON RICHARD AChief Financial Officer
SaleCommon Stock 2,332 $22.19 $51,737.75
Disclosure

SEC source: 0001209191-21-068388 · doc4.xml · nonDerivative · entry 4

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,817

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F5 · price: The range of prices for the shares of Common Stock is from $21.79 to $22.73. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 01, 2021 Filed Dec 7, 2021 22:40 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 2,953 $24.22 $71,533.47
Disclosure

SEC source: 0001209191-21-068383 · doc4.xml · nonDerivative · entry 6

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325,622

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F7 · price: The range of prices for the shares of Common Stock is from $23.80 to $24.68. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 01, 2021 Filed Dec 7, 2021 22:40 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 13,539 $23.27 $314,998.37
Disclosure

SEC source: 0001209191-21-068383 · doc4.xml · nonDerivative · entry 5

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,328,575

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F6 · price: The range of prices for the shares of Common Stock is from $22.79 to $23.77. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 01, 2021 Filed Dec 7, 2021 22:40 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 7,829 $22.19 $173,694.19
Disclosure

SEC source: 0001209191-21-068383 · doc4.xml · nonDerivative · entry 4

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,342,114

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F5 · price: The range of prices for the shares of Common Stock is from $21.79 to $22.73. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 01, 2021 Filed Dec 7, 2021 17:41 UTC
Smith Scott AndrewDirector · President
SaleCommon Stock 76 $24.22 $1,841.02
Disclosure

SEC source: 0001209191-21-068385 · doc4.xml · nonDerivative · entry 6

Smith Scott Andrew · CIK 0001614975 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,640

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F7 · price: The range of prices for the shares of Common Stock is from $23.80 to $24.68. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 01, 2021 Filed Dec 7, 2021 17:41 UTC
Smith Scott AndrewDirector · President
SaleCommon Stock 350 $23.27 $8,143.10
Disclosure

SEC source: 0001209191-21-068385 · doc4.xml · nonDerivative · entry 5

Smith Scott Andrew · CIK 0001614975 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,716

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F6 · price: The range of prices for the shares of Common Stock is from $22.79 to $23.77. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 01, 2021 Filed Dec 7, 2021 17:41 UTC
Smith Scott AndrewDirector · President
SaleCommon Stock 202 $22.19 $4,481.57
Disclosure

SEC source: 0001209191-21-068385 · doc4.xml · nonDerivative · entry 4

Smith Scott Andrew · CIK 0001614975 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,066

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F5 · price: The range of prices for the shares of Common Stock is from $21.79 to $22.73. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 01, 2021 Filed Dec 7, 2021 22:43 UTC SaleCommon Stock 123 $24.22 $2,979.55
Disclosure

SEC source: 0001209191-21-068387 · doc4.xml · nonDerivative · entry 6

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,459

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F7 · price: The range of prices for the shares of Common Stock is from $23.80 to $24.68. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 01, 2021 Filed Dec 7, 2021 22:43 UTC SaleCommon Stock 563 $23.27 $13,098.76
Disclosure

SEC source: 0001209191-21-068387 · doc4.xml · nonDerivative · entry 5

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,582

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F6 · price: The range of prices for the shares of Common Stock is from $22.79 to $23.77. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 01, 2021 Filed Dec 7, 2021 22:43 UTC SaleCommon Stock 325 $22.19 $7,210.45
Disclosure

SEC source: 0001209191-21-068387 · doc4.xml · nonDerivative · entry 4

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,145

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F5 · price: The range of prices for the shares of Common Stock is from $21.79 to $22.73. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 30, 2021 Filed Dec 7, 2021 22:41 UTC
Sievers EricChief Medical Officer
SaleCommon Stock 20 $25.38 $507.58
Disclosure

SEC source: 0001209191-21-068384 · doc4.xml · nonDerivative · entry 3

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,499

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F4 · price: The range of prices for the shares of Common Stock is from $25.30 to $25.38. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 30, 2021 Filed Dec 7, 2021 22:41 UTC
Sievers EricChief Medical Officer
SaleCommon Stock 58 $24.68 $1,431.21
Disclosure

SEC source: 0001209191-21-068384 · doc4.xml · nonDerivative · entry 2

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,519

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F3 · price: The range of prices for the shares of Common Stock is from $24.33 to $25.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 30, 2021 Filed Dec 7, 2021 22:41 UTC
Sievers EricChief Medical Officer
SaleCommon Stock 53 $24.00 $1,271.84
Disclosure

SEC source: 0001209191-21-068384 · doc4.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,577

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F2 · price: The range of prices for the shares of Common Stock is from $23.33 to $24.32. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 30, 2021 Filed Dec 7, 2021 17:44 UTC
WALDRON RICHARD AChief Financial Officer
SaleCommon Stock 848 $25.38 $21,521.39
Disclosure

SEC source: 0001209191-21-068388 · doc4.xml · nonDerivative · entry 3

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,149

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F4 · price: The range of prices for the shares of Common Stock is from $25.30 to $25.38. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 30, 2021 Filed Dec 7, 2021 17:44 UTC
WALDRON RICHARD AChief Financial Officer
SaleCommon Stock 2,422 $24.68 $59,765.27
Disclosure

SEC source: 0001209191-21-068388 · doc4.xml · nonDerivative · entry 2

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,997

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F3 · price: The range of prices for the shares of Common Stock is from $24.33 to $25.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 30, 2021 Filed Dec 7, 2021 17:44 UTC
WALDRON RICHARD AChief Financial Officer
SaleCommon Stock 2,240 $24.00 $53,753.28
Disclosure

SEC source: 0001209191-21-068388 · doc4.xml · nonDerivative · entry 1

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,419

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F2 · price: The range of prices for the shares of Common Stock is from $23.33 to $24.32. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 30, 2021 Filed Dec 7, 2021 22:40 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 2,845 $25.38 $72,203.26
Disclosure

SEC source: 0001209191-21-068383 · doc4.xml · nonDerivative · entry 3

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,349,943

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F4 · price: The range of prices for the shares of Common Stock is from $25.30 to $25.38. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 30, 2021 Filed Dec 7, 2021 22:40 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 8,126 $24.68 $200,517.18
Disclosure

SEC source: 0001209191-21-068383 · doc4.xml · nonDerivative · entry 2

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,352,788

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F3 · price: The range of prices for the shares of Common Stock is from $24.33 to $25.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 30, 2021 Filed Dec 7, 2021 22:40 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 7,519 $24.00 $180,433.44
Disclosure

SEC source: 0001209191-21-068383 · doc4.xml · nonDerivative · entry 1

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,360,914

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F2 · price: The range of prices for the shares of Common Stock is from $23.33 to $24.32. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 30, 2021 Filed Dec 7, 2021 17:41 UTC
Smith Scott AndrewDirector · President
SaleCommon Stock 74 $25.38 $1,878.05
Disclosure

SEC source: 0001209191-21-068385 · doc4.xml · nonDerivative · entry 3

Smith Scott Andrew · CIK 0001614975 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,268

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F4 · price: The range of prices for the shares of Common Stock is from $25.30 to $25.38. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 30, 2021 Filed Dec 7, 2021 17:41 UTC
Smith Scott AndrewDirector · President
SaleCommon Stock 210 $24.68 $5,181.96
Disclosure

SEC source: 0001209191-21-068385 · doc4.xml · nonDerivative · entry 2

Smith Scott Andrew · CIK 0001614975 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,342

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F3 · price: The range of prices for the shares of Common Stock is from $24.33 to $25.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 30, 2021 Filed Dec 7, 2021 17:41 UTC
Smith Scott AndrewDirector · President
SaleCommon Stock 194 $24.00 $4,655.42
Disclosure

SEC source: 0001209191-21-068385 · doc4.xml · nonDerivative · entry 1

Smith Scott Andrew · CIK 0001614975 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,552

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F2 · price: The range of prices for the shares of Common Stock is from $23.33 to $24.32. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 30, 2021 Filed Dec 7, 2021 22:43 UTC SaleCommon Stock 118 $25.38 $2,994.72
Disclosure

SEC source: 0001209191-21-068387 · doc4.xml · nonDerivative · entry 3

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,470

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F4 · price: The range of prices for the shares of Common Stock is from $25.30 to $25.38. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 30, 2021 Filed Dec 7, 2021 22:43 UTC SaleCommon Stock 338 $24.68 $8,340.49
Disclosure

SEC source: 0001209191-21-068387 · doc4.xml · nonDerivative · entry 2

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,588

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F3 · price: The range of prices for the shares of Common Stock is from $24.33 to $25.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 30, 2021 Filed Dec 7, 2021 22:43 UTC SaleCommon Stock 312 $24.00 $7,487.06
Disclosure

SEC source: 0001209191-21-068387 · doc4.xml · nonDerivative · entry 1

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,926

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F2 · price: The range of prices for the shares of Common Stock is from $23.33 to $24.32. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 29, 2021 Filed Dec 7, 2021 01:41 UTC
Sievers EricChief Medical Officer
SaleCommon Stock 110 $23.89 $2,627.90
Disclosure

SEC source: 0001209191-21-068212 · doc4.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,630

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F2 · price: The range of prices for the shares of Common Stock is from $23.75 to $24.11. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 29, 2021 Filed Dec 6, 2021 20:44 UTC
WALDRON RICHARD AChief Financial Officer
SaleCommon Stock 4,599 $23.89 $109,870.11
Disclosure

SEC source: 0001209191-21-068218 · doc4.xml · nonDerivative · entry 1

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,659

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F2 · price: The range of prices for the shares of Common Stock is from $23.75 to $24.11. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 29, 2021 Filed Dec 7, 2021 01:41 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 15,435 $23.89 $368,742.15
Disclosure

SEC source: 0001209191-21-068210 · doc4.xml · nonDerivative · entry 1

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368,433

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F2 · price: The range of prices for the shares of Common Stock is from $23.75 to $24.11. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 29, 2021 Filed Dec 6, 2021 20:42 UTC
Smith Scott AndrewDirector · President
SaleCommon Stock 399 $23.89 $9,532.11
Disclosure

SEC source: 0001209191-21-068213 · doc4.xml · nonDerivative · entry 1

Smith Scott Andrew · CIK 0001614975 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,746

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F2 · price: The range of prices for the shares of Common Stock is from $23.75 to $24.11. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 29, 2021 Filed Dec 7, 2021 01:43 UTC SaleCommon Stock 642 $23.89 $15,337.38
Disclosure

SEC source: 0001209191-21-068215 · doc4.xml · nonDerivative · entry 1

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,238

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F2 · price: The range of prices for the shares of Common Stock is from $23.75 to $24.11. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 24, 2021 Filed Dec 1, 2021 01:05 UTC
Sievers EricChief Medical Officer
SaleCommon Stock 37 $25.77 $953.53
Disclosure

SEC source: 0001209191-21-067218 · doc4.xml · nonDerivative · entry 6

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,740

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F7 · price: The range of prices for the shares of Common Stock is from $25.57 to $26.14. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 24, 2021 Filed Dec 1, 2021 01:05 UTC
Sievers EricChief Medical Officer
SaleCommon Stock 44 $25.00 $1,099.96
Disclosure

SEC source: 0001209191-21-067218 · doc4.xml · nonDerivative · entry 5

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,777

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F6 · price: The range of prices for the shares of Common Stock is from $24.48 to $25.42. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 24, 2021 Filed Dec 1, 2021 01:05 UTC
Sievers EricChief Medical Officer
SaleCommon Stock 48 $24.05 $1,154.54
Disclosure

SEC source: 0001209191-21-067218 · doc4.xml · nonDerivative · entry 4

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,821

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F5 · price: The range of prices for the shares of Common Stock is from $23.48 to $24.32. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 24, 2021 Filed Nov 30, 2021 20:07 UTC
WALDRON RICHARD AChief Financial Officer
SaleCommon Stock 1,124 $25.77 $28,966.60
Disclosure

SEC source: 0001209191-21-067221 · doc4.xml · nonDerivative · entry 6

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,258

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F7 · price: The range of prices for the shares of Common Stock is from $25.57 to $26.14. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 24, 2021 Filed Nov 30, 2021 20:07 UTC
WALDRON RICHARD AChief Financial Officer
SaleCommon Stock 1,354 $25.00 $33,848.65
Disclosure

SEC source: 0001209191-21-067221 · doc4.xml · nonDerivative · entry 5

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,382

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F6 · price: The range of prices for the shares of Common Stock is from $24.48 to $25.42. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 24, 2021 Filed Nov 30, 2021 20:07 UTC
WALDRON RICHARD AChief Financial Officer
SaleCommon Stock 1,459 $24.05 $35,093.33
Disclosure

SEC source: 0001209191-21-067221 · doc4.xml · nonDerivative · entry 4

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,736

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F5 · price: The range of prices for the shares of Common Stock is from $23.48 to $24.32. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 24, 2021 Filed Dec 1, 2021 01:04 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 4,859 $25.77 $125,221.29
Disclosure

SEC source: 0001209191-21-067217 · doc4.xml · nonDerivative · entry 6

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383,868

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F7 · price: The range of prices for the shares of Common Stock is from $25.57 to $26.14. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 24, 2021 Filed Dec 1, 2021 01:04 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 5,852 $25.00 $146,294.15
Disclosure

SEC source: 0001209191-21-067217 · doc4.xml · nonDerivative · entry 5

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,388,727

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F6 · price: The range of prices for the shares of Common Stock is from $24.48 to $25.42. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 24, 2021 Filed Dec 1, 2021 01:04 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 6,311 $24.05 $151,798.48
Disclosure

SEC source: 0001209191-21-067217 · doc4.xml · nonDerivative · entry 4

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394,579

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F5 · price: The range of prices for the shares of Common Stock is from $23.48 to $24.32. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 24, 2021 Filed Nov 30, 2021 20:06 UTC
Smith Scott AndrewDirector · President
SaleCommon Stock 133 $25.77 $3,427.54
Disclosure

SEC source: 0001209191-21-067219 · doc4.xml · nonDerivative · entry 6

Smith Scott Andrew · CIK 0001614975 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,145

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F7 · price: The range of prices for the shares of Common Stock is from $25.57 to $26.14. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 24, 2021 Filed Nov 30, 2021 20:06 UTC
Smith Scott AndrewDirector · President
SaleCommon Stock 160 $25.00 $3,999.84
Disclosure

SEC source: 0001209191-21-067219 · doc4.xml · nonDerivative · entry 5

Smith Scott Andrew · CIK 0001614975 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,278

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F6 · price: The range of prices for the shares of Common Stock is from $24.48 to $25.42. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 24, 2021 Filed Nov 30, 2021 20:06 UTC
Smith Scott AndrewDirector · President
SaleCommon Stock 173 $24.05 $4,161.17
Disclosure

SEC source: 0001209191-21-067219 · doc4.xml · nonDerivative · entry 4

Smith Scott Andrew · CIK 0001614975 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,438

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F5 · price: The range of prices for the shares of Common Stock is from $23.48 to $24.32. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 24, 2021 Filed Dec 1, 2021 01:07 UTC SaleCommon Stock 214 $25.77 $5,514.99
Disclosure

SEC source: 0001209191-21-067220 · doc4.xml · nonDerivative · entry 6

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,880

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F7 · price: The range of prices for the shares of Common Stock is from $25.57 to $26.14. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 24, 2021 Filed Dec 1, 2021 01:07 UTC SaleCommon Stock 258 $25.00 $6,449.74
Disclosure

SEC source: 0001209191-21-067220 · doc4.xml · nonDerivative · entry 5

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,094

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F6 · price: The range of prices for the shares of Common Stock is from $24.48 to $25.42. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 24, 2021 Filed Dec 1, 2021 01:07 UTC SaleCommon Stock 278 $24.05 $6,686.73
Disclosure

SEC source: 0001209191-21-067220 · doc4.xml · nonDerivative · entry 4

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,352

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F5 · price: The range of prices for the shares of Common Stock is from $23.48 to $24.32. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 23, 2021 Filed Dec 1, 2021 01:05 UTC
Sievers EricChief Medical Officer
SaleCommon Stock 68 $26.04 $1,770.38
Disclosure

SEC source: 0001209191-21-067218 · doc4.xml · nonDerivative · entry 3

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,869

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F4 · price: The range of prices for the shares of Common Stock is from $24.85 to $25.70. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 23, 2021 Filed Dec 1, 2021 01:05 UTC
Sievers EricChief Medical Officer
SaleCommon Stock 119 $24.29 $2,889.92
Disclosure

SEC source: 0001209191-21-067218 · doc4.xml · nonDerivative · entry 2

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,937

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F3 · price: The range of prices for the shares of Common Stock is from $23.82 to $24.79. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 23, 2021 Filed Nov 30, 2021 20:07 UTC
WALDRON RICHARD AChief Financial Officer
SaleCommon Stock 2,101 $26.04 $54,699.54
Disclosure

SEC source: 0001209191-21-067221 · doc4.xml · nonDerivative · entry 3

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,195

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F4 · price: The range of prices for the shares of Common Stock is from $24.85 to $25.70. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.