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BioAtla, Inc.

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879
SEC CIK
0001826892
Parsed reports
293

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2026 Filed Sep 2, 2026 21:28 UTC
Sievers EricChief Medical Officer
Tax withholdingCommon Stock 134 $1.69 $226.46
Disclosure

SEC source: 0001193125-26-380486 · ownership.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,346

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
August 31, 2026 Filed Sep 2, 2026 21:27 UTC
SHORT JAY M PHDDirector · Chief Executive Officer
Tax withholdingCommon Stock 259 $1.69 $437.71
Disclosure

SEC source: 0001193125-26-380482 · ownership.xml · nonDerivative · entry 1

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,035

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
August 31, 2026 Filed Sep 2, 2026 21:26 UTC
Vasquez ChristianChief Financial Officer
Tax withholdingCommon Stock 71 $1.69 $119.99
Disclosure

SEC source: 0001193125-26-380479 · ownership.xml · nonDerivative · entry 1

Vasquez Christian · CIK 0001835732 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,476

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

F2 · balance_after: Includes shares purchased under the Issuer's ESPP.

Read SEC document
May 31, 2026 Filed Jun 5, 2026 20:30 UTC
Sievers EricChief Medical Officer
Tax withholdingCommon Stock 134 $3.93 $526.62
Disclosure

SEC source: 0001193125-26-259689 · ownership.xml · nonDerivative · entry 2

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,840

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

F2 · balance_after: Effective on April 6, 2026, the Issuer effected a 50-for-1 share consolidation of its common stock (the "Share Consolidation"). The amount of securities reported on this Form 4 has been adjusted to reflect the Share Consolidation.

Read SEC document
May 31, 2026 Filed Jun 5, 2026 20:30 UTC
SHORT JAY M PHDDirector · Chief Executive Officer
Tax withholdingCommon Stock 259 $3.93 $1,017.87
Disclosure

SEC source: 0001193125-26-259702 · ownership.xml · nonDerivative · entry 2

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,294

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

F2 · balance_after: Effective on April 6, 2026, the Issuer effected a 50-for-1 share consolidation of its common stock (the "Share Consolidation"). The amount of securities reported on this Form 4 has been adjusted to reflect the Share Consolidation.

Read SEC document
May 31, 2026 Filed Jun 5, 2026 20:30 UTC
Vasquez ChristianChief Financial Officer
Tax withholdingCommon Stock 82 $3.93 $322.26
Disclosure

SEC source: 0001193125-26-259699 · ownership.xml · nonDerivative · entry 2

Vasquez Christian · CIK 0001835732 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,347

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

F2 · balance_after: Effective on April 6, 2026, the Issuer effected a 50-for-1 share consolidation of its common stock (the "Share Consolidation"). The amount of securities reported on this Form 4 has been adjusted to reflect the Share Consolidation.

Read SEC document
March 12, 2026 Filed Jun 5, 2026 20:30 UTC
SHORT JAY M PHDDirector · Chief Executive Officer
Tax withholdingCommon Stock 639 $0.17 $107.35
Disclosure

SEC source: 0001193125-26-259702 · ownership.xml · nonDerivative · entry 1

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,553

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

F2 · balance_after: Effective on April 6, 2026, the Issuer effected a 50-for-1 share consolidation of its common stock (the "Share Consolidation"). The amount of securities reported on this Form 4 has been adjusted to reflect the Share Consolidation.

Read SEC document
March 11, 2026 Filed Mar 12, 2026 20:07 UTC
SHORT JAY M PHDDirector · Chief Executive Officer
GrantCommon Stock 430,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-104134 · ownership.xml · nonDerivative · entry 1

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,659,603

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 25% of the total number of shares on March 11, 2027, and thereafter, 6.25% of the total number of shares subject to the RSU shall vest on the last day of each May, August, November and February, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
March 11, 2026 Filed Jun 5, 2026 20:30 UTC
Sievers EricChief Medical Officer
Tax withholdingCommon Stock 360 $0.17 $60.84
Disclosure

SEC source: 0001193125-26-259689 · ownership.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,614

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

F2 · balance_after: Effective on April 6, 2026, the Issuer effected a 50-for-1 share consolidation of its common stock (the "Share Consolidation"). The amount of securities reported on this Form 4 has been adjusted to reflect the Share Consolidation.

Read SEC document
March 11, 2026 Filed Jun 5, 2026 20:30 UTC
Vasquez ChristianChief Financial Officer
Tax withholdingCommon Stock 175 $0.17 $29.58
Disclosure

SEC source: 0001193125-26-259699 · ownership.xml · nonDerivative · entry 1

Vasquez Christian · CIK 0001835732 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,429

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

F2 · balance_after: Effective on April 6, 2026, the Issuer effected a 50-for-1 share consolidation of its common stock (the "Share Consolidation"). The amount of securities reported on this Form 4 has been adjusted to reflect the Share Consolidation.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 20:08 UTC
Sievers EricChief Medical Officer
GrantCommon Stock 240,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-104136 · ownership.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 598,705

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 25% of the total number of shares on March 10, 2027, and thereafter, 6.25% of the total number of shares subject to the RSU shall vest on the last day of each May, August, November and February, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 20:07 UTC
Vasquez ChristianChief Financial Officer
GrantCommon Stock 240,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-104132 · ownership.xml · nonDerivative · entry 1

Vasquez Christian · CIK 0001835732 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 530,196

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 25% of the total number of shares on March 10, 2027, and thereafter, 6.25% of the total number of shares subject to the RSU shall vest on the last day of each May, August, November and February, subject to the reporting person's continued service through the applicable vesting date.

Read SEC document
February 28, 2026 Filed Mar 2, 2026 23:13 UTC
Sievers EricChief Medical Officer
Tax withholdingCommon Stock 3,140 $0.25 $775.58
Disclosure

SEC source: 0001193125-26-085966 · ownership.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,705

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 2, 2026 18:14 UTC
WALDRON RICHARD AFormer Chief Financial Officer
Tax withholdingCommon Stock 2,729 $0.25 $674.06
Disclosure

SEC source: 0001193125-26-085968 · ownership.xml · nonDerivative · entry 1

WALDRON RICHARD A · CIK 0001226961 · Former Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,421

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 2, 2026 23:14 UTC
SHORT JAY M PHDDirector · Chief Executive Officer
Tax withholdingCommon Stock 7,728 $0.25 $1,908.82
Disclosure

SEC source: 0001193125-26-085971 · ownership.xml · nonDerivative · entry 1

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,229,603

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
February 28, 2026 Filed Mar 2, 2026 23:14 UTC
Vasquez ChristianChief Financial Officer
Tax withholdingCommon Stock 1,802 $0.25 $445.09
Disclosure

SEC source: 0001193125-26-085970 · ownership.xml · nonDerivative · entry 1

Vasquez Christian · CIK 0001835732 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,196

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
November 30, 2025 Filed Dec 1, 2025 23:35 UTC
Sievers EricChief Medical Officer
Tax withholdingCommon Stock 2,729 $0.90 $2,467.02
Disclosure

SEC source: 0001193125-25-304173 · ownership.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,845

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
November 30, 2025 Filed Dec 1, 2025 18:37 UTC
WALDRON RICHARD AChief Financial Officer
Tax withholdingCommon Stock 2,371 $0.90 $2,143.38
Disclosure

SEC source: 0001193125-25-304178 · ownership.xml · nonDerivative · entry 1

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,150

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

F2 · balance_after: Includes shares purchased under the Issuer's ESPP.

Read SEC document
November 30, 2025 Filed Dec 1, 2025 23:35 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 6,347 $0.90 $5,737.69
Disclosure

SEC source: 0001193125-25-304171 · ownership.xml · nonDerivative · entry 1

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,237,331

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
November 30, 2025 Filed Dec 1, 2025 23:34 UTC Tax withholdingCommon Stock 1,566 $0.90 $1,415.66
Disclosure

SEC source: 0001193125-25-304170 · ownership.xml · nonDerivative · entry 1

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,998

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

F2 · balance_after: Includes shares purchased under the Issuer's ESPP.

Read SEC document
August 31, 2025 Filed Sep 2, 2025 23:08 UTC
Sievers EricChief Medical Officer
Tax withholdingCommon Stock 2,729 $0.46 $1,243.06
Disclosure

SEC source: 0000950170-25-112615 · ownership.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,574

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
August 31, 2025 Filed Sep 2, 2025 19:07 UTC
WALDRON RICHARD AChief Financial Officer
Tax withholdingCommon Stock 2,371 $0.46 $1,079.99
Disclosure

SEC source: 0000950170-25-112614 · ownership.xml · nonDerivative · entry 1

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,521

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
August 31, 2025 Filed Sep 2, 2025 23:09 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 6,347 $0.46 $2,891.06
Disclosure

SEC source: 0000950170-25-112618 · ownership.xml · nonDerivative · entry 1

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,243,678

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
August 31, 2025 Filed Sep 2, 2025 23:08 UTC Tax withholdingCommon Stock 1,566 $0.46 $713.31
Disclosure

SEC source: 0000950170-25-112616 · ownership.xml · nonDerivative · entry 1

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,564

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
June 18, 2025 Filed Jun 18, 2025 23:44 UTC GrantCommon Stock 23,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-088063 · ownership.xml · nonDerivative · entry 1

STEINMAN LAWRENCE · CIK 0001132679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,459

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 100% of the total number of shares on the earlier of (i) June 18, 2026, or (ii) the next Company annual meeting of stockholders, subject to the reporting person's continued service through the vesting date.

Read SEC document
June 18, 2025 Filed Jun 18, 2025 19:43 UTC GrantCommon Stock 23,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-088061 · ownership.xml · nonDerivative · entry 1

MCBRINN SYLVIA · CIK 0001284666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,125

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 100% of the total number of shares on the earlier of (i) June 18, 2026, or (ii) the next Company annual meeting of stockholders, subject to the reporting person's continued service through the vesting date.

Read SEC document
June 18, 2025 Filed Jun 18, 2025 23:43 UTC GrantCommon Stock 23,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-088062 · ownership.xml · nonDerivative · entry 1

GRAY MARY ANN · CIK 0001261974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,397

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 100% of the total number of shares on the earlier of (i) June 18, 2026, or (ii) the next Company annual meeting of stockholders, subject to the reporting person's continued service through the vesting date.

Read SEC document
June 18, 2025 Filed Jun 18, 2025 19:42 UTC GrantCommon Stock 23,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-088060 · ownership.xml · nonDerivative · entry 1

Smith Scott Andrew · CIK 0001614975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,550

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 100% of the total number of shares on the earlier of (i) June 18, 2026, or (ii) the next Company annual meeting of stockholders, subject to the reporting person's continued service through the vesting date.

Read SEC document
June 18, 2025 Filed Jun 18, 2025 19:44 UTC GrantCommon Stock 23,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-088064 · ownership.xml · nonDerivative · entry 1

Williams Eddie · CIK 0001725276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,200

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 100% of the total number of shares on the earlier of (i) June 18, 2026, or (ii) the next Company annual meeting of stockholders, subject to the reporting person's continued service through the vesting date.

Read SEC document
June 18, 2025 Filed Jun 18, 2025 23:45 UTC
Moran SusanDirector
GrantCommon Stock 23,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-088065 · ownership.xml · nonDerivative · entry 1

Moran Susan · CIK 0001835225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,307

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 100% of the total number of shares on the earlier of (i) June 18, 2026, or (ii) the next Company annual meeting of stockholders, subject to the reporting person's continued service through the vesting date.

Read SEC document
May 31, 2025 Filed Jun 3, 2025 20:31 UTC
Sievers EricChief Medical Officer
Tax withholdingCommon Stock 2,729 $0.41 $1,116.16
Disclosure

SEC source: 0000950170-25-080990 · ownership.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,303

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
May 31, 2025 Filed Jun 3, 2025 16:30 UTC
WALDRON RICHARD AChief Financial Officer
Tax withholdingCommon Stock 2,371 $0.41 $969.74
Disclosure

SEC source: 0000950170-25-080991 · ownership.xml · nonDerivative · entry 1

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,892

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

F2 · balance_after: Includes shares purchased under the Issuer's ESPP Plan.

Read SEC document
May 31, 2025 Filed Jun 3, 2025 20:31 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 6,347 $0.41 $2,595.92
Disclosure

SEC source: 0000950170-25-080994 · ownership.xml · nonDerivative · entry 1

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,250,025

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
May 31, 2025 Filed Jun 3, 2025 20:29 UTC Tax withholdingCommon Stock 1,566 $0.41 $640.49
Disclosure

SEC source: 0000950170-25-080980 · ownership.xml · nonDerivative · entry 1

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,130

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

F2 · balance_after: Includes shares purchased under the Issuer's ESPP Plan.

Read SEC document
March 12, 2025 Filed Mar 13, 2025 20:12 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 431,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038746 · ownership.xml · nonDerivative · entry 1

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,256,372

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 25% of the total number of shares on March 11, 2026, and thereafter, 6.25% of the total number of shares subject to the RSU shall vest on the last day of each May, August, November and February so long as the reporting person remains a service provider.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 20:11 UTC
Sievers EricChief Medical Officer
GrantCommon Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038741 · ownership.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,032

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 25% of the total number of shares on March 11, 2026, and thereafter, 6.25% of the total number of shares subject to the RSU shall vest on the last day of each May, August, November and February so long as the reporting person remains a service provider.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 16:12 UTC
WALDRON RICHARD AChief Financial Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038745 · ownership.xml · nonDerivative · entry 1

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,263

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 25% of the total number of shares on March 11, 2026, and thereafter, 6.25% of the total number of shares subject to the RSU shall vest on the last day of each May, August, November and February so long as the reporting person remains a service provider.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 20:12 UTC GrantCommon Stock 85,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-038748 · ownership.xml · nonDerivative · entry 1

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,696

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 25% of the total number of shares on March 11, 2026, and thereafter, 6.25% of the total number of shares subject to the RSU shall vest on the last day of each May, August, November and February so long as the reporting person remains a service provider.

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February 16, 2025 Filed Feb 25, 2025 01:31 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 30,911 $0.46 $14,219.06
Disclosure

SEC source: 0000950170-25-025969 · ownership.xml · nonDerivative · entry 1

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,825,372

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

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February 15, 2025 Filed Feb 25, 2025 01:31 UTC
Sievers EricChief Medical Officer
Tax withholdingCommon Stock 12,530 $0.46 $5,763.80
Disclosure

SEC source: 0000950170-25-025968 · ownership.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,032

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

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February 15, 2025 Filed Feb 24, 2025 20:30 UTC
WALDRON RICHARD AChief Financial Officer
Tax withholdingCommon Stock 10,887 $0.46 $5,008.02
Disclosure

SEC source: 0000950170-25-025967 · ownership.xml · nonDerivative · entry 1

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,263

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

F2 · balance_after: Includes shares purchased under the Issuer's ESPP Plan.

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February 15, 2025 Filed Feb 25, 2025 01:29 UTC Tax withholdingCommon Stock 7,189 $0.46 $3,306.94
Disclosure

SEC source: 0000950170-25-025962 · ownership.xml · nonDerivative · entry 1

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,696

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

F2 · balance_after: Includes shares purchased under the Issuer's ESPP Plan.

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August 31, 2024 Filed Sep 3, 2024 21:14 UTC
Sievers EricChief Medical Officer
Tax withholdingCommon Stock 572 $1.77 $1,012.44
Disclosure

SEC source: 0000950170-24-102924 · ownership.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,562

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

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August 31, 2024 Filed Sep 3, 2024 17:15 UTC Tax withholdingCommon Stock 2,181 $1.77 $3,860.37
Disclosure

SEC source: 0000950170-24-102925 · ownership.xml · nonDerivative · entry 1

Smith Scott Andrew · CIK 0001614975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,050

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

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July 31, 2024 Filed Aug 1, 2024 21:09 UTC
Sievers EricChief Medical Officer
Tax withholdingCommon Stock 572 $1.81 $1,035.32
Disclosure

SEC source: 0000950170-24-089419 · ownership.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,134

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

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July 31, 2024 Filed Aug 1, 2024 17:12 UTC Tax withholdingCommon Stock 2,181 $1.81 $3,947.61
Disclosure

SEC source: 0000950170-24-089427 · ownership.xml · nonDerivative · entry 1

Smith Scott Andrew · CIK 0001614975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,231

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

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June 30, 2024 Filed Jul 2, 2024 00:39 UTC
Sievers EricChief Medical Officer
Tax withholdingCommon Stock 572 $1.37 $783.64
Disclosure

SEC source: 0000950170-24-079915 · ownership.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,706

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

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June 30, 2024 Filed Jul 1, 2024 20:39 UTC Tax withholdingCommon Stock 2,181 $1.37 $2,987.97
Disclosure

SEC source: 0000950170-24-079916 · ownership.xml · nonDerivative · entry 1

Smith Scott Andrew · CIK 0001614975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,412

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

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June 13, 2024 Filed Jun 14, 2024 20:15 UTC GrantCommon Stock 16,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-073675 · ownership.xml · nonDerivative · entry 1

STEINMAN LAWRENCE · CIK 0001132679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,959

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 100% of the total number of shares on the earlier of (i) June 13, 2025, and (ii) the next Company annual meeting of stockholders, subject to the reporting person's continued service through the vesting date.

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June 13, 2024 Filed Jun 14, 2024 16:16 UTC GrantCommon Stock 16,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-073681 · ownership.xml · nonDerivative · entry 1

MCBRINN SYLVIA · CIK 0001284666 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,625

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 100% of the total number of shares on the earlier of (i) June 13, 2025, and (ii) the next Company annual meeting of stockholders, subject to the reporting person's continued service through the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.