Tapewire

Nasdaq · USD

BCAB

BioAtla, Inc.

Export transactions ↓
Tapewire entity
879
SEC CIK
0001826892
Parsed reports
293

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2022 Filed Jun 9, 2022 20:05 UTC PurchaseCommon Stock 14,152 $3.04 $43,006.51
Disclosure

SEC source: 0001209191-22-035350 · doc4.xml · nonDerivative · entry 1

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,677

F1 · price: The range of prices for the shares of Common Stock is from $2.66 to $3.10. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 22:02 UTC
Sievers EricChief Medical Officer
Tax withholdingCommon Stock 554 $2.41 $1,335.14
Disclosure

SEC source: 0001209191-22-034296 · doc4.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,836

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 18:05 UTC
WALDRON RICHARD AChief Financial Officer
Tax withholdingCommon Stock 970 $2.41 $2,337.70
Disclosure

SEC source: 0001209191-22-034303 · doc4.xml · nonDerivative · entry 1

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,564

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 22:15 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 2,888 $2.41 $6,960.08
Disclosure

SEC source: 0001209191-22-034323 · doc4.xml · nonDerivative · entry 2

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306,592

F2 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 18:04 UTC
Smith Scott AndrewDirector · President
Tax withholdingCommon Stock 1,791 $2.41 $4,316.31
Disclosure

SEC source: 0001209191-22-034299 · doc4.xml · nonDerivative · entry 1

Smith Scott Andrew · CIK 0001614975 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,417

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 22:06 UTC Tax withholdingCommon Stock 194 $2.41 $467.54
Disclosure

SEC source: 0001209191-22-034305 · doc4.xml · nonDerivative · entry 1

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,525

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
April 30, 2022 Filed May 6, 2022 20:57 UTC
Sievers EricChief Medical Officer
Tax withholdingCommon Stock 555 $3.48 $1,931.40
Disclosure

SEC source: 0001209191-22-027627 · doc4.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,390

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
April 30, 2022 Filed May 6, 2022 17:01 UTC
WALDRON RICHARD AChief Financial Officer
Tax withholdingCommon Stock 970 $3.48 $3,375.60
Disclosure

SEC source: 0001209191-22-027637 · doc4.xml · nonDerivative · entry 1

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,534

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
April 30, 2022 Filed May 6, 2022 20:55 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 2,888 $3.48 $10,050.24
Disclosure

SEC source: 0001209191-22-027626 · doc4.xml · nonDerivative · entry 1

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,304,102

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
April 30, 2022 Filed May 6, 2022 16:58 UTC
Smith Scott AndrewDirector · President
Tax withholdingCommon Stock 1,791 $3.48 $6,232.68
Disclosure

SEC source: 0001209191-22-027629 · doc4.xml · nonDerivative · entry 1

Smith Scott Andrew · CIK 0001614975 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,208

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
April 30, 2022 Filed May 6, 2022 20:59 UTC Tax withholdingCommon Stock 189 $3.48 $657.72
Disclosure

SEC source: 0001209191-22-027631 · doc4.xml · nonDerivative · entry 1

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,719

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
March 31, 2022 Filed Apr 5, 2022 01:12 UTC
Sievers EricChief Medical Officer
Tax withholdingCommon Stock 554 $5.00 $2,770.00
Disclosure

SEC source: 0001209191-22-022742 · doc4.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,945

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:15 UTC
WALDRON RICHARD AChief Financial Officer
Tax withholdingCommon Stock 970 $5.00 $4,850.00
Disclosure

SEC source: 0001209191-22-022745 · doc4.xml · nonDerivative · entry 1

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,504

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
March 31, 2022 Filed Apr 5, 2022 01:12 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 2,888 $5.00 $14,440.00
Disclosure

SEC source: 0001209191-22-022741 · doc4.xml · nonDerivative · entry 1

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306,990

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:13 UTC
Smith Scott AndrewDirector · President
Tax withholdingCommon Stock 1,791 $5.00 $8,955.00
Disclosure

SEC source: 0001209191-22-022743 · doc4.xml · nonDerivative · entry 1

Smith Scott Andrew · CIK 0001614975 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,999

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
March 31, 2022 Filed Apr 5, 2022 01:14 UTC Tax withholdingCommon Stock 189 $5.00 $945.00
Disclosure

SEC source: 0001209191-22-022744 · doc4.xml · nonDerivative · entry 1

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,908

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 4, 2022 22:01 UTC
Sievers EricChief Medical Officer
Tax withholdingCommon Stock 555 $6.48 $3,596.40
Disclosure

SEC source: 0001209191-22-016363 · doc4.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,499

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 4, 2022 17:07 UTC
WALDRON RICHARD AChief Financial Officer
Tax withholdingCommon Stock 970 $6.48 $6,285.60
Disclosure

SEC source: 0001209191-22-016382 · doc4.xml · nonDerivative · entry 1

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,474

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 4, 2022 22:00 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 2,888 $6.48 $18,714.24
Disclosure

SEC source: 0001209191-22-016353 · doc4.xml · nonDerivative · entry 1

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,309,878

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 4, 2022 17:03 UTC
Smith Scott AndrewDirector · President
Tax withholdingCommon Stock 1,791 $6.48 $11,605.68
Disclosure

SEC source: 0001209191-22-016367 · doc4.xml · nonDerivative · entry 1

Smith Scott Andrew · CIK 0001614975 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,790

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 4, 2022 22:04 UTC Tax withholdingCommon Stock 230 $6.48 $1,490.40
Disclosure

SEC source: 0001209191-22-016374 · doc4.xml · nonDerivative · entry 1

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,097

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 02:20 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 337,000 $0.00 Strike: $6.66 $0.00
Disclosure

SEC source: 0001209191-22-012944 · doc4.xml · derivative · entry 1

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,000

Underlying: Common Stock · 337,000 shares

Expires 2032-02-22

F1 · derivative.exercise_date: The option vests over a period of four years, with 25% of the shares underlying the option vesting on February 22, 2023, the first anniversary of the date of grant, and the remainder vesting in 36 substantially equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting dates.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 21:21 UTC
Smith Scott AndrewDirector · President
GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $6.66 $0.00
Disclosure

SEC source: 0001209191-22-012946 · doc4.xml · derivative · entry 1

Smith Scott Andrew · CIK 0001614975 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2032-02-22

F1 · derivative.exercise_date: The option vests over a period of four years, with 25% of the shares underlying the option vesting on February 22, 2023, the first anniversary of the date of grant, and the remainder vesting in 36 substantially equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting dates.

Read SEC document
February 21, 2022 Filed Feb 25, 2022 02:15 UTC
Sievers EricChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 122,000 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001209191-22-012938 · doc4.xml · derivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,000

Underlying: Common Stock · 122,000 shares

Expires 2032-02-21

F1 · derivative.exercise_date: The option vests over a period of four years, with 25% of the shares underlying the option vesting on February 21, 2023, the first anniversary of the date of grant, and the remainder vesting in 36 substantially equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting dates.

Read SEC document
February 21, 2022 Filed Feb 24, 2022 21:18 UTC
WALDRON RICHARD AChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 115,000 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001209191-22-012942 · doc4.xml · derivative · entry 1

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 115,000 shares

Expires 2032-02-21

F1 · derivative.exercise_date: The option vests over a period of four years, with 25% of the shares underlying the option vesting on February 21, 2023, the first anniversary of the date of grant, and the remainder vesting in 36 substantially equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting dates.

Read SEC document
February 21, 2022 Filed Feb 25, 2022 02:17 UTC GrantEmployee Stock Option (right to buy) · Derivative 44,000 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001209191-22-012940 · doc4.xml · derivative · entry 1

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common Stock · 44,000 shares

Expires 2032-02-21

F1 · derivative.exercise_date: The option vests over a period of four years, with 25% of the shares underlying the option vesting on February 21, 2023, the first anniversary of the date of grant, and the remainder vesting in 36 substantially equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting dates.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:41 UTC
Sievers EricChief Medical Officer
Tax withholdingCommon Stock 657 $9.56 $6,280.92
Disclosure

SEC source: 0001209191-22-006497 · doc4.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,054

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 17:46 UTC
WALDRON RICHARD AChief Financial Officer
Tax withholdingCommon Stock 1,150 $9.56 $10,994.00
Disclosure

SEC source: 0001209191-22-006504 · doc4.xml · nonDerivative · entry 1

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,444

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

F2 · balance_after: Includes shares purchased under the Issuer's ESPP Plan.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:39 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 3,378 $9.56 $32,293.68
Disclosure

SEC source: 0001209191-22-006493 · doc4.xml · nonDerivative · entry 1

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312,766

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 17:43 UTC
Smith Scott AndrewDirector · President
Tax withholdingCommon Stock 2,181 $9.56 $20,850.36
Disclosure

SEC source: 0001209191-22-006500 · doc4.xml · nonDerivative · entry 1

Smith Scott Andrew · CIK 0001614975 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,581

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:44 UTC Tax withholdingCommon Stock 230 $9.56 $2,198.80
Disclosure

SEC source: 0001209191-22-006503 · doc4.xml · nonDerivative · entry 1

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,327

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

F2 · balance_after: Includes shares purchased under the Issuer's ESPP Plan.

Read SEC document
December 31, 2021 Filed Jan 6, 2022 01:31 UTC
Sievers EricChief Medical Officer
Tax withholdingCommon Stock 795 $19.63 $15,605.85
Disclosure

SEC source: 0001209191-22-002039 · doc4.xml · nonDerivative · entry 1

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,711

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 20:35 UTC
WALDRON RICHARD AChief Financial Officer
Tax withholdingCommon Stock 1,391 $19.63 $27,305.33
Disclosure

SEC source: 0001209191-22-002043 · doc4.xml · nonDerivative · entry 1

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,078

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 6, 2022 01:30 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 4,667 $19.63 $91,613.21
Disclosure

SEC source: 0001209191-22-002038 · doc4.xml · nonDerivative · entry 1

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316,144

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 20:33 UTC
Smith Scott AndrewDirector · President
Tax withholdingCommon Stock 2,894 $19.63 $56,809.22
Disclosure

SEC source: 0001209191-22-002040 · doc4.xml · nonDerivative · entry 1

Smith Scott Andrew · CIK 0001614975 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,762

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 6, 2022 01:34 UTC Tax withholdingCommon Stock 194 $19.63 $3,808.22
Disclosure

SEC source: 0001209191-22-002042 · doc4.xml · nonDerivative · entry 1

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,065

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.

Read SEC document
December 16, 2021 Filed Feb 2, 2022 17:52 UTC GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $19.57 $0.00
Disclosure

SEC source: 0001209191-22-006516 · doc4.xml · derivative · entry 1

Williams Eddie · CIK 0001725276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-12-16

F1 · derivative.exercise_date: The Option will vest and become exercisable as follows: (i) 8,333 Shares will vest Shares on the first anniversary of the date of grant, (ii) 694 Shares on the last day of the next 23 months commencing with the month next following such first anniversary and (iii) 705 Shares on the last day of the 24th month next following such first anniversary, subject to Mr. Williams continuing to provide services to the Company through the vesting date.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 22:41 UTC
Sievers EricChief Medical Officer
SaleCommon Stock 16 $22.47 $359.54
Disclosure

SEC source: 0001209191-21-068384 · doc4.xml · nonDerivative · entry 8

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,506

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F9 · price: The range of prices for the shares of Common Stock is from $22.40 to $22.51. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 22:41 UTC
Sievers EricChief Medical Officer
SaleCommon Stock 804 $21.74 $17,479.76
Disclosure

SEC source: 0001209191-21-068384 · doc4.xml · nonDerivative · entry 7

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,522

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F8 · price: The range of prices for the shares of Common Stock is from $21.40 to $22.37. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 17:44 UTC
WALDRON RICHARD AChief Financial Officer
SaleCommon Stock 29 $22.47 $651.66
Disclosure

SEC source: 0001209191-21-068388 · doc4.xml · nonDerivative · entry 8

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,469

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F9 · price: The range of prices for the shares of Common Stock is from $22.40 to $22.51. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 17:44 UTC
WALDRON RICHARD AChief Financial Officer
SaleCommon Stock 1,405 $21.74 $30,546.11
Disclosure

SEC source: 0001209191-21-068388 · doc4.xml · nonDerivative · entry 7

WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,498

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F8 · price: The range of prices for the shares of Common Stock is from $21.40 to $22.37. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 22:40 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 96 $22.47 $2,157.22
Disclosure

SEC source: 0001209191-21-068383 · doc4.xml · nonDerivative · entry 8

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320,811

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F9 · price: The range of prices for the shares of Common Stock is from $22.40 to $22.51. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 22:40 UTC
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 4,715 $21.74 $102,508.82
Disclosure

SEC source: 0001209191-21-068383 · doc4.xml · nonDerivative · entry 7

SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320,907

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F8 · price: The range of prices for the shares of Common Stock is from $21.40 to $22.37. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 17:41 UTC
Smith Scott AndrewDirector · President
SaleCommon Stock 59 $22.47 $1,325.79
Disclosure

SEC source: 0001209191-21-068385 · doc4.xml · nonDerivative · entry 8

Smith Scott Andrew · CIK 0001614975 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,656

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F9 · price: The range of prices for the shares of Common Stock is from $22.40 to $22.51. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 17:41 UTC
Smith Scott AndrewDirector · President
SaleCommon Stock 2,925 $21.74 $63,592.43
Disclosure

SEC source: 0001209191-21-068385 · doc4.xml · nonDerivative · entry 7

Smith Scott Andrew · CIK 0001614975 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,715

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F8 · price: The range of prices for the shares of Common Stock is from $21.40 to $22.37. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 22:43 UTC SaleCommon Stock 4 $22.47 $89.88
Disclosure

SEC source: 0001209191-21-068387 · doc4.xml · nonDerivative · entry 8

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,259

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F9 · price: The range of prices for the shares of Common Stock is from $22.40 to $22.51. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 22:43 UTC SaleCommon Stock 196 $21.74 $4,261.24
Disclosure

SEC source: 0001209191-21-068387 · doc4.xml · nonDerivative · entry 7

Vasquez Christian · CIK 0001835732 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,263

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F8 · price: The range of prices for the shares of Common Stock is from $21.40 to $22.37. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 01, 2021 Filed Dec 7, 2021 22:41 UTC
Sievers EricChief Medical Officer
SaleCommon Stock 21 $24.22 $508.70
Disclosure

SEC source: 0001209191-21-068384 · doc4.xml · nonDerivative · entry 6

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,326

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F7 · price: The range of prices for the shares of Common Stock is from $23.80 to $24.68. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 01, 2021 Filed Dec 7, 2021 22:41 UTC
Sievers EricChief Medical Officer
SaleCommon Stock 96 $23.27 $2,233.54
Disclosure

SEC source: 0001209191-21-068384 · doc4.xml · nonDerivative · entry 5

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,347

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F6 · price: The range of prices for the shares of Common Stock is from $22.79 to $23.77. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
December 01, 2021 Filed Dec 7, 2021 22:41 UTC
Sievers EricChief Medical Officer
SaleCommon Stock 56 $22.19 $1,242.42
Disclosure

SEC source: 0001209191-21-068384 · doc4.xml · nonDerivative · entry 4

Sievers Eric · CIK 0001835116 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,443

F1 · kind: Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.

F5 · price: The range of prices for the shares of Common Stock is from $21.79 to $22.73. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.