Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2023 Filed Aug 1, 2023 21:40 UTC |
Vasquez ChristianSee Remarks
|
Tax withholdingCommon Stock | 194 | $2.99 | $580.06 |
DisclosureSEC source: 0001209191-23-044046 · doc4.xml · nonDerivative · entry 1 Vasquez Christian · CIK 0001835732 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,744 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 21:43 UTC |
Sievers EricChief Medical Officer
|
Tax withholdingCommon Stock | 555 | $3.00 | $1,665.00 |
DisclosureSEC source: 0001209191-23-040664 · doc4.xml · nonDerivative · entry 1 Sievers Eric · CIK 0001835116 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,527 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 17:42 UTC |
WALDRON RICHARD AChief Financial Officer
|
Tax withholdingCommon Stock | 970 | $3.00 | $2,910.00 |
DisclosureSEC source: 0001209191-23-040662 · doc4.xml · nonDerivative · entry 1 WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,780 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 21:45 UTC |
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 2,888 | $3.00 | $8,664.00 |
DisclosureSEC source: 0001209191-23-040669 · doc4.xml · nonDerivative · entry 1 SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,400,835 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 17:43 UTC |
Smith Scott AndrewDirector
|
Tax withholdingCommon Stock | 1,791 | $3.00 | $5,373.00 |
DisclosureSEC source: 0001209191-23-040666 · doc4.xml · nonDerivative · entry 1 Smith Scott Andrew · CIK 0001614975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 309,744 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 21:44 UTC |
Vasquez ChristianSee Remarks
|
Tax withholdingCommon Stock | 194 | $3.00 | $582.00 |
DisclosureSEC source: 0001209191-23-040667 · doc4.xml · nonDerivative · entry 1 Vasquez Christian · CIK 0001835732 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,938 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 21:26 UTC |
GRAY MARY ANNDirector
|
GrantCommon Stock | 4,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-041218 · doc4.xml · nonDerivative · entry 1 GRAY MARY ANN · CIK 0001261974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,726 F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 17:25 UTC |
Williams EddieDirector
|
GrantCommon Stock | 3,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-041217 · doc4.xml · nonDerivative · entry 1 Williams Eddie · CIK 0001725276 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,388 F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 22:40 UTC |
STEINMAN LAWRENCEDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.55 | $0.00 |
DisclosureSEC source: 0001209191-23-037546 · doc4.xml · derivative · entry 1 STEINMAN LAWRENCE · CIK 0001132679 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2033-06-14 F1 · derivative.exercise_date: 100% of the total number of shares subject to the option shall vest and become exercisable on the earlier of (a) June 14, 2024 or (b) the day before the next annual meeting of stockholders, subject to the reporting person continuing to provide services through the vesting date. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 18:38 UTC |
MCBRINN SYLVIADirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.55 | $0.00 |
DisclosureSEC source: 0001209191-23-037545 · doc4.xml · derivative · entry 1 MCBRINN SYLVIA · CIK 0001284666 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2033-06-14 F1 · derivative.exercise_date: 100% of the total number of shares subject to the option shall vest and become exercisable on the earlier of (a) June 14, 2024 or (b) the day before the next annual meeting of stockholders, subject to the reporting person continuing to provide services through the vesting date. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 22:35 UTC |
GRAY MARY ANNDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.55 | $0.00 |
DisclosureSEC source: 0001209191-23-037544 · doc4.xml · derivative · entry 1 GRAY MARY ANN · CIK 0001261974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2033-06-14 F1 · derivative.exercise_date: 100% of the total number of shares subject to the option shall vest and become exercisable on the earlier of (a) June 14, 2024 or (b) the day before the next annual meeting of stockholders, subject to the reporting person continuing to provide services through the vesting date. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 18:43 UTC |
Smith Scott AndrewDirector
|
GrantStock Option (Right to Buy) · Derivative | 5,895 | $0.00 Strike: $3.55 | $0.00 |
DisclosureSEC source: 0001209191-23-037549 · doc4.xml · derivative · entry 2 Smith Scott Andrew · CIK 0001614975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,895 Underlying: Common Stock · 5,895 shares Expires 2033-06-14 F2 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 18:43 UTC |
Smith Scott AndrewDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.55 | $0.00 |
DisclosureSEC source: 0001209191-23-037549 · doc4.xml · derivative · entry 1 Smith Scott Andrew · CIK 0001614975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2033-06-14 F1 · derivative.exercise_date: 100% of the total number of shares subject to the option shall vest and become exercisable on the earlier of (a) June 14, 2024 or (b) the day before the next annual meeting of stockholders, subject to the reporting person continuing to provide services through the vesting date. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 18:42 UTC |
Williams EddieDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.55 | $0.00 |
DisclosureSEC source: 0001209191-23-037548 · doc4.xml · derivative · entry 1 Williams Eddie · CIK 0001725276 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2033-06-14 F1 · derivative.exercise_date: 100% of the total number of shares subject to the option shall vest and become exercisable on the earlier of (a) June 14, 2024 or (b) the day before the next annual meeting of stockholders, subject to the reporting person continuing to provide services through the vesting date. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 22:41 UTC |
Moran SusanDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.55 | $0.00 |
DisclosureSEC source: 0001209191-23-037547 · doc4.xml · derivative · entry 1 Moran Susan · CIK 0001835225 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2033-06-14 F1 · derivative.exercise_date: 100% of the total number of shares subject to the option shall vest and become exercisable on the earlier of (a) June 14, 2024 or (b) the day before the next annual meeting of stockholders, subject to the reporting person continuing to provide services through the vesting date. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 00:25 UTC |
Sievers EricChief Medical Officer
|
Tax withholdingCommon Stock | 554 | $3.15 | $1,745.10 |
DisclosureSEC source: 0001209191-23-033471 · doc4.xml · nonDerivative · entry 1 Sievers Eric · CIK 0001835116 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,082 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 20:25 UTC |
WALDRON RICHARD AChief Financial Officer
|
Tax withholdingCommon Stock | 970 | $3.15 | $3,055.50 |
DisclosureSEC source: 0001209191-23-033472 · doc4.xml · nonDerivative · entry 1 WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,750 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 00:26 UTC |
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 2,888 | $3.15 | $9,097.20 |
DisclosureSEC source: 0001209191-23-033473 · doc4.xml · nonDerivative · entry 1 SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,403,723 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 20:24 UTC |
Smith Scott AndrewDirector
|
Tax withholdingCommon Stock | 1,791 | $3.15 | $5,641.65 |
DisclosureSEC source: 0001209191-23-033470 · doc4.xml · nonDerivative · entry 1 Smith Scott Andrew · CIK 0001614975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 311,535 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 00:23 UTC |
Vasquez ChristianSee Remarks
|
Tax withholdingCommon Stock | 194 | $3.15 | $611.10 |
DisclosureSEC source: 0001209191-23-033469 · doc4.xml · nonDerivative · entry 1 Vasquez Christian · CIK 0001835732 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,132 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| April 30, 2023 Filed May 2, 2023 22:02 UTC |
Sievers EricChief Medical Officer
|
Tax withholdingCommon Stock | 555 | $3.37 | $1,870.35 |
DisclosureSEC source: 0001209191-23-026659 · doc4.xml · nonDerivative · entry 1 Sievers Eric · CIK 0001835116 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,636 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| April 30, 2023 Filed May 2, 2023 18:03 UTC |
WALDRON RICHARD AChief Financial Officer
|
Tax withholdingCommon Stock | 970 | $3.37 | $3,268.90 |
DisclosureSEC source: 0001209191-23-026660 · doc4.xml · nonDerivative · entry 1 WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,720 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| April 30, 2023 Filed May 2, 2023 22:04 UTC |
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 2,888 | $3.37 | $9,732.56 |
DisclosureSEC source: 0001209191-23-026662 · doc4.xml · nonDerivative · entry 1 SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,406,611 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| April 30, 2023 Filed May 2, 2023 18:01 UTC |
Smith Scott AndrewDirector
|
Tax withholdingCommon Stock | 1,791 | $3.37 | $6,035.67 |
DisclosureSEC source: 0001209191-23-026658 · doc4.xml · nonDerivative · entry 1 Smith Scott Andrew · CIK 0001614975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,326 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| April 30, 2023 Filed May 2, 2023 22:00 UTC |
Vasquez ChristianSee Remarks
|
Tax withholdingCommon Stock | 194 | $3.37 | $653.78 |
DisclosureSEC source: 0001209191-23-026656 · doc4.xml · nonDerivative · entry 1 Vasquez Christian · CIK 0001835732 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,326 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 00:02 UTC |
Sievers EricChief Medical Officer
|
Tax withholdingCommon Stock | 555 | $2.68 | $1,487.40 |
DisclosureSEC source: 0001209191-23-022428 · doc4.xml · nonDerivative · entry 1 Sievers Eric · CIK 0001835116 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,191 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:03 UTC |
WALDRON RICHARD AChief Financial Officer
|
Tax withholdingCommon Stock | 970 | $2.68 | $2,599.60 |
DisclosureSEC source: 0001209191-23-022430 · doc4.xml · nonDerivative · entry 1 WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,690 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 00:04 UTC |
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 2,888 | $2.68 | $7,739.84 |
DisclosureSEC source: 0001209191-23-022431 · doc4.xml · nonDerivative · entry 1 SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,409,499 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:01 UTC |
Smith Scott AndrewDirector · Former President
|
Tax withholdingCommon Stock | 1,791 | $2.68 | $4,799.88 |
DisclosureSEC source: 0001209191-23-022427 · doc4.xml · nonDerivative · entry 1 Smith Scott Andrew · CIK 0001614975 · Director · Former President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,117 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 00:00 UTC |
Vasquez ChristianSee Remarks
|
Tax withholdingCommon Stock | 189 | $2.68 | $506.52 |
DisclosureSEC source: 0001209191-23-022426 · doc4.xml · nonDerivative · entry 1 Vasquez Christian · CIK 0001835732 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,520 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| March 31, 2023 Filed May 16, 2023 01:11 UTC |
GRAY MARY ANNDirector
|
GrantCommon Stock | 5,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029631 · doc4.xml · nonDerivative · entry 1 GRAY MARY ANN · CIK 0001261974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,810 F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share. Read SEC document |
| March 31, 2023 Filed May 15, 2023 21:12 UTC |
Williams EddieDirector
|
GrantCommon Stock | 4,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029632 · doc4.xml · nonDerivative · entry 1 Williams Eddie · CIK 0001725276 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,430 F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share. Read SEC document |
| March 29, 2023 Filed Mar 30, 2023 23:17 UTC |
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 40,800 | $2.47 | $100,861.68 |
DisclosureSEC source: 0001209191-23-021720 · doc4.xml · nonDerivative · entry 1 SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,412,387 F1 · price: The range of prices for the shares of Common Stock is from $2.45 to $2.50. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. Read SEC document |
| March 28, 2023 Filed Mar 29, 2023 21:20 UTC |
Vasquez ChristianSee Remarks
|
PurchaseCommon Stock | 20,000 | $2.40 | $47,970.00 |
DisclosureSEC source: 0001209191-23-021543 · doc4.xml · nonDerivative · entry 1 Vasquez Christian · CIK 0001835732 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,709 F1 · price: The range of prices for the shares of Common Stock is from $2.39 to $2.40. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. Read SEC document |
| March 28, 2023 Filed Jan 19, 2024 16:21 UTC |
MCBRINN SYLVIADirector
|
PurchaseCommon Stock | 4,000 | $2.35 | $9,400.00 |
DisclosureSEC source: 0001209191-24-001929 · doc4.xml · nonDerivative · entry 1 MCBRINN SYLVIA · CIK 0001284666 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,125 Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 23:30 UTC |
Sievers EricChief Medical Officer
|
Tax withholdingCommon Stock | 554 | $2.98 | $1,650.92 |
DisclosureSEC source: 0001209191-23-014288 · doc4.xml · nonDerivative · entry 1 Sievers Eric · CIK 0001835116 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,746 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 18:32 UTC |
WALDRON RICHARD AChief Financial Officer
|
Tax withholdingCommon Stock | 970 | $2.98 | $2,890.60 |
DisclosureSEC source: 0001209191-23-014292 · doc4.xml · nonDerivative · entry 1 WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,660 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 23:34 UTC |
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 2,888 | $2.89 | $8,346.32 |
DisclosureSEC source: 0001209191-23-014295 · doc4.xml · nonDerivative · entry 1 SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,371,587 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 18:33 UTC |
Smith Scott AndrewDirector · Former President
|
Tax withholdingCommon Stock | 1,791 | $2.98 | $5,337.18 |
DisclosureSEC source: 0001209191-23-014294 · doc4.xml · nonDerivative · entry 1 Smith Scott Andrew · CIK 0001614975 · Director · Former President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,908 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 23:31 UTC |
Vasquez ChristianSee Remarks
|
Tax withholdingCommon Stock | 229 | $2.98 | $682.42 |
DisclosureSEC source: 0001209191-23-014290 · doc4.xml · nonDerivative · entry 1 Vasquez Christian · CIK 0001835732 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,709 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| February 10, 2023 Filed Mar 1, 2023 23:34 UTC |
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
|
GrantEmployee Stock Option (right to buy) · Derivative | 850,000 | $0.00 Strike: $3.65 | $0.00 |
DisclosureSEC source: 0001209191-23-014295 · doc4.xml · derivative · entry 7 SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,000 Underlying: Common Stock · 850,000 shares Expires 2033-02-10 F3 · derivative.exercise_date: The option vests over a period of four years, with 25% of the shares underlying the option vesting on the first anniversary of the date of grant, and the remainder vesting in 36 substantially equal monthly installments thereafter, subject to the reporting person's continued service to the company through the applicable vesting dates. Read SEC document |
| February 10, 2023 Filed Mar 1, 2023 18:33 UTC |
Smith Scott AndrewDirector · Former President
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GrantEmployee Stock Option (right to buy) · Derivative | 350,000 | $0.00 Strike: $3.65 | $0.00 |
DisclosureSEC source: 0001209191-23-014294 · doc4.xml · derivative · entry 2 Smith Scott Andrew · CIK 0001614975 · Director · Former President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires 2033-02-10 F2 · derivative.exercise_date: The option vests over a period of four years, with 25% of the shares underlying the option vesting on the first anniversary of the date of grant, and the remainder vesting in 36 substantially equal monthly installments thereafter, subject to the reporting person's continued service to the company through the applicable vesting dates. Read SEC document |
| February 09, 2023 Filed Mar 1, 2023 23:30 UTC |
Sievers EricChief Medical Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 240,000 | $0.00 Strike: $3.95 | $0.00 |
DisclosureSEC source: 0001209191-23-014288 · doc4.xml · derivative · entry 2 Sievers Eric · CIK 0001835116 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Underlying: Common Stock · 240,000 shares Expires 2033-02-09 F2 · derivative.exercise_date: The option vests over a period of four years, with 25% of the shares underlying the option vesting on the first anniversary of the date of grant, and the remainder vesting in 36 substantially equal monthly installments thereafter, subject to the reporting person's continued service to the company through the applicable vesting dates. Read SEC document |
| February 09, 2023 Filed Mar 1, 2023 18:32 UTC |
WALDRON RICHARD AChief Financial Officer
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GrantEmployee Stock Option (right to buy) · Derivative | 210,000 | $0.00 Strike: $3.95 | $0.00 |
DisclosureSEC source: 0001209191-23-014292 · doc4.xml · derivative · entry 2 WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,000 Underlying: Common Stock · 210,000 shares Expires 2033-02-09 F2 · derivative.exercise_date: The option vests over a period of four years, with 25% of the shares underlying the option vesting on the first anniversary of the date of grant, and the remainder vesting in 36 substantially equal monthly installments thereafter, subject to the reporting person's continued service to the company through the applicable vesting dates. Read SEC document |
| February 09, 2023 Filed Mar 1, 2023 23:31 UTC |
Vasquez ChristianSee Remarks
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GrantEmployee Stock Option (right to buy) · Derivative | 135,000 | $0.00 Strike: $3.95 | $0.00 |
DisclosureSEC source: 0001209191-23-014290 · doc4.xml · derivative · entry 2 Vasquez Christian · CIK 0001835732 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 Underlying: Common Stock · 135,000 shares Expires 2033-02-09 F2 · derivative.exercise_date: The option vests over a period of four years, with 25% of the shares underlying the option vesting on the first anniversary of the date of grant, and the remainder vesting in 36 substantially equal monthly installments thereafter, subject to the reporting person's continued service to the company through the applicable vesting dates. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 00:08 UTC |
Sievers EricChief Medical Officer
|
Tax withholdingCommon Stock | 654 | $3.79 | $2,478.66 |
DisclosureSEC source: 0001209191-23-006430 · doc4.xml · nonDerivative · entry 1 Sievers Eric · CIK 0001835116 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,300 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 19:10 UTC |
WALDRON RICHARD AChief Financial Officer
|
Tax withholdingCommon Stock | 1,144 | $3.79 | $4,335.76 |
DisclosureSEC source: 0001209191-23-006435 · doc4.xml · nonDerivative · entry 1 WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,630 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 00:12 UTC |
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
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Tax withholdingCommon Stock | 3,517 | $3.79 | $13,329.43 |
DisclosureSEC source: 0001209191-23-006438 · doc4.xml · nonDerivative · entry 1 SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,374,475 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 19:09 UTC |
Smith Scott AndrewDirector · President
|
Tax withholdingCommon Stock | 2,181 | $3.79 | $8,265.99 |
DisclosureSEC source: 0001209191-23-006433 · doc4.xml · nonDerivative · entry 1 Smith Scott Andrew · CIK 0001614975 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,699 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 00:04 UTC |
Vasquez ChristianSee Remarks
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Tax withholdingCommon Stock | 229 | $3.79 | $867.91 |
DisclosureSEC source: 0001209191-23-006424 · doc4.xml · nonDerivative · entry 1 Vasquez Christian · CIK 0001835732 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,938 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.