Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2024 Filed Jun 14, 2024 20:17 UTC |
GRAY MARY ANNDirector
|
GrantCommon Stock | 16,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-073683 · ownership.xml · nonDerivative · entry 1 GRAY MARY ANN · CIK 0001261974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,897 F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 100% of the total number of shares on the earlier of (i) June 13, 2025, and (ii) the next Company annual meeting of stockholders, subject to the reporting person's continued service through the vesting date. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 16:15 UTC |
Smith Scott AndrewDirector
|
GrantCommon Stock | 16,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-073678 · ownership.xml · nonDerivative · entry 1 Smith Scott Andrew · CIK 0001614975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304,593 F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 100% of the total number of shares on the earlier of (i) June 13, 2025, and (ii) the next Company annual meeting of stockholders, subject to the reporting person's continued service through the vesting date. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 16:14 UTC |
Williams EddieDirector
|
GrantCommon Stock | 16,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-073662 · ownership.xml · nonDerivative · entry 1 Williams Eddie · CIK 0001725276 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,700 F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 100% of the total number of shares on the earlier of (i) June 13, 2025, and (ii) the next Company annual meeting of stockholders, subject to the reporting person's continued service through the vesting date. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 20:13 UTC |
Moran SusanDirector
|
GrantCommon Stock | 16,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-073659 · ownership.xml · nonDerivative · entry 1 Moran Susan · CIK 0001835225 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,807 F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 100% of the total number of shares on the earlier of (i) June 13, 2025, and (ii) the next Company annual meeting of stockholders, subject to the reporting person's continued service through the vesting date. Read SEC document |
| May 31, 2024 Filed Jun 1, 2024 00:07 UTC |
Sievers EricChief Medical Officer
|
Tax withholdingCommon Stock | 572 | $1.51 | $863.72 |
DisclosureSEC source: 0000950170-24-067577 · ownership.xml · nonDerivative · entry 1 Sievers Eric · CIK 0001835116 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,278 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| May 31, 2024 Filed May 31, 2024 20:09 UTC |
Smith Scott AndrewDirector
|
Tax withholdingCommon Stock | 2,181 | $1.51 | $3,293.31 |
DisclosureSEC source: 0000950170-24-067579 · ownership.xml · nonDerivative · entry 1 Smith Scott Andrew · CIK 0001614975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,093 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| April 30, 2024 Filed May 2, 2024 00:46 UTC |
Sievers EricChief Medical Officer
|
Tax withholdingCommon Stock | 572 | $2.26 | $1,292.72 |
DisclosureSEC source: 0000950170-24-051521 · ownership.xml · nonDerivative · entry 1 Sievers Eric · CIK 0001835116 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,850 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| April 30, 2024 Filed May 1, 2024 20:45 UTC |
Smith Scott AndrewDirector
|
Tax withholdingCommon Stock | 2,181 | $2.26 | $4,929.06 |
DisclosureSEC source: 0000950170-24-051520 · ownership.xml · nonDerivative · entry 1 Smith Scott Andrew · CIK 0001614975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,274 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| March 31, 2024 Filed Apr 1, 2024 21:01 UTC |
Sievers EricChief Medical Officer
|
Tax withholdingCommon Stock | 572 | $3.44 | $1,967.68 |
DisclosureSEC source: 0000950170-24-039478 · ownership.xml · nonDerivative · entry 1 Sievers Eric · CIK 0001835116 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,422 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| March 31, 2024 Filed Apr 1, 2024 17:01 UTC |
Smith Scott AndrewDirector
|
Tax withholdingCommon Stock | 2,181 | $3.44 | $7,502.64 |
DisclosureSEC source: 0000950170-24-039480 · ownership.xml · nonDerivative · entry 1 Smith Scott Andrew · CIK 0001614975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,455 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 21:19 UTC |
Sievers EricChief Medical Officer
|
Tax withholdingCommon Stock | 572 | $2.70 | $1,544.40 |
DisclosureSEC source: 0001209191-24-004156 · doc4.xml · nonDerivative · entry 1 Sievers Eric · CIK 0001835116 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,994 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 16:22 UTC |
Smith Scott AndrewDirector
|
Tax withholdingCommon Stock | 2,181 | $2.70 | $5,888.70 |
DisclosureSEC source: 0001209191-24-004161 · doc4.xml · nonDerivative · entry 1 Smith Scott Andrew · CIK 0001614975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,636 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| February 16, 2024 Filed Feb 20, 2024 21:19 UTC |
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 417,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-003507 · doc4.xml · nonDerivative · entry 1 SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,856,283 F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 25% of the total number of shares on February 16, 2025, and the remainder in equal quarterly installments over the three years thereafter, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:20 UTC |
Sievers EricChief Medical Officer
|
GrantCommon Stock | 122,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-003508 · doc4.xml · nonDerivative · entry 1 Sievers Eric · CIK 0001835116 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,566 F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 25% of the total number of shares on February 15, 2025, and the remainder in equal quarterly installments over the three years thereafter, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 16:22 UTC |
WALDRON RICHARD AChief Financial Officer
|
GrantCommon Stock | 106,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-003511 · doc4.xml · nonDerivative · entry 1 WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 230,923 F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 25% of the total number of shares on February 15, 2025, and the remainder in equal quarterly installments over the three years thereafter, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:22 UTC |
Vasquez ChristianSee Remarks
|
GrantCommon Stock | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-003509 · doc4.xml · nonDerivative · entry 1 Vasquez Christian · CIK 0001835732 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,659 F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 25% of the total number of shares on February 15, 2025, and the remainder in equal quarterly installments over the three years thereafter, subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 01:30 UTC |
Sievers EricChief Medical Officer
|
Tax withholdingCommon Stock | 657 | $1.92 | $1,261.44 |
DisclosureSEC source: 0001209191-24-002592 · doc4.xml · nonDerivative · entry 1 Sievers Eric · CIK 0001835116 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,566 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| January 31, 2024 Filed Feb 1, 2024 20:32 UTC |
Smith Scott AndrewDirector
|
Tax withholdingCommon Stock | 2,181 | $1.92 | $4,187.52 |
DisclosureSEC source: 0001209191-24-002594 · doc4.xml · nonDerivative · entry 1 Smith Scott Andrew · CIK 0001614975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 296,817 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 01:17 UTC |
Sievers EricChief Medical Officer
|
Tax withholdingCommon Stock | 555 | $2.46 | $1,365.30 |
DisclosureSEC source: 0001209191-24-000596 · doc4.xml · nonDerivative · entry 1 Sievers Eric · CIK 0001835116 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,223 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 01:18 UTC |
GRAY MARY ANNDirector
|
GrantCommon Stock | 5,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000601 · doc4.xml · nonDerivative · entry 1 GRAY MARY ANN · CIK 0001261974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,397 F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 20:17 UTC |
Smith Scott AndrewDirector
|
Tax withholdingCommon Stock | 1,791 | $2.46 | $4,405.86 |
DisclosureSEC source: 0001209191-24-000598 · doc4.xml · nonDerivative · entry 1 Smith Scott Andrew · CIK 0001614975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298,998 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 20:20 UTC |
Williams EddieDirector
|
GrantCommon Stock | 4,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000603 · doc4.xml · nonDerivative · entry 1 Williams Eddie · CIK 0001725276 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,200 F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share. Read SEC document |
| December 26, 2023 Filed Dec 26, 2023 19:43 UTC |
MCBRINN SYLVIADirector
|
PurchaseCommon Stock | 4,000 | $2.33 | $9,320.00 |
DisclosureSEC source: 0001209191-23-059720 · doc4.xml · nonDerivative · entry 1 MCBRINN SYLVIA · CIK 0001284666 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,125 F1 · price: The range of prices for the shares of Common Stock is from $2.325 to $2.33. The Reporting Person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. Read SEC document |
| December 20, 2023 Filed Dec 20, 2023 23:27 UTC |
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 50,000 | $2.14 | $106,910.00 |
DisclosureSEC source: 0001209191-23-059387 · doc4.xml · nonDerivative · entry 1 SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,439,283 F1 · price: The range of prices for the shares of Common Stock is from $2.02 to $2.215. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. Read SEC document |
| December 19, 2023 Filed Dec 20, 2023 01:24 UTC |
STEINMAN LAWRENCEDirector
|
PurchaseCommon Stock | 20,000 | $2.05 | $41,048.00 |
DisclosureSEC source: 0001209191-23-059284 · doc4.xml · nonDerivative · entry 1 STEINMAN LAWRENCE · CIK 0001132679 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,459 F1 · price: The range of prices for the shares of Common Stock is from $2.005 to $2.07. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. Read SEC document |
| December 19, 2023 Filed Dec 19, 2023 21:33 UTC |
Vasquez ChristianSee Remarks
|
PurchaseCommon Stock | 7,495 | $2.04 | $15,262.07 |
DisclosureSEC source: 0001209191-23-059164 · doc4.xml · nonDerivative · entry 1 Vasquez Christian · CIK 0001835732 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,659 F1 · price: The range of prices for the shares of Common Stock is from $2.02 to $2.04. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price. F2 · balance_after: Includes shares purchased under the Issuer's ESPP Plan. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 21:45 UTC |
Sievers EricChief Medical Officer
|
Tax withholdingCommon Stock | 554 | $1.77 | $980.58 |
DisclosureSEC source: 0001209191-23-057084 · doc4.xml · nonDerivative · entry 1 Sievers Eric · CIK 0001835116 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,778 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 16:46 UTC |
Smith Scott AndrewDirector
|
Tax withholdingCommon Stock | 1,791 | $1.77 | $3,170.07 |
DisclosureSEC source: 0001209191-23-057086 · doc4.xml · nonDerivative · entry 1 Smith Scott Andrew · CIK 0001614975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,789 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 01:17 UTC |
Sievers EricChief Medical Officer
|
Tax withholdingCommon Stock | 555 | $1.47 | $815.85 |
DisclosureSEC source: 0001209191-23-054063 · doc4.xml · nonDerivative · entry 1 Sievers Eric · CIK 0001835116 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,332 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| October 31, 2023 Filed Nov 1, 2023 21:17 UTC |
Smith Scott AndrewDirector
|
Tax withholdingCommon Stock | 1,791 | $1.47 | $2,632.77 |
DisclosureSEC source: 0001209191-23-054062 · doc4.xml · nonDerivative · entry 1 Smith Scott Andrew · CIK 0001614975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 302,580 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 01:16 UTC |
Vasquez ChristianSee Remarks
|
Tax withholdingCommon Stock | 194 | $1.47 | $285.18 |
DisclosureSEC source: 0001209191-23-054061 · doc4.xml · nonDerivative · entry 1 Vasquez Christian · CIK 0001835732 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,162 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 12:26 UTC |
WALDRON RICHARD AChief Financial Officer
|
Tax withholdingCommon Stock | 970 | $1.47 | $1,425.90 |
DisclosureSEC source: 0001209191-23-054073 · doc4.xml · nonDerivative · entry 1 WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,923 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 16:28 UTC |
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 2,888 | $1.47 | $4,245.36 |
DisclosureSEC source: 0001209191-23-054075 · doc4.xml · nonDerivative · entry 1 SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,389,283 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 22:02 UTC |
Sievers EricChief Medical Officer
|
Tax withholdingCommon Stock | 554 | $1.70 | $941.80 |
DisclosureSEC source: 0001209191-23-051178 · doc4.xml · nonDerivative · entry 1 Sievers Eric · CIK 0001835116 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,887 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 18:06 UTC |
WALDRON RICHARD AChief Financial Officer
|
Tax withholdingCommon Stock | 970 | $1.70 | $1,649.00 |
DisclosureSEC source: 0001209191-23-051184 · doc4.xml · nonDerivative · entry 1 WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,893 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 22:07 UTC |
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 2,888 | $1.70 | $4,909.60 |
DisclosureSEC source: 0001209191-23-051187 · doc4.xml · nonDerivative · entry 1 SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,392,171 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 18:03 UTC |
Smith Scott AndrewDirector
|
Tax withholdingCommon Stock | 1,791 | $1.70 | $3,044.70 |
DisclosureSEC source: 0001209191-23-051180 · doc4.xml · nonDerivative · entry 1 Smith Scott Andrew · CIK 0001614975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304,371 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 22:04 UTC |
Vasquez ChristianSee Remarks
|
Tax withholdingCommon Stock | 194 | $1.70 | $329.80 |
DisclosureSEC source: 0001209191-23-051182 · doc4.xml · nonDerivative · entry 1 Vasquez Christian · CIK 0001835732 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,356 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 22:22 UTC |
GRAY MARY ANNDirector
|
GrantCommon Stock | 8,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-051691 · doc4.xml · nonDerivative · entry 1 GRAY MARY ANN · CIK 0001261974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,402 F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 18:23 UTC |
Williams EddieDirector
|
GrantCommon Stock | 6,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-051692 · doc4.xml · nonDerivative · entry 1 Williams Eddie · CIK 0001725276 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,373 F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share. Read SEC document |
| September 08, 2023 Filed Sep 13, 2023 18:55 UTC |
MCBRINN SYLVIADirector
|
PurchaseCommon Stock | 2,000 | $2.54 | $5,080.00 |
DisclosureSEC source: 0001209191-23-049347 · doc4.xml · nonDerivative · entry 1 MCBRINN SYLVIA · CIK 0001284666 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,125 Read SEC document |
| August 31, 2023 Filed Sep 2, 2023 00:02 UTC |
Sievers EricChief Medical Officer
|
Tax withholdingCommon Stock | 555 | $2.51 | $1,393.05 |
DisclosureSEC source: 0001209191-23-048032 · doc4.xml · nonDerivative · entry 1 Sievers Eric · CIK 0001835116 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,441 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 20:06 UTC |
WALDRON RICHARD AChief Financial Officer
|
Tax withholdingCommon Stock | 970 | $2.51 | $2,434.70 |
DisclosureSEC source: 0001209191-23-048035 · doc4.xml · nonDerivative · entry 1 WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,863 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. F2 · balance_after: Includes shares purchased under the Issuer's ESPP Plan. Read SEC document |
| August 31, 2023 Filed Sep 2, 2023 00:01 UTC |
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 2,888 | $2.51 | $7,248.88 |
DisclosureSEC source: 0001209191-23-048031 · doc4.xml · nonDerivative · entry 1 SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,395,059 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 20:03 UTC |
Smith Scott AndrewDirector
|
Tax withholdingCommon Stock | 1,791 | $2.51 | $4,495.41 |
DisclosureSEC source: 0001209191-23-048033 · doc4.xml · nonDerivative · entry 1 Smith Scott Andrew · CIK 0001614975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,162 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| August 31, 2023 Filed Sep 2, 2023 00:04 UTC |
Vasquez ChristianSee Remarks
|
Tax withholdingCommon Stock | 194 | $2.51 | $486.94 |
DisclosureSEC source: 0001209191-23-048034 · doc4.xml · nonDerivative · entry 1 Vasquez Christian · CIK 0001835732 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,550 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 21:42 UTC |
Sievers EricChief Medical Officer
|
Tax withholdingCommon Stock | 554 | $2.99 | $1,656.46 |
DisclosureSEC source: 0001209191-23-044049 · doc4.xml · nonDerivative · entry 1 Sievers Eric · CIK 0001835116 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,996 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. F2 · balance_after: Includes shares purchased under the Issuer's ESPP Plan. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 17:44 UTC |
WALDRON RICHARD AChief Financial Officer
|
Tax withholdingCommon Stock | 970 | $2.99 | $2,900.30 |
DisclosureSEC source: 0001209191-23-044051 · doc4.xml · nonDerivative · entry 1 WALDRON RICHARD A · CIK 0001226961 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,833 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. F2 · balance_after: Includes shares purchased under the Issuer's ESPP Plan. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 21:44 UTC |
SHORT JAY M PHDDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 2,888 | $2.99 | $8,635.12 |
DisclosureSEC source: 0001209191-23-044052 · doc4.xml · nonDerivative · entry 1 SHORT JAY M PHD · CIK 0001205375 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,397,947 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 17:41 UTC |
Smith Scott AndrewDirector
|
Tax withholdingCommon Stock | 1,791 | $2.99 | $5,355.09 |
DisclosureSEC source: 0001209191-23-044048 · doc4.xml · nonDerivative · entry 1 Smith Scott Andrew · CIK 0001614975 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 307,953 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.