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Nasdaq · USD

BBCP

Concrete Pumping Holdings, Inc.

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Tapewire entity
5538
SEC CIK
0001703956
Parsed reports
121

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202604
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 10, 2026 Filed Jul 13, 2026 22:11 UTC
Stevens Brent MDirector · 10% owner
SaleCommon Stock 97,700 $10.83 $1,058,178.93
Disclosure

SEC source: 0001437749-26-023453 · rdgdoc.xml · nonDerivative · entry 2

Stevens Brent M · CIK 0001622235 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 497,155

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.7700 to $11.3000, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 09, 2026 Filed Jul 13, 2026 22:11 UTC
Stevens Brent MDirector · 10% owner
SaleCommon Stock 2,300 $10.78 $24,797.45
Disclosure

SEC source: 0001437749-26-023453 · rdgdoc.xml · nonDerivative · entry 1

Stevens Brent M · CIK 0001622235 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 594,855

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.7500 to $10.8500, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 11, 2026 Filed Jun 11, 2026 20:48 UTC
Stevens Brent MDirector · 10% owner
SaleCommon Stock 100,000 $10.65 $1,064,630.00
Disclosure

SEC source: 0001437749-26-020329 · rdgdoc.xml · nonDerivative · entry 3

Stevens Brent M · CIK 0001622235 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 597,155

F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.5000 to $10.7650, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 11, 2026 Filed Jun 12, 2026 21:01 UTC
Humphries IainDirector · CFO and Secretary
SaleCommon Stock 96,955 $10.79 $1,046,289.88
Disclosure

SEC source: 0001437749-26-020499 · rdgdoc.xml · nonDerivative · entry 1

Humphries Iain · CIK 0001760635 · Director · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,812

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.5000 to $11.1400, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 10, 2026 Filed Jun 11, 2026 20:48 UTC
Stevens Brent MDirector · 10% owner
SaleCommon Stock 50,000 $10.53 $526,440.00
Disclosure

SEC source: 0001437749-26-020329 · rdgdoc.xml · nonDerivative · entry 2

Stevens Brent M · CIK 0001622235 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 697,155

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.4000 to $10.7000, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:48 UTC
Stevens Brent MDirector · 10% owner
SaleCommon Stock 50,000 $10.65 $532,270.00
Disclosure

SEC source: 0001437749-26-020329 · rdgdoc.xml · nonDerivative · entry 1

Stevens Brent M · CIK 0001622235 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 747,155

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.5500 to $10.7850, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 19, 2026 Filed Jan 28, 2026 21:05 UTC
Humphries IainDirector · CFO and Secretary
GrantRestricted Stock Units TSR 2026 · Derivative 13,446 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-26-002308 · rdgdoc.xml · derivative · entry 2

Humphries Iain · CIK 0001760635 · Director · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,566

Underlying: Common Stock · 13,446 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Common Stock.

F3 · derivative.exercise_date: Represents market-based RSUs reflected at 100% of target performance that will be earned if the Company's total stockholder return ("TSR") over the period from November 1, 2025 through October 31, 2028 relative to the TSR of a set of peer companies in the Russell 2000 Index achieves a specified percentile target. The total range of RSUs that can be earned in this award is 0% to 200% of the target award. Once the number of RSUs earned pursuant to the market-condition have been determined, such RSUs will vest on January 15, 2029, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer of the vesting date.

F3 · derivative.expiration_date: Represents market-based RSUs reflected at 100% of target performance that will be earned if the Company's total stockholder return ("TSR") over the period from November 1, 2025 through October 31, 2028 relative to the TSR of a set of peer companies in the Russell 2000 Index achieves a specified percentile target. The total range of RSUs that can be earned in this award is 0% to 200% of the target award. Once the number of RSUs earned pursuant to the market-condition have been determined, such RSUs will vest on January 15, 2029, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer of the vesting date.

Read SEC document
January 19, 2026 Filed Jan 28, 2026 21:05 UTC
Humphries IainDirector · CFO and Secretary
GrantCommon Stock 23,048 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-002308 · rdgdoc.xml · nonDerivative · entry 1

Humphries Iain · CIK 0001760635 · Director · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,767

F1 · shares: Represents restricted stock units of common stock. 1/3 of such shares will vest in three substantially equal installments on each of January 15, 2027, January 15, 2028 and January 15, 2029, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer on the vesting dates.

Read SEC document
January 19, 2026 Filed Jan 28, 2026 21:05 UTC
Young Bruce F.Director · Chief Executive Officer
GrantRestricted Stock Units TSR 2026 · Derivative 17,324 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-26-002306 · rdgdoc.xml · derivative · entry 2

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,155

Underlying: Common Stock · 17,324 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Common Stock.

F3 · derivative.exercise_date: Represents market-based RSUs reflected at 100% of target performance that will be earned if the Company's total stockholder return ("TSR") over the period from November 1, 2025 through October 31, 2028 relative to the TSR of a set of peer companies in the Russell 2000 Index achieves a specified percentile target. The total range of RSUs that can be earned in this award is 0% to 200% of the target award. Once the number of RSUs earned pursuant to the market-condition have been determined, such RSUs will vest on January 15, 2029, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer of the vesting date.

F3 · derivative.expiration_date: Represents market-based RSUs reflected at 100% of target performance that will be earned if the Company's total stockholder return ("TSR") over the period from November 1, 2025 through October 31, 2028 relative to the TSR of a set of peer companies in the Russell 2000 Index achieves a specified percentile target. The total range of RSUs that can be earned in this award is 0% to 200% of the target award. Once the number of RSUs earned pursuant to the market-condition have been determined, such RSUs will vest on January 15, 2029, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer of the vesting date.

Read SEC document
January 19, 2026 Filed Jan 28, 2026 21:05 UTC
Young Bruce F.Director · Chief Executive Officer
GrantCommon Stock 29,697 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-002306 · rdgdoc.xml · nonDerivative · entry 1

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,812,107

F1 · shares: Represents restricted stock units of common stock. 1/3 of such shares will vest in three substantially equal installments on each of January 15, 2027, January 15, 2028 and January 15, 2029, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer on the vesting dates.

Read SEC document
January 15, 2026 Filed Jan 16, 2026 14:52 UTC
Humphries IainDirector · CFO and Secretary
Tax withholdingCommon Stock 9,635 $6.47 $62,338.45
Disclosure

SEC source: 0001437749-26-001403 · rdgdoc.xml · nonDerivative · entry 1

Humphries Iain · CIK 0001760635 · Director · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,719

F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligations for the Reporting Person's performance-based and time-based restricted stock units that vested on January 15, 2026.

Read SEC document
January 15, 2026 Filed Jan 16, 2026 14:51 UTC
Young Bruce F.Director · Chief Executive Officer
Tax withholdingCommon Stock 13,636 $6.47 $88,224.92
Disclosure

SEC source: 0001437749-26-001401 · rdgdoc.xml · nonDerivative · entry 1

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,782,410

F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligations for the Reporting Person's performance-based and time-based restricted stock units that vested on January 15, 2026.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 21:57 UTC
Humphries IainDirector · CFO and Secretary
GrantRestricted Stock Units TSR 2025 · Derivative 15,120 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008465 · rdgdoc.xml · derivative · entry 2

Humphries Iain · CIK 0001760635 · Director · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,120

Underlying: Common Stock · 15,120 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Common Stock.

F3 · derivative.exercise_date: Represents market-based RSUs reflected at 100% of target performance that will be earned if the Company's total stockholder return ("TSR") over the period from November 1, 2024 through October 31, 2027 relative to the TSR of a set of peer companies in the Russell 2000 Index achieves a specified percentile target. The total range of RSUs that can be earned in this award is 0% to 200% of the target award. Once the number of RSUs earned pursuant to the market-condition have been determined, such RSUs will vest on January 15, 2028, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer of the vesting date.

F3 · derivative.expiration_date: Represents market-based RSUs reflected at 100% of target performance that will be earned if the Company's total stockholder return ("TSR") over the period from November 1, 2024 through October 31, 2027 relative to the TSR of a set of peer companies in the Russell 2000 Index achieves a specified percentile target. The total range of RSUs that can be earned in this award is 0% to 200% of the target award. Once the number of RSUs earned pursuant to the market-condition have been determined, such RSUs will vest on January 15, 2028, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer of the vesting date.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 21:57 UTC
Humphries IainDirector · CFO and Secretary
GrantCommon Stock 25,920 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008465 · rdgdoc.xml · nonDerivative · entry 1

Humphries Iain · CIK 0001760635 · Director · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 461,354

F1 · shares: Represents restricted stock units of common stock. 1/3 of such shares will vest in three substantially equal installments on each of January 15, 2026, January 15, 2027 and January 15, 2028, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer on the vesting dates.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 21:50 UTC
Young Bruce F.Director · Chief Executive Officer
GrantRestricted Stock Units TSR 2025 · Derivative 19,831 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008461 · rdgdoc.xml · derivative · entry 2

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,831

Underlying: Common Stock · 19,831 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of Common Stock.

F3 · derivative.exercise_date: Represents market-based RSUs reflected at 100% of target performance that will be earned if the Company's total stockholder return ("TSR") over the period from November 1, 2024 through October 31, 2027 relative to the TSR of a set of peer companies in the Russell 2000 Index achieves a specified percentile target. The total range of RSUs that can be earned in this award is 0% to 200% of the target award. Once the number of RSUs earned pursuant to the market-condition have been determined, such RSUs will vest on January 15, 2028, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer of the vesting date.

F3 · derivative.expiration_date: Represents market-based RSUs reflected at 100% of target performance that will be earned if the Company's total stockholder return ("TSR") over the period from November 1, 2024 through October 31, 2027 relative to the TSR of a set of peer companies in the Russell 2000 Index achieves a specified percentile target. The total range of RSUs that can be earned in this award is 0% to 200% of the target award. Once the number of RSUs earned pursuant to the market-condition have been determined, such RSUs will vest on January 15, 2028, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer of the vesting date.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 21:50 UTC
Young Bruce F.Director · Chief Executive Officer
GrantCommon Stock 33,995 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-008461 · rdgdoc.xml · nonDerivative · entry 1

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,796,046

F1 · shares: Represents restricted stock units of common stock. 1/3 of such shares will vest in three substantially equal installments on each of January 15, 2026, January 15, 2027 and January 15, 2028, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer on the vesting dates.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 21:21 UTC PurchaseCommon Stock 200 $5.45 $1,090.00
Disclosure

SEC source: 0001437749-25-008112 · rdgdoc.xml · nonDerivative · entry 1

Alarcon Stephen · CIK 0001871898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,700

F1 · shares: The price reported in Column 4 is actual purchase price for the total shares.

Read SEC document
March 13, 2025 Filed Mar 14, 2025 20:06 UTC
Young Bruce F.Director · Chief Executive Officer
PurchaseCommon Stock 49,507 $5.19 $256,941.33
Disclosure

SEC source: 0001437749-25-007729 · rdgdoc.xml · nonDerivative · entry 1

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,722,622

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.03 to $5.23, inclusive.

Read SEC document
January 17, 2025 Filed Jan 17, 2025 23:10 UTC
Humphries IainDirector · CFO and Secretary
Exercise / conversionOption · Derivative 249,287 $0.00 Strike: $6.09 $0.00
Disclosure

SEC source: 0001437749-25-001423 · rdgdoc.xml · derivative · entry 6

Humphries Iain · CIK 0001760635 · Director · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 249,287 shares

Expires 2026-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The Reporting Person exercised 249,287 options and the Company withheld 200,920 of the underlying shares to satisfy the tax withholding and exercise price obligations.

Read SEC document
January 17, 2025 Filed Jan 17, 2025 23:10 UTC
Humphries IainDirector · CFO and Secretary
Tax withholdingCommon Stock 200,920 $8.79 $1,766,086.80
Disclosure

SEC source: 0001437749-25-001423 · rdgdoc.xml · nonDerivative · entry 5

Humphries Iain · CIK 0001760635 · Director · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 435,434

F4 · shares: The Reporting Person exercised 249,287 options and the Company withheld 200,920 of the underlying shares to satisfy the tax withholding and exercise price obligations.

Read SEC document
January 17, 2025 Filed Jan 17, 2025 23:10 UTC
Humphries IainDirector · CFO and Secretary
Exercise / conversionCommon Stock 249,287 $6.09 $1,518,157.83
Disclosure

SEC source: 0001437749-25-001423 · rdgdoc.xml · nonDerivative · entry 4

Humphries Iain · CIK 0001760635 · Director · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 636,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The Reporting Person exercised 249,287 options and the Company withheld 200,920 of the underlying shares to satisfy the tax withholding and exercise price obligations.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 23:11 UTC
Young Bruce F.Director · Chief Executive Officer
Tax withholdingCommon Stock 8,305 $8.87 $73,665.35
Disclosure

SEC source: 0001437749-25-001425 · rdgdoc.xml · nonDerivative · entry 2

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,712,544

F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligations for the Reporting Person's performance-based and time-based restricted stock units that vested on January 15, 2025.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 23:11 UTC
Young Bruce F.Director · Chief Executive Officer
GrantCommon Stock 35,793 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001425 · rdgdoc.xml · nonDerivative · entry 1

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,720,849

F1 · shares: Represents performance-based restricted stock units granted to the filing person. The restricted stock units were initially granted on January 22, 2024 and the amount of restricted stock units eligible for vesting was subject to certification of the satisfaction of certain performance conditions for the 2024 fiscal year by the Compensation Committee of the Board of Directors. On January 15, 2025, the Compensation Committee of the Board of Directors certified the achievement of the performance conditions for the restricted stock units, which vest in three equal increments on January 15, 2025, January 15, 2026 and January 15, 2027, subject to the filing person's continued employment through the vesting date.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 23:10 UTC
Humphries IainDirector · CFO and Secretary
Tax withholdingCommon Stock 5,981 $8.87 $53,051.47
Disclosure

SEC source: 0001437749-25-001423 · rdgdoc.xml · nonDerivative · entry 3

Humphries Iain · CIK 0001760635 · Director · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,067

F3 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligations for the Reporting Person's performance-based and time-based restricted stock units that vested on January 15, 2025.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 23:10 UTC
Humphries IainDirector · CFO and Secretary
GrantCommon Stock 10,226 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001423 · rdgdoc.xml · nonDerivative · entry 2

Humphries Iain · CIK 0001760635 · Director · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,048

F2 · shares: Represents performance-based restricted stock units granted to the filing person. The restricted stock units were initially granted on April 12, 2024 and the amount of restricted stock units eligible for vesting was subject to certification of the satisfaction of certain performance conditions for the 2024 fiscal year by the Compensation Committee of the Board of Directors. On January 15, 2025, the Compensation Committee of the Board of Directors certified the achievement of the performance conditions for the restricted stock units, which vest in three equal increments on January 15, 2025, January 15, 2026 and January 15, 2027, subject to the filing person's continued employment through the vesting date.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 23:10 UTC
Humphries IainDirector · CFO and Secretary
GrantCommon Stock 15,330 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001423 · rdgdoc.xml · nonDerivative · entry 1

Humphries Iain · CIK 0001760635 · Director · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,822

F1 · shares: Represents performance-based restricted stock units granted to the filing person. The restricted stock units were initially granted on January 22, 2024 and the amount of restricted stock units eligible for vesting was subject to certification of the satisfaction of certain performance conditions for the 2024 fiscal year by the Compensation Committee of the Board of Directors. On January 15, 2025, the Compensation Committee of the Board of Directors certified the achievement of the performance conditions for the restricted stock units, which vest in three equal increments on January 15, 2025, January 15, 2026 and January 15, 2027, subject to the filing person's continued employment through the vesting date.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 20:15 UTC
Humphries IainDirector · CFO and Secretary
Tax withholdingCommon Stock 13,944 $6.47 $90,217.68
Disclosure

SEC source: 0001437749-24-027758 · rdgdoc.xml · nonDerivative · entry 1

Humphries Iain · CIK 0001760635 · Director · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 616,779

F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on August 23, 2024.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 20:12 UTC
Young Bruce F.Director · Chief Executive Officer
Tax withholdingCommon Stock 24,715 $6.47 $159,906.05
Disclosure

SEC source: 0001437749-24-027755 · rdgdoc.xml · nonDerivative · entry 1

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,685,056

F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on August 23, 2024.

Read SEC document
May 14, 2024 Filed May 16, 2024 21:05 UTC
Young Bruce F.Director · Chief Executive Officer
Exercise / conversionOption · Derivative 697,544 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001437749-24-017326 · rdgdoc.xml · derivative · entry 3

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 697,544 shares

Expires 2025-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person exercised 697,544 options and the Company withheld 330,982 of the underlying shares to satisfy the tax withholding and exercise price obligations.

Read SEC document
May 14, 2024 Filed May 16, 2024 21:05 UTC
Young Bruce F.Director · Chief Executive Officer
Tax withholdingCommon Stock 330,982 $6.95 $2,300,324.90
Disclosure

SEC source: 0001437749-24-017326 · rdgdoc.xml · nonDerivative · entry 2

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,709,771

F1 · shares: The Reporting Person exercised 697,544 options and the Company withheld 330,982 of the underlying shares to satisfy the tax withholding and exercise price obligations.

Read SEC document
May 14, 2024 Filed May 16, 2024 21:05 UTC
Young Bruce F.Director · Chief Executive Officer
Exercise / conversionCommon Stock 697,544 $0.87 $606,863.28
Disclosure

SEC source: 0001437749-24-017326 · rdgdoc.xml · nonDerivative · entry 1

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,040,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person exercised 697,544 options and the Company withheld 330,982 of the underlying shares to satisfy the tax withholding and exercise price obligations.

Read SEC document
May 14, 2024 Filed May 16, 2024 21:04 UTC
Young Bruce F.Director · Chief Executive Officer
Exercise / conversionOption · Derivative 10,565 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001437749-24-017324 · rdgdoc.xml · derivative · entry 3

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 697,544

Underlying: Common Stock · 10,565 shares

Expires 2025-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options were exercised, and a portion of the underlying shares were sold to cover the tax obligation, the exercise price and associated fees, pursuant to a Rule 10b5-1Plan, which was adopted January 15, 2024 and terminated following completion of the transactions disclosed herein.

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May 14, 2024 Filed May 16, 2024 21:04 UTC
Young Bruce F.Director · Chief Executive Officer
SaleCommon Stock 5,000 $7.00 $35,000.00
Disclosure

SEC source: 0001437749-24-017324 · rdgdoc.xml · nonDerivative · entry 2

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,040,753

F1 · shares: The options were exercised, and a portion of the underlying shares were sold to cover the tax obligation, the exercise price and associated fees, pursuant to a Rule 10b5-1Plan, which was adopted January 15, 2024 and terminated following completion of the transactions disclosed herein.

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May 14, 2024 Filed May 16, 2024 21:04 UTC
Young Bruce F.Director · Chief Executive Officer
Exercise / conversionCommon Stock 10,565 $0.87 $9,191.55
Disclosure

SEC source: 0001437749-24-017324 · rdgdoc.xml · nonDerivative · entry 1

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,045,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The options were exercised, and a portion of the underlying shares were sold to cover the tax obligation, the exercise price and associated fees, pursuant to a Rule 10b5-1Plan, which was adopted January 15, 2024 and terminated following completion of the transactions disclosed herein.

Read SEC document
April 17, 2024 Filed Apr 17, 2024 23:08 UTC
Young Bruce F.Director · Chief Executive Officer
Exercise / conversionOption · Derivative 7,518 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001437749-24-012360 · rdgdoc.xml · derivative · entry 9

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 708,109

Underlying: Common Stock · 7,518 shares

Expires 2025-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options were exercised, and a portion of the underlying shares were sold to cover the tax obligation, the exercise price and associated fees, pursuant to a Rule 10b5-1Plan, which was adopted January 15, 2024.

Read SEC document
April 17, 2024 Filed Apr 17, 2024 23:08 UTC
Young Bruce F.Director · Chief Executive Officer
SaleCommon Stock 3,522 $7.06 $24,865.32
Disclosure

SEC source: 0001437749-24-012360 · rdgdoc.xml · nonDerivative · entry 6

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,045,753

F1 · shares: The options were exercised, and a portion of the underlying shares were sold to cover the tax obligation, the exercise price and associated fees, pursuant to a Rule 10b5-1Plan, which was adopted January 15, 2024.

Read SEC document
April 17, 2024 Filed Apr 17, 2024 23:08 UTC
Young Bruce F.Director · Chief Executive Officer
Exercise / conversionCommon Stock 7,518 $0.87 $6,540.66
Disclosure

SEC source: 0001437749-24-012360 · rdgdoc.xml · nonDerivative · entry 5

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,049,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The options were exercised, and a portion of the underlying shares were sold to cover the tax obligation, the exercise price and associated fees, pursuant to a Rule 10b5-1Plan, which was adopted January 15, 2024.

Read SEC document
April 16, 2024 Filed Apr 17, 2024 23:08 UTC
Young Bruce F.Director · Chief Executive Officer
Exercise / conversionOption · Derivative 10,549 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001437749-24-012360 · rdgdoc.xml · derivative · entry 8

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 715,627

Underlying: Common Stock · 10,549 shares

Expires 2025-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options were exercised, and a portion of the underlying shares were sold to cover the tax obligation, the exercise price and associated fees, pursuant to a Rule 10b5-1Plan, which was adopted January 15, 2024.

Read SEC document
April 16, 2024 Filed Apr 17, 2024 23:08 UTC
Young Bruce F.Director · Chief Executive Officer
SaleCommon Stock 5,000 $7.09 $35,450.00
Disclosure

SEC source: 0001437749-24-012360 · rdgdoc.xml · nonDerivative · entry 4

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,049,275

F1 · shares: The options were exercised, and a portion of the underlying shares were sold to cover the tax obligation, the exercise price and associated fees, pursuant to a Rule 10b5-1Plan, which was adopted January 15, 2024.

Read SEC document
April 16, 2024 Filed Apr 17, 2024 23:08 UTC
Young Bruce F.Director · Chief Executive Officer
Exercise / conversionCommon Stock 10,549 $0.87 $9,177.63
Disclosure

SEC source: 0001437749-24-012360 · rdgdoc.xml · nonDerivative · entry 3

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,054,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The options were exercised, and a portion of the underlying shares were sold to cover the tax obligation, the exercise price and associated fees, pursuant to a Rule 10b5-1Plan, which was adopted January 15, 2024.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 23:08 UTC
Young Bruce F.Director · Chief Executive Officer
Exercise / conversionOption · Derivative 10,634 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001437749-24-012360 · rdgdoc.xml · derivative · entry 7

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 726,176

Underlying: Common Stock · 10,634 shares

Expires 2025-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options were exercised, and a portion of the underlying shares were sold to cover the tax obligation, the exercise price and associated fees, pursuant to a Rule 10b5-1Plan, which was adopted January 15, 2024.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 23:08 UTC
Young Bruce F.Director · Chief Executive Officer
SaleCommon Stock 5,000 $7.21 $36,050.00
Disclosure

SEC source: 0001437749-24-012360 · rdgdoc.xml · nonDerivative · entry 2

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,054,275

F1 · shares: The options were exercised, and a portion of the underlying shares were sold to cover the tax obligation, the exercise price and associated fees, pursuant to a Rule 10b5-1Plan, which was adopted January 15, 2024.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 23:08 UTC
Young Bruce F.Director · Chief Executive Officer
Exercise / conversionCommon Stock 10,634 $0.87 $9,251.58
Disclosure

SEC source: 0001437749-24-012360 · rdgdoc.xml · nonDerivative · entry 1

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,059,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The options were exercised, and a portion of the underlying shares were sold to cover the tax obligation, the exercise price and associated fees, pursuant to a Rule 10b5-1Plan, which was adopted January 15, 2024.

Read SEC document
April 12, 2024 Filed Apr 16, 2024 18:03 UTC
Humphries IainDirector · CFO and Secretary
GrantCommon Stock 6,672 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-012159 · rdgdoc.xml · nonDerivative · entry 1

Humphries Iain · CIK 0001760635 · Director · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 630,723

F1 · shares: Represents restricted stock units of common stock. 1/3 of such shares will vest in three substantially equal installments on each of January 15, 2025, January 15, 2026 and January 15, 2027, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer on the vesting dates.

Read SEC document
March 29, 2024 Filed Apr 1, 2024 22:45 UTC
Humphries IainDirector · CFO and Secretary
Tax withholdingCommon Stock 14,283 $7.90 $112,835.70
Disclosure

SEC source: 0001437749-24-010468 · rdgdoc.xml · nonDerivative · entry 1

Humphries Iain · CIK 0001760635 · Director · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 624,051

F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on March 29, 2024.

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March 29, 2024 Filed Apr 1, 2024 22:43 UTC
Young Bruce F.Director · Chief Executive Officer
Tax withholdingCommon Stock 24,694 $7.90 $195,082.60
Disclosure

SEC source: 0001437749-24-010464 · rdgdoc.xml · nonDerivative · entry 1

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,059,275

F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on March 29, 2024.

Read SEC document
January 20, 2024 Filed Feb 26, 2024 19:12 UTC
Humphries IainDirector · CFO and Secretary
GrantCommon Stock 10,002 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-005509 · rdgdoc.xml · nonDerivative · entry 1

Humphries Iain · CIK 0001760635 · Director · CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 638,334

F1 · shares: Represents restricted stock units of common stock. 1/3 of such shares will vest in three substantially equal installments on each of January 15, 2025, January 15, 2026 and January 15, 2027, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer on the vesting dates.

Read SEC document
January 20, 2024 Filed Feb 26, 2024 19:11 UTC
Young Bruce F.Director · Chief Executive Officer
GrantCommon Stock 23,353 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-005508 · rdgdoc.xml · nonDerivative · entry 1

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,083,969

F1 · shares: Represents restricted stock units of common stock. 1/3 of such shares will vest in three substantially equal installments on each of January 15, 2025, January 15, 2026 and January 15, 2027, provided that the Reporting Person is an employee of the Issuer or subsidiary of the Issuer on the vesting dates.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 22:52 UTC
Young Bruce F.Director · Chief Executive Officer
Disposition to issuerCommon Stock 185,685 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-034031 · rdgdoc.xml · nonDerivative · entry 2

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,060,616

F2 · shares: These shares are subject to forfeiture to the Issuer as the underlying vesting conditions were not met.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 22:52 UTC
Young Bruce F.Director · Chief Executive Officer
Tax withholdingCommon Stock 29,391 $7.79 $228,955.89
Disclosure

SEC source: 0001437749-23-034031 · rdgdoc.xml · nonDerivative · entry 1

Young Bruce F. · CIK 0001760704 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,246,301

F1 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Awards that vested on December 6, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.