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BBAI

BigBear.ai Holdings, Inc.

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4725
SEC CIK
0001836981
Parsed reports
305

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2023 Filed Nov 22, 2023 12:35 UTC
Katz Avi SDirector
SaleCommon Stock 13,000 $1.84 $23,920.00
Disclosure

SEC source: 0001628280-23-039824 · wk-form4_1700656543.xml · nonDerivative · entry 1

Katz Avi S · CIK 0001451693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 924,463

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.81 to $1.87, inclusive. The reporting person undertakes to provide to BigBear.ai Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: The reported amount (i) corrects an understatement of the amount held after a transaction reported on a Form 4 filed by the reporting person on May 24, 2022, June 15, 2022, March 17, 2023, March 21, 2023, and July 5, 2023 (which did not give effect to the grant of 13,000 RSUs that were timely reported in the previous Form 4 filing) and (ii) includes 600 shares of common stock that were part of the 266,600 shares sold on March 17, 2023 but which transaction was inadvertently reported as a sale of 266,000 shares in the Form 4 filed on March 21, 2023.

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November 20, 2023 Filed Nov 22, 2023 12:39 UTC
Dinu RalucaDirector
SaleCommon Stock 13,000 $1.84 $23,920.00
Disclosure

SEC source: 0001628280-23-039826 · wk-form4_1700656775.xml · nonDerivative · entry 1

Dinu Raluca · CIK 0001430575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 924,463

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.81 to $1.87, inclusive. The reporting person undertakes to provide to BigBear.ai Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: The reported amount (i) corrects an understatement of the amount held after a transaction reported on a Form 4 filed by the reporting person on May 24, 2022, June 15, 2022, March 17, 2023, March 21, 2023, and July 5, 2023 (which did not give effect to the grant of 13,000 RSUs that were timely reported in the previous Form 4 filing) and (ii) includes 600 shares of common stock that were part of the 266,600 shares sold on March 17, 2023 but which transaction was inadvertently reported as a sale of 266,000 shares in the Form 4 filed on March 21, 2023.

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November 13, 2023 Filed Mar 8, 2024 22:02 UTC
Blankenship CarolynGeneral Counsel and Secretary
GrantCommon Stock 48,558 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-010033 · wk-form4_1709935323.xml · nonDerivative · entry 2

Blankenship Carolyn · CIK 0001926488 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,710

F2 · kind: On November 13, 2023, the Reporting Person was granted performance stock units ("PSUs") which vested on March 5, 2024.

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November 13, 2023 Filed Mar 8, 2024 22:07 UTC
Ricker Sean RaymondChief Accounting Officer
GrantCommon Stock 42,084 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-010036 · wk-form4_1709935643.xml · nonDerivative · entry 2

Ricker Sean Raymond · CIK 0001883732 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,838

F2 · kind: On November 13, 2023, the Reporting Person was granted performance stock units ("PSUs") which vested on March 5, 2024.

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November 13, 2023 Filed Mar 8, 2024 21:59 UTC
Peffer JulieChief Financial Officer
GrantCommon Stock 103,591 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-010030 · wk-form4_1709935137.xml · nonDerivative · entry 2

Peffer Julie · CIK 0001932370 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,009

F2 · kind: On November 13, 2023, the Reporting Person was granted performance stock units ("PSUs") which vested on March 5, 2024.

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November 13, 2023 Filed Mar 8, 2024 21:57 UTC
Long AmandaDirector · Chief Executive Officer
GrantCommon Stock 145,674 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-010025 · wk-form4_1709935016.xml · nonDerivative · entry 2

Long Amanda · CIK 0001948905 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,885,004.7973

F2 · kind: On November 13, 2023, the Reporting Person was granted performance stock units ("PSUs") which vested on March 5, 2024.

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October 12, 2023 Filed Oct 14, 2023 01:06 UTC
Long AmandaDirector · Chief Executive Officer
Tax withholdingCommon Stock 137,344 $1.36 $186,787.84
Disclosure

SEC source: 0001628280-23-034393 · wk-form4_1697245590.xml · nonDerivative · entry 1

Long Amanda · CIK 0001948905 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,658,744.7973

F1 · shares: Represents shares withheld to satisfy tax withholding obligations on vesting of restricted stock units.

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September 30, 2023 Filed Oct 3, 2023 22:17 UTC
Blankenship CarolynGeneral Counsel and Secretary
Tax withholdingCommon Stock 343 $1.51 $517.93
Disclosure

SEC source: 0001628280-23-033713 · wk-form4_1696371452.xml · nonDerivative · entry 1

Blankenship Carolyn · CIK 0001926488 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,998

F1 · shares: Represents shares withheld to satisfy tax withholding obligations on vesting of restricted stock units.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 22:20 UTC
Ricker Sean RaymondChief Accounting Officer
Tax withholdingCommon Stock 269 $1.51 $406.19
Disclosure

SEC source: 0001628280-23-033715 · wk-form4_1696371612.xml · nonDerivative · entry 1

Ricker Sean Raymond · CIK 0001883732 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,176

F1 · shares: Represents shares withheld to satisfy tax withholding obligations on vesting of restricted stock units.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 22:13 UTC
Peffer JulieChief Financial Officer
Tax withholdingCommon Stock 617 $1.51 $931.67
Disclosure

SEC source: 0001628280-23-033709 · wk-form4_1696371229.xml · nonDerivative · entry 1

Peffer Julie · CIK 0001932370 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,208

F1 · shares: Represents shares withheld to satisfy tax withholding obligations on vesting of restricted stock units.

Read SEC document
July 10, 2023 Filed Jul 11, 2023 20:26 UTC
Blankenship CarolynGeneral Counsel and Secretary
Tax withholdingCommon Stock 339 $2.35 $796.65
Disclosure

SEC source: 0001628280-23-024718 · wk-form4_1689107188.xml · nonDerivative · entry 1

Blankenship Carolyn · CIK 0001926488 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,341

F1 · shares: Represents shares withheld to satisfy tax withholding obligations on vesting of restricted stock units.

F2 · balance_after: Includes 5,000 shares acquired under the BigBear.ai Holdings, Inc. Employee Stock Purchase Plan on May 31, 2023.

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July 10, 2023 Filed Jul 11, 2023 20:28 UTC
Ricker Sean RaymondChief Accounting Officer
Tax withholdingCommon Stock 268 $2.35 $629.80
Disclosure

SEC source: 0001628280-23-024721 · wk-form4_1689107316.xml · nonDerivative · entry 1

Ricker Sean Raymond · CIK 0001883732 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,445

F1 · shares: Represents shares withheld to satisfy tax withholding obligations on vesting of restricted stock units.

F2 · balance_after: Includes 5,000 shares acquired under the BigBear.ai Holdings, Inc. Employee Stock Purchase Plan on May 31, 2023.

Read SEC document
July 10, 2023 Filed Jul 11, 2023 20:24 UTC
Peffer JulieChief Financial Officer
Tax withholdingCommon Stock 617 $2.35 $1,449.95
Disclosure

SEC source: 0001628280-23-024715 · wk-form4_1689107050.xml · nonDerivative · entry 1

Peffer Julie · CIK 0001932370 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,825

F1 · shares: Represents shares withheld to satisfy tax withholding obligations on vesting of restricted stock units.

Read SEC document
July 02, 2023 Filed Jul 5, 2023 20:21 UTC GrantCommon Stock 55,556 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024251 · wk-form4_1688588495.xml · nonDerivative · entry 1

Cannito Peter Anthony Jr · CIK 0001877807 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,046

F1 · shares: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on July 2, 2023, vest on July 2, 2024, and shall be settled within sixty days of the vesting date.

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July 02, 2023 Filed Jul 5, 2023 20:39 UTC
BBAI Ultimate Holdings, LLCDirector · 10% owner
ROWE DAVID H.10% owner
GrantCommon Stock 111,112 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024272 · wk-form4_1688589551.xml · nonDerivative · entry 1

BBAI Ultimate Holdings, LLC · CIK 0001886800 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II GP, LP · CIK 0001880808 · 10% owner

GREENE MICHAEL ROBERT · CIK 0001881294 · 10% owner

ROWE DAVID H. · CIK 0001880788 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 102,798,067

F1 · shares: The reported restricted stock units ("RSU") were granted to Kirk Michael Konert and Jeffrey Hart on July 2, 2023 in their capacity as members of the issuer's board of directors. Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on July 2, 2023, vest on July 2, 2024, and shall be settled within sixty days of the vesting date. The reported RSUs will be assigned to AE Industrial Partners, LP. Prior to such vesting and assignment, Kirk Michael Konert and Jeffrey Hart will hold the reported securities for the benefit of AE Industrial Partners, LP and they disclaim all right title and interest in such securities.

F2 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Voting and dispositive power with respect to the shares of common stock held of record by BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP is exercised by Michael R. Greene and David H. Rowe, the managing members and control persons of AeroEquity GP, LLC , which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP. AE Fund II GP is the general partner of each of the AE Funds. AE BBRED GP, LLC is the general partner of AE BBAI Aggregator, LP. Each of the foregoing is an "AE Party" and collectively, the "AE Parties.")

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July 02, 2023 Filed Jul 5, 2023 20:25 UTC GrantCommon Stock 55,556 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024260 · wk-form4_1688588695.xml · nonDerivative · entry 1

HAYES DOROTHY D · CIK 0001142619 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,401

F1 · shares: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on July 2, 2023, vest on July 2, 2024, and shall be settled within sixty days of the vesting date.

Read SEC document
July 02, 2023 Filed Jul 5, 2023 20:18 UTC GrantCommon Stock 55,556 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024247 · wk-form4_1688588277.xml · nonDerivative · entry 1

Braden Pamela Joyce · CIK 0001883979 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,359

F1 · shares: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on July 2, 2023, vest on July 2, 2024, and shall be settled within sixty days of the vesting date.

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July 02, 2023 Filed Jul 5, 2023 22:29 UTC
Katz Avi SDirector
GrantCommon Stock 55,556 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024356 · wk-form4_1688596173.xml · nonDerivative · entry 1

Katz Avi S · CIK 0001451693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 925,063

F1 · shares: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on July 2, 2023, vest on July 2, 2024, and shall be settled within sixty days of the vesting date.

F2 · balance_after: The reported amount corrects an overstatement of the amount held after a transaction reported on a Form 4 filed by the reporting person on March 21, 2023 (which did not give effect to the sale of 33,400 shares sold and timely reported in the previous Form 4 filing).

Read SEC document
July 02, 2023 Filed Jul 5, 2023 22:55 UTC
Dinu RalucaDirector
GrantCommon Stock 55,556 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024361 · wk-form4_1688597736.xml · nonDerivative · entry 1

Dinu Raluca · CIK 0001430575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 925,063

F1 · shares: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on July 2, 2023, vest on July 2, 2024, and shall be settled within sixty days of the vesting date.

F2 · balance_after: The reported amount corrects an overstatement of the amount held after a transaction reported on a Form 4 filed by the reporting person on March 21, 2023 (which did not give effect to the sale of 33,400 shares sold and timely reported in the previous Form 4 filing).

Read SEC document
July 02, 2023 Filed Jul 5, 2023 20:23 UTC GrantCommon Stock 55,556 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024256 · wk-form4_1688588584.xml · nonDerivative · entry 1

FULCHINO PAUL E · CIK 0001182805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,950

F1 · shares: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on July 2, 2023, vest on July 2, 2024, and shall be settled within sixty days of the vesting date.

Read SEC document
July 02, 2023 Filed Jul 5, 2023 20:20 UTC GrantCommon Stock 55,556 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024249 · wk-form4_1688588386.xml · nonDerivative · entry 1

BATTLE SEAN BERNARD · CIK 0001884324 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,556

F1 · shares: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on July 2, 2023, vest on July 2, 2024, and shall be settled within sixty days of the vesting date.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:22 UTC
Peffer JulieChief Financial Officer
Tax withholdingCommon Stock 2,227 $2.30 $5,122.10
Disclosure

SEC source: 0001628280-23-022238 · wk-form4_1686860559.xml · nonDerivative · entry 1

Peffer Julie · CIK 0001932370 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,442

F1 · shares: Represents shares withheld to satisfy tax withholding obligations on vesting of restricted stock units.

Read SEC document
May 30, 2023 Filed May 31, 2023 23:06 UTC
BBAI Ultimate Holdings, LLCDirector · 10% owner
ROWE DAVID H.10% owner
SaleCommon Stock 361,096 $2.44 $881,074.24
Disclosure

SEC source: 0000899243-23-014187 · doc4.xml · nonDerivative · entry 2

BBAI Ultimate Holdings, LLC · CIK 0001886800 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II GP, LP · CIK 0001880808 · 10% owner

GREENE MICHAEL ROBERT · CIK 0001881294 · 10% owner

ROWE DAVID H. · CIK 0001880788 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 102,686,955

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.49. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

F2 · ownership.nature: Voting and dispositive power with respect to the shares of common stock held of record by BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP is exercised by Michael R. Greene and David H. Rowe, the managing members and control persons of AeroEquity GP, LLC, which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP. AE Fund II GP is the general partner of each of the AE Funds. AE BBRED GP, LLC is the general partner of AE BBAI Aggregator, LP. Each of the foregoing is an "AE Party" and collectively, the "AE Parties.")

F3 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 26, 2023 Filed May 31, 2023 23:06 UTC
BBAI Ultimate Holdings, LLCDirector · 10% owner
ROWE DAVID H.10% owner
SaleCommon Stock 749,909 $2.42 $1,814,779.78
Disclosure

SEC source: 0000899243-23-014187 · doc4.xml · nonDerivative · entry 1

BBAI Ultimate Holdings, LLC · CIK 0001886800 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II GP, LP · CIK 0001880808 · 10% owner

GREENE MICHAEL ROBERT · CIK 0001881294 · 10% owner

ROWE DAVID H. · CIK 0001880788 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 103,048,051

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.47. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.

F2 · ownership.nature: Voting and dispositive power with respect to the shares of common stock held of record by BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP is exercised by Michael R. Greene and David H. Rowe, the managing members and control persons of AeroEquity GP, LLC, which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP. AE Fund II GP is the general partner of each of the AE Funds. AE BBRED GP, LLC is the general partner of AE BBAI Aggregator, LP. Each of the foregoing is an "AE Party" and collectively, the "AE Parties.")

F3 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 25, 2023 Filed May 26, 2023 20:05 UTC
BBAI Ultimate Holdings, LLCDirector · 10% owner
ROWE DAVID H.10% owner
SaleCommon Stock 960,012 $2.45 $2,352,029.40
Disclosure

SEC source: 0000899243-23-013957 · doc4.xml · nonDerivative · entry 2

BBAI Ultimate Holdings, LLC · CIK 0001886800 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II GP, LP · CIK 0001880808 · 10% owner

GREENE MICHAEL ROBERT · CIK 0001881294 · 10% owner

ROWE DAVID H. · CIK 0001880788 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 103,797,960

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.65. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

F2 · ownership.nature: Voting and dispositive power with respect to the shares of common stock held of record by BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP is exercised by Michael R. Greene and David H. Rowe, the managing members and control persons of AeroEquity GP, LLC , which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP. AE Fund II GP is the general partner of each of the AE Funds. AE BBRED GP, LLC is the general partner of AE BBAI Aggregator, LP. Each of the foregoing is an "AE Party" and collectively, the "AE Parties.")

F3 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:05 UTC
BBAI Ultimate Holdings, LLCDirector · 10% owner
ROWE DAVID H.10% owner
SaleCommon Stock 339,060 $2.41 $817,134.60
Disclosure

SEC source: 0000899243-23-013957 · doc4.xml · nonDerivative · entry 1

BBAI Ultimate Holdings, LLC · CIK 0001886800 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II GP, LP · CIK 0001880808 · 10% owner

GREENE MICHAEL ROBERT · CIK 0001881294 · 10% owner

ROWE DAVID H. · CIK 0001880788 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 104,757,972

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.42. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.

F2 · ownership.nature: Voting and dispositive power with respect to the shares of common stock held of record by BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP is exercised by Michael R. Greene and David H. Rowe, the managing members and control persons of AeroEquity GP, LLC , which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP. AE Fund II GP is the general partner of each of the AE Funds. AE BBRED GP, LLC is the general partner of AE BBAI Aggregator, LP. Each of the foregoing is an "AE Party" and collectively, the "AE Parties.")

F3 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 23, 2023 Filed May 24, 2023 20:24 UTC
BBAI Ultimate Holdings, LLCDirector · 10% owner
ROWE DAVID H.10% owner
SaleCommon Stock 502,294 $2.48 $1,245,689.12
Disclosure

SEC source: 0000899243-23-013803 · doc4.xml · nonDerivative · entry 2

BBAI Ultimate Holdings, LLC · CIK 0001886800 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II GP, LP · CIK 0001880808 · 10% owner

GREENE MICHAEL ROBERT · CIK 0001881294 · 10% owner

ROWE DAVID H. · CIK 0001880788 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 105,097,032

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.58. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

F2 · ownership.nature: Voting and dispositive power with respect to the shares of common stock held of record by BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP is exercised by Michael R. Greene and David H. Rowe, the managing members and control persons of AeroEquity GP, LLC , which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP. AE Fund II GP is the general partner of each of the AE Funds. AE BBRED GP, LLC is the general partner of AE BBAI Aggregator, LP. Each of the foregoing is an "AE Party" and collectively, the "AE Parties.")

F3 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 22, 2023 Filed May 24, 2023 20:24 UTC
BBAI Ultimate Holdings, LLCDirector · 10% owner
ROWE DAVID H.10% owner
SaleCommon Stock 189,232 $2.40 $454,156.80
Disclosure

SEC source: 0000899243-23-013803 · doc4.xml · nonDerivative · entry 1

BBAI Ultimate Holdings, LLC · CIK 0001886800 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II GP, LP · CIK 0001880808 · 10% owner

GREENE MICHAEL ROBERT · CIK 0001881294 · 10% owner

ROWE DAVID H. · CIK 0001880788 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 105,599,326

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.41. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.

F2 · ownership.nature: Voting and dispositive power with respect to the shares of common stock held of record by BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP is exercised by Michael R. Greene and David H. Rowe, the managing members and control persons of AeroEquity GP, LLC , which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP. AE Fund II GP is the general partner of each of the AE Funds. AE BBRED GP, LLC is the general partner of AE BBAI Aggregator, LP. Each of the foregoing is an "AE Party" and collectively, the "AE Parties.")

F3 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 19, 2023 Filed May 22, 2023 21:48 UTC
BBAI Ultimate Holdings, LLCDirector · 10% owner
ROWE DAVID H.10% owner
SaleCommon Stock 148,229 $2.42 $358,714.18
Disclosure

SEC source: 0000899243-23-013604 · doc4.xml · nonDerivative · entry 2

BBAI Ultimate Holdings, LLC · CIK 0001886800 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II GP, LP · CIK 0001880808 · 10% owner

GREENE MICHAEL ROBERT · CIK 0001881294 · 10% owner

ROWE DAVID H. · CIK 0001880788 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 105,788,558

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.45. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

F2 · ownership.nature: Voting and dispositive power with respect to the shares of common stock held of record by BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP is exercised by Michael R. Greene and David H. Rowe, the managing members and control persons of AeroEquity GP, LLC , which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP. AE Fund II GP is the general partner of each of the AE Funds. AE BBRED GP, LLC is the general partner of AE BBAI Aggregator, LP. Each of the foregoing is an "AE Party" and collectively, the "AE Parties.")

F3 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 18, 2023 Filed May 22, 2023 21:48 UTC
BBAI Ultimate Holdings, LLCDirector · 10% owner
ROWE DAVID H.10% owner
SaleCommon Stock 1,428,937 $2.43 $3,472,316.91
Disclosure

SEC source: 0000899243-23-013604 · doc4.xml · nonDerivative · entry 1

BBAI Ultimate Holdings, LLC · CIK 0001886800 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II GP, LP · CIK 0001880808 · 10% owner

GREENE MICHAEL ROBERT · CIK 0001881294 · 10% owner

ROWE DAVID H. · CIK 0001880788 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 105,936,787

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.

F2 · ownership.nature: Voting and dispositive power with respect to the shares of common stock held of record by BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP is exercised by Michael R. Greene and David H. Rowe, the managing members and control persons of AeroEquity GP, LLC , which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP. AE Fund II GP is the general partner of each of the AE Funds. AE BBRED GP, LLC is the general partner of AE BBAI Aggregator, LP. Each of the foregoing is an "AE Party" and collectively, the "AE Parties.")

F3 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 17, 2023 Filed May 18, 2023 21:39 UTC
BBAI Ultimate Holdings, LLCDirector · 10% owner
ROWE DAVID H.10% owner
SaleCommon Stock 1,252,677 $2.43 $3,044,005.11
Disclosure

SEC source: 0000899243-23-013279 · doc4.xml · nonDerivative · entry 2

BBAI Ultimate Holdings, LLC · CIK 0001886800 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II GP, LP · CIK 0001880808 · 10% owner

GREENE MICHAEL ROBERT · CIK 0001881294 · 10% owner

ROWE DAVID H. · CIK 0001880788 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 107,365,724

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.48. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

F2 · ownership.nature: Voting and dispositive power with respect to the shares of common stock held of record by BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP is exercised by Michael R. Greene and David H. Rowe, the managing members and control persons of AeroEquity GP, LLC , which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP. AE Fund II GP is the general partner of each of the AE Funds. AE BBRED GP, LLC is the general partner of AE BBAI Aggregator, LP. Each of the foregoing is an "AE Party" and collectively, the "AE Parties.")

F3 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:39 UTC
BBAI Ultimate Holdings, LLCDirector · 10% owner
ROWE DAVID H.10% owner
SaleCommon Stock 669,318 $2.41 $1,613,056.38
Disclosure

SEC source: 0000899243-23-013279 · doc4.xml · nonDerivative · entry 1

BBAI Ultimate Holdings, LLC · CIK 0001886800 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II GP, LP · CIK 0001880808 · 10% owner

GREENE MICHAEL ROBERT · CIK 0001881294 · 10% owner

ROWE DAVID H. · CIK 0001880788 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 108,618,401

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.49. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.

F2 · ownership.nature: Voting and dispositive power with respect to the shares of common stock held of record by BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP is exercised by Michael R. Greene and David H. Rowe, the managing members and control persons of AeroEquity GP, LLC , which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP. AE Fund II GP is the general partner of each of the AE Funds. AE BBRED GP, LLC is the general partner of AE BBAI Aggregator, LP. Each of the foregoing is an "AE Party" and collectively, the "AE Parties.")

F3 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 15, 2023 Filed May 16, 2023 21:50 UTC
BBAI Ultimate Holdings, LLCDirector · 10% owner
ROWE DAVID H.10% owner
SaleCommon Stock 1,939,414 $2.48 $4,809,746.72
Disclosure

SEC source: 0000899243-23-013083 · doc4.xml · nonDerivative · entry 2

BBAI Ultimate Holdings, LLC · CIK 0001886800 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II GP, LP · CIK 0001880808 · 10% owner

GREENE MICHAEL ROBERT · CIK 0001881294 · 10% owner

ROWE DAVID H. · CIK 0001880788 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 109,287,719

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.59. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

F2 · ownership.nature: Voting and dispositive power with respect to the shares of common stock held of record by BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP is exercised by Michael R. Greene and David H. Rowe, the managing members and control persons of AeroEquity GP, LLC , which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP. AE Fund II GP is the general partner of each of the AE Funds. AE BBRED GP, LLC is the general partner of AE BBAI Aggregator, LP. Each of the foregoing is an "AE Party" and collectively, the "AE Parties.")

F3 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 12, 2023 Filed May 16, 2023 21:50 UTC
BBAI Ultimate Holdings, LLCDirector · 10% owner
ROWE DAVID H.10% owner
SaleCommon Stock 618,067 $2.43 $1,501,902.81
Disclosure

SEC source: 0000899243-23-013083 · doc4.xml · nonDerivative · entry 1

BBAI Ultimate Holdings, LLC · CIK 0001886800 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II GP, LP · CIK 0001880808 · 10% owner

GREENE MICHAEL ROBERT · CIK 0001881294 · 10% owner

ROWE DAVID H. · CIK 0001880788 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 111,227,133

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.51. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.

F2 · ownership.nature: Voting and dispositive power with respect to the shares of common stock held of record by BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP is exercised by Michael R. Greene and David H. Rowe, the managing members and control persons of AeroEquity GP, LLC , which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP. AE Fund II GP is the general partner of each of the AE Funds. AE BBRED GP, LLC is the general partner of AE BBAI Aggregator, LP. Each of the foregoing is an "AE Party" and collectively, the "AE Parties.")

F3 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 11, 2023 Filed May 12, 2023 20:53 UTC
BBAI Ultimate Holdings, LLCDirector · 10% owner
ROWE DAVID H.10% owner
SaleCommon Stock 98,909 $2.51 $248,261.59
Disclosure

SEC source: 0000899243-23-012844 · doc4.xml · nonDerivative · entry 2

BBAI Ultimate Holdings, LLC · CIK 0001886800 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II GP, LP · CIK 0001880808 · 10% owner

GREENE MICHAEL ROBERT · CIK 0001881294 · 10% owner

ROWE DAVID H. · CIK 0001880788 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 111,845,200

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.55. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

F2 · ownership.nature: Voting and dispositive power with respect to the shares of common stock held of record by BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP is exercised by Michael R. Greene and David H. Rowe, the managing members and control persons of AeroEquity GP, LLC , which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP. AE Fund II GP is the general partner of each of the AE Funds. AE BBRED GP, LLC is the general partner of AE BBAI Aggregator, LP. Each of the foregoing is an "AE Party" and collectively, the "AE Parties.")

F3 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 10, 2023 Filed May 12, 2023 20:53 UTC
BBAI Ultimate Holdings, LLCDirector · 10% owner
ROWE DAVID H.10% owner
SaleCommon Stock 1,604,426 $2.66 $4,267,773.16
Disclosure

SEC source: 0000899243-23-012844 · doc4.xml · nonDerivative · entry 1

BBAI Ultimate Holdings, LLC · CIK 0001886800 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II GP, LP · CIK 0001880808 · 10% owner

GREENE MICHAEL ROBERT · CIK 0001881294 · 10% owner

ROWE DAVID H. · CIK 0001880788 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 111,944,109

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.93. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.

F2 · ownership.nature: Voting and dispositive power with respect to the shares of common stock held of record by BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP is exercised by Michael R. Greene and David H. Rowe, the managing members and control persons of AeroEquity GP, LLC , which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of BBAI Ultimate Holdings, LLC and AE BBAI Aggregator, LP. AE Fund II GP is the general partner of each of the AE Funds. AE BBRED GP, LLC is the general partner of AE BBAI Aggregator, LP. Each of the foregoing is an "AE Party" and collectively, the "AE Parties.")

F3 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2023 Filed May 10, 2023 23:12 UTC
Laudermilch NormChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 344,305 $0.00 Strike: $2.74 $0.00
Disclosure

SEC source: 0001628280-23-017363 · wk-form4_1683760325.xml · derivative · entry 3

Laudermilch Norm · CIK 0001976969 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,305

Underlying: Common Stock · 344,305 shares

Expires 2033-05-08

F3 · derivative.exercise_date: The option was granted on May 8, 2023 and vests as follows: 25% of the option will vest on May 8, 2024 and the remaining 75% will vest in equal quarterly installments on the last day of each calendar quarter thereafter, such that the entire award will be vested on March 31, 2027 (subject to the reporting person's continued employment through each vesting date).

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May 08, 2023 Filed May 10, 2023 23:12 UTC
Laudermilch NormChief Operating Officer
GrantCommon Stock 182,482 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-017363 · wk-form4_1683760325.xml · nonDerivative · entry 2

Laudermilch Norm · CIK 0001976969 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 456,205

F2 · shares: Each performance stock unit ("PSU") represents a contingent right to receive one share the issuer's Common Stock. The PSUs vest upon the achievement of specified performance metrics for the calendar year ended December 31, 2023.

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May 08, 2023 Filed May 10, 2023 23:12 UTC
Laudermilch NormChief Operating Officer
GrantCommon Stock 273,723 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-017363 · wk-form4_1683760325.xml · nonDerivative · entry 1

Laudermilch Norm · CIK 0001976969 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,723

F1 · shares: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on May 8, 2023 and vest as follows: 25% of the RSUs will vest on May 8, 2024 and the remaining 75% will vest in equal quarterly installments on the last day of each calendar quarter thereafter, such that the entire award will be vested on March 31, 2027 (subject to the reporting person's continued employment through each vesting date).

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April 01, 2023 Filed Apr 4, 2023 21:37 UTC
Blankenship CarolynGeneral Counsel and Secretary
Tax withholdingCommon Stock 20,386 $2.44 $49,741.84
Disclosure

SEC source: 0001628280-23-010728 · wf-form4_168064424386908.xml · nonDerivative · entry 2

Blankenship Carolyn · CIK 0001926488 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,680

F1 · shares: Represents shares withheld to satisfy tax withholding obligations on vesting of restricted stock units.

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April 01, 2023 Filed Apr 4, 2023 21:39 UTC
Ricker Sean RaymondChief Accounting Officer
Tax withholdingCommon Stock 17,869 $2.44 $43,600.36
Disclosure

SEC source: 0001628280-23-010731 · wf-form4_168064433142504.xml · nonDerivative · entry 2

Ricker Sean Raymond · CIK 0001883732 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,713

F1 · shares: Represents shares withheld to satisfy tax withholding obligations on vesting of restricted stock units.

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April 01, 2023 Filed Apr 4, 2023 21:35 UTC
Peffer JulieChief Financial Officer
Tax withholdingCommon Stock 36,490 $2.44 $89,035.60
Disclosure

SEC source: 0001628280-23-010725 · wf-form4_168064411472604.xml · nonDerivative · entry 1

Peffer Julie · CIK 0001932370 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,669

F1 · shares: Represents shares withheld to satisfy tax withholding obligations on vesting of restricted stock units.

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April 01, 2023 Filed Apr 4, 2023 21:33 UTC
Long AmandaDirector · Chief Executive Officer
Tax withholdingCommon Stock 104,118 $2.44 $254,047.92
Disclosure

SEC source: 0001628280-23-010722 · wf-form4_168064400492730.xml · nonDerivative · entry 1

Long Amanda · CIK 0001948905 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,796,088.7973

F1 · shares: Represents shares withheld to satisfy tax withholding obligations on vesting of restricted stock units.

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March 31, 2023 Filed Apr 4, 2023 21:37 UTC
Blankenship CarolynGeneral Counsel and Secretary
Tax withholdingCommon Stock 388 $2.44 $946.72
Disclosure

SEC source: 0001628280-23-010728 · wf-form4_168064424386908.xml · nonDerivative · entry 1

Blankenship Carolyn · CIK 0001926488 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,066

F1 · shares: Represents shares withheld to satisfy tax withholding obligations on vesting of restricted stock units.

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March 31, 2023 Filed Apr 4, 2023 21:39 UTC
Ricker Sean RaymondChief Accounting Officer
Tax withholdingCommon Stock 286 $2.44 $697.84
Disclosure

SEC source: 0001628280-23-010731 · wf-form4_168064433142504.xml · nonDerivative · entry 1

Ricker Sean Raymond · CIK 0001883732 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,582

F1 · shares: Represents shares withheld to satisfy tax withholding obligations on vesting of restricted stock units.

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March 30, 2023 Filed Mar 31, 2023 20:34 UTC
Blankenship CarolynGeneral Counsel and Secretary
Tax withholdingCommon Stock 1,551 $1.98 $3,070.98
Disclosure

SEC source: 0001628280-23-010193 · wf-form4_168029483653820.xml · nonDerivative · entry 1

Blankenship Carolyn · CIK 0001926488 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,454

F1 · shares: Represents shares withheld to satisfy tax withholding obligations on vesting of restricted stock units.

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March 23, 2023 Filed Mar 27, 2023 20:51 UTC
Blankenship CarolynGeneral Counsel and Secretary
GrantStock Option (Right to Buy) · Derivative 59,817 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001628280-23-009293 · wf-form4_167995026625967.xml · derivative · entry 2

Blankenship Carolyn · CIK 0001926488 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,817

Underlying: Common Stock · 59,817 shares

Expires 2033-03-23

F2 · derivative.exercise_date: The option was granted on March 23, 2023 and vests as follows: 25% of the option will vest on March 23, 2024 and the remaining 75% will vest in equal quarterly installments on the last day of each calendar quarter thereafter, such that the entire award will be vested on December 31, 2026 (subject to the reporting person's continued employment through each vesting date).

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March 23, 2023 Filed Mar 27, 2023 20:51 UTC
Blankenship CarolynGeneral Counsel and Secretary
GrantCommon Stock 47,554 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-009293 · wf-form4_167995026625967.xml · nonDerivative · entry 1

Blankenship Carolyn · CIK 0001926488 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 374,005

F1 · shares: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on March 23, 2023 and vest as follows: 25% of the RSUs will vest on March 23, 2024 and the remaining 75% will vest in equal quarterly installments on the last day of each calendar quarter thereafter, such that the entire award will be vested on December 31, 2026 (subject to the reporting person's continued employment through each vesting date).

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March 23, 2023 Filed Mar 27, 2023 20:53 UTC
Ricker Sean RaymondChief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 46,144 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001628280-23-009296 · wf-form4_167995042480542.xml · derivative · entry 3

Ricker Sean Raymond · CIK 0001883732 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,144

Underlying: Common Stock · 46,144 shares

Expires 2033-03-23

F3 · derivative.exercise_date: The option was granted on March 23, 2023 and vests as follows: 25% of the option will vest on March 23, 2024 and the remaining 75% will vest in equal quarterly installments on the last day of each calendar quarter thereafter, such that the entire award will be vested on December 31, 2026 (subject to the reporting person's continued employment through each vesting date).

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March 23, 2023 Filed Mar 27, 2023 20:53 UTC
Ricker Sean RaymondChief Accounting Officer
GrantCommon Stock 36,685 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-009296 · wf-form4_167995042480542.xml · nonDerivative · entry 2

Ricker Sean Raymond · CIK 0001883732 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,868

F2 · shares: Each restricted stock unit ("RSU") represents a right to receive one share of the issuer's Common Stock, subject to the Reporting Person's continued service through the vesting date. The reported RSUs were granted on March 23, 2023 and vest as follows: 25% of the RSUs will vest on March 23, 2024 and the remaining 75% will vest in equal quarterly installments on the last day of each calendar quarter thereafter, such that the entire award will be vested on December 31, 2026 (subject to the reporting person's continued employment through each vesting date).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.