Last 12 months
Inside the activity.
2 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 11 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2017 Filed Nov 8, 2017 18:55 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 129,225 | $6.82 | $881,120.66 |
DisclosureSEC source: 0001225208-17-017062 · doc4.xml · nonDerivative · entry 5 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,507,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 18:55 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 110,775 | $6.88 | $762,674.80 |
DisclosureSEC source: 0001225208-17-017062 · doc4.xml · nonDerivative · entry 4 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,636,953 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 18:55 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 210,700 | $7.05 | $1,484,802.90 |
DisclosureSEC source: 0001225208-17-017062 · doc4.xml · nonDerivative · entry 3 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,747,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 18:55 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 99,300 | $7.08 | $703,351.83 |
DisclosureSEC source: 0001225208-17-017062 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,958,428 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 18:55 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 50,000 | $7.07 | $353,250.00 |
DisclosureSEC source: 0001225208-17-017062 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,057,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 16:28 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 800,000 | $6.31 | $5,050,080.00 |
DisclosureSEC source: 0001225208-17-016417 · doc4.xml · nonDerivative · entry 4 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,107,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 16:28 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 650,000 | $6.14 | $3,992,235.00 |
DisclosureSEC source: 0001225208-17-016417 · doc4.xml · nonDerivative · entry 3 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,907,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 16:28 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 100,000 | $6.16 | $616,110.00 |
DisclosureSEC source: 0001225208-17-016417 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 26,557,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 16:28 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 100,000 | $6.38 | $637,990.00 |
DisclosureSEC source: 0001225208-17-016417 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 26,657,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 17:49 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 203,900 | $6.10 | $1,242,770.50 |
DisclosureSEC source: 0001225208-17-016329 · doc4.xml · nonDerivative · entry 3 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 26,757,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 17:49 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 100,000 | $5.91 | $591,020.00 |
DisclosureSEC source: 0001225208-17-016329 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 26,961,628 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| October 13, 2017 Filed Oct 17, 2017 17:49 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 46,100 | $6.01 | $277,259.23 |
DisclosureSEC source: 0001225208-17-016329 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 27,061,628 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| October 04, 2017 Filed Oct 5, 2017 19:11 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 80,000 | $6.58 | $526,536.00 |
DisclosureSEC source: 0001225208-17-016026 · doc4.xml · nonDerivative · entry 3 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 27,107,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| October 04, 2017 Filed Oct 5, 2017 19:11 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 20,000 | $6.73 | $134,508.00 |
DisclosureSEC source: 0001225208-17-016026 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 27,187,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 19:11 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 400,000 | $6.86 | $2,745,640.00 |
DisclosureSEC source: 0001225208-17-016026 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 27,207,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 17:49 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 218,100 | $6.80 | $1,482,403.89 |
DisclosureSEC source: 0001225208-17-015524 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 27,607,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 28, 2017 Filed Oct 10, 2017 10:04 UTC Amendment |
FRANKLIN TEMPLETON INC10% owner
|
SaleWarrants · Derivative | 11,650 | $0.55 Strike: $14.04 | $6,407.50 |
DisclosureSEC source: 0001225208-17-016113 · doc4a.xml · derivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 415,208 Underlying: Common Stock · 11,650 shares Expires 2020-09-09 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 17:05 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 175,000 | $7.07 | $1,237,652.50 |
DisclosureSEC source: 0001225208-17-015417 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 27,825,828 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 26, 2017 Filed Sep 27, 2017 18:29 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 225,000 | $6.68 | $1,502,505.00 |
DisclosureSEC source: 0001225208-17-015333 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 28,000,828 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 18:29 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 225,000 | $6.64 | $1,494,540.00 |
DisclosureSEC source: 0001225208-17-015333 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 28,225,828 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 20:40 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 256,900 | $6.50 | $1,670,183.97 |
DisclosureSEC source: 0001225208-17-015201 · doc4.xml · nonDerivative · entry 4 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 28,450,828 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 20:40 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 154,515 | $6.39 | $986,748.24 |
DisclosureSEC source: 0001225208-17-015201 · doc4.xml · nonDerivative · entry 3 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 28,707,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 20:40 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 100,000 | $6.38 | $637,530.00 |
DisclosureSEC source: 0001225208-17-015201 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 28,862,243 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 20:40 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 4,478 | $6.28 | $28,122.74 |
DisclosureSEC source: 0001225208-17-015201 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 28,962,243 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 19, 2017 Filed Sep 20, 2017 17:41 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 68,944 | $6.25 | $430,644.91 |
DisclosureSEC source: 0001225208-17-015153 · doc4.xml · nonDerivative · entry 5 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 28,966,721 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 19, 2017 Filed Sep 20, 2017 17:41 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 35,485 | $6.30 | $223,392.27 |
DisclosureSEC source: 0001225208-17-015153 · doc4.xml · nonDerivative · entry 4 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 29,035,665 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 17:41 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 311,300 | $6.39 | $1,988,086.32 |
DisclosureSEC source: 0001225208-17-015153 · doc4.xml · nonDerivative · entry 3 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 29,071,150 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 17:41 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 38,700 | $6.46 | $249,808.50 |
DisclosureSEC source: 0001225208-17-015153 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 29,382,450 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 17:41 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 30,000 | $6.27 | $188,025.00 |
DisclosureSEC source: 0001225208-17-015153 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 29,421,150 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 17:23 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 197,789 | $6.24 | $1,233,313.31 |
DisclosureSEC source: 0001225208-17-015081 · doc4.xml · nonDerivative · entry 5 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 29,451,150 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 17:23 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 69,000 | $6.37 | $439,295.40 |
DisclosureSEC source: 0001225208-17-015081 · doc4.xml · nonDerivative · entry 4 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 29,648,939 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 17:23 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 63,211 | $6.36 | $402,255.84 |
DisclosureSEC source: 0001225208-17-015081 · doc4.xml · nonDerivative · entry 3 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 29,717,939 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 17:23 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 250,000 | $6.49 | $1,621,950.00 |
DisclosureSEC source: 0001225208-17-015081 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 29,781,150 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 17:23 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 250,000 | $6.55 | $1,637,975.00 |
DisclosureSEC source: 0001225208-17-015081 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 30,031,150 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 17:19 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 325,000 | $6.59 | $2,142,400.00 |
DisclosureSEC source: 0001225208-17-014991 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 30,281,150 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 17:19 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 100,000 | $6.63 | $662,500.00 |
DisclosureSEC source: 0001225208-17-014991 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 30,606,150 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 17:00 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 557,600 | $6.18 | $3,443,235.76 |
DisclosureSEC source: 0001225208-17-014944 · doc4.xml · nonDerivative · entry 3 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 30,706,150 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 17:00 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 17,400 | $6.10 | $106,053.00 |
DisclosureSEC source: 0001225208-17-014944 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,263,750 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| September 12, 2017 Filed Sep 18, 2017 07:15 UTC |
HICKS QUENTIN RSVP, Finance and IR
|
Tax withholdingCommon Stock | 14,814 | $6.24 | $92,439.36 |
DisclosureSEC source: 0001209191-17-053094 · doc4.xml · nonDerivative · entry 2 HICKS QUENTIN R · CIK 0001676649 · SVP, Finance and IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,393 F2 · kind: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the April 11, 2017 restricted stock grant. Read SEC document |
| September 12, 2017 Filed Sep 18, 2017 07:15 UTC |
HICKS QUENTIN RSVP, Finance and IR
|
Tax withholdingCommon Stock | 22,221 | $6.24 | $138,659.04 |
DisclosureSEC source: 0001209191-17-053094 · doc4.xml · nonDerivative · entry 1 HICKS QUENTIN R · CIK 0001676649 · SVP, Finance and IR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,207 F1 · kind: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the September 12, 2016 restricted stock grant. Read SEC document |
| September 12, 2017 Filed Sep 18, 2017 11:16 UTC |
Wright Jon C.EVP & COO
|
Tax withholdingCommon Stock | 25,910 | $6.24 | $161,678.40 |
DisclosureSEC source: 0001209191-17-053095 · doc4.xml · nonDerivative · entry 2 Wright Jon C. · CIK 0001551455 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,634 F2 · kind: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the April 11, 2017 restricted stock grant. Read SEC document |
| September 12, 2017 Filed Sep 18, 2017 11:16 UTC |
Wright Jon C.EVP & COO
|
Tax withholdingCommon Stock | 31,980 | $6.24 | $199,555.20 |
DisclosureSEC source: 0001209191-17-053095 · doc4.xml · nonDerivative · entry 1 Wright Jon C. · CIK 0001551455 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,544 F1 · kind: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the September 12, 2016 restricted stock grant. Read SEC document |
| September 12, 2017 Filed Sep 18, 2017 11:14 UTC |
Kasparek Leah R.SVP, HR & Administration
|
Tax withholdingCommon Stock | 3,418 | $6.24 | $21,328.32 |
DisclosureSEC source: 0001209191-17-053093 · doc4.xml · nonDerivative · entry 2 Kasparek Leah R. · CIK 0001550854 · SVP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,190 F2 · kind: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the April 11, 2017 restricted stock grant. Read SEC document |
| September 12, 2017 Filed Sep 18, 2017 11:14 UTC |
Kasparek Leah R.SVP, HR & Administration
|
Tax withholdingCommon Stock | 5,128 | $6.24 | $31,998.72 |
DisclosureSEC source: 0001209191-17-053093 · doc4.xml · nonDerivative · entry 1 Kasparek Leah R. · CIK 0001550854 · SVP, HR & Administration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,608 F1 · kind: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the September 12, 2016 restricted stock grant. Read SEC document |
| September 12, 2017 Filed Sep 18, 2017 11:13 UTC |
Obut Tina SSVP, Corporate Reserves
|
Tax withholdingCommon Stock | 3,418 | $6.24 | $21,328.32 |
DisclosureSEC source: 0001209191-17-053092 · doc4.xml · nonDerivative · entry 2 Obut Tina S · CIK 0001391523 · SVP, Corporate Reserves 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,119 F2 · kind: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the April 11, 2017 restricted stock grant. Read SEC document |
| September 12, 2017 Filed Sep 18, 2017 11:13 UTC |
Obut Tina SSVP, Corporate Reserves
|
Tax withholdingCommon Stock | 5,128 | $6.24 | $31,998.72 |
DisclosureSEC source: 0001209191-17-053092 · doc4.xml · nonDerivative · entry 1 Obut Tina S · CIK 0001391523 · SVP, Corporate Reserves 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,537 F1 · kind: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the September 12, 2016 restricted stock grant. Read SEC document |
| September 12, 2017 Filed Sep 18, 2017 11:12 UTC |
Rinando Joseph S IIISVP, CAO and Controller
|
Tax withholdingCommon Stock | 5,697 | $6.24 | $35,549.28 |
DisclosureSEC source: 0001209191-17-053091 · doc4.xml · nonDerivative · entry 2 Rinando Joseph S III · CIK 0001359225 · SVP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,086 F2 · kind: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the April 11, 2017 restricted stock grant. Read SEC document |
| September 12, 2017 Filed Sep 18, 2017 11:12 UTC |
Rinando Joseph S IIISVP, CAO and Controller
|
Tax withholdingCommon Stock | 8,546 | $6.24 | $53,327.04 |
DisclosureSEC source: 0001209191-17-053091 · doc4.xml · nonDerivative · entry 1 Rinando Joseph S III · CIK 0001359225 · SVP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,783 F1 · kind: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the September 12, 2016 restricted stock grant. Read SEC document |
| September 12, 2017 Filed Sep 18, 2017 11:11 UTC |
HEROD STEPHEN WEVP, Corporate Development
|
Tax withholdingCommon Stock | 32,010 | $6.24 | $199,742.40 |
DisclosureSEC source: 0001209191-17-053090 · doc4.xml · nonDerivative · entry 1 HEROD STEPHEN W · CIK 0001195114 · EVP, Corporate Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,564 F1 · kind: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the April 11, 2017 restricted stock grant. Read SEC document |
| September 12, 2017 Filed Sep 18, 2017 11:09 UTC |
Mize MarkEVP, CFO and Treasurer
|
Tax withholdingCommon Stock | 31,967 | $6.24 | $199,474.08 |
DisclosureSEC source: 0001209191-17-053089 · doc4.xml · nonDerivative · entry 1 Mize Mark · CIK 0001310117 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,530 F1 · kind: Represents shares withheld to satisfy withholding taxes applicable upon vesting of the April 11, 2017 restricted stock grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.