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NYSE · USD

BAC

BANK OF AMERICA CORP /DE/

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Tapewire entity
2801
SEC CIK
0000070858
Parsed reports
2,178

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202605
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2003 Filed Nov 10, 2003 21:24 UTC
HANCE JAMES H JRDirector · Vice Chairman and CFO
SaleCommon Stock 4,545 $75.63 $343,738.35
Disclosure

SEC source: 0000070858-03-000461 · doc4.xml · nonDerivative · entry 2

HANCE JAMES H JR · CIK 0001176400 · Director · Vice Chairman and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,443

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 10, 2003 Filed Nov 10, 2003 21:24 UTC
HANCE JAMES H JRDirector · Vice Chairman and CFO
Exercise / conversionCommon Stock 50,000 $26.81 $1,340,625.00
Disclosure

SEC source: 0000070858-03-000461 · doc4.xml · nonDerivative · entry 1

HANCE JAMES H JR · CIK 0001176400 · Director · Vice Chairman and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:14 UTC
BRINKLEY AMY WOODSChief Risk Officer
Exercise / conversionOption, Right to Buy · Derivative 19,000 $26.81 Strike: $26.81 $509,437.50
Disclosure

SEC source: 0000070858-03-000455 · doc4.xml · derivative · entry 15

BRINKLEY AMY WOODS · CIK 0001055386 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,000

Underlying: Common Stock · 19,000 shares

Expires 2005-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in three equal installments commencing July 1, 1996.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:14 UTC
BRINKLEY AMY WOODSChief Risk Officer
SaleCommon Stock 3,454 $75.87 $262,054.98
Disclosure

SEC source: 0000070858-03-000455 · doc4.xml · nonDerivative · entry 13

BRINKLEY AMY WOODS · CIK 0001055386 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,161

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:14 UTC
BRINKLEY AMY WOODSChief Risk Officer
SaleCommon Stock 1,227 $75.71 $92,896.17
Disclosure

SEC source: 0000070858-03-000455 · doc4.xml · nonDerivative · entry 12

BRINKLEY AMY WOODS · CIK 0001055386 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,615

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:14 UTC
BRINKLEY AMY WOODSChief Risk Officer
SaleCommon Stock 500 $75.70 $37,850.00
Disclosure

SEC source: 0000070858-03-000455 · doc4.xml · nonDerivative · entry 11

BRINKLEY AMY WOODS · CIK 0001055386 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,842

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:14 UTC
BRINKLEY AMY WOODSChief Risk Officer
SaleCommon Stock 1,730 $75.60 $130,788.00
Disclosure

SEC source: 0000070858-03-000455 · doc4.xml · nonDerivative · entry 10

BRINKLEY AMY WOODS · CIK 0001055386 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,342

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:14 UTC
BRINKLEY AMY WOODSChief Risk Officer
SaleCommon Stock 1,727 $75.54 $130,457.58
Disclosure

SEC source: 0000070858-03-000455 · doc4.xml · nonDerivative · entry 9

BRINKLEY AMY WOODS · CIK 0001055386 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,072

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:14 UTC
BRINKLEY AMY WOODSChief Risk Officer
SaleCommon Stock 1,727 $75.50 $130,388.50
Disclosure

SEC source: 0000070858-03-000455 · doc4.xml · nonDerivative · entry 8

BRINKLEY AMY WOODS · CIK 0001055386 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,799

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:14 UTC
BRINKLEY AMY WOODSChief Risk Officer
SaleCommon Stock 1,727 $75.43 $130,267.61
Disclosure

SEC source: 0000070858-03-000455 · doc4.xml · nonDerivative · entry 7

BRINKLEY AMY WOODS · CIK 0001055386 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,526

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:14 UTC
BRINKLEY AMY WOODSChief Risk Officer
SaleCommon Stock 1,727 $75.42 $130,250.34
Disclosure

SEC source: 0000070858-03-000455 · doc4.xml · nonDerivative · entry 6

BRINKLEY AMY WOODS · CIK 0001055386 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,253

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:14 UTC
BRINKLEY AMY WOODSChief Risk Officer
SaleCommon Stock 1,727 $75.41 $130,233.07
Disclosure

SEC source: 0000070858-03-000455 · doc4.xml · nonDerivative · entry 5

BRINKLEY AMY WOODS · CIK 0001055386 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,980

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:14 UTC
BRINKLEY AMY WOODSChief Risk Officer
SaleCommon Stock 1,727 $75.25 $129,956.75
Disclosure

SEC source: 0000070858-03-000455 · doc4.xml · nonDerivative · entry 4

BRINKLEY AMY WOODS · CIK 0001055386 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,707

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:14 UTC
BRINKLEY AMY WOODSChief Risk Officer
SaleCommon Stock 1,127 $75.22 $84,772.94
Disclosure

SEC source: 0000070858-03-000455 · doc4.xml · nonDerivative · entry 3

BRINKLEY AMY WOODS · CIK 0001055386 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,434

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:14 UTC
BRINKLEY AMY WOODSChief Risk Officer
SaleCommon Stock 600 $75.21 $45,126.00
Disclosure

SEC source: 0000070858-03-000455 · doc4.xml · nonDerivative · entry 2

BRINKLEY AMY WOODS · CIK 0001055386 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,561

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:14 UTC
BRINKLEY AMY WOODSChief Risk Officer
Exercise / conversionCommon Stock 19,000 $26.81 $509,437.50
Disclosure

SEC source: 0000070858-03-000455 · doc4.xml · nonDerivative · entry 1

BRINKLEY AMY WOODS · CIK 0001055386 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:18 UTC
DESOER BARBARA JPresident, Consumer Products
Exercise / conversionOption, Right to Buy · Derivative 19,074 $0.00 Strike: $50.70 $0.00
Disclosure

SEC source: 0000070858-03-000457 · doc4.xml · derivative · entry 17

DESOER BARBARA J · CIK 0001189881 · President, Consumer Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,930

Underlying: Common Stock · 19,074 shares

Expires 2007-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option fully vested on September 30, 1998, with the merger between BankAmerica Corporation and NationsBank Corporation.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:18 UTC
DESOER BARBARA JPresident, Consumer Products
SaleCommon Stock 3,454 $75.87 $262,054.98
Disclosure

SEC source: 0000070858-03-000457 · doc4.xml · nonDerivative · entry 13

DESOER BARBARA J · CIK 0001189881 · President, Consumer Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,520

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:18 UTC
DESOER BARBARA JPresident, Consumer Products
SaleCommon Stock 1,727 $75.70 $130,733.90
Disclosure

SEC source: 0000070858-03-000457 · doc4.xml · nonDerivative · entry 12

DESOER BARBARA J · CIK 0001189881 · President, Consumer Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,974

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:18 UTC
DESOER BARBARA JPresident, Consumer Products
SaleCommon Stock 1,804 $75.60 $136,382.40
Disclosure

SEC source: 0000070858-03-000457 · doc4.xml · nonDerivative · entry 11

DESOER BARBARA J · CIK 0001189881 · President, Consumer Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,701

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:18 UTC
DESOER BARBARA JPresident, Consumer Products
SaleCommon Stock 1,727 $75.54 $130,457.58
Disclosure

SEC source: 0000070858-03-000457 · doc4.xml · nonDerivative · entry 10

DESOER BARBARA J · CIK 0001189881 · President, Consumer Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,505

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:18 UTC
DESOER BARBARA JPresident, Consumer Products
SaleCommon Stock 1,727 $75.50 $130,388.50
Disclosure

SEC source: 0000070858-03-000457 · doc4.xml · nonDerivative · entry 9

DESOER BARBARA J · CIK 0001189881 · President, Consumer Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,232

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:18 UTC
DESOER BARBARA JPresident, Consumer Products
SaleCommon Stock 1,727 $75.43 $130,267.61
Disclosure

SEC source: 0000070858-03-000457 · doc4.xml · nonDerivative · entry 8

DESOER BARBARA J · CIK 0001189881 · President, Consumer Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,959

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:18 UTC
DESOER BARBARA JPresident, Consumer Products
SaleCommon Stock 1,727 $75.42 $130,250.34
Disclosure

SEC source: 0000070858-03-000457 · doc4.xml · nonDerivative · entry 7

DESOER BARBARA J · CIK 0001189881 · President, Consumer Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,686

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:18 UTC
DESOER BARBARA JPresident, Consumer Products
SaleCommon Stock 827 $75.41 $62,364.07
Disclosure

SEC source: 0000070858-03-000457 · doc4.xml · nonDerivative · entry 6

DESOER BARBARA J · CIK 0001189881 · President, Consumer Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,413

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:18 UTC
DESOER BARBARA JPresident, Consumer Products
SaleCommon Stock 900 $75.40 $67,860.00
Disclosure

SEC source: 0000070858-03-000457 · doc4.xml · nonDerivative · entry 5

DESOER BARBARA J · CIK 0001189881 · President, Consumer Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,240

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:18 UTC
DESOER BARBARA JPresident, Consumer Products
SaleCommon Stock 1,727 $75.25 $129,956.75
Disclosure

SEC source: 0000070858-03-000457 · doc4.xml · nonDerivative · entry 4

DESOER BARBARA J · CIK 0001189881 · President, Consumer Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,140

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:18 UTC
DESOER BARBARA JPresident, Consumer Products
SaleCommon Stock 427 $75.21 $32,114.67
Disclosure

SEC source: 0000070858-03-000457 · doc4.xml · nonDerivative · entry 3

DESOER BARBARA J · CIK 0001189881 · President, Consumer Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,867

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:18 UTC
DESOER BARBARA JPresident, Consumer Products
SaleCommon Stock 1,300 $75.20 $97,760.00
Disclosure

SEC source: 0000070858-03-000457 · doc4.xml · nonDerivative · entry 2

DESOER BARBARA J · CIK 0001189881 · President, Consumer Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,294

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 18:18 UTC
DESOER BARBARA JPresident, Consumer Products
Exercise / conversionCommon Stock 19,074 $0.00 $0.00
Disclosure

SEC source: 0000070858-03-000457 · doc4.xml · nonDerivative · entry 1

DESOER BARBARA J · CIK 0001189881 · President, Consumer Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2003 Filed Nov 6, 2003 13:21 UTC PurchaseCommon Stock 655 $76.15 $49,878.25
Disclosure

SEC source: 0000070858-03-000459 · doc4.xml · nonDerivative · entry 1

WARD JACKIE M · CIK 0001086247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,893.9

Read SEC document
November 03, 2003 Filed Nov 3, 2003 13:38 UTC PurchaseCommon Stock 3,000 $75.75 $227,250.00
Disclosure

SEC source: 0000070858-03-000449 · doc4.xml · nonDerivative · entry 2

COKER CHARLES W · CIK 0001189911 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 103,000

Read SEC document
November 03, 2003 Filed Nov 3, 2003 16:10 UTC
LEWIS KENNETH DDirector · Chairman, CEO and President
Exercise / conversionOption, Right to Buy · Derivative 57,136 $0.00 Strike: $26.81 $0.00
Disclosure

SEC source: 0000070858-03-000451 · doc4.xml · derivative · entry 15

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,136 shares

Expires 2005-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in three equal installments commencing July 1, 1996.

Read SEC document
November 03, 2003 Filed Nov 3, 2003 16:10 UTC
LEWIS KENNETH DDirector · Chairman, CEO and President
SaleCommon Stock 3,394 $75.88 $257,536.72
Disclosure

SEC source: 0000070858-03-000451 · doc4.xml · nonDerivative · entry 13

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,028

F1 · kind: Option exercise and sale of shares in accordance with a written plan established April 15, 2003 pursuant to the requirements of R ule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 3, 2003 16:10 UTC
LEWIS KENNETH DDirector · Chairman, CEO and President
SaleCommon Stock 1,800 $75.87 $136,566.00
Disclosure

SEC source: 0000070858-03-000451 · doc4.xml · nonDerivative · entry 12

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,422

F1 · kind: Option exercise and sale of shares in accordance with a written plan established April 15, 2003 pursuant to the requirements of R ule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 3, 2003 16:10 UTC
LEWIS KENNETH DDirector · Chairman, CEO and President
SaleCommon Stock 5,194 $75.75 $393,445.50
Disclosure

SEC source: 0000070858-03-000451 · doc4.xml · nonDerivative · entry 11

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,222

F1 · kind: Option exercise and sale of shares in accordance with a written plan established April 15, 2003 pursuant to the requirements of R ule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 3, 2003 16:10 UTC
LEWIS KENNETH DDirector · Chairman, CEO and President
SaleCommon Stock 3,394 $75.68 $256,857.92
Disclosure

SEC source: 0000070858-03-000451 · doc4.xml · nonDerivative · entry 10

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,416

F1 · kind: Option exercise and sale of shares in accordance with a written plan established April 15, 2003 pursuant to the requirements of R ule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 3, 2003 16:10 UTC
LEWIS KENNETH DDirector · Chairman, CEO and President
SaleCommon Stock 5,194 $75.67 $393,029.98
Disclosure

SEC source: 0000070858-03-000451 · doc4.xml · nonDerivative · entry 9

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,810

F1 · kind: Option exercise and sale of shares in accordance with a written plan established April 15, 2003 pursuant to the requirements of R ule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 3, 2003 16:10 UTC
LEWIS KENNETH DDirector · Chairman, CEO and President
SaleCommon Stock 6,994 $75.65 $529,096.10
Disclosure

SEC source: 0000070858-03-000451 · doc4.xml · nonDerivative · entry 8

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,004

F1 · kind: Option exercise and sale of shares in accordance with a written plan established April 15, 2003 pursuant to the requirements of R ule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 3, 2003 16:10 UTC
LEWIS KENNETH DDirector · Chairman, CEO and President
SaleCommon Stock 5,194 $75.54 $392,354.76
Disclosure

SEC source: 0000070858-03-000451 · doc4.xml · nonDerivative · entry 7

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,998

F1 · kind: Option exercise and sale of shares in accordance with a written plan established April 15, 2003 pursuant to the requirements of R ule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 3, 2003 16:10 UTC
LEWIS KENNETH DDirector · Chairman, CEO and President
SaleCommon Stock 5,194 $75.53 $392,302.82
Disclosure

SEC source: 0000070858-03-000451 · doc4.xml · nonDerivative · entry 6

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,192

F1 · kind: Option exercise and sale of shares in accordance with a written plan established April 15, 2003 pursuant to the requirements of R ule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 3, 2003 16:10 UTC
LEWIS KENNETH DDirector · Chairman, CEO and President
SaleCommon Stock 5,194 $75.42 $391,731.48
Disclosure

SEC source: 0000070858-03-000451 · doc4.xml · nonDerivative · entry 5

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,386

F1 · kind: Option exercise and sale of shares in accordance with a written plan established April 15, 2003 pursuant to the requirements of R ule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 3, 2003 16:10 UTC
LEWIS KENNETH DDirector · Chairman, CEO and President
SaleCommon Stock 5,194 $75.32 $391,212.08
Disclosure

SEC source: 0000070858-03-000451 · doc4.xml · nonDerivative · entry 4

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,580

F1 · kind: Option exercise and sale of shares in accordance with a written plan established April 15, 2003 pursuant to the requirements of R ule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 3, 2003 16:10 UTC
LEWIS KENNETH DDirector · Chairman, CEO and President
SaleCommon Stock 5,194 $75.21 $390,640.74
Disclosure

SEC source: 0000070858-03-000451 · doc4.xml · nonDerivative · entry 3

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,774

F1 · kind: Option exercise and sale of shares in accordance with a written plan established April 15, 2003 pursuant to the requirements of R ule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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November 03, 2003 Filed Nov 3, 2003 16:10 UTC
LEWIS KENNETH DDirector · Chairman, CEO and President
SaleCommon Stock 5,196 $75.15 $390,479.40
Disclosure

SEC source: 0000070858-03-000451 · doc4.xml · nonDerivative · entry 2

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,968

F1 · kind: Option exercise and sale of shares in accordance with a written plan established April 15, 2003 pursuant to the requirements of R ule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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November 03, 2003 Filed Nov 3, 2003 16:10 UTC
LEWIS KENNETH DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 57,136 $0.00 $0.00
Disclosure

SEC source: 0000070858-03-000451 · doc4.xml · nonDerivative · entry 1

LEWIS KENNETH D · CIK 0001189892 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 03, 2003 Filed Nov 3, 2003 16:14 UTC
BROWN III EDWARD JPres Global Corp and Inv Bkg
Exercise / conversionOption, Right to Buy · Derivative 30,000 $0.00 Strike: $26.81 $0.00
Disclosure

SEC source: 0000070858-03-000453 · doc4.xml · derivative · entry 14

BROWN III EDWARD J · CIK 0001189866 · Pres Global Corp and Inv Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 30,000 shares

Expires 2005-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in three equal installments commencing July 1, 1996.

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November 03, 2003 Filed Nov 3, 2003 16:14 UTC
BROWN III EDWARD JPres Global Corp and Inv Bkg
SaleCommon Stock 2,727 $75.87 $206,897.49
Disclosure

SEC source: 0000070858-03-000453 · doc4.xml · nonDerivative · entry 12

BROWN III EDWARD J · CIK 0001189866 · Pres Global Corp and Inv Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,595

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 3, 2003 16:14 UTC
BROWN III EDWARD JPres Global Corp and Inv Bkg
SaleCommon Stock 2,727 $75.75 $206,570.25
Disclosure

SEC source: 0000070858-03-000453 · doc4.xml · nonDerivative · entry 11

BROWN III EDWARD J · CIK 0001189866 · Pres Global Corp and Inv Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,322

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 3, 2003 16:14 UTC
BROWN III EDWARD JPres Global Corp and Inv Bkg
SaleCommon Stock 2,727 $75.67 $206,352.09
Disclosure

SEC source: 0000070858-03-000453 · doc4.xml · nonDerivative · entry 10

BROWN III EDWARD J · CIK 0001189866 · Pres Global Corp and Inv Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,049

F1 · kind: Option exercise and sale of shares in accordance with a written plan established July 15, 2003 pursuant to the requirements of Ru le 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.