Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2017 Filed Mar 17, 2017 20:25 UTC |
Gould Gregory AChief Financial Officer
|
GrantEmployee Stock Option Grant · Derivative | 25,000 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001638599-17-000297 · doc4_4625.xml · derivative · entry 6 Gould Gregory A · CIK 0001252905 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2026-07-07 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F3 · derivative.exercise_date: 33.3% vests on the one year, two year and three year anniversary of the date of grant, subject to the Grantee's service as an employee on such dates. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:25 UTC |
Gould Gregory AChief Financial Officer
|
GrantEmployee Stock Option Grant · Derivative | 20,834 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001638599-17-000297 · doc4_4625.xml · derivative · entry 5 Gould Gregory A · CIK 0001252905 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,834 Underlying: Common Stock · 20,834 shares Expires 2015-11-11 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F2 · derivative.exercise_date: These options are 100% vested. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:25 UTC |
Gould Gregory AChief Financial Officer
|
Disposition to issuerEmployee Stock Option Grant · Derivative | 25,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001638599-17-000297 · doc4_4625.xml · derivative · entry 4 Gould Gregory A · CIK 0001252905 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2026-07-07 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F3 · derivative.exercise_date: 33.3% vests on the one year, two year and three year anniversary of the date of grant, subject to the Grantee's service as an employee on such dates. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:25 UTC |
Gould Gregory AChief Financial Officer
|
Disposition to issuerEmployee Stock Option Grant · Derivative | 20,834 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001638599-17-000297 · doc4_4625.xml · derivative · entry 3 Gould Gregory A · CIK 0001252905 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,834 shares Expires 2015-11-11 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F2 · derivative.exercise_date: These options are 100% vested. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:29 UTC |
Donofrio John Jr.Director
|
GrantEmployee Stock Option Grant · Derivative | 15,000 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001638599-17-000301 · doc4_4278.xml · derivative · entry 3 Donofrio John Jr. · CIK 0001679841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2026-07-12 F3 · kind: These two transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F2 · derivative.exercise_date: 25% vests on September 30, 2016, December 31, 2016, March 31, 2017 and June 30, 2017, subject to the Grantee's continued service as a Director on such dates. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:29 UTC |
Donofrio John Jr.Director
|
Disposition to issuerEmployee Stock Option Grant · Derivative | 15,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001638599-17-000301 · doc4_4278.xml · derivative · entry 2 Donofrio John Jr. · CIK 0001679841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2026-07-12 F3 · kind: These two transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F2 · derivative.exercise_date: 25% vests on September 30, 2016, December 31, 2016, March 31, 2017 and June 30, 2017, subject to the Grantee's continued service as a Director on such dates. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:22 UTC |
Cantrell GaryDirector
|
GrantEmployee Stock Option Grant · Derivative | 15,000 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001638599-17-000293 · doc4_4623.xml · derivative · entry 5 Cantrell Gary · CIK 0001679246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2026-07-12 F3 · kind: These two transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F2 · derivative.exercise_date: 25% vests on September 30, 2016, December 31, 2016, March 31, 2017 and June 30, 2017, subject to the Grantee's continued service as a director on such dates. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:22 UTC |
Cantrell GaryDirector
|
Disposition to issuerEmployee Stock Option Grant · Derivative | 15,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001638599-17-000293 · doc4_4623.xml · derivative · entry 4 Cantrell Gary · CIK 0001679246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2026-07-12 F3 · kind: These two transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F2 · derivative.exercise_date: 25% vests on September 30, 2016, December 31, 2016, March 31, 2017 and June 30, 2017, subject to the Grantee's continued service as a director on such dates. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:24 UTC |
DOCKERY CARLDirector
|
GrantStock Option Grant · Derivative | 6,667 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001638599-17-000295 · doc4_4624.xml · derivative · entry 9 DOCKERY CARL · CIK 0001618149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 6,667 shares Expires 2026-04-10 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F3 · derivative.exercise_date: 25% vests on September 30, 2016, December 31, 2016, March 31, 2017 and June 30, 2017, subject to the Grantee's continued service as an employee on such dates. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:24 UTC |
DOCKERY CARLDirector
|
GrantStock Option Grant · Derivative | 8,334 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001638599-17-000295 · doc4_4624.xml · derivative · entry 8 DOCKERY CARL · CIK 0001618149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Stock · 8,334 shares Expires 2026-04-10 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:24 UTC |
DOCKERY CARLDirector
|
Disposition to issuerStock Option Grant · Derivative | 6,667 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001638599-17-000295 · doc4_4624.xml · derivative · entry 7 DOCKERY CARL · CIK 0001618149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,667 shares Expires 2026-04-10 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F3 · derivative.exercise_date: 25% vests on September 30, 2016, December 31, 2016, March 31, 2017 and June 30, 2017, subject to the Grantee's continued service as an employee on such dates. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:24 UTC |
DOCKERY CARLDirector
|
Disposition to issuerStock Option Grant · Derivative | 8,334 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001638599-17-000295 · doc4_4624.xml · derivative · entry 6 DOCKERY CARL · CIK 0001618149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,334 shares Expires 2026-04-10 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F2 · derivative.underlying_shares: These options are 100% vested. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:20 UTC |
Disbrow JarrettDirector · Chief Operating Officer
|
GrantEmployee Stock Option Grant · Derivative | 60,000 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001638599-17-000291 · doc4_4622.xml · derivative · entry 7 Disbrow Jarrett · CIK 0001640724 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2026-07-07 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F3 · derivative.exercise_date: 33.3% vests on the one year, two year and three year anniversary of the date of grant, subject to the Grantee's continued service as an employee on such dates. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:20 UTC |
Disbrow JarrettDirector · Chief Operating Officer
|
GrantEmployee Stock Option Grant · Derivative | 50,000 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001638599-17-000291 · doc4_4622.xml · derivative · entry 6 Disbrow Jarrett · CIK 0001640724 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2025-11-11 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F2 · derivative.exercise_date: 33.3% vest on November 11, 2016, 33.3% vest on November 11, 2017 and 33.3% vest on November 11, 2018, subject to the Grantee's continued service as an employee on such dates. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:20 UTC |
Disbrow JarrettDirector · Chief Operating Officer
|
Disposition to issuerEmployee Stock Option Grant · Derivative | 60,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001638599-17-000291 · doc4_4622.xml · derivative · entry 5 Disbrow Jarrett · CIK 0001640724 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2026-07-07 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F3 · derivative.exercise_date: 33.3% vests on the one year, two year and three year anniversary of the date of grant, subject to the Grantee's continued service as an employee on such dates. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:20 UTC |
Disbrow JarrettDirector · Chief Operating Officer
|
Disposition to issuerEmployee Stock Option Grant · Derivative | 50,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001638599-17-000291 · doc4_4622.xml · derivative · entry 4 Disbrow Jarrett · CIK 0001640724 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2025-11-11 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F2 · derivative.exercise_date: 33.3% vest on November 11, 2016, 33.3% vest on November 11, 2017 and 33.3% vest on November 11, 2018, subject to the Grantee's continued service as an employee on such dates. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:18 UTC |
Disbrow Joshua R.Director · Chief Executive Officer
|
GrantEmployee Stock Option Grant · Derivative | 60,000 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001638599-17-000289 · doc4_4621.xml · derivative · entry 8 Disbrow Joshua R. · CIK 0001566240 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2026-07-07 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F3 · derivative.exercise_date: 33.3% vests on July 7, 2017, 33.3% vests on July 7, 2018 and 33.4% on July 7, 2019, subject to the Grantee's continued service as an employee on such dates. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:18 UTC |
Disbrow Joshua R.Director · Chief Executive Officer
|
GrantEmployee Stock Option Grant · Derivative | 50,000 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001638599-17-000289 · doc4_4621.xml · derivative · entry 7 Disbrow Joshua R. · CIK 0001566240 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2025-11-11 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F2 · derivative.exercise_date: 33.3% vests on November 11, 2016, 33.3% vests on November 11, 2017 and 33.4% vests on November 11, 2018, subject to the Grantee's continued service as an employee on such dates. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:18 UTC |
Disbrow Joshua R.Director · Chief Executive Officer
|
Disposition to issuerEmployee Stock Option Grant · Derivative | 60,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001638599-17-000289 · doc4_4621.xml · derivative · entry 6 Disbrow Joshua R. · CIK 0001566240 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2026-07-07 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F3 · derivative.exercise_date: 33.3% vests on July 7, 2017, 33.3% vests on July 7, 2018 and 33.4% on July 7, 2019, subject to the Grantee's continued service as an employee on such dates. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:18 UTC |
Disbrow Joshua R.Director · Chief Executive Officer
|
Disposition to issuerEmployee Stock Option Grant · Derivative | 50,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001638599-17-000289 · doc4_4621.xml · derivative · entry 5 Disbrow Joshua R. · CIK 0001566240 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2025-11-11 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F2 · derivative.exercise_date: 33.3% vests on November 11, 2016, 33.3% vests on November 11, 2017 and 33.4% vests on November 11, 2018, subject to the Grantee's continued service as an employee on such dates. Read SEC document |
| March 16, 2017 Filed Aug 22, 2017 23:58 UTC |
Disbrow JarrettDirector · Chief Operating Officer
|
GrantEmployee Stock Option Grant · Derivative | 60,000 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001638599-17-000786 · doc4_4899.xml · derivative · entry 8 Disbrow Jarrett · CIK 0001640724 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2026-07-07 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F3 · derivative.exercise_date: 33.3% vests on the one year, two year and three year anniversary of the date of grant, subject to the Grantee's continued service as an employee on such dates. Read SEC document |
| March 16, 2017 Filed Aug 22, 2017 23:58 UTC |
Disbrow JarrettDirector · Chief Operating Officer
|
GrantEmployee Stock Option Grant · Derivative | 50,000 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001638599-17-000786 · doc4_4899.xml · derivative · entry 7 Disbrow Jarrett · CIK 0001640724 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2025-11-11 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F2 · derivative.exercise_date: 33.3% vest on November 11, 2016, 33.3% vest on November 11, 2017 and 33.3% vest on November 11, 2018, subject to the Grantee's continued service as an employee on such dates. Read SEC document |
| March 16, 2017 Filed Aug 22, 2017 23:58 UTC |
Disbrow JarrettDirector · Chief Operating Officer
|
Disposition to issuerEmployee Stock Option Grant · Derivative | 60,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001638599-17-000786 · doc4_4899.xml · derivative · entry 6 Disbrow Jarrett · CIK 0001640724 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2026-07-07 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F3 · derivative.exercise_date: 33.3% vests on the one year, two year and three year anniversary of the date of grant, subject to the Grantee's continued service as an employee on such dates. Read SEC document |
| March 16, 2017 Filed Aug 22, 2017 23:58 UTC |
Disbrow JarrettDirector · Chief Operating Officer
|
Disposition to issuerEmployee Stock Option Grant · Derivative | 50,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001638599-17-000786 · doc4_4899.xml · derivative · entry 5 Disbrow Jarrett · CIK 0001640724 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2025-11-11 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F2 · derivative.exercise_date: 33.3% vest on November 11, 2016, 33.3% vest on November 11, 2017 and 33.3% vest on November 11, 2018, subject to the Grantee's continued service as an employee on such dates. Read SEC document |
| March 16, 2017 Filed Aug 22, 2017 23:55 UTC |
Disbrow Joshua R.Director · Chief Executive Officer
|
GrantEmployee Stock Option Grant · Derivative | 60,000 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001638599-17-000784 · doc4_4897.xml · derivative · entry 9 Disbrow Joshua R. · CIK 0001566240 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2026-07-07 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F3 · derivative.exercise_date: 33.3% vests on July 7, 2017, 33.3% vests on July 7, 2018 and 33.4% on July 7, 2019, subject to the Grantee's continued service as an employee on such dates. Read SEC document |
| March 16, 2017 Filed Aug 22, 2017 23:55 UTC |
Disbrow Joshua R.Director · Chief Executive Officer
|
GrantEmployee Stock Option Grant · Derivative | 50,000 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001638599-17-000784 · doc4_4897.xml · derivative · entry 8 Disbrow Joshua R. · CIK 0001566240 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2025-11-11 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F2 · derivative.exercise_date: 33.3% vests on November 11, 2016, 33.3% vests on November 11, 2017 and 33.4% vests on November 11, 2018, subject to the Grantee's continued service as an employee on such dates. Read SEC document |
| March 16, 2017 Filed Aug 22, 2017 23:55 UTC |
Disbrow Joshua R.Director · Chief Executive Officer
|
Disposition to issuerEmployee Stock Option Grant · Derivative | 60,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001638599-17-000784 · doc4_4897.xml · derivative · entry 7 Disbrow Joshua R. · CIK 0001566240 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2026-07-07 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F3 · derivative.exercise_date: 33.3% vests on July 7, 2017, 33.3% vests on July 7, 2018 and 33.4% on July 7, 2019, subject to the Grantee's continued service as an employee on such dates. Read SEC document |
| March 16, 2017 Filed Aug 22, 2017 23:55 UTC |
Disbrow Joshua R.Director · Chief Executive Officer
|
Disposition to issuerEmployee Stock Option Grant · Derivative | 50,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001638599-17-000784 · doc4_4897.xml · derivative · entry 6 Disbrow Joshua R. · CIK 0001566240 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2025-11-11 F4 · kind: These four transactions involved an amendment of the exercise price of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. F2 · derivative.exercise_date: 33.3% vests on November 11, 2016, 33.3% vests on November 11, 2017 and 33.4% vests on November 11, 2018, subject to the Grantee's continued service as an employee on such dates. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 00:33 UTC |
Gould Gregory AChief Financial Officer
|
Exercise / conversionWarrant to Purchase Common Stock · Derivative | 66,666 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001638599-17-000235 · doc4_4576.xml · derivative · entry 2 Gould Gregory A · CIK 0001252905 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,666 shares Expires 2021-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 00:33 UTC |
Gould Gregory AChief Financial Officer
|
Exercise / conversionCommon Stock | 66,666 | $0.75 | $49,999.50 |
DisclosureSEC source: 0001638599-17-000235 · doc4_4576.xml · nonDerivative · entry 1 Gould Gregory A · CIK 0001252905 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of these shares, 165,000 shares are restricted shares that vest on July 7, 2026, subject to earlier vesting in certain situations. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 00:03 UTC |
DOCKERY CARLDirector
|
Exercise / conversionWarrant to Purchase Common Stock · Derivative | 416,667 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001638599-17-000233 · doc4_4574.xml · derivative · entry 3 DOCKERY CARL · CIK 0001618149 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Alpha Venture Capital Partners, L.P. Disclosed balance after: 0 Underlying: Common Stock · 416,667 shares Expires 2021-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 2, 2017 00:03 UTC |
DOCKERY CARLDirector
|
Exercise / conversionCommon Stock | 416,667 | $0.75 | $312,500.25 |
DisclosureSEC source: 0001638599-17-000233 · doc4_4574.xml · nonDerivative · entry 1 DOCKERY CARL · CIK 0001618149 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Alpha Venture Capital Partners, L.P. Disclosed balance after: 837,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 23:47 UTC |
Cantrell GaryDirector
|
Exercise / conversionWarrant to Purchase Common STock · Derivative | 3,750 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001638599-17-000231 · doc4_4572.xml · derivative · entry 3 Cantrell Gary · CIK 0001679246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2021-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 23:47 UTC |
Cantrell GaryDirector
|
Exercise / conversionWarrant to Purchase Common Stock · Derivative | 33,333 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001638599-17-000231 · doc4_4572.xml · derivative · entry 2 Cantrell Gary · CIK 0001679246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,333 shares Expires 2021-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 23:47 UTC |
Cantrell GaryDirector
|
Exercise / conversionCommon Stock | 37,083 | $0.75 | $27,812.25 |
DisclosureSEC source: 0001638599-17-000231 · doc4_4572.xml · nonDerivative · entry 1 Cantrell Gary · CIK 0001679246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of these shares, 65,000 are restricted shares that vest on July 12, 2026, subject to earlier vesting in certain situations. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 23:43 UTC |
Disbrow JarrettDirector · Chief Operating Officer
|
Exercise / conversionWarrant to Purchase Common Stock · Derivative | 20,834 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001638599-17-000230 · doc4_4571.xml · derivative · entry 3 Disbrow Jarrett · CIK 0001640724 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,834 shares Expires 2021-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 23:43 UTC |
Disbrow JarrettDirector · Chief Operating Officer
|
Exercise / conversionWarrant to Purchase Common Stock · Derivative | 166,666 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001638599-17-000230 · doc4_4571.xml · derivative · entry 2 Disbrow Jarrett · CIK 0001640724 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 166,666 shares Expires 2021-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 23:43 UTC |
Disbrow JarrettDirector · Chief Operating Officer
|
Exercise / conversionCommon Stock | 187,500 | $0.75 | $140,625.00 |
DisclosureSEC source: 0001638599-17-000230 · doc4_4571.xml · nonDerivative · entry 1 Disbrow Jarrett · CIK 0001640724 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of these shares, 165,000 are restricted shares that vest on July 7, 2026, subject to earlier vesting in certain situations. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 23:41 UTC |
Disbrow Joshua R.Director · Chief Executive Officer
|
Exercise / conversionWarran to Purchase Common Stock · Derivative | 20,834 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001638599-17-000229 · doc4_4570.xml · derivative · entry 3 Disbrow Joshua R. · CIK 0001566240 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,834 shares Expires 2021-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 23:41 UTC |
Disbrow Joshua R.Director · Chief Executive Officer
|
Exercise / conversionWarrant to Purchase Common Stock · Derivative | 166,666 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001638599-17-000229 · doc4_4570.xml · derivative · entry 2 Disbrow Joshua R. · CIK 0001566240 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 166,666 shares Expires 2021-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 23:41 UTC |
Disbrow Joshua R.Director · Chief Executive Officer
|
Exercise / conversionCommon Stock | 187,500 | $0.75 | $140,625.00 |
DisclosureSEC source: 0001638599-17-000229 · doc4_4570.xml · nonDerivative · entry 1 Disbrow Joshua R. · CIK 0001566240 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of these shares, 190,000 are restricted shares that vest on July 7, 2026, subject to earlier vesting in certain situations. Read SEC document |
| February 27, 2017 Filed Mar 8, 2017 21:40 UTC Amendment |
Cantrell GaryDirector
|
Exercise / conversionWarrant to Purchase Common STock · Derivative | 3,750 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001638599-17-000261 · doc4a_4598.xml · derivative · entry 3 Cantrell Gary · CIK 0001679246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2021-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 8, 2017 21:40 UTC Amendment |
Cantrell GaryDirector
|
Exercise / conversionWarrant to Purchase Common Stock · Derivative | 33,333 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001638599-17-000261 · doc4a_4598.xml · derivative · entry 2 Cantrell Gary · CIK 0001679246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,333 shares Expires 2021-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 8, 2017 21:40 UTC Amendment |
Cantrell GaryDirector
|
Exercise / conversionCommon Stock | 37,083 | $0.75 | $27,812.25 |
DisclosureSEC source: 0001638599-17-000261 · doc4a_4598.xml · nonDerivative · entry 1 Cantrell Gary · CIK 0001679246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Of these shares, 65,000 are restricted shares that vest on July 12, 2026, subject to earlier vesting in certain situations. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 13:32 UTC |
Disbrow Joshua R.Director · Chief Executive Officer
|
PurchaseWarrant to Purchase Common Stock · Derivative | 28,924 | $0.07 Strike: $6.00 | $2,024.68 |
DisclosureSEC source: 0001638599-16-001707 · doc4_4409.xml · derivative · entry 2 Disbrow Joshua R. · CIK 0001566240 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,924 Underlying: Common Stock · 28,924 shares Expires 2021-05-06 Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 20:58 UTC |
Cantrell GaryDirector
|
PurchaseWarrant to Purchase Common Stock · Derivative | 33,333 | Not disclosed Strike: $1.86 | Not disclosed |
DisclosureSEC source: 0001638599-16-001509 · doc4_4288.xml · derivative · entry 2 Cantrell Gary · CIK 0001679246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 33,333 shares Expires 2021-11-02 F1 · price: The shares of stock and warrants were purchased at a purchase price per unit of $1.50. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 20:58 UTC |
Cantrell GaryDirector
|
PurchaseCommon Stock | 33,333 | $1.50 | $49,999.50 |
DisclosureSEC source: 0001638599-16-001509 · doc4_4288.xml · nonDerivative · entry 1 Cantrell Gary · CIK 0001679246 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,333 F1 · price: The shares of stock and warrants were purchased at a purchase price per unit of $1.50. F2 · balance_after: Of these shares, 65,000 are restricted shares that vest on July 12, 2026, subject to earlier vesting in certain situations. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 20:58 UTC |
Gould Gregory AChief Financial Officer
|
PurchaseWarrant to Purchase Common Stock · Derivative | 66,666 | Not disclosed Strike: $1.86 | Not disclosed |
DisclosureSEC source: 0001638599-16-001508 · doc4_4277.xml · derivative · entry 2 Gould Gregory A · CIK 0001252905 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,666 Underlying: Common Stock · 66,666 shares Expires 2021-11-02 F1 · price: The shares of stock and warrants were purchased at a purchase price per unit of $1.50. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 20:58 UTC |
Gould Gregory AChief Financial Officer
|
PurchaseCommon Stock | 66,666 | $1.50 | $99,999.00 |
DisclosureSEC source: 0001638599-16-001508 · doc4_4277.xml · nonDerivative · entry 1 Gould Gregory A · CIK 0001252905 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,565 F1 · price: The shares of stock and warrants were purchased at a purchase price per unit of $1.50. F2 · balance_after: Of these shares, 165,000 shares are restricted shares that vest on July 7, 2026, subject to earlier vesting in certain situations. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 20:57 UTC |
Disbrow JarrettDirector · Chief Operating Officer
|
PurchaseWarrant to Purchase Common Stock · Derivative | 166,666 | Not disclosed Strike: $1.86 | Not disclosed |
DisclosureSEC source: 0001638599-16-001507 · doc4_4276.xml · derivative · entry 2 Disbrow Jarrett · CIK 0001640724 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,666 Underlying: Common Stock · 166,666 shares Expires 2021-11-02 F1 · price: The shares of stock and warrants were purchased at a purchase price per unit of $1.50. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.