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AXS

AXIS CAPITAL HOLDINGS LTD

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3686
SEC CIK
0001214816
Parsed reports
346

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2019 Filed Jan 31, 2019 22:49 UTC GrantCommon Shares 8,683 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006257 · doc4.xml · nonDerivative · entry 1

Vogt Peter · CIK 0001726165 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,725

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:48 UTC
Phillips David S.Chief Investment Officer
GrantCommon Shares 4,935 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006255 · doc4.xml · nonDerivative · entry 2

Phillips David S. · CIK 0001739917 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,076

F1 · shares: Represents a guaranteed minimum award of performance-based restricted stock units. The award may increase up to 8,226 restricted stock units provided that certain Company performance conditions are satisfied. The award will be eligible to vest in a single installment on March 1, 2022.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 22:48 UTC
Phillips David S.Chief Investment Officer
GrantCommon Shares 6,581 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006255 · doc4.xml · nonDerivative · entry 1

Phillips David S. · CIK 0001739917 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,141

Read SEC document
January 29, 2019 Filed Jan 30, 2020 18:05 UTC
Brooks Conrad D.General Counsel & Sec
GrantCommon Shares 2,815 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005649 · doc4.xml · nonDerivative · entry 2

Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,139

F1 · shares: Represents a guaranteed minimum award of performance-based restricted stock units. The award may increase up to 4,692 restricted stock units provided that certain Company performance conditions are satisfied. The award will be eligible to vest in a single installment on March 1, 2023.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 17:45 UTC GrantCommon Shares 4,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-004348 · doc4.xml · nonDerivative · entry 1

Friedman Robert L. · CIK 0001085357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,314

F1 · price: Common Shares issued as director's fees using January 15, 2019 closing price of $54.10.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:29 UTC GrantCommon Shares 4,251 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-004313 · doc4.xml · nonDerivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,314

F1 · price: Common Shares issued as director's fees using January 15, 2019 closing price of $54.10.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 17:32 UTC GrantCommon Shares 1,848 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-004327 · doc4.xml · nonDerivative · entry 1

Ramey Thomas C. · CIK 0001467929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,124

F1 · price: Common Shares issued as director's fees using January 15, 2019 closing price of $54.10.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 17:37 UTC GrantCommon Shares 4,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-004335 · doc4.xml · nonDerivative · entry 1

Zeller Wilhelm · CIK 0001467886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,250

F1 · price: Common Shares issued as director's fees using January 15, 2019 closing price of $54.10.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 17:30 UTC GrantCommon Shares 1,848 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-004318 · doc4.xml · nonDerivative · entry 1

GREETHAM CHRISTOPHER V · CIK 0001182789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,797

F1 · price: Common Shares issued as director's fees using January 15, 2019 closing price of $54.10.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:33 UTC GrantCommon Shares 1,848 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-004329 · doc4.xml · nonDerivative · entry 1

SMITH HENRY B · CIK 0001285737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,453

F1 · price: Common Shares issued as director's fees using January 15, 2019 closing price of $54.10.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 17:28 UTC GrantCommon Shares 6,469 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-004311 · doc4.xml · nonDerivative · entry 1

BUTT MICHAEL A · CIK 0001249919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979,507

F1 · price: Common Shares issued as director's fees using January 15, 2019 closing price of $54.10.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 17:31 UTC GrantCommon Shares 1,848 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-004324 · doc4.xml · nonDerivative · entry 1

KEANE MAURICE A · CIK 0001249937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,496

F1 · price: Common Shares issued as director's fees using January 15, 2019 closing price of $54.10.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:37 UTC GrantCommon Shares 1,848 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-004334 · doc4.xml · nonDerivative · entry 1

Yastine Barbara A. · CIK 0001506757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,755

F1 · price: Common Shares issued as director's fees using January 15, 2019 closing price of $54.10.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:31 UTC GrantCommon Shares 2,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-004321 · doc4.xml · nonDerivative · entry 1

Hardwick Elanor · CIK 0001757612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,421

F1 · price: Common Shares issued as director's fees using January 15, 2019 closing price of $54.10.

Read SEC document
December 05, 2018 Filed Dec 7, 2018 23:37 UTC
Wilson Peter WCEO, AXIS Insurance
GrantCommon Shares 5,855 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061648 · doc4.xml · nonDerivative · entry 1

Wilson Peter W · CIK 0001453918 · CEO, AXIS Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,934

F1 · shares: On December 5, 2018, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on February 2, 2016. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 836 restricted stock units which were previously reported on February 4, 2016. The restricted stock units will vest in a single installment on March 1, 2019.

Read SEC document
December 05, 2018 Filed Dec 7, 2018 23:35 UTC
BENCHIMOL ALBERTDirector · President and CEO
GrantCommon Shares 32,527 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061646 · doc4.xml · nonDerivative · entry 1

BENCHIMOL ALBERT · CIK 0001185870 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,458

F1 · shares: On December 5, 2018, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on February 2, 2016. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 4,647 restricted stock units which were previously reported on February 4, 2016. The restricted stock units will vest in a single installment on March 1, 2019.

Read SEC document
December 05, 2018 Filed Dec 7, 2018 23:36 UTC
Phillips David S.EVP & Chief Investment Officer
GrantRestricted Stock Units · Derivative 4,684 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061647 · doc4.xml · derivative · entry 1

Phillips David S. · CIK 0001739917 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,353

Underlying: Common Stock · 4,684 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · shares: On December 5, 2018, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on February 2, 2016. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 669 restricted stock units which were previously reported on May 10, 2018. The restricted stock units will vest in a single installment on March 1, 2019.

F2 · derivative.exercise_date: On December 5, 2018, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on February 2, 2016. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 669 restricted stock units which were previously reported on May 10, 2018. The restricted stock units will vest in a single installment on March 1, 2019.

F2 · derivative.expiration_date: On December 5, 2018, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on February 2, 2016. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 669 restricted stock units which were previously reported on May 10, 2018. The restricted stock units will vest in a single installment on March 1, 2019.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:19 UTC GrantCommon Shares 296 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-057247 · doc4.xml · nonDerivative · entry 1

Hardwick Elanor · CIK 0001757612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296

F1 · price: Common Shares issued as director's fees using November 1, 2018 closing price of $56.29.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 20:55 UTC GrantCommon Shares 907 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-041715 · doc4.xml · nonDerivative · entry 1

Yastine Barbara A. · CIK 0001506757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907

F1 · price: Common Shares issued as director's fees using July 2, 2018 closing price of $55.11.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 17:51 UTC
Brooks Conrad D.EVP, General Counsel & Sec
SaleCommon Shares 2,601 $57.18 $148,721.02
Disclosure

SEC source: 0001209191-18-035885 · doc4.xml · nonDerivative · entry 1

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,103

F1 · price: The 2,601 shares sold consist of the trades listed on Exhibit 99.

Read SEC document
May 18, 2018 Filed May 22, 2018 21:12 UTC
BENCHIMOL ALBERTDirector · President and CEO
Tax withholdingCommon Shares 15,072 $57.79 $871,010.88
Disclosure

SEC source: 0001209191-18-032353 · doc4.xml · nonDerivative · entry 1

BENCHIMOL ALBERT · CIK 0001185870 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,931

Read SEC document
May 18, 2018 Filed Jan 31, 2019 22:51 UTC Amendment
BENCHIMOL ALBERTDirector · President and CEO
Tax withholdingCommon Shares 19,782 $57.79 $1,143,201.78
Disclosure

SEC source: 0001209191-19-006261 · doc4a.xml · nonDerivative · entry 1

BENCHIMOL ALBERT · CIK 0001185870 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,221

F1 · shares: The original Form 4 is amended to correct the inadvertent under reporting of shares withheld to cover tax liability and the amount of shares beneficially owned by the reporting person following the transaction. As a result of the inadvertent under reporting of shares withheld, the amount of shares beneficially owned by the reporting person following the transaction stated on the Form 4 filed on December 7, 2018 was also overstated by 4,710 shares.

F1 · balance_after: The original Form 4 is amended to correct the inadvertent under reporting of shares withheld to cover tax liability and the amount of shares beneficially owned by the reporting person following the transaction. As a result of the inadvertent under reporting of shares withheld, the amount of shares beneficially owned by the reporting person following the transaction stated on the Form 4 filed on December 7, 2018 was also overstated by 4,710 shares.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:25 UTC
Vogt PeterEVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 2,086 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-027738 · doc4.xml · derivative · entry 4

Vogt Peter · CIK 0001726165 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,263

Underlying: Common Shares · 2,086 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning May 1, 2018.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning May 1, 2018.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:25 UTC
Vogt PeterEVP and CFO
Tax withholdingCommon Shares 286 $58.64 $16,771.04
Disclosure

SEC source: 0001209191-18-027738 · doc4.xml · nonDerivative · entry 3

Vogt Peter · CIK 0001726165 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,042

Read SEC document
May 01, 2018 Filed May 3, 2018 21:25 UTC
Vogt PeterEVP and CFO
Disposition to issuerCommon Shares 1,043 $58.64 $61,161.52
Disclosure

SEC source: 0001209191-18-027738 · doc4.xml · nonDerivative · entry 2

Vogt Peter · CIK 0001726165 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,328

Read SEC document
May 01, 2018 Filed May 3, 2018 21:25 UTC
Vogt PeterEVP and CFO
Exercise / conversionCommon Shares 2,086 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-027738 · doc4.xml · nonDerivative · entry 1

Vogt Peter · CIK 0001726165 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Exercise / conversionRestricted Stock Units · Derivative 1,366 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · derivative · entry 13

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,101

Underlying: Common Shares · 1,366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Exercise / conversionRestricted Stock Units · Derivative 1,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · derivative · entry 12

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,788

Underlying: Common Shares · 1,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Exercise / conversionRestricted Stock Units · Derivative 1,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · derivative · entry 11

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316

Underlying: Common Shares · 1,316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Exercise / conversionRestricted Stock Units · Derivative 1,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · derivative · entry 10

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Tax withholdingCommon Shares 915 $47.86 $43,791.90
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · nonDerivative · entry 9

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,704

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Disposition to issuerCommon Shares 683 $47.86 $32,688.38
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · nonDerivative · entry 8

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,619

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Exercise / conversionCommon Shares 1,366 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · nonDerivative · entry 7

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Disposition to issuerCommon Shares 697 $47.86 $33,358.42
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · nonDerivative · entry 6

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,936

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Exercise / conversionCommon Shares 1,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · nonDerivative · entry 5

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Disposition to issuerCommon Shares 658 $47.86 $31,491.88
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · nonDerivative · entry 4

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,239

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Exercise / conversionCommon Shares 1,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · nonDerivative · entry 3

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Disposition to issuerCommon Shares 846 $47.86 $40,489.56
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · nonDerivative · entry 2

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,581

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:43 UTC
Brooks Conrad D.EVP, General Counsel & Sec
Exercise / conversionCommon Shares 1,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017043 · doc4.xml · nonDerivative · entry 1

Brooks Conrad D. · CIK 0001694171 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:25 UTC
Wilson Peter WCEO, AXIS Insurance
Exercise / conversionRestricted Stock Units · Derivative 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017037 · doc4.xml · derivative · entry 4

Wilson Peter W · CIK 0001453918 · CEO, AXIS Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:25 UTC
Wilson Peter WCEO, AXIS Insurance
Tax withholdingCommon Shares 5,215 $47.86 $249,589.90
Disclosure

SEC source: 0001209191-18-017037 · doc4.xml · nonDerivative · entry 3

Wilson Peter W · CIK 0001453918 · CEO, AXIS Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,079

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:25 UTC
Wilson Peter WCEO, AXIS Insurance
Disposition to issuerCommon Shares 2,250 $47.86 $107,685.00
Disclosure

SEC source: 0001209191-18-017037 · doc4.xml · nonDerivative · entry 2

Wilson Peter W · CIK 0001453918 · CEO, AXIS Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,294

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:25 UTC
Wilson Peter WCEO, AXIS Insurance
Exercise / conversionCommon Shares 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017037 · doc4.xml · nonDerivative · entry 1

Wilson Peter W · CIK 0001453918 · CEO, AXIS Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:24 UTC
BENCHIMOL ALBERTDirector · President and CEO
Tax withholdingCommon Shares 6,622 $47.86 $316,928.92
Disclosure

SEC source: 0001209191-18-017036 · doc4.xml · nonDerivative · entry 1

BENCHIMOL ALBERT · CIK 0001185870 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,003

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March 01, 2018 Filed Mar 6, 2018 02:44 UTC
Vogt PeterEVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 1,562 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017044 · doc4.xml · derivative · entry 13

Vogt Peter · CIK 0001726165 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,687

Underlying: Common Shares · 1,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018.

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March 01, 2018 Filed Mar 6, 2018 02:44 UTC
Vogt PeterEVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 1,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017044 · doc4.xml · derivative · entry 12

Vogt Peter · CIK 0001726165 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,788

Underlying: Common Shares · 1,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:44 UTC
Vogt PeterEVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 1,462 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017044 · doc4.xml · derivative · entry 11

Vogt Peter · CIK 0001726165 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,462

Underlying: Common Shares · 1,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2016.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 02:44 UTC
Vogt PeterEVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 1,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017044 · doc4.xml · derivative · entry 10

Vogt Peter · CIK 0001726165 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2015.

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March 01, 2018 Filed Mar 6, 2018 02:44 UTC
Vogt PeterEVP and CFO
Tax withholdingCommon Shares 880 $47.86 $42,116.80
Disclosure

SEC source: 0001209191-18-017044 · doc4.xml · nonDerivative · entry 9

Vogt Peter · CIK 0001726165 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,285

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March 01, 2018 Filed Mar 6, 2018 02:44 UTC
Vogt PeterEVP and CFO
Disposition to issuerCommon Shares 781 $47.86 $37,378.66
Disclosure

SEC source: 0001209191-18-017044 · doc4.xml · nonDerivative · entry 8

Vogt Peter · CIK 0001726165 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,165

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.