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AXS

AXIS CAPITAL HOLDINGS LTD

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3686
SEC CIK
0001214816
Parsed reports
346

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
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Aug 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2020 Filed Mar 3, 2020 23:49 UTC Exercise / conversionCommon Shares 1,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015643 · doc4.xml · nonDerivative · entry 1

Vogt Peter · CIK 0001726165 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:48 UTC
Phillips David S.Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015641 · doc4.xml · derivative · entry 10

Phillips David S. · CIK 0001739917 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F4 · derivative.exercise_date: The performance-based restricted stock units vest in a single installment on March 1, 2020.

F4 · derivative.expiration_date: The performance-based restricted stock units vest in a single installment on March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:48 UTC
Phillips David S.Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 1,616 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015641 · doc4.xml · derivative · entry 9

Phillips David S. · CIK 0001739917 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,618

Underlying: Common Shares · 1,618 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2018.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:48 UTC
Phillips David S.Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 1,674 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015641 · doc4.xml · derivative · entry 8

Phillips David S. · CIK 0001739917 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2017.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:48 UTC
Phillips David S.Chief Investment Officer
Tax withholdingCommon Shares 4,218 $56.12 $236,714.16
Disclosure

SEC source: 0001209191-20-015641 · doc4.xml · nonDerivative · entry 7

Phillips David S. · CIK 0001739917 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,237

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:48 UTC
Phillips David S.Chief Investment Officer
Disposition to issuerCommon Shares 1,125 $56.12 $63,135.00
Disclosure

SEC source: 0001209191-20-015641 · doc4.xml · nonDerivative · entry 6

Phillips David S. · CIK 0001739917 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,455

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:48 UTC
Phillips David S.Chief Investment Officer
Exercise / conversionCommon Shares 2,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015641 · doc4.xml · nonDerivative · entry 5

Phillips David S. · CIK 0001739917 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:48 UTC
Phillips David S.Chief Investment Officer
Disposition to issuerCommon Shares 808 $56.12 $45,344.96
Disclosure

SEC source: 0001209191-20-015641 · doc4.xml · nonDerivative · entry 4

Phillips David S. · CIK 0001739917 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,330

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:48 UTC
Phillips David S.Chief Investment Officer
Exercise / conversionCommon Shares 1,616 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015641 · doc4.xml · nonDerivative · entry 3

Phillips David S. · CIK 0001739917 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:48 UTC
Phillips David S.Chief Investment Officer
Disposition to issuerCommon Shares 837 $56.12 $46,972.44
Disclosure

SEC source: 0001209191-20-015641 · doc4.xml · nonDerivative · entry 2

Phillips David S. · CIK 0001739917 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,522

Read SEC document
March 01, 2020 Filed Mar 3, 2020 23:48 UTC
Phillips David S.Chief Investment Officer
Exercise / conversionCommon Shares 1,674 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015641 · doc4.xml · nonDerivative · entry 1

Phillips David S. · CIK 0001739917 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 23:52 UTC SaleCommon Shares 10,000 $64.91 $649,122.00
Disclosure

SEC source: 0001209191-20-008990 · doc4.xml · nonDerivative · entry 1

SMITH HENRY B · CIK 0001285737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,976

F1 · price: The 10,000 shares sold consist of the trades listed in Exhibit 1.

Read SEC document
February 01, 2020 Filed Feb 4, 2020 18:56 UTC
Arora Steve K.CEO, AXIS Re
Tax withholdingCommon Shares 5,396 $64.25 $346,693.00
Disclosure

SEC source: 0001209191-20-006652 · doc4.xml · nonDerivative · entry 1

Arora Steve K. · CIK 0001726310 · CEO, AXIS Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,551

Read SEC document
January 28, 2020 Filed Jan 30, 2020 18:04 UTC
Arora Steve K.CEO, AXIS Re
GrantCommon Shares 7,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005645 · doc4.xml · nonDerivative · entry 2

Arora Steve K. · CIK 0001726310 · CEO, AXIS Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,947

F1 · shares: Represents a guaranteed minimum award of performance-based restricted stock units. The award may increase up to 11,945 restricted stock units provided that certain Company performance conditions are satisfied. The award will be eligible to vest in a single installment on March 1, 2023.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 18:04 UTC
Arora Steve K.CEO, AXIS Re
GrantCommon Shares 9,556 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005645 · doc4.xml · nonDerivative · entry 1

Arora Steve K. · CIK 0001726310 · CEO, AXIS Re

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,780

Read SEC document
January 28, 2020 Filed Jan 30, 2020 18:05 UTC
Brooks Conrad D.General Counsel & Sec
GrantCommon Shares 3,754 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005649 · doc4.xml · nonDerivative · entry 1

Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,324

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:07 UTC
Wilson Peter WCEO, AXIS Insurance
GrantCommon Shares 5,119 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005654 · doc4.xml · nonDerivative · entry 2

Wilson Peter W · CIK 0001453918 · CEO, AXIS Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,808

F1 · shares: Represents a guaranteed minimum award of performance-based restricted stock units. The award may increase up to 8,532 restricted stock units provided that certain Company performance conditions are satisfied. The award will be eligible to vest in a single installment on March 1, 2023.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:07 UTC
Wilson Peter WCEO, AXIS Insurance
GrantCommon Shares 6,826 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005654 · doc4.xml · nonDerivative · entry 1

Wilson Peter W · CIK 0001453918 · CEO, AXIS Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,689

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:05 UTC
BENCHIMOL ALBERTDirector · President and CEO
GrantCommon Shares 30,115 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005647 · doc4.xml · nonDerivative · entry 2

BENCHIMOL ALBERT · CIK 0001185870 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,602

F1 · shares: Represents a guaranteed minimum award of performance-based restricted stock units. The award may increase up to 50,192 restricted stock units provided that certain Company performance conditions are satisfied. The award will be eligible to vest in a single installment on March 1, 2023.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:05 UTC
BENCHIMOL ALBERTDirector · President and CEO
GrantCommon Shares 40,154 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005647 · doc4.xml · nonDerivative · entry 1

BENCHIMOL ALBERT · CIK 0001185870 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,487

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:08 UTC
Ziegler Kent WPrincipal Acct Off, Controller
GrantCommon Shares 6,424 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005655 · doc4.xml · nonDerivative · entry 1

Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,793

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:06 UTC
Phillips David S.Chief Investment Officer
GrantCommon Shares 4,095 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005650 · doc4.xml · nonDerivative · entry 2

Phillips David S. · CIK 0001739917 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,685

F1 · shares: Represents a guaranteed minimum award of performance-based restricted stock units. The award may increase up to 6,825 restricted stock units provided that certain Company performance conditions are satisfied. The award will be eligible to vest in a single installment on March 1, 2023.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:06 UTC
Phillips David S.Chief Investment Officer
GrantCommon Shares 5,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005650 · doc4.xml · nonDerivative · entry 1

Phillips David S. · CIK 0001739917 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,590

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:06 UTC GrantCommon Shares 5,119 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005653 · doc4.xml · nonDerivative · entry 2

Vogt Peter · CIK 0001726165 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,564

F1 · shares: Represents a guaranteed minimum award of performance-based restricted stock units. The award may increase up to 8,532 restricted stock units provided that certain Company performance conditions are satisfied. The award will be eligible to vest in a single installment on March 1, 2023.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:06 UTC GrantCommon Shares 6,826 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005653 · doc4.xml · nonDerivative · entry 1

Vogt Peter · CIK 0001726165 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,445

Read SEC document
January 28, 2020 Filed Feb 5, 2020 00:33 UTC Amendment
BENCHIMOL ALBERTDirector · President and CEO
GrantCommon Shares 36,138 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006679 · doc4a.xml · nonDerivative · entry 2

BENCHIMOL ALBERT · CIK 0001185870 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,594

F1 · shares: The original Form 4 filed on January 30, 2020 (the "Original Form 4") is being amended (i) to correctly report the award of 32,123 time-based restricted stock units rather than the 40,154 previously incorrectly reported on the Original Form 4, (ii) to correctly report the guaranteed minimum award of 36,138 performance-based restricted stock units rather than the 30,115 previously incorrectly reported on the Original Form 4 and related information, and (iii) to correct the amount of shares beneficially owned by the reporting person following the acquisitions described above.

F2 · shares: Represents a guaranteed minimum award of performance-based restricted stock units. The award may increase up to 60,231 restricted stock units provided that certain Company performance conditions are satisfied. The award will be eligible to vest in a single installment on March 1, 2023.

F1 · balance_after: The original Form 4 filed on January 30, 2020 (the "Original Form 4") is being amended (i) to correctly report the award of 32,123 time-based restricted stock units rather than the 40,154 previously incorrectly reported on the Original Form 4, (ii) to correctly report the guaranteed minimum award of 36,138 performance-based restricted stock units rather than the 30,115 previously incorrectly reported on the Original Form 4 and related information, and (iii) to correct the amount of shares beneficially owned by the reporting person following the acquisitions described above.

Read SEC document
January 28, 2020 Filed Feb 5, 2020 00:33 UTC Amendment
BENCHIMOL ALBERTDirector · President and CEO
GrantCommon Shares 32,123 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006679 · doc4a.xml · nonDerivative · entry 1

BENCHIMOL ALBERT · CIK 0001185870 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,456

F1 · shares: The original Form 4 filed on January 30, 2020 (the "Original Form 4") is being amended (i) to correctly report the award of 32,123 time-based restricted stock units rather than the 40,154 previously incorrectly reported on the Original Form 4, (ii) to correctly report the guaranteed minimum award of 36,138 performance-based restricted stock units rather than the 30,115 previously incorrectly reported on the Original Form 4 and related information, and (iii) to correct the amount of shares beneficially owned by the reporting person following the acquisitions described above.

F1 · balance_after: The original Form 4 filed on January 30, 2020 (the "Original Form 4") is being amended (i) to correctly report the award of 32,123 time-based restricted stock units rather than the 40,154 previously incorrectly reported on the Original Form 4, (ii) to correctly report the guaranteed minimum award of 36,138 performance-based restricted stock units rather than the 30,115 previously incorrectly reported on the Original Form 4 and related information, and (iii) to correct the amount of shares beneficially owned by the reporting person following the acquisitions described above.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 17:00 UTC GrantCommon Shares 3,641 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-004058 · doc4.xml · nonDerivative · entry 1

Friedman Robert L. · CIK 0001085357 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,955

F1 · price: Common Shares issued as director's fees using January 15, 2020 closing price of $60.41.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 22:00 UTC GrantCommon Shares 3,806 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-004066 · doc4.xml · nonDerivative · entry 1

DAVIS CHARLES A · CIK 0001071287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,120

F1 · price: Common Shares issued as director's fees using January 15, 2020 closing price of $60.41.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 17:00 UTC GrantCommon Shares 1,655 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-004069 · doc4.xml · nonDerivative · entry 1

Ramey Thomas C. · CIK 0001467929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,779

F1 · price: Common Shares issued as director's fees using January 15, 2020 closing price of $60.41.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 17:00 UTC GrantCommon Shares 3,806 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-004063 · doc4.xml · nonDerivative · entry 1

Zeller Wilhelm · CIK 0001467886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,056

F1 · price: Common Shares issued as director's fees using January 15, 2020 closing price of $60.41.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 17:00 UTC GrantCommon Shares 1,923 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-004060 · doc4.xml · nonDerivative · entry 1

Dowling Anne Melissa · CIK 0001457043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,923

F1 · price: Common Shares issued as director's fees using January 15, 2020 closing price of $60.41.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 22:00 UTC GrantCommon Shares 3,310 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-004064 · doc4.xml · nonDerivative · entry 1

Zlatkus Lizabeth H · CIK 0001403480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,871

F1 · price: Common Shares issued as director's fees using January 15, 2020 closing price of $60.41.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 17:00 UTC GrantCommon Shares 1,655 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-004061 · doc4.xml · nonDerivative · entry 1

GREETHAM CHRISTOPHER V · CIK 0001182789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,452

F1 · price: Common Shares issued as director's fees using January 15, 2020 closing price of $60.41.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 22:00 UTC GrantCommon Shares 2,523 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-004067 · doc4.xml · nonDerivative · entry 1

SMITH HENRY B · CIK 0001285737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,976

F1 · price: Common Shares issued as director's fees using January 15, 2020 closing price of $60.41.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 17:00 UTC GrantCommon Shares 1,655 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-004065 · doc4.xml · nonDerivative · entry 1

BUTT MICHAEL A · CIK 0001249919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981,162

F1 · price: Common Shares issued as director's fees using January 15, 2020 closing price of $60.41.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 17:00 UTC GrantCommon Shares 3,972 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-004062 · doc4.xml · nonDerivative · entry 1

KEANE MAURICE A · CIK 0001249937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,468

F1 · price: Common Shares issued as director's fees using January 15, 2020 closing price of $60.41.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 22:00 UTC GrantCommon Shares 1,655 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-004068 · doc4.xml · nonDerivative · entry 1

Yastine Barbara A. · CIK 0001506757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,410

F1 · price: Common Shares issued as director's fees using January 15, 2020 closing price of $60.41.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 22:00 UTC GrantCommon Shares 1,655 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-004059 · doc4.xml · nonDerivative · entry 1

Hardwick Elanor · CIK 0001757612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,225

F1 · price: Common Shares issued as director's fees using January 15, 2020 closing price of $60.41.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 17:04 UTC
Brooks Conrad D.General Counsel & Sec
GrantRestricted Stock Units · Derivative 1,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059506 · doc4.xml · derivative · entry 1

Brooks Conrad D. · CIK 0001694171 · General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188

Underlying: Common Stock · 1,642 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · shares: On December 4, 2019, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 31, 2017. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 546 restricted stock units which were previously reported on February 2, 2017. The restricted stock units will vest in a single installment on March 1, 2020.

F2 · derivative.exercise_date: On December 4, 2019, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 31, 2017. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 546 restricted stock units which were previously reported on February 2, 2017. The restricted stock units will vest in a single installment on March 1, 2020.

F2 · derivative.expiration_date: On December 4, 2019, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 31, 2017. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 546 restricted stock units which were previously reported on February 2, 2017. The restricted stock units will vest in a single installment on March 1, 2020.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 22:10 UTC
Wilson Peter WCEO, AXIS Insurance
GrantCommon Shares 2,109 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059513 · doc4.xml · nonDerivative · entry 1

Wilson Peter W · CIK 0001453918 · CEO, AXIS Insurance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,863

F1 · shares: On December 4, 2019, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 31, 2017. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 703 restricted stock units which were previously reported on February 2, 2017. The restricted stock units will vest in a single installment on March 1, 2020.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 22:02 UTC
BENCHIMOL ALBERTDirector · President and CEO
GrantCommon Shares 11,718 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059504 · doc4.xml · nonDerivative · entry 1

BENCHIMOL ALBERT · CIK 0001185870 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,333

F1 · shares: On December 4, 2019, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 31, 2017. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 3,905 restricted stock units which were previously reported on February 2, 2017. The restricted stock units will vest in a single installment on March 1, 2020.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 22:06 UTC
Phillips David S.Chief Investment Officer
GrantRestricted Stock Units · Derivative 1,688 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059508 · doc4.xml · derivative · entry 1

Phillips David S. · CIK 0001739917 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Shares · 1,688 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · shares: On December 4, 2019, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 31, 2017. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 562 restricted stock units which were previously reported on May 11, 2018. The restricted stock units will vest in a single installment on March 1, 2020.

F2 · derivative.exercise_date: On December 4, 2019, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 31, 2017. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 562 restricted stock units which were previously reported on May 11, 2018. The restricted stock units will vest in a single installment on March 1, 2020.

F2 · derivative.expiration_date: On December 4, 2019, the Company's Compensation Committee determined satisfaction of performance criteria for performance-based restricted stock units granted on January 31, 2017. This amount represents additional performance-based restricted stock units that have been earned pursuant to the award in addition to the guaranteed minimum payout of 562 restricted stock units which were previously reported on May 11, 2018. The restricted stock units will vest in a single installment on March 1, 2020.

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December 01, 2019 Filed Dec 3, 2019 23:27 UTC
Ziegler Kent WPrincipal Acct Off, Controller
Exercise / conversionRestricted Stock Units · Derivative 1,118 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058827 · doc4.xml · derivative · entry 4

Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,354

Underlying: Common Shares · 1,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning December 1, 2019.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning December 1, 2019.

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December 01, 2019 Filed Dec 3, 2019 23:27 UTC
Ziegler Kent WPrincipal Acct Off, Controller
Tax withholdingCommon Shares 190 $59.18 $11,244.20
Disclosure

SEC source: 0001209191-19-058827 · doc4.xml · nonDerivative · entry 3

Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369

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December 01, 2019 Filed Dec 3, 2019 23:27 UTC
Ziegler Kent WPrincipal Acct Off, Controller
Disposition to issuerCommon Shares 559 $59.18 $33,081.62
Disclosure

SEC source: 0001209191-19-058827 · doc4.xml · nonDerivative · entry 2

Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559

Read SEC document
December 01, 2019 Filed Dec 3, 2019 23:27 UTC
Ziegler Kent WPrincipal Acct Off, Controller
Exercise / conversionCommon Shares 1,118 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058827 · doc4.xml · nonDerivative · entry 1

Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 18, 2019 Filed May 20, 2019 21:34 UTC
BENCHIMOL ALBERTDirector · President and CEO
Tax withholdingCommon Shares 4,566 $58.61 $267,613.26
Disclosure

SEC source: 0001209191-19-031478 · doc4.xml · nonDerivative · entry 1

BENCHIMOL ALBERT · CIK 0001185870 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,615

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May 01, 2019 Filed May 3, 2019 20:52 UTC Exercise / conversionRestricted Stock Units · Derivative 2,088 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027423 · doc4.xml · derivative · entry 4

Vogt Peter · CIK 0001726165 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,175

Underlying: Common Shares · 2,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning May 1, 2018.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning May 1, 2018.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:52 UTC Tax withholdingCommon Shares 443 $57.06 $25,277.58
Disclosure

SEC source: 0001209191-19-027423 · doc4.xml · nonDerivative · entry 3

Vogt Peter · CIK 0001726165 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,619

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.