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AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
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2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2004 Filed Feb 17, 2004 20:28 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Shares 24,300 $53.12 $1,290,816.00
Disclosure

SEC source: 0000004962-04-000074 · doc4.xml · nonDerivative · entry 7

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,142,070

Read SEC document
February 13, 2004 Filed Feb 17, 2004 20:28 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Shares 3,900 $53.11 $207,129.00
Disclosure

SEC source: 0000004962-04-000074 · doc4.xml · nonDerivative · entry 6

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166,370

Read SEC document
February 13, 2004 Filed Feb 17, 2004 20:28 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Shares 13,000 $53.10 $690,300.00
Disclosure

SEC source: 0000004962-04-000074 · doc4.xml · nonDerivative · entry 5

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170,270

Read SEC document
February 13, 2004 Filed Feb 17, 2004 20:28 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Shares 4,400 $53.09 $233,596.00
Disclosure

SEC source: 0000004962-04-000074 · doc4.xml · nonDerivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,183,270

Read SEC document
February 13, 2004 Filed Feb 17, 2004 20:28 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Shares 21,200 $53.08 $1,125,296.00
Disclosure

SEC source: 0000004962-04-000074 · doc4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187,670

Read SEC document
February 13, 2004 Filed Feb 17, 2004 20:28 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Shares 500 $53.07 $26,535.00
Disclosure

SEC source: 0000004962-04-000074 · doc4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,208,870

Read SEC document
February 13, 2004 Filed Feb 17, 2004 20:28 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Shares 1,700 $53.06 $90,202.00
Disclosure

SEC source: 0000004962-04-000074 · doc4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,209,370

Read SEC document
February 11, 2004 Filed Feb 13, 2004 21:18 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,097 $0.00 Strike: $39.51 $0.00
Disclosure

SEC source: 0000004962-04-000072 · doc4.xml · derivative · entry 11

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,097 shares

Expires 2004-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 21:18 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,333 $0.00 Strike: $39.00 $0.00
Disclosure

SEC source: 0000004962-04-000072 · doc4.xml · derivative · entry 10

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 15,333 shares

Expires 2004-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 21:18 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,491 $0.00 Strike: $39.51 $0.00
Disclosure

SEC source: 0000004962-04-000072 · doc4.xml · derivative · entry 9

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,491 shares

Expires 2004-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 21:18 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
SaleCommon Shares 5,600 $53.72 $300,832.00
Disclosure

SEC source: 0000004962-04-000072 · doc4.xml · nonDerivative · entry 7

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,661.497

Read SEC document
February 11, 2004 Filed Feb 13, 2004 21:18 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
SaleCommon Shares 400 $53.73 $21,492.00
Disclosure

SEC source: 0000004962-04-000072 · doc4.xml · nonDerivative · entry 6

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,261.497

Read SEC document
February 11, 2004 Filed Feb 13, 2004 21:18 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
SaleCommon Shares 4,000 $53.76 $215,040.00
Disclosure

SEC source: 0000004962-04-000072 · doc4.xml · nonDerivative · entry 5

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,661.497

Read SEC document
February 11, 2004 Filed Feb 13, 2004 21:18 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
SaleCommon Shares 13,055 $53.77 $701,967.35
Disclosure

SEC source: 0000004962-04-000072 · doc4.xml · nonDerivative · entry 4

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,661.497

Read SEC document
February 11, 2004 Filed Feb 13, 2004 21:18 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionCommon Shares 7,491 $39.51 $295,969.41
Disclosure

SEC source: 0000004962-04-000072 · doc4.xml · nonDerivative · entry 3

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,716.497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 21:18 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionCommon Shares 2,097 $39.51 $82,852.47
Disclosure

SEC source: 0000004962-04-000072 · doc4.xml · nonDerivative · entry 2

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,225.497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2004 Filed Feb 13, 2004 21:18 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Exercise / conversionCommon Shares 15,333 $39.00 $597,987.00
Disclosure

SEC source: 0000004962-04-000072 · doc4.xml · nonDerivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,128.497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2004 Filed Feb 9, 2004 18:08 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,042 $0.00 Strike: $41.83 $0.00
Disclosure

SEC source: 0000004962-04-000067 · doc4.xml · derivative · entry 14

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,042 shares

Expires 2005-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2004 Filed Feb 9, 2004 18:08 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,354 $0.00 Strike: $41.83 $0.00
Disclosure

SEC source: 0000004962-04-000067 · doc4.xml · derivative · entry 13

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,354 shares

Expires 2004-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2004 Filed Feb 9, 2004 18:08 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 45,520 $0.00 Strike: $29.60 $0.00
Disclosure

SEC source: 0000004962-04-000067 · doc4.xml · derivative · entry 12

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,480

Underlying: Common Shares · 45,520 shares

Expires 2008-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 16,000 of the exercised shares became exercisable on 10/26/1999, 16,000 on 10/26/2000 and the balance on 10/26/2001.

Read SEC document
February 05, 2004 Filed Feb 9, 2004 18:08 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 57,200 $0.00 Strike: $29.30 $0.00
Disclosure

SEC source: 0000004962-04-000067 · doc4.xml · derivative · entry 11

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,600

Underlying: Common Shares · 57,200 shares

Expires 2008-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 28,600 of the exercised shares became exercisable on 2/23/2002, and 28,600 became exercisable on 2/23/2003.

Read SEC document
February 05, 2004 Filed Feb 9, 2004 18:08 UTC
KELLY ALFRED F JRMember, Global Leadership Team
SaleCommon Shares 5,043 $52.14 $262,942.02
Disclosure

SEC source: 0000004962-04-000067 · doc4.xml · nonDerivative · entry 9

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,655

Read SEC document
February 05, 2004 Filed Feb 9, 2004 18:08 UTC
KELLY ALFRED F JRMember, Global Leadership Team
SaleCommon Shares 16,000 $52.13 $834,080.00
Disclosure

SEC source: 0000004962-04-000067 · doc4.xml · nonDerivative · entry 8

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,698

Read SEC document
February 05, 2004 Filed Feb 9, 2004 18:08 UTC
KELLY ALFRED F JRMember, Global Leadership Team
SaleCommon Shares 13,000 $52.12 $677,560.00
Disclosure

SEC source: 0000004962-04-000067 · doc4.xml · nonDerivative · entry 7

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,698

Read SEC document
February 05, 2004 Filed Feb 9, 2004 18:08 UTC
KELLY ALFRED F JRMember, Global Leadership Team
SaleCommon Shares 16,000 $52.11 $833,760.00
Disclosure

SEC source: 0000004962-04-000067 · doc4.xml · nonDerivative · entry 6

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,698

Read SEC document
February 05, 2004 Filed Feb 9, 2004 18:08 UTC
KELLY ALFRED F JRMember, Global Leadership Team
SaleCommon Shares 46,700 $52.10 $2,433,070.00
Disclosure

SEC source: 0000004962-04-000067 · doc4.xml · nonDerivative · entry 5

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,698

Read SEC document
February 05, 2004 Filed Feb 9, 2004 18:08 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionCommon Shares 3,354 $41.83 $140,297.82
Disclosure

SEC source: 0000004962-04-000067 · doc4.xml · nonDerivative · entry 4

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2004 Filed Feb 9, 2004 18:08 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionCommon Shares 4,042 $41.83 $169,076.86
Disclosure

SEC source: 0000004962-04-000067 · doc4.xml · nonDerivative · entry 3

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2004 Filed Feb 9, 2004 18:08 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionCommon Shares 45,520 $29.60 $1,347,574.08
Disclosure

SEC source: 0000004962-04-000067 · doc4.xml · nonDerivative · entry 2

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2004 Filed Feb 9, 2004 18:08 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Exercise / conversionCommon Shares 57,200 $29.30 $1,676,074.40
Disclosure

SEC source: 0000004962-04-000067 · doc4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2004 Filed Feb 3, 2004 20:47 UTC PurchaseCommon Shares 950 $52.50 $49,875.00
Disclosure

SEC source: 0000004962-04-000054 · doc4.xml · nonDerivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
February 03, 2004 Filed Feb 3, 2004 21:14 UTC PurchaseCommon Shares 3,000 $52.40 $157,200.00
Disclosure

SEC source: 0000004962-04-000057 · doc4.xml · nonDerivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,050.045

Read SEC document
February 02, 2004 Filed Feb 2, 2004 23:45 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
SaleCommon Shares 9,000 $52.80 $475,200.00
Disclosure

SEC source: 0000004962-04-000048 · doc4.xml · nonDerivative · entry 3

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,795.497

Read SEC document
February 02, 2004 Filed Feb 2, 2004 23:45 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
SaleCommon Shares 8,700 $52.82 $459,534.00
Disclosure

SEC source: 0000004962-04-000048 · doc4.xml · nonDerivative · entry 2

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,795.497

Read SEC document
February 02, 2004 Filed Feb 2, 2004 23:45 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
SaleCommon Shares 300 $52.86 $15,858.00
Disclosure

SEC source: 0000004962-04-000048 · doc4.xml · nonDerivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,495.497

Read SEC document
February 02, 2004 Filed Feb 4, 2004 22:12 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,789 $0.00 Strike: $36.77 $0.00
Disclosure

SEC source: 0000004962-04-000065 · doc4.xml · derivative · entry 9

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 27,789 shares

Expires 2004-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2004 Filed Feb 4, 2004 22:12 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Shares 22,363 $52.44 $1,172,603.91
Disclosure

SEC source: 0000004962-04-000065 · doc4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211,070

Read SEC document
February 02, 2004 Filed Feb 4, 2004 22:12 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionCommon Shares 27,789 $36.77 $1,021,829.32
Disclosure

SEC source: 0000004962-04-000065 · doc4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 2, 2004 23:04 UTC
PARENT LOUISE MEVP, General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 180,000 $0.00 Strike: $15.42 $0.00
Disclosure

SEC source: 0000004962-04-000046 · doc4.xml · derivative · entry 9

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 180,000 shares

Expires 2006-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
January 30, 2004 Filed Feb 2, 2004 23:04 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Shares 300 $51.02 $15,306.00
Disclosure

SEC source: 0000004962-04-000046 · doc4.xml · nonDerivative · entry 7

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,335.999

Read SEC document
January 30, 2004 Filed Feb 2, 2004 23:04 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Shares 24,700 $51.00 $1,259,700.00
Disclosure

SEC source: 0000004962-04-000046 · doc4.xml · nonDerivative · entry 6

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,635.999

Read SEC document
January 30, 2004 Filed Feb 2, 2004 23:04 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Shares 25,000 $51.05 $1,276,250.00
Disclosure

SEC source: 0000004962-04-000046 · doc4.xml · nonDerivative · entry 5

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,335.999

Read SEC document
January 30, 2004 Filed Feb 2, 2004 23:04 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Shares 25,000 $51.13 $1,278,250.00
Disclosure

SEC source: 0000004962-04-000046 · doc4.xml · nonDerivative · entry 4

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,335.999

Read SEC document
January 30, 2004 Filed Feb 2, 2004 23:04 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Shares 25,000 $51.11 $1,277,750.00
Disclosure

SEC source: 0000004962-04-000046 · doc4.xml · nonDerivative · entry 3

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,335.999

Read SEC document
January 30, 2004 Filed Feb 2, 2004 23:04 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Shares 42,000 $51.20 $2,150,400.00
Disclosure

SEC source: 0000004962-04-000046 · doc4.xml · nonDerivative · entry 2

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,335.999

Read SEC document
January 30, 2004 Filed Feb 2, 2004 23:04 UTC
PARENT LOUISE MEVP, General Counsel
Exercise / conversionCommon Shares 180,000 $15.42 $2,775,060.00
Disclosure

SEC source: 0000004962-04-000046 · doc4.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,335.999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 2, 2004 23:32 UTC
SCHICK THOMAS AEVP-Corp. Affairs
GrantEmployee stock option (right to buy) · Derivative 50,318 $0.00 Strike: $51.36 $0.00
Disclosure

SEC source: 0000004962-04-000047 · doc4.xml · derivative · entry 9

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,318

Underlying: Common Shares · 50,318 shares

Expires 2008-02-22

Read SEC document
January 30, 2004 Filed Feb 2, 2004 23:32 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,815 $0.00 Strike: $48.53 $0.00
Disclosure

SEC source: 0000004962-04-000047 · doc4.xml · derivative · entry 8

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 40,815 shares

Expires 2004-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 2, 2004 23:32 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 68,000 $0.00 Strike: $29.30 $0.00
Disclosure

SEC source: 0000004962-04-000047 · doc4.xml · derivative · entry 7

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 68,000 shares

Expires 2008-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

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January 30, 2004 Filed Feb 2, 2004 23:32 UTC
SCHICK THOMAS AEVP-Corp. Affairs
SaleCommon Shares 18,715 $51.82 $969,811.30
Disclosure

SEC source: 0000004962-04-000047 · doc4.xml · nonDerivative · entry 5

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,610.538

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.