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NYSE · USD

AXP

AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2022 Filed Feb 7, 2022 23:18 UTC Amendment
Squeri Stephen JDirector · Chairman and CEO
SaleCommon Stock 128,353 $177.71 $22,809,277.91
Disclosure

SEC source: 0001127602-22-003604 · form4a.xml · nonDerivative · entry 6

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,484

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.3050 to $178.2879. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 01, 2022 Filed Feb 7, 2022 23:18 UTC Amendment
Squeri Stephen JDirector · Chairman and CEO
SaleCommon Stock 53,264 $176.94 $9,424,745.22
Disclosure

SEC source: 0001127602-22-003604 · form4a.xml · nonDerivative · entry 5

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,837

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.31 to $177.30. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 01, 2022 Filed Feb 7, 2022 23:18 UTC Amendment
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionCommon Stock 59,619 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003604 · form4a.xml · nonDerivative · entry 4

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 02:27 UTC
Marrs AnnaGroup Pres., GCS and CFR
SaleEmployee Stock Option (Right to Buy) · Derivative 29,982 $177.14 Strike: $100.96 $5,310,963.51
Disclosure

SEC source: 0001127602-22-002879 · form4.xml · derivative · entry 4

Marrs Anna · CIK 0001753557 · Group Pres., GCS and CFR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,966

Underlying: Common Stock · 29,982 shares

Expires 2029-01-29

Read SEC document
January 31, 2022 Filed Feb 2, 2022 02:27 UTC
Marrs AnnaGroup Pres., GCS and CFR
GrantEmployee Stock Option (Right to Buy) · Derivative 32,948 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-002879 · form4.xml · derivative · entry 3

Marrs Anna · CIK 0001753557 · Group Pres., GCS and CFR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,948

Underlying: Common Stock · 32,948 shares

Expires 2029-01-29

F3 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 02:54 UTC
Squeri Stephen JDirector · Chairman and CEO
GiftCommon Stock 9,092 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-002885 · form4.xml · nonDerivative · entry 3

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,482

F3 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:11 UTC Amendment
Marrs AnnaGroup Pres., GCS and CFR
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 29,982 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-003000 · form4a.xml · derivative · entry 5

Marrs Anna · CIK 0001753557 · Group Pres., GCS and CFR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,966

Underlying: Common Stock · 29,982 shares

Expires 2029-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:11 UTC Amendment
Marrs AnnaGroup Pres., GCS and CFR
SaleCommon Stock 29,982 $177.14 $5,310,963.51
Disclosure

SEC source: 0001127602-22-003000 · form4a.xml · nonDerivative · entry 4

Marrs Anna · CIK 0001753557 · Group Pres., GCS and CFR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,376

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.01 to $177.33. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:11 UTC Amendment
Marrs AnnaGroup Pres., GCS and CFR
Exercise / conversionCommon Stock 29,982 $100.96 $3,026,982.72
Disclosure

SEC source: 0001127602-22-003000 · form4a.xml · nonDerivative · entry 3

Marrs Anna · CIK 0001753557 · Group Pres., GCS and CFR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:16 UTC
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 175,000 $0.00 Strike: $95.52 $0.00
Disclosure

SEC source: 0001127602-22-003011 · form4.xml · derivative · entry 16

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,619

Underlying: Common Stock · 175,000 shares

Expires 2024-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:16 UTC
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,777 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001127602-22-003011 · form4.xml · derivative · entry 15

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,777 shares

Expires 2025-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:16 UTC
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 26,260 $0.00 Strike: $86.64 $0.00
Disclosure

SEC source: 0001127602-22-003011 · form4.xml · derivative · entry 14

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,260 shares

Expires 2024-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:16 UTC
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionCommon Stock 175,000 $95.52 $16,716,000.00
Disclosure

SEC source: 0001127602-22-003011 · form4.xml · nonDerivative · entry 3

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:16 UTC
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionCommon Stock 6,777 $83.30 $564,524.10
Disclosure

SEC source: 0001127602-22-003011 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:16 UTC
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionCommon Stock 26,260 $86.84 $2,280,418.40
Disclosure

SEC source: 0001127602-22-003011 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:20 UTC
Seeger LaureenChief Legal Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,808 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-003017 · form4.xml · derivative · entry 3

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,808 shares

Expires 2029-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:20 UTC
Seeger LaureenChief Legal Officer
Exercise / conversionCommon Stock 30,808 $100.96 $3,110,375.68
Disclosure

SEC source: 0001127602-22-003017 · form4.xml · nonDerivative · entry 2

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,986.236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 22:20 UTC
Seeger LaureenChief Legal Officer
SaleCommon Stock 30,808 $175.57 $5,408,883.54
Disclosure

SEC source: 0001127602-22-003017 · form4.xml · nonDerivative · entry 1

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,178.236

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.23 to $176.00. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 31, 2022 Filed Feb 7, 2022 23:18 UTC Amendment
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 175,000 $0.00 Strike: $95.52 $0.00
Disclosure

SEC source: 0001127602-22-003604 · form4a.xml · derivative · entry 16

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,619

Underlying: Common Stock · 175,000 shares

Expires 2024-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 7, 2022 23:18 UTC Amendment
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,777 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001127602-22-003604 · form4a.xml · derivative · entry 15

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,777 shares

Expires 2025-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 7, 2022 23:18 UTC Amendment
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 26,260 $0.00 Strike: $86.64 $0.00
Disclosure

SEC source: 0001127602-22-003604 · form4a.xml · derivative · entry 14

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,260 shares

Expires 2024-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 7, 2022 23:18 UTC Amendment
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionCommon Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003604 · form4a.xml · nonDerivative · entry 3

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 7, 2022 23:18 UTC Amendment
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionCommon Stock 6,777 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003604 · form4a.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 7, 2022 23:18 UTC Amendment
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionCommon Stock 26,260 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003604 · form4a.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 7, 2022 23:13 UTC Amendment
Marrs AnnaGroup Pres., GCS and CFR
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 32,948 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-003597 · form4a.xml · derivative · entry 7

Marrs Anna · CIK 0001753557 · Group Pres., GCS and CFR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,948 shares

Expires 2029-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 7, 2022 23:13 UTC Amendment
Marrs AnnaGroup Pres., GCS and CFR
SaleCommon Stock 29,982 $177.14 $5,310,963.51
Disclosure

SEC source: 0001127602-22-003597 · form4a.xml · nonDerivative · entry 4

Marrs Anna · CIK 0001753557 · Group Pres., GCS and CFR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,342

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.0100 to $177.3350. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F4 · balance_after: This amount reflect 2,966 additional shares that had been previously incorrectly classified as a derivative security (stock option) under Table II.

Read SEC document
January 31, 2022 Filed Feb 7, 2022 23:13 UTC Amendment
Marrs AnnaGroup Pres., GCS and CFR
Exercise / conversionCommon Stock 32,948 $100.96 $3,326,430.08
Disclosure

SEC source: 0001127602-22-003597 · form4a.xml · nonDerivative · entry 3

Marrs Anna · CIK 0001753557 · Group Pres., GCS and CFR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 10, 2022 00:20 UTC Amendment
Seeger LaureenChief Legal Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,808 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-004053 · form4a.xml · derivative · entry 10

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,808 shares

Expires 2029-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 10, 2022 00:20 UTC Amendment
Seeger LaureenChief Legal Officer
Exercise / conversionCommon Stock 30,808 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004053 · form4a.xml · nonDerivative · entry 2

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,342.136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes additional shares acquired pursuant to dividend reinvestment.

Read SEC document
January 31, 2022 Filed Feb 10, 2022 00:20 UTC Amendment
Seeger LaureenChief Legal Officer
SaleCommon Stock 30,808 $175.57 $5,408,883.54
Disclosure

SEC source: 0001127602-22-004053 · form4a.xml · nonDerivative · entry 1

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,534.136

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.23 to $176.00. The reporting person undertakes to provide to American Express Company, any security holder of American Express, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 01:40 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 41,078 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-002851 · form4.xml · derivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,078

Underlying: Common Stock · 41,078 shares

Expires 2029-01-29

F3 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 01:40 UTC Disposition to issuerCommon Stock 20,200 $177.06 $3,576,612.00
Disclosure

SEC source: 0001127602-22-002851 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,693.247

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 01:40 UTC GrantCommon Stock 38,034 $177.06 $6,734,300.04
Disclosure

SEC source: 0001127602-22-002851 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,893.247

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 01:42 UTC
Rutledge ElizabethChief Marketing Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 12,836 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-002853 · form4.xml · derivative · entry 4

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,836

Underlying: Common Stock · 12,836 shares

Expires 2029-01-29

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 01:42 UTC
Rutledge ElizabethChief Marketing Officer
Disposition to issuerCommon Stock 5,244 $177.06 $928,502.64
Disclosure

SEC source: 0001127602-22-002853 · form4.xml · nonDerivative · entry 2

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,446.848

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 01:42 UTC
Rutledge ElizabethChief Marketing Officer
GrantCommon Stock 11,885 $177.06 $2,104,358.10
Disclosure

SEC source: 0001127602-22-002853 · form4.xml · nonDerivative · entry 1

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,690.848

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 01:43 UTC
Nigro DavidChief Risk Officer
Disposition to issuerCommon Stock 1,723 $177.06 $305,074.38
Disclosure

SEC source: 0001127602-22-002855 · form4.xml · nonDerivative · entry 2

Nigro David · CIK 0001860771 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,872.66

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 01:43 UTC
Nigro DavidChief Risk Officer
GrantCommon Stock 4,209 $177.06 $745,245.54
Disclosure

SEC source: 0001127602-22-002855 · form4.xml · nonDerivative · entry 1

Nigro David · CIK 0001860771 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,595.66

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 01:46 UTC
Joabar RaymondGrp. Pres., GMNS
Disposition to issuerCommon Stock 9,952 $177.06 $1,762,101.12
Disclosure

SEC source: 0001127602-22-002857 · form4.xml · nonDerivative · entry 2

Joabar Raymond · CIK 0001788395 · Grp. Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,234

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 01:46 UTC
Joabar RaymondGrp. Pres., GMNS
GrantCommon Stock 17,952 $177.06 $3,178,581.12
Disclosure

SEC source: 0001127602-22-002857 · form4.xml · nonDerivative · entry 1

Joabar Raymond · CIK 0001788395 · Grp. Pres., GMNS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,186

F1 · kind: 1. Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

Read SEC document
January 29, 2022 Filed Feb 2, 2022 01:49 UTC
Williams Anre DGroup Pres., Enterprise Serv.
GrantEmployee Stock Option (Right to Buy) · Derivative 35,087 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-002859 · form4.xml · derivative · entry 4

Williams Anre D · CIK 0001303170 · Group Pres., Enterprise Serv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,087

Underlying: Common Stock · 35,087 shares

Expires 2029-01-29

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.

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January 29, 2022 Filed Feb 2, 2022 01:49 UTC
Williams Anre DGroup Pres., Enterprise Serv.
Disposition to issuerCommon Stock 15,743 $177.06 $2,787,455.58
Disclosure

SEC source: 0001127602-22-002859 · form4.xml · nonDerivative · entry 2

Williams Anre D · CIK 0001303170 · Group Pres., Enterprise Serv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,167.661

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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January 29, 2022 Filed Feb 2, 2022 01:49 UTC
Williams Anre DGroup Pres., Enterprise Serv.
GrantCommon Stock 32,488 $177.06 $5,752,325.28
Disclosure

SEC source: 0001127602-22-002859 · form4.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Group Pres., Enterprise Serv.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,910.661

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

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January 29, 2022 Filed Feb 2, 2022 02:01 UTC
Lieberman Quinn JessicaEVP - Controller
Disposition to issuerCommon Stock 1,266 $177.06 $224,157.96
Disclosure

SEC source: 0001127602-22-002861 · form4.xml · nonDerivative · entry 2

Lieberman Quinn Jessica · CIK 0001804094 · EVP - Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,905.68

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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January 29, 2022 Filed Feb 2, 2022 02:01 UTC
Lieberman Quinn JessicaEVP - Controller
GrantCommon Stock 3,070 $177.06 $543,574.20
Disclosure

SEC source: 0001127602-22-002861 · form4.xml · nonDerivative · entry 1

Lieberman Quinn Jessica · CIK 0001804094 · EVP - Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,171.68

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

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January 29, 2022 Filed Feb 2, 2022 02:16 UTC
Pickett DenisePres., GSG and TLS
GrantEmployee Stock Option (Right to Buy) · Derivative 16,688 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-002873 · form4.xml · derivative · entry 4

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,688

Underlying: Common Stock · 16,688 shares

Expires 2029-01-29

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.

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January 29, 2022 Filed Feb 2, 2022 02:16 UTC
Pickett DenisePres., GSG and TLS
Disposition to issuerCommon Stock 8,351 $177.06 $1,478,628.06
Disclosure

SEC source: 0001127602-22-002873 · form4.xml · nonDerivative · entry 2

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,744.83

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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January 29, 2022 Filed Feb 2, 2022 02:16 UTC
Pickett DenisePres., GSG and TLS
GrantCommon Stock 15,451 $177.06 $2,735,754.06
Disclosure

SEC source: 0001127602-22-002873 · form4.xml · nonDerivative · entry 1

Pickett Denise · CIK 0001730101 · Pres., GSG and TLS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,095.83

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.

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January 29, 2022 Filed Feb 2, 2022 02:21 UTC
GORDON MARC DChief Information Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 25,246 $0.00 Strike: $100.96 $0.00
Disclosure

SEC source: 0001127602-22-002875 · form4.xml · derivative · entry 3

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,246

Underlying: Common Stock · 25,246 shares

Expires 2029-01-29

F3 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.

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January 29, 2022 Filed Feb 2, 2022 02:21 UTC
GORDON MARC DChief Information Officer
Disposition to issuerCommon Stock 11,101 $177.06 $1,965,543.06
Disclosure

SEC source: 0001127602-22-002875 · form4.xml · nonDerivative · entry 2

GORDON MARC D · CIK 0001202527 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,874.046

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.