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Nasdaq · USD

AXGN

Axogen, Inc.

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4297
SEC CIK
0000805928
Parsed reports
513

Last 12 months

Inside the activity.

0 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025022
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202607
Jun 202600
Jul 202600
Aug 202603
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2023 Filed Sep 7, 2023 10:33 UTC GrantCommon Stock · Derivative 11,904 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000120 · wf-form4_169408279774405.xml · derivative · entry 2

Burke William P. Mr. · CIK 0001682069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,904

Underlying: Common Stock · 11,904 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F1 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units of which shares will be delivered to the reporting person upon vesting.

F1 · derivative.expiration_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units of which shares will be delivered to the reporting person upon vesting.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 10:33 UTC GrantEmployee Stock Option (right to purchase) · Derivative 20,436 $0.00 Strike: $6.30 $0.00
Disclosure

SEC source: 0000805928-23-000120 · wf-form4_169408279774405.xml · derivative · entry 1

Burke William P. Mr. · CIK 0001682069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,436

Underlying: Common Stock · 20,436 shares

Expires 2033-09-01

F1 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units of which shares will be delivered to the reporting person upon vesting.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 10:32 UTC GrantRestricted Stock Units · Derivative 11,904 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000118 · wf-form4_169408271704129.xml · derivative · entry 2

TYNDALL JOSEPH A. · CIK 0001955281 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,904

Underlying: Common Stock · 11,904 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F1 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units which shares will be delivered to the reporting person upon vesting.

F1 · derivative.expiration_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units which shares will be delivered to the reporting person upon vesting.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 10:32 UTC GrantStock Option (right to purchase) · Derivative 20,436 $0.00 Strike: $6.30 $0.00
Disclosure

SEC source: 0000805928-23-000118 · wf-form4_169408271704129.xml · derivative · entry 1

TYNDALL JOSEPH A. · CIK 0001955281 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,436

Underlying: Common Stock · 20,436 shares

Expires 2033-09-01

F1 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units which shares will be delivered to the reporting person upon vesting.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 10:30 UTC
THOMAS PAULDirector
GrantRestricted Stock Units · Derivative 11,904 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000116 · wf-form4_169408264223286.xml · derivative · entry 2

THOMAS PAUL · CIK 0001166776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,904

Underlying: Common Stock · 11,904 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F1 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units of which shares will be delivered to the reporting person upon vesting.

F1 · derivative.expiration_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units of which shares will be delivered to the reporting person upon vesting.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 10:30 UTC
THOMAS PAULDirector
GrantEmployee Stock Option (right to purchase) · Derivative 20,436 $0.00 Strike: $6.30 $0.00
Disclosure

SEC source: 0000805928-23-000116 · wf-form4_169408264223286.xml · derivative · entry 1

THOMAS PAUL · CIK 0001166776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,436

Underlying: Common Stock · 20,436 shares

Expires 2033-09-01

F1 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units of which shares will be delivered to the reporting person upon vesting.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 10:29 UTC
JOHNSON JOHNDirector
GrantRestricted Stock Units · Derivative 11,904 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000114 · wf-form4_169408255914339.xml · derivative · entry 2

JOHNSON JOHN · CIK 0001410781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,904

Underlying: Common Stock · 11,904 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F1 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units of which shares will be delivered to the reporting person upon vesting.

F1 · derivative.expiration_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units of which shares will be delivered to the reporting person upon vesting.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 10:29 UTC
JOHNSON JOHNDirector
GrantStock Option (right to purchase) · Derivative 20,436 $0.00 Strike: $6.30 $0.00
Disclosure

SEC source: 0000805928-23-000114 · wf-form4_169408255914339.xml · derivative · entry 1

JOHNSON JOHN · CIK 0001410781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,436

Underlying: Common Stock · 20,436 shares

Expires 2033-09-01

F1 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units of which shares will be delivered to the reporting person upon vesting.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 10:28 UTC GrantRestricted Stock Units · Derivative 11,904 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000112 · wf-form4_169408247926456.xml · derivative · entry 2

Freitag Gregory Gene · CIK 0001492710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,904

Underlying: Common Stock · 11,904 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F1 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units of which shares will be delivered to the reporting person upon vesting.

F1 · derivative.expiration_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units of which shares will be delivered to the reporting person upon vesting.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 10:28 UTC GrantStock Option (right to purchase) · Derivative 20,436 $0.00 Strike: $6.30 $0.00
Disclosure

SEC source: 0000805928-23-000112 · wf-form4_169408247926456.xml · derivative · entry 1

Freitag Gregory Gene · CIK 0001492710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,436

Underlying: Common Stock · 20,436 shares

Expires 2033-09-01

F1 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units of which shares will be delivered to the reporting person upon vesting.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 10:26 UTC GrantRestricted Stock Units · Derivative 11,904 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000110 · wf-form4_169408237644505.xml · derivative · entry 2

Levine Alan M · CIK 0001766833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,904

Underlying: Common Stock · 11,904 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F1 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units of which shares will be delivered to the reporting person upon vesting.

F1 · derivative.expiration_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units of which shares will be delivered to the reporting person upon vesting.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 10:26 UTC GrantStock Option (right to purchase) · Derivative 20,436 $0.00 Strike: $6.30 $0.00
Disclosure

SEC source: 0000805928-23-000110 · wf-form4_169408237644505.xml · derivative · entry 1

Levine Alan M · CIK 0001766833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,436

Underlying: Common Stock · 20,436 shares

Expires 2033-09-01

F1 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units of which shares will be delivered to the reporting person upon vesting.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 10:24 UTC GrantRestricted Stock Units · Derivative 11,904 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000108 · wf-form4_169408226866836.xml · derivative · entry 2

NEELS GUIDO J · CIK 0001222362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,904

Underlying: Common Stock · 11,904 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F1 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units of which shares will be delivered to the reporting person upon vesting.

F1 · derivative.expiration_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units of which shares will be delivered to the reporting person upon vesting.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 10:24 UTC GrantStock Option (right to purchase) · Derivative 20,436 $0.00 Strike: $6.30 $0.00
Disclosure

SEC source: 0000805928-23-000108 · wf-form4_169408226866836.xml · derivative · entry 1

NEELS GUIDO J · CIK 0001222362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,436

Underlying: Common Stock · 20,436 shares

Expires 2033-09-01

F1 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $150,000 valuation as of the grant date and vests on September 1, 2024, one year anniversary of the grant date. One-half of the annual equity grant value is in the form of non-qualified stock options and one-half of the annual equity grant value is in the form of restricted stock units of which shares will be delivered to the reporting person upon vesting.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 20:16 UTC GrantCommon Stock 6,000 $6.31 $37,860.00
Disclosure

SEC source: 0000805928-23-000106 · wf-form4_169299457138172.xml · nonDerivative · entry 2

Burke William P. Mr. · CIK 0001682069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $6.28 to $6.35 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 23, 2023 Filed Aug 25, 2023 20:16 UTC PurchaseCommon Stock 10,000 $6.56 $65,600.00
Disclosure

SEC source: 0000805928-23-000106 · wf-form4_169299457138172.xml · nonDerivative · entry 1

Burke William P. Mr. · CIK 0001682069 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 10,000

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in several transactions at prices ranging from $6.54 to $6.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:12 UTC PurchaseCommon Stock 10,000 $6.11 $61,100.00
Disclosure

SEC source: 0000805928-23-000099 · wf-form4_169238951009652.xml · nonDerivative · entry 1

NEELS GUIDO J · CIK 0001222362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,259

Read SEC document
July 18, 2023 Filed Oct 14, 2023 00:30 UTC
MARIANI PETER JEVP & Chief Financial Officer
GrantCommon Stock 3,709 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000141 · wk-form4_1697243414.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,366

F1 · shares: This reflects the number of shares issued upon the attainment of certain performance criteria.

Read SEC document
July 18, 2023 Filed Oct 14, 2023 00:29 UTC
DeVinney Erick WayneVP Peripheral Nerve Science
GrantCommon Stock 1,579 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000140 · wk-form4_1697243379.xml · nonDerivative · entry 1

DeVinney Erick Wayne · CIK 0001595972 · VP Peripheral Nerve Science

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,241

F1 · shares: This reflects the number of shares issued upon the attainment of certain performance criteria.

Read SEC document
July 18, 2023 Filed Oct 14, 2023 00:29 UTC GrantCommon Stock 2,571 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000139 · wk-form4_1697243344.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,421

F1 · shares: This reflects the number of shares issued upon the attainment of certain performance criteria.

Read SEC document
July 18, 2023 Filed Oct 14, 2023 00:28 UTC
Scopelianos AngeloChief R&D Officer
GrantCommon Stock 2,571 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000138 · wk-form4_1697243312.xml · nonDerivative · entry 1

Scopelianos Angelo · CIK 0001751541 · Chief R&D Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,372

F1 · shares: This reflects the number of shares issued upon the attainment of certain performance criteria.

Read SEC document
July 18, 2023 Filed Oct 14, 2023 00:27 UTC
MARTINEZ MARIA D.Chief Human Resources Officer
GrantCommon Stock 2,571 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000136 · wk-form4_1697243269.xml · nonDerivative · entry 1

MARTINEZ MARIA D. · CIK 0001633672 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,879

F1 · shares: This reflects the number of shares issued upon the attainment of certain performance criteria.

Read SEC document
July 18, 2023 Filed Oct 14, 2023 00:27 UTC
Zaderej Karen L.Director · CEO
GrantCommon Stock 22,076 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000135 · wk-form4_1697243235.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,072,746

F1 · shares: This reflects the number of shares issued upon the attainment of certain performance criteria.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 22:57 UTC Exercise / conversionRestricted Stock Units · Derivative 6,459 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000068 · wf-form4_168600585210512.xml · derivative · entry 2

Levine Alan M · CIK 0001766833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $120,000 valuation as of the grant date and vests on June 1, 2023, one year from the anniversary of the grant date.

F3 · derivative.expiration_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $120,000 valuation as of the grant date and vests on June 1, 2023, one year from the anniversary of the grant date.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 22:57 UTC Exercise / conversionCommon Stock 6,459 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000068 · wf-form4_168600585210512.xml · nonDerivative · entry 1

Levine Alan M · CIK 0001766833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that vested on June 1, 2023.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 22:53 UTC
JOHNSON JOHNDirector
Exercise / conversionRestricted Stock Units · Derivative 6,459 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000066 · wf-form4_168600562557232.xml · derivative · entry 2

JOHNSON JOHN · CIK 0001410781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $120,000 valuation as of the grant date and vests on June 1, 2023, one year from the anniversary of the grant date.

F3 · derivative.expiration_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $120,000 valuation as of the grant date and vests on June 1, 2023, one year from the anniversary of the grant date.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 22:53 UTC
JOHNSON JOHNDirector
Exercise / conversionCommon Stock 6,459 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000066 · wf-form4_168600562557232.xml · nonDerivative · entry 1

JOHNSON JOHN · CIK 0001410781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that vested on June 1, 2023.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 22:52 UTC Exercise / conversionRestricted Stock Units · Derivative 6,459 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000064 · wf-form4_168600551404884.xml · derivative · entry 2

NEELS GUIDO J · CIK 0001222362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $120,000 valuation as of the grant date and vests on June 1, 2023, one year from the anniversary of the grant date.

F3 · derivative.expiration_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $120,000 valuation as of the grant date and vests on June 1, 2023, one year from the anniversary of the grant date.

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June 01, 2023 Filed Jun 5, 2023 22:52 UTC Exercise / conversionCommon Stock 6,459 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000064 · wf-form4_168600551404884.xml · nonDerivative · entry 1

NEELS GUIDO J · CIK 0001222362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that vested on June 1, 2023.

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June 01, 2023 Filed Jun 5, 2023 22:47 UTC Exercise / conversionRestricted Stock Units · Derivative 6,459 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000062 · wf-form4_168600524446062.xml · derivative · entry 4

Freitag Gregory Gene · CIK 0001492710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F5 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $120,000 valuation as of the grant date and vests on June 1, 2023, one year from the anniversary of the grant date.

F5 · derivative.expiration_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $120,000 valuation as of the grant date and vests on June 1, 2023, one year from the anniversary of the grant date.

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June 01, 2023 Filed Jun 5, 2023 22:47 UTC Exercise / conversionCommon Stock 6,459 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000062 · wf-form4_168600524446062.xml · nonDerivative · entry 3

Freitag Gregory Gene · CIK 0001492710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: This reflects the number of restricted stock units that vested on June 1, 2023.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 22:47 UTC SaleCommon Stock 29,480 $8.74 $257,655.20
Disclosure

SEC source: 0000805928-23-000062 · wf-form4_168600524446062.xml · nonDerivative · entry 2

Freitag Gregory Gene · CIK 0001492710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,135

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.66 to $8.83 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 01, 2023 Filed Jun 5, 2023 22:47 UTC SaleCommon Stock 12,500 $8.65 $108,125.00
Disclosure

SEC source: 0000805928-23-000062 · wf-form4_168600524446062.xml · nonDerivative · entry 1

Freitag Gregory Gene · CIK 0001492710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,615

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.57 to $8.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 01, 2023 Filed Jun 5, 2023 22:24 UTC Exercise / conversionRestricted Stock Units · Derivative 6,459 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000060 · wf-form4_168600385814712.xml · derivative · entry 2

Wendell Amy McBride · CIK 0001400568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $120,000 valuation as of the grant date and vests on June 1, 2023, one year from the anniversary of the grant date.

F3 · derivative.expiration_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $120,000 valuation as of the grant date and vests on June 1, 2023, one year from the anniversary of the grant date.

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June 01, 2023 Filed Jun 5, 2023 22:24 UTC Exercise / conversionCommon Stock 6,459 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000060 · wf-form4_168600385814712.xml · nonDerivative · entry 1

Wendell Amy McBride · CIK 0001400568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that vested on June 1, 2023.

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June 01, 2023 Filed Jun 5, 2023 22:22 UTC
THOMAS PAULDirector
Exercise / conversionRestricted Stock Units · Derivative 6,459 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000058 · wf-form4_168600374905379.xml · derivative · entry 2

THOMAS PAUL · CIK 0001166776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $120,000 valuation as of the grant date and vests on June 1, 2023, one year from the anniversary of the grant date.

F3 · derivative.expiration_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $120,000 valuation as of the grant date and vests on June 1, 2023, one year from the anniversary of the grant date.

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June 01, 2023 Filed Jun 5, 2023 22:22 UTC
THOMAS PAULDirector
Exercise / conversionCommon Stock 6,459 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000058 · wf-form4_168600374905379.xml · nonDerivative · entry 1

THOMAS PAUL · CIK 0001166776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that vested on June 1, 2023.

Read SEC document
May 23, 2023 Filed May 24, 2023 20:12 UTC SaleCommon Stock 4,640 $9.26 $42,966.40
Disclosure

SEC source: 0000805928-23-000056 · wf-form4_168495914913321.xml · nonDerivative · entry 2

Freitag Gregory Gene · CIK 0001492710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,115

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.21 to $9.54 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 23, 2023 Filed May 24, 2023 20:12 UTC SaleCommon Stock 2,828 $9.17 $25,932.76
Disclosure

SEC source: 0000805928-23-000056 · wf-form4_168495914913321.xml · nonDerivative · entry 1

Freitag Gregory Gene · CIK 0001492710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,755

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.15 to $9.20 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 12, 2023 Filed May 16, 2023 20:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,750 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0000805928-23-000053 · wf-form4_168426906043269.xml · derivative · entry 4

Wendell Amy McBride · CIK 0001400568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2023-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0000805928-23-000053 · wf-form4_168426906043269.xml · derivative · entry 3

Wendell Amy McBride · CIK 0001400568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2023-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:31 UTC Exercise / conversionCommon Stock 3,750 $9.22 $34,575.00
Disclosure

SEC source: 0000805928-23-000053 · wf-form4_168426906043269.xml · nonDerivative · entry 2

Wendell Amy McBride · CIK 0001400568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:31 UTC Exercise / conversionCommon Stock 25,000 $9.22 $230,500.00
Disclosure

SEC source: 0000805928-23-000053 · wf-form4_168426906043269.xml · nonDerivative · entry 1

Wendell Amy McBride · CIK 0001400568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2023 Filed Mar 21, 2023 01:18 UTC
MARTINEZ MARIA D.Chief Human Resources Officer
GrantEmployee Stock Option (right to purchase) · Derivative 46,300 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000034 · wf-form4_167936151124378.xml · derivative · entry 14

MARTINEZ MARIA D. · CIK 0001633672 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,300

Underlying: Common Stock · 46,300 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F8 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2027 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2025 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F8 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2027 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2025 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

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March 16, 2023 Filed Mar 21, 2023 01:18 UTC
MARTINEZ MARIA D.Chief Human Resources Officer
GrantEmployee Stock Option (right to purchase) · Derivative 66,500 $0.00 Strike: $8.27 $0.00
Disclosure

SEC source: 0000805928-23-000034 · wf-form4_167936151124378.xml · derivative · entry 13

MARTINEZ MARIA D. · CIK 0001633672 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,500

Underlying: Common Stock · 66,500 shares

Expires 2033-03-16

F7 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2027 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2025 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

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March 16, 2023 Filed Mar 21, 2023 01:18 UTC
MARTINEZ MARIA D.Chief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 5,900 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000034 · wf-form4_167936151124378.xml · derivative · entry 12

MARTINEZ MARIA D. · CIK 0001633672 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,900

Underlying: Common Stock · 5,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F6 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023, 25% of the aggregate shares vest on March 16, 2024, and 25% of the aggregate shares vest on March 16, 2025. Vested shares will be delivered to the reporting person upon the vesting date.

F6 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023, 25% of the aggregate shares vest on March 16, 2024, and 25% of the aggregate shares vest on March 16, 2025. Vested shares will be delivered to the reporting person upon the vesting date.

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March 16, 2023 Filed Mar 21, 2023 01:18 UTC
MARTINEZ MARIA D.Chief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 4,367 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000034 · wf-form4_167936151124378.xml · derivative · entry 11

MARTINEZ MARIA D. · CIK 0001633672 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,367

Underlying: Common Stock · 4,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F5 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (3 years from the grant date) based upon a vesting schedule whereby 33.33% of the aggregate shares vest on March 16, 2022, 33.33% of the aggregate shares vest on March 16, 2023, and 33.34% of the aggregate shares vest on March 16, 2024. Vested shares will be delivered to the reporting person upon the vesting date.

F5 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (3 years from the grant date) based upon a vesting schedule whereby 33.33% of the aggregate shares vest on March 16, 2022, 33.33% of the aggregate shares vest on March 16, 2023, and 33.34% of the aggregate shares vest on March 16, 2024. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2023 Filed Mar 21, 2023 01:18 UTC
MARTINEZ MARIA D.Chief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000034 · wf-form4_167936151124378.xml · derivative · entry 10

MARTINEZ MARIA D. · CIK 0001633672 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F4 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2023 Filed Mar 21, 2023 01:18 UTC
MARTINEZ MARIA D.Chief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0000805928-23-000034 · wf-form4_167936151124378.xml · derivative · entry 9

MARTINEZ MARIA D. · CIK 0001633672 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F4 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

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March 16, 2023 Filed Mar 21, 2023 01:18 UTC
MARTINEZ MARIA D.Chief Human Resources Officer
Tax withholdingCommon Stock 1,590 $8.27 $13,149.30
Disclosure

SEC source: 0000805928-23-000034 · wf-form4_167936151124378.xml · nonDerivative · entry 8

MARTINEZ MARIA D. · CIK 0001633672 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,308

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.