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Nasdaq · USD

AXGN

Axogen, Inc.

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4297
SEC CIK
0000805928
Parsed reports
513

Last 12 months

Inside the activity.

0 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025022
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202607
Jun 202600
Jul 202600
Aug 202603
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2019 Filed Jun 3, 2020 20:34 UTC GrantRestricted Stock Units · Derivative 2,591 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-006889 · edgar.xml · derivative · entry 2

Gold Mark Stephen · CIK 0001531332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,591

Underlying: Common Stock · 2,591 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F1 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $120,000 valuation as of the grant date and vests on September 3, 2019, one year from the anniversary of the grant date. Two-thirds of the annual equity grant value is in the form of non-qualified stock options and one-third of the annual equity grant value is in the form of restricted stock units.

F1 · derivative.expiration_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $120,000 valuation as of the grant date and vests on September 3, 2019, one year from the anniversary of the grant date. Two-thirds of the annual equity grant value is in the form of non-qualified stock options and one-third of the annual equity grant value is in the form of restricted stock units.

Read SEC document
September 03, 2019 Filed Jun 3, 2020 20:34 UTC GrantStock Option (right to purchase) · Derivative 10,710 $0.00 Strike: $15.44 $0.00
Disclosure

SEC source: 0001179110-20-006889 · edgar.xml · derivative · entry 1

Gold Mark Stephen · CIK 0001531332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,710

Underlying: Common Stock · 10,710 shares

Expires 2029-09-03

F1 · derivative.exercise_date: Annual equity grant for service as Director on the Axogen, Inc. Board of Directors. The number of shares pursuant to the equity grant is based on a $120,000 valuation as of the grant date and vests on September 3, 2019, one year from the anniversary of the grant date. Two-thirds of the annual equity grant value is in the form of non-qualified stock options and one-third of the annual equity grant value is in the form of restricted stock units.

Read SEC document
August 14, 2019 Filed Aug 14, 2019 20:23 UTC
MARTINEZ MARIA D.Chief Human Resources Officer
PurchaseCommon Stock 2,000 $15.13 $30,260.00
Disclosure

SEC source: 0001179110-19-009511 · edgar.xml · nonDerivative · entry 1

MARTINEZ MARIA D. · CIK 0001633672 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
August 13, 2019 Filed Aug 14, 2019 20:23 UTC
Billet IsabelleChief Strategy and BD Officer
PurchaseCommon Stock 5 $15.08 $75.40
Disclosure

SEC source: 0001179110-19-009512 · edgar.xml · nonDerivative · entry 13

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,635

Read SEC document
August 13, 2019 Filed Aug 14, 2019 20:23 UTC
Billet IsabelleChief Strategy and BD Officer
PurchaseCommon Stock 100 $15.08 $1,507.90
Disclosure

SEC source: 0001179110-19-009512 · edgar.xml · nonDerivative · entry 12

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,630

Read SEC document
August 13, 2019 Filed Aug 14, 2019 20:23 UTC
Billet IsabelleChief Strategy and BD Officer
PurchaseCommon Stock 100 $15.08 $1,507.90
Disclosure

SEC source: 0001179110-19-009512 · edgar.xml · nonDerivative · entry 11

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,530

Read SEC document
August 13, 2019 Filed Aug 14, 2019 20:23 UTC
Billet IsabelleChief Strategy and BD Officer
PurchaseCommon Stock 100 $15.08 $1,507.90
Disclosure

SEC source: 0001179110-19-009512 · edgar.xml · nonDerivative · entry 10

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,430

Read SEC document
August 13, 2019 Filed Aug 14, 2019 20:23 UTC
Billet IsabelleChief Strategy and BD Officer
PurchaseCommon Stock 100 $15.12 $1,512.00
Disclosure

SEC source: 0001179110-19-009512 · edgar.xml · nonDerivative · entry 9

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,330

Read SEC document
August 13, 2019 Filed Aug 14, 2019 20:23 UTC
Billet IsabelleChief Strategy and BD Officer
PurchaseCommon Stock 200 $15.11 $3,022.00
Disclosure

SEC source: 0001179110-19-009512 · edgar.xml · nonDerivative · entry 8

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,230

Read SEC document
August 13, 2019 Filed Aug 14, 2019 20:23 UTC
Billet IsabelleChief Strategy and BD Officer
PurchaseCommon Stock 100 $15.12 $1,512.00
Disclosure

SEC source: 0001179110-19-009512 · edgar.xml · nonDerivative · entry 7

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,030

Read SEC document
August 13, 2019 Filed Aug 14, 2019 20:23 UTC
Billet IsabelleChief Strategy and BD Officer
PurchaseCommon Stock 100 $15.11 $1,511.00
Disclosure

SEC source: 0001179110-19-009512 · edgar.xml · nonDerivative · entry 6

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,930

Read SEC document
August 13, 2019 Filed Aug 14, 2019 20:23 UTC
Billet IsabelleChief Strategy and BD Officer
PurchaseCommon Stock 100 $15.12 $1,512.00
Disclosure

SEC source: 0001179110-19-009512 · edgar.xml · nonDerivative · entry 5

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,830

Read SEC document
August 13, 2019 Filed Aug 14, 2019 20:23 UTC
Billet IsabelleChief Strategy and BD Officer
PurchaseCommon Stock 8 $15.12 $120.96
Disclosure

SEC source: 0001179110-19-009512 · edgar.xml · nonDerivative · entry 4

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,730

Read SEC document
August 13, 2019 Filed Aug 14, 2019 20:23 UTC
Billet IsabelleChief Strategy and BD Officer
PurchaseCommon Stock 4 $15.12 $60.48
Disclosure

SEC source: 0001179110-19-009512 · edgar.xml · nonDerivative · entry 3

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,722

Read SEC document
August 13, 2019 Filed Aug 14, 2019 20:23 UTC
Billet IsabelleChief Strategy and BD Officer
PurchaseCommon Stock 88 $15.12 $1,330.56
Disclosure

SEC source: 0001179110-19-009512 · edgar.xml · nonDerivative · entry 2

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,718

Read SEC document
August 13, 2019 Filed Aug 14, 2019 20:23 UTC
Billet IsabelleChief Strategy and BD Officer
PurchaseCommon Stock 4,630 $15.11 $69,959.30
Disclosure

SEC source: 0001179110-19-009512 · edgar.xml · nonDerivative · entry 1

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,630

Read SEC document
August 12, 2019 Filed Aug 13, 2019 12:45 UTC PurchaseCommon Stock 14,170 $14.10 $199,797.00
Disclosure

SEC source: 0001179110-19-009405 · edgar.xml · nonDerivative · entry 3

Blackford Quentin S. · CIK 0001612451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,468

Read SEC document
August 12, 2019 Filed Jun 5, 2020 20:48 UTC Amendment PurchaseCommon Stock 14,170 $14.10 $199,797.00
Disclosure

SEC source: 0001179110-20-007033 · edgar.xml · nonDerivative · entry 3

Blackford Quentin S. · CIK 0001612451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,535

F1 · balance_after: The original Form 4 filed on August 13, 2019 incorrectly stated, in Column 5, the total number of shares beneficially owned by the Reporting Person. This Form 4/A is being filed to correct the error.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 12:59 UTC
Zaderej Karen L.Director · CEO
PurchaseCommon Stock 75,000 $13.50 $1,012,425.00
Disclosure

SEC source: 0001179110-19-009360 · edgar.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,280

Read SEC document
August 09, 2019 Filed Aug 13, 2019 12:45 UTC PurchaseCommon Stock 200 $13.07 $2,614.00
Disclosure

SEC source: 0001179110-19-009405 · edgar.xml · nonDerivative · entry 2

Blackford Quentin S. · CIK 0001612451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,298

Read SEC document
August 09, 2019 Filed Aug 13, 2019 12:45 UTC PurchaseCommon Stock 1,165 $13.10 $15,261.50
Disclosure

SEC source: 0001179110-19-009405 · edgar.xml · nonDerivative · entry 1

Blackford Quentin S. · CIK 0001612451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,098

Read SEC document
August 09, 2019 Filed Aug 15, 2019 20:03 UTC PurchaseCommon Stock 100 $13.04 $1,304.00
Disclosure

SEC source: 0001179110-19-009535 · edgar.xml · nonDerivative · entry 6

Gold Mark Stephen · CIK 0001531332 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust-See Footnote

Disclosed balance after: 348,761

F2 · balance_after: The shares of common stock for Dr. Gold indirect ownership of 2,000 shares held by The Janice Gold Living Trust dated 10-30-17, IA.

F2 · ownership.direct: The shares of common stock for Dr. Gold indirect ownership of 2,000 shares held by The Janice Gold Living Trust dated 10-30-17, IA.

Read SEC document
August 09, 2019 Filed Aug 15, 2019 20:03 UTC PurchaseCommon Stock 700 $13.05 $9,135.00
Disclosure

SEC source: 0001179110-19-009535 · edgar.xml · nonDerivative · entry 5

Gold Mark Stephen · CIK 0001531332 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust-See Footnote

Disclosed balance after: 348,661

F2 · balance_after: The shares of common stock for Dr. Gold indirect ownership of 2,000 shares held by The Janice Gold Living Trust dated 10-30-17, IA.

F2 · ownership.direct: The shares of common stock for Dr. Gold indirect ownership of 2,000 shares held by The Janice Gold Living Trust dated 10-30-17, IA.

Read SEC document
August 09, 2019 Filed Aug 15, 2019 20:03 UTC PurchaseCommon Stock 1,000 $13.13 $13,130.00
Disclosure

SEC source: 0001179110-19-009535 · edgar.xml · nonDerivative · entry 4

Gold Mark Stephen · CIK 0001531332 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust-See Footnote

Disclosed balance after: 347,961

F2 · balance_after: The shares of common stock for Dr. Gold indirect ownership of 2,000 shares held by The Janice Gold Living Trust dated 10-30-17, IA.

F2 · ownership.direct: The shares of common stock for Dr. Gold indirect ownership of 2,000 shares held by The Janice Gold Living Trust dated 10-30-17, IA.

Read SEC document
August 09, 2019 Filed Aug 15, 2019 20:03 UTC PurchaseCommon Stock 100 $13.04 $1,304.00
Disclosure

SEC source: 0001179110-19-009535 · edgar.xml · nonDerivative · entry 3

Gold Mark Stephen · CIK 0001531332 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust-See Footnote

Disclosed balance after: 346,961

F2 · balance_after: The shares of common stock for Dr. Gold indirect ownership of 2,000 shares held by The Janice Gold Living Trust dated 10-30-17, IA.

F2 · ownership.direct: The shares of common stock for Dr. Gold indirect ownership of 2,000 shares held by The Janice Gold Living Trust dated 10-30-17, IA.

Read SEC document
August 09, 2019 Filed Aug 15, 2019 20:03 UTC PurchaseCommon Stock 100 $13.04 $1,304.00
Disclosure

SEC source: 0001179110-19-009535 · edgar.xml · nonDerivative · entry 2

Gold Mark Stephen · CIK 0001531332 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust-See Footnote

Disclosed balance after: 346,861

F2 · balance_after: The shares of common stock for Dr. Gold indirect ownership of 2,000 shares held by The Janice Gold Living Trust dated 10-30-17, IA.

F2 · ownership.direct: The shares of common stock for Dr. Gold indirect ownership of 2,000 shares held by The Janice Gold Living Trust dated 10-30-17, IA.

Read SEC document
August 09, 2019 Filed Aug 15, 2019 20:03 UTC PurchaseCommon Stock 2,000 $13.11 $26,212.00
Disclosure

SEC source: 0001179110-19-009535 · edgar.xml · nonDerivative · entry 1

Gold Mark Stephen · CIK 0001531332 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust-See Footnote

Disclosed balance after: 346,761

F1 · balance_after: The shares of common stock for Dr. Gold include 49,290 shares held jointly by Dr. Gold and his wife and indirect ownership of 297,471 shares held MJSK, Ltd., a decedent investment trust held by Dr. Gold's Family.

F1 · ownership.direct: The shares of common stock for Dr. Gold include 49,290 shares held jointly by Dr. Gold and his wife and indirect ownership of 297,471 shares held MJSK, Ltd., a decedent investment trust held by Dr. Gold's Family.

Read SEC document
August 09, 2019 Filed Jun 5, 2020 20:48 UTC Amendment PurchaseCommon Stock 200 $13.07 $2,614.00
Disclosure

SEC source: 0001179110-20-007033 · edgar.xml · nonDerivative · entry 2

Blackford Quentin S. · CIK 0001612451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,365

F1 · balance_after: The original Form 4 filed on August 13, 2019 incorrectly stated, in Column 5, the total number of shares beneficially owned by the Reporting Person. This Form 4/A is being filed to correct the error.

Read SEC document
August 09, 2019 Filed Jun 5, 2020 20:48 UTC Amendment PurchaseCommon Stock 1,165 $13.10 $15,261.50
Disclosure

SEC source: 0001179110-20-007033 · edgar.xml · nonDerivative · entry 1

Blackford Quentin S. · CIK 0001612451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165

F1 · balance_after: The original Form 4 filed on August 13, 2019 incorrectly stated, in Column 5, the total number of shares beneficially owned by the Reporting Person. This Form 4/A is being filed to correct the error.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 20:34 UTC SaleCommon Stock 20,000 $20.00 $400,000.00
Disclosure

SEC source: 0001179110-19-007697 · edgar.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,974

F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on May 13, 2019. The sales resulted in the completion of the Plan so no more shares will be sold pursuant to the Plan.

F2 · price: The price reported is the actual sale price for all of these shares that were sold in multiple transactions. The reporting person undertakes to provide to Axogen, Inc., any security holder of Axogen, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the sale of the shares.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 20:31 UTC PurchaseCommon Stock 5,000 $20.25 $101,250.00
Disclosure

SEC source: 0001179110-19-007686 · edgar.xml · nonDerivative · entry 1

Wendell Amy McBride · CIK 0001400568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,333

F1 · shares: The reporting person purchased these shares in her individual capacity in the open market and not through any directed share or other formal program.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $20.20 to $20.26. The reporting person undertakes to provide to Axogen, Inc., any security holder of Axogen, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:07 UTC
Zaderej Karen L.Director · CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,056 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001179110-19-006887 · edgar.xml · derivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,056 shares

Expires 2019-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:07 UTC
Zaderej Karen L.Director · CEO
Exercise / conversionCommon Stock 18,056 $0.27 $4,875.12
Disclosure

SEC source: 0001179110-19-006887 · edgar.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2019 Filed May 18, 2019 01:47 UTC
Friedman Mark LouisVP,Regulatory & Quality
Disposition to issuerCommon Stock 67,952 $21.14 $1,436,593.62
Disclosure

SEC source: 0001179110-19-006343 · edgar.xml · nonDerivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560

Read SEC document
May 15, 2019 Filed May 18, 2019 01:38 UTC GrantStock Option (right to purchase) · Derivative 23,933 $0.00 Strike: $22.99 $0.00
Disclosure

SEC source: 0001179110-19-006341 · edgar.xml · derivative · entry 1

Blackford Quentin S. · CIK 0001612451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,933

Underlying: Common Stock · 23,933 shares

Expires 2022-05-15

F1 · derivative.exercise_date: Option grant for joining the Issuer's Board of Directors. Options vest annually in equal parts over a three year period and become fully vested on May 15, 2022.

Read SEC document
May 15, 2019 Filed May 18, 2019 01:37 UTC GrantStock Option (right to purchase) · Derivative 23,933 $0.00 Strike: $22.99 $0.00
Disclosure

SEC source: 0001179110-19-006340 · edgar.xml · derivative · entry 1

Levine Alan M · CIK 0001766833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,933

Underlying: Common Stock · 23,933 shares

Expires 2022-05-15

F1 · derivative.exercise_date: Option grant for joining the Issuer's Board of Directors. Options vest annually in equal parts over a three year period and become fully vested on May 15, 2022.

Read SEC document
May 13, 2019 Filed May 17, 2019 01:14 UTC
Hansen David KVP Finance & Treasurer
SaleCommon Stock 20,000 $22.63 $452,600.00
Disclosure

SEC source: 0001104659-19-030080 · a4.xml · nonDerivative · entry 1

Hansen David K · CIK 0001362545 · VP Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,588

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:25 UTC
Zaderej Karen L.Director · CEO
GrantCommon Stock 16,015 $17.57 $281,383.55
Disclosure

SEC source: 0001179110-19-002059 · edgar.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,224

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:25 UTC
Freitag Gregory GeneDirector · General Counsel
GrantCommon Stock 3,377 $17.57 $59,333.89
Disclosure

SEC source: 0001179110-19-002058 · edgar.xml · nonDerivative · entry 1

Freitag Gregory Gene · CIK 0001492710 · Director · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,260

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:25 UTC
Friedman Mark LouisVP,Regulatory & Quality
Tax withholdingCommon Stock 573 $17.57 $10,067.61
Disclosure

SEC source: 0001179110-19-002056 · edgar.xml · nonDerivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,512

F2 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 15, 2019.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:25 UTC
Friedman Mark LouisVP,Regulatory & Quality
GrantCommon Stock 1,930 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002056 · edgar.xml · nonDerivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,085

F1 · shares: This reflects the number of shares that became vested as of February 15, 2019 upon the attainment of certain performance criteria.

F1 · price: This reflects the number of shares that became vested as of February 15, 2019 upon the attainment of certain performance criteria.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:25 UTC
MARIANI PETER JChief Financial Officer
Tax withholdingCommon Stock 2,355 $17.57 $41,377.35
Disclosure

SEC source: 0001179110-19-002057 · edgar.xml · nonDerivative · entry 2

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,682

F2 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 15, 2019.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:25 UTC
MARIANI PETER JChief Financial Officer
GrantCommon Stock 7,654 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002057 · edgar.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,037

F1 · shares: This reflects the number of shares that became vested as of February 15, 2019 upon the attainment of certain performance criteria.

F1 · price: This reflects the number of shares that became vested as of February 15, 2019 upon the attainment of certain performance criteria.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:24 UTC Tax withholdingCommon Stock 573 $17.57 $10,067.61
Disclosure

SEC source: 0001179110-19-002054 · edgar.xml · nonDerivative · entry 2

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,974

F2 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 15, 2019.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:24 UTC GrantCommon Stock 1,930 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002054 · edgar.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,547

F1 · shares: This reflects the number of shares that became vested as of February 15, 2019 upon the attainment of certain performance criteria.

F1 · price: This reflects the number of shares that became vested as of February 15, 2019 upon the attainment of certain performance criteria.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:24 UTC
Hansen David KVP Finance & Treasurer
Tax withholdingCommon Stock 573 $17.57 $10,067.61
Disclosure

SEC source: 0001179110-19-002055 · edgar.xml · nonDerivative · entry 2

Hansen David K · CIK 0001362545 · VP Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,588

F2 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 15, 2019.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:24 UTC
Hansen David KVP Finance & Treasurer
GrantCommon Stock 1,930 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002055 · edgar.xml · nonDerivative · entry 1

Hansen David K · CIK 0001362545 · VP Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,161

F1 · shares: This reflects the number of shares that became vested as of February 15, 2019 upon the attainment of certain performance criteria.

F1 · price: This reflects the number of shares that became vested as of February 15, 2019 upon the attainment of certain performance criteria.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:24 UTC
DeVinney Erick WayneVP, Clinical&Translational Sc
Tax withholdingCommon Stock 1,498 $17.57 $26,319.86
Disclosure

SEC source: 0001179110-19-002053 · edgar.xml · nonDerivative · entry 2

DeVinney Erick Wayne · CIK 0001595972 · VP, Clinical&Translational Sc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,971

F2 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 15, 2019.

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February 15, 2019 Filed Feb 19, 2019 18:24 UTC
DeVinney Erick WayneVP, Clinical&Translational Sc
GrantCommon Stock 5,079 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002053 · edgar.xml · nonDerivative · entry 1

DeVinney Erick Wayne · CIK 0001595972 · VP, Clinical&Translational Sc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,469

F1 · shares: This reflects the number of shares that became vested as of February 15, 2019 upon the attainment of certain performance criteria.

F1 · price: This reflects the number of shares that became vested as of February 15, 2019 upon the attainment of certain performance criteria.

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February 15, 2019 Filed Feb 19, 2019 18:24 UTC
Gingrich Jon S.Chief Commercial Officer
Tax withholdingCommon Stock 1,342 $17.57 $23,578.94
Disclosure

SEC source: 0001179110-19-002052 · edgar.xml · nonDerivative · entry 2

Gingrich Jon S. · CIK 0001711638 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,190

F2 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 15, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.