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Nasdaq · USD

AXGN

Axogen, Inc.

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4297
SEC CIK
0000805928
Parsed reports
513

Last 12 months

Inside the activity.

0 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025022
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202607
Jun 202600
Jul 202600
Aug 202603
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2021 Filed Jun 7, 2021 21:25 UTC Amendment Exercise / conversionCommon Stock 15,000 $5.09 $76,350.00
Disclosure

SEC source: 0000805928-21-000115 · wf-form4a_162310109457355.xml · nonDerivative · entry 2

NEELS GUIDO J · CIK 0001222362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

Read SEC document
May 19, 2021 Filed Jun 7, 2021 21:25 UTC Amendment Exercise / conversionCommon Stock 25,000 $3.80 $95,000.00
Disclosure

SEC source: 0000805928-21-000115 · wf-form4a_162310109457355.xml · nonDerivative · entry 1

NEELS GUIDO J · CIK 0001222362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 amendment is being filed to correct the original Form 4 filed on May 21, 2021. The original Form 4 had the incorrect address for the reporting person.

F2 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:10 UTC
DeVinney Erick WayneVP of Clin. & Trans. Sciences
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $2.86 Strike: $2.86 $28,600.00
Disclosure

SEC source: 0000805928-21-000076 · wf-form4_161981342959757.xml · derivative · entry 2

DeVinney Erick Wayne · CIK 0001595972 · VP of Clin. & Trans. Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All shares pursuant to the employee stock option were fully vested on May 1, 2018 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vested on May 1, 2015 (12 months from the option grant date) and an additional 12.5% of the aggregate shares each 6 months thereafter.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:10 UTC
DeVinney Erick WayneVP of Clin. & Trans. Sciences
Exercise / conversionCommon Stock 10,000 $2.86 $28,600.00
Disclosure

SEC source: 0000805928-21-000076 · wf-form4_161981342959757.xml · nonDerivative · entry 1

DeVinney Erick Wayne · CIK 0001595972 · VP of Clin. & Trans. Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:09 UTC
Zaderej Karen L.Director · CEO
Exercise / conversionEmployee Stock Option (right to purchase) · Derivative 100,000 $5.09 Strike: $5.09 $509,000.00
Disclosure

SEC source: 0000805928-21-000074 · wf-form4_161894935065728.xml · derivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 100,000 shares

Expires 2022-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All shares of Common Stock underlying the employee stock option became fully vested on December 29, 2019 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vested on December 29, 2016 (12 months from the option grant date) and an additional 12.5% of the aggregate shares vested each 6 months thereafter.

Read SEC document
April 16, 2021 Filed Apr 20, 2021 20:09 UTC
Zaderej Karen L.Director · CEO
Exercise / conversionCommon Stock 100,000 $5.09 $509,000.00
Disclosure

SEC source: 0000805928-21-000074 · wf-form4_161894935065728.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:17 UTC
Zaderej Karen L.Director · CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,500 $3.67 Strike: $3.67 $56,885.00
Disclosure

SEC source: 0000805928-21-000069 · wf-form4_161704904152217.xml · derivative · entry 3

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,500 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:17 UTC
Zaderej Karen L.Director · CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 19,000 $3.67 Strike: $3.67 $69,730.00
Disclosure

SEC source: 0000805928-21-000069 · wf-form4_161704904152217.xml · derivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,000 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:17 UTC
Zaderej Karen L.Director · CEO
Exercise / conversionCommon Stock 34,500 $3.67 $126,615.00
Disclosure

SEC source: 0000805928-21-000069 · wf-form4_161704904152217.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:56 UTC
Friedman Mark LouisVP Regulatory Affairs & Policy
GrantRestricted Stock Units · Derivative 11,800 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000066 · wf-form4_161610456846121.xml · derivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,800

Underlying: Common Stock · 11,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:56 UTC
Friedman Mark LouisVP Regulatory Affairs & Policy
GrantEmployee Stock Option (right to purchase) · Derivative 23,500 $0.00 Strike: $20.91 $0.00
Disclosure

SEC source: 0000805928-21-000066 · wf-form4_161610456846121.xml · derivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 23,500 shares

Expires 2031-03-16

F1 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2025 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:56 UTC
Billet IsabelleChief Strategy and BD Officer
GrantRestricted Stock Units · Derivative 11,800 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000065 · wf-form4_161610454800187.xml · derivative · entry 2

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,800

Underlying: Common Stock · 11,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:56 UTC
Billet IsabelleChief Strategy and BD Officer
GrantEmployee Stock Option (right to purchase) · Derivative 23,500 $0.00 Strike: $20.91 $0.00
Disclosure

SEC source: 0000805928-21-000065 · wf-form4_161610454800187.xml · derivative · entry 1

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 23,500 shares

Expires 2031-03-16

F1 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2025 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:55 UTC GrantRestricted Stock Units · Derivative 11,800 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000063 · wf-form4_161610451243588.xml · derivative · entry 2

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,800

Underlying: Common Stock · 11,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:55 UTC GrantEmployee Stock Option (right to purchase) · Derivative 23,500 $0.00 Strike: $20.91 $0.00
Disclosure

SEC source: 0000805928-21-000063 · wf-form4_161610451243588.xml · derivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 23,500 shares

Expires 2031-03-16

F1 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2025 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:55 UTC
MARTINEZ MARIA D.Chief Human Resources Officer
GrantRestricted Stock Units · Derivative 13,100 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000064 · wf-form4_161610453043149.xml · derivative · entry 3

MARTINEZ MARIA D. · CIK 0001633672 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,900

Underlying: Common Stock · 13,100 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (3 years from the grant date) based upon a vesting schedule whereby 33.33% of the aggregate shares vest on March 16, 2022, 33.33% of the aggregate shares vest on March 16, 2023, and 33.34% of the aggregate shares vest on March 16, 2024. Vested shares will be delivered to the reporting person upon the vesting date.

F4 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (3 years from the grant date) based upon a vesting schedule whereby 33.33% of the aggregate shares vest on March 16, 2022, 33.33% of the aggregate shares vest on March 16, 2023, and 33.34% of the aggregate shares vest on March 16, 2024. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:55 UTC
MARTINEZ MARIA D.Chief Human Resources Officer
GrantRestricted Stock Units · Derivative 11,800 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000064 · wf-form4_161610453043149.xml · derivative · entry 2

MARTINEZ MARIA D. · CIK 0001633672 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,800

Underlying: Common Stock · 11,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:55 UTC
MARTINEZ MARIA D.Chief Human Resources Officer
GrantEmployee Stock Option (right to purchase) · Derivative 23,500 $0.00 Strike: $20.91 $0.00
Disclosure

SEC source: 0000805928-21-000064 · wf-form4_161610453043149.xml · derivative · entry 1

MARTINEZ MARIA D. · CIK 0001633672 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 23,500 shares

Expires 2031-03-16

F1 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2025 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:55 UTC
DeVinney Erick WayneVP, Clinical&Translational Sc
GrantRestricted Stock Units · Derivative 11,800 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000062 · wf-form4_161610449172937.xml · derivative · entry 2

DeVinney Erick Wayne · CIK 0001595972 · VP, Clinical&Translational Sc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,800

Underlying: Common Stock · 11,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:55 UTC
DeVinney Erick WayneVP, Clinical&Translational Sc
GrantEmployee Stock Option (right to purchase) · Derivative 23,500 $0.00 Strike: $20.91 $0.00
Disclosure

SEC source: 0000805928-21-000062 · wf-form4_161610449172937.xml · derivative · entry 1

DeVinney Erick Wayne · CIK 0001595972 · VP, Clinical&Translational Sc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 23,500 shares

Expires 2031-03-16

F1 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2025 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:54 UTC
Zaderej Karen L.Director · CEO
GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000061 · wf-form4_161610446437517.xml · derivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:54 UTC
Zaderej Karen L.Director · CEO
GrantEmployee Stock Option (right to purchase) · Derivative 76,600 $0.00 Strike: $20.91 $0.00
Disclosure

SEC source: 0000805928-21-000061 · wf-form4_161610446437517.xml · derivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,600

Underlying: Common Stock · 76,600 shares

Expires 2031-03-16

F1 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2025 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:54 UTC
Ottinger BradleyGeneral Counsel and CCO
GrantRestricted Stock Units · Derivative 7,690 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000060 · wf-form4_161610444382775.xml · derivative · entry 3

Ottinger Bradley · CIK 0001813381 · General Counsel and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,490

Underlying: Common Stock · 7,690 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (3 years from the grant date) based upon a vesting schedule whereby 33.33% of the aggregate shares vest on March 16, 2022, 33.33% of the aggregate shares vest on March 16, 2023, and 33.34% of the aggregate shares vest on March 16, 2024. Vested shares will be delivered to the reporting person upon the vesting date.

F4 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (3 years from the grant date) based upon a vesting schedule whereby 33.33% of the aggregate shares vest on March 16, 2022, 33.33% of the aggregate shares vest on March 16, 2023, and 33.34% of the aggregate shares vest on March 16, 2024. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:54 UTC
Ottinger BradleyGeneral Counsel and CCO
GrantRestricted Stock Units · Derivative 11,800 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000060 · wf-form4_161610444382775.xml · derivative · entry 2

Ottinger Bradley · CIK 0001813381 · General Counsel and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,800

Underlying: Common Stock · 11,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:54 UTC
Ottinger BradleyGeneral Counsel and CCO
GrantEmployee Stock Option (right to purchase) · Derivative 23,500 $0.00 Strike: $20.91 $0.00
Disclosure

SEC source: 0000805928-21-000060 · wf-form4_161610444382775.xml · derivative · entry 1

Ottinger Bradley · CIK 0001813381 · General Counsel and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 23,500 shares

Expires 2031-03-16

F1 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2025 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:53 UTC
Sandberg EricChief Commercial Officer
GrantRestricted Stock Units · Derivative 11,800 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000059 · wf-form4_161610441718155.xml · derivative · entry 2

Sandberg Eric · CIK 0001764446 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,800

Underlying: Common Stock · 11,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

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March 16, 2021 Filed Mar 18, 2021 21:53 UTC
Sandberg EricChief Commercial Officer
GrantEmployee Stock Option (right to purchase) · Derivative 23,500 $0.00 Strike: $20.91 $0.00
Disclosure

SEC source: 0000805928-21-000059 · wf-form4_161610441718155.xml · derivative · entry 1

Sandberg Eric · CIK 0001764446 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 23,500 shares

Expires 2031-03-16

F1 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2025 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

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March 16, 2021 Filed Mar 18, 2021 21:53 UTC
MARIANI PETER JEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 30,500 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000058 · wf-form4_161610439646610.xml · derivative · entry 2

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,500

Underlying: Common Stock · 30,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

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March 16, 2021 Filed Mar 18, 2021 21:53 UTC
MARIANI PETER JEVP & Chief Financial Officer
GrantEmployee Stock Option (right to purchase) · Derivative 61,000 $0.00 Strike: $20.91 $0.00
Disclosure

SEC source: 0000805928-21-000058 · wf-form4_161610439646610.xml · derivative · entry 1

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Underlying: Common Stock · 61,000 shares

Expires 2031-03-16

F1 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2025 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:53 UTC
Scopelianos AngeloChief R&D Officer
GrantRestricted Stock Units · Derivative 16,500 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000057 · wf-form4_161610437741856.xml · derivative · entry 2

Scopelianos Angelo · CIK 0001751541 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:53 UTC
Scopelianos AngeloChief R&D Officer
GrantEmployee Stock Option (right to purchase) · Derivative 34,000 $0.00 Strike: $20.91 $0.00
Disclosure

SEC source: 0000805928-21-000057 · wf-form4_161610437741856.xml · derivative · entry 1

Scopelianos Angelo · CIK 0001751541 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 34,000 shares

Expires 2031-03-16

F1 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2025 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:08 UTC SaleCommon Stock 24,000 $22.06 $529,440.00
Disclosure

SEC source: 0000805928-21-000046 · wf-form4_161463290842472.xml · nonDerivative · entry 1

Freitag Gregory Gene · CIK 0001492710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,352

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020.

F1 · price: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.56 to $22.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2 to this Form 4.

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February 18, 2021 Filed Feb 19, 2021 21:12 UTC SaleCommon Stock 1,808 $19.15 $34,623.20
Disclosure

SEC source: 0000805928-21-000032 · wf-form4_161376909732872.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,839

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

F1 · price: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.04 to $19.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2 to this Form 4.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:27 UTC
Scopelianos AngeloChief R&D Officer
Tax withholdingCommon Stock 406 $18.71 $7,596.26
Disclosure

SEC source: 0000805928-21-000029 · wf-form4_161368721919283.xml · nonDerivative · entry 2

Scopelianos Angelo · CIK 0001751541 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,046

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:26 UTC
Friedman Mark LouisVP, Regulatory & Quality
Tax withholdingCommon Stock 361 $18.71 $6,754.31
Disclosure

SEC source: 0000805928-21-000028 · wf-form4_161368718486832.xml · nonDerivative · entry 4

Friedman Mark Louis · CIK 0001531023 · VP, Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,936

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:26 UTC
Friedman Mark LouisVP, Regulatory & Quality
Tax withholdingCommon Stock 590 $18.70 $11,033.00
Disclosure

SEC source: 0000805928-21-000028 · wf-form4_161368718486832.xml · nonDerivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP, Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,116

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:26 UTC
DeVinney Erick WayneVP, Clinical&Translational Sc
Tax withholdingCommon Stock 322 $18.70 $6,021.40
Disclosure

SEC source: 0000805928-21-000027 · wf-form4_161368715401383.xml · nonDerivative · entry 4

DeVinney Erick Wayne · CIK 0001595972 · VP, Clinical&Translational Sc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,082

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:26 UTC
DeVinney Erick WayneVP, Clinical&Translational Sc
Tax withholdingCommon Stock 1,542 $18.70 $28,835.40
Disclosure

SEC source: 0000805928-21-000027 · wf-form4_161368715401383.xml · nonDerivative · entry 2

DeVinney Erick Wayne · CIK 0001595972 · VP, Clinical&Translational Sc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,223

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:25 UTC
Sandberg EricChief Commercial Officer
Tax withholdingCommon Stock 903 $18.70 $16,886.10
Disclosure

SEC source: 0000805928-21-000026 · wf-form4_161368713357992.xml · nonDerivative · entry 2

Sandberg Eric · CIK 0001764446 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,223

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:17 UTC Tax withholdingCommon Stock 207 $18.71 $3,872.97
Disclosure

SEC source: 0000805928-21-000025 · wf-form4_161368661151954.xml · nonDerivative · entry 4

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,647

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:17 UTC Tax withholdingCommon Stock 590 $18.71 $11,038.90
Disclosure

SEC source: 0000805928-21-000025 · wf-form4_161368661151954.xml · nonDerivative · entry 2

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,179

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:16 UTC Tax withholdingCommon Stock 545 $18.70 $10,191.50
Disclosure

SEC source: 0000805928-21-000024 · wf-form4_161368656384787.xml · nonDerivative · entry 4

Freitag Gregory Gene · CIK 0001492710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,352

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:16 UTC Tax withholdingCommon Stock 1,032 $18.70 $19,298.40
Disclosure

SEC source: 0000805928-21-000024 · wf-form4_161368656384787.xml · nonDerivative · entry 2

Freitag Gregory Gene · CIK 0001492710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,113

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:15 UTC
MARTINEZ MARIA D.Chief Human Resources Officer
Tax withholdingCommon Stock 406 $18.71 $7,596.26
Disclosure

SEC source: 0000805928-21-000023 · wf-form4_161368653976675.xml · nonDerivative · entry 2

MARTINEZ MARIA D. · CIK 0001633672 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,584

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:15 UTC
MARIANI PETER JChief Financial Officer
Tax withholdingCommon Stock 789 $18.70 $14,754.30
Disclosure

SEC source: 0000805928-21-000022 · wf-form4_161368651610562.xml · nonDerivative · entry 4

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,234

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:15 UTC
MARIANI PETER JChief Financial Officer
Tax withholdingCommon Stock 2,165 $18.71 $40,507.15
Disclosure

SEC source: 0000805928-21-000022 · wf-form4_161368651610562.xml · nonDerivative · entry 2

MARIANI PETER J · CIK 0001222357 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,866

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:15 UTC
Zaderej Karen L.Director · CEO
Tax withholdingCommon Stock 3,504 $18.71 $65,559.84
Disclosure

SEC source: 0000805928-21-000021 · wf-form4_161368648138970.xml · nonDerivative · entry 4

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,412

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:15 UTC
Zaderej Karen L.Director · CEO
Tax withholdingCommon Stock 4,182 $18.71 $78,245.22
Disclosure

SEC source: 0000805928-21-000021 · wf-form4_161368648138970.xml · nonDerivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,938

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:14 UTC
Billet IsabelleChief Strategy and BD Officer
Tax withholdingCommon Stock 454 $18.71 $8,494.34
Disclosure

SEC source: 0000805928-21-000020 · wf-form4_161368645399853.xml · nonDerivative · entry 2

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,080

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:27 UTC
Scopelianos AngeloChief R&D Officer
GrantCommon Stock 1,325 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000029 · wf-form4_161368721919283.xml · nonDerivative · entry 1

Scopelianos Angelo · CIK 0001751541 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,452

F1 · shares: This reflects the number of shares that became vested as of February 16, 2021 upon the attainment of certain performance criteria.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.