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Nasdaq · USD

AXGN

Axogen, Inc.

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4297
SEC CIK
0000805928
Parsed reports
513

Last 12 months

Inside the activity.

0 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202504
Dec 2025022
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202607
Jun 202600
Jul 202600
Aug 202603
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2021 Filed Dec 29, 2021 21:17 UTC
DeVinney Erick WayneVP Peripheral Nerve Science
Exercise / conversionCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000179 · wf-form4_164081264670254.xml · nonDerivative · entry 1

DeVinney Erick Wayne · CIK 0001595972 · VP Peripheral Nerve Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that vested on December 27, 2021.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:15 UTC
Billet IsabelleChief Strategy and BD Officer
Exercise / conversionRestricted Stock Units · Derivative 1,150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000178 · wf-form4_164081251560102.xml · derivative · entry 3

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

Underlying: Common Stock · 2,300 shares

Expires 2022-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4 · derivative.exercise_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 27, 2022 (4 years from the grant date) based upon a vesting schedule whereby 50% of theaggregate shares vest on December 27, 2020 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting personupon the vesting date.

F4 · derivative.expiration_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 27, 2022 (4 years from the grant date) based upon a vesting schedule whereby 50% of theaggregate shares vest on December 27, 2020 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting personupon the vesting date.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:15 UTC
Billet IsabelleChief Strategy and BD Officer
Tax withholdingCommon Stock 326 $9.74 $3,175.24
Disclosure

SEC source: 0000805928-21-000178 · wf-form4_164081251560102.xml · nonDerivative · entry 2

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,184

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:15 UTC
Billet IsabelleChief Strategy and BD Officer
Exercise / conversionCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000178 · wf-form4_164081251560102.xml · nonDerivative · entry 1

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that vested on December 27, 2021.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:07 UTC
MARIANI PETER JEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,900 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000176 · wf-form4_164020724990588.xml · derivative · entry 3

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AxoGen, Inc. common stock.

F4 · derivative.exercise_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 18, 2021 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F4 · derivative.expiration_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 18, 2021 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:07 UTC
MARIANI PETER JEVP & Chief Financial Officer
Tax withholdingCommon Stock 757 $9.24 $6,994.68
Disclosure

SEC source: 0000805928-21-000176 · wf-form4_164020724990588.xml · nonDerivative · entry 2

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,169

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:07 UTC
MARIANI PETER JEVP & Chief Financial Officer
Exercise / conversionCommon Stock 1,900 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000176 · wf-form4_164020724990588.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that became vested as of December 18, 2021.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:09 UTC
Zaderej Karen L.Director · CEO
Exercise / conversionRestricted Stock Units · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000177 · wf-form4_164020733379564.xml · derivative · entry 3

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4 · derivative.exercise_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 18, 2021 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F4 · derivative.expiration_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 18, 2021 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:09 UTC
Zaderej Karen L.Director · CEO
Tax withholdingCommon Stock 1,243 $9.24 $11,485.32
Disclosure

SEC source: 0000805928-21-000177 · wf-form4_164020733379564.xml · nonDerivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923,029

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:09 UTC
Zaderej Karen L.Director · CEO
Exercise / conversionCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000177 · wf-form4_164020733379564.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that became vested as of December 18, 2021.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:06 UTC
Friedman Mark LouisVP Regulatory Affairs & Policy
Exercise / conversionRestricted Stock Units · Derivative 375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000175 · wf-form4_164020715735933.xml · derivative · entry 3

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 375 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4 · derivative.exercise_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 18, 2021 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:06 UTC
Friedman Mark LouisVP Regulatory Affairs & Policy
Tax withholdingCommon Stock 95 $9.24 $877.80
Disclosure

SEC source: 0000805928-21-000175 · wf-form4_164020715735933.xml · nonDerivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,588

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:06 UTC
Friedman Mark LouisVP Regulatory Affairs & Policy
Exercise / conversionCommon Stock 375 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000175 · wf-form4_164020715735933.xml · nonDerivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that became vested as of December 18, 2021.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:04 UTC Exercise / conversionRestricted Stock Units · Derivative 375 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000174 · wf-form4_164020706647634.xml · derivative · entry 3

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AxoGen, Inc. common stock.

F4 · derivative.exercise_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 18, 2021 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F4 · derivative.expiration_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 18, 2021 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:04 UTC Tax withholdingCommon Stock 95 $9.24 $877.80
Disclosure

SEC source: 0000805928-21-000174 · wf-form4_164020706647634.xml · nonDerivative · entry 2

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,119

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:04 UTC Exercise / conversionCommon Stock 375 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000174 · wf-form4_164020706647634.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that vested on December 18, 2021.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:03 UTC
DeVinney Erick WayneVP Peripheral Nerve Science
Exercise / conversionRestricted Stock Units · Derivative 575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000173 · wf-form4_164020697971757.xml · derivative · entry 3

DeVinney Erick Wayne · CIK 0001595972 · VP Peripheral Nerve Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 575 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4 · derivative.exercise_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 18, 2021 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:03 UTC
DeVinney Erick WayneVP Peripheral Nerve Science
Tax withholdingCommon Stock 144 $9.24 $1,330.56
Disclosure

SEC source: 0000805928-21-000173 · wf-form4_164020697971757.xml · nonDerivative · entry 2

DeVinney Erick Wayne · CIK 0001595972 · VP Peripheral Nerve Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,686

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units on December 18, 2021. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:03 UTC
DeVinney Erick WayneVP Peripheral Nerve Science
Exercise / conversionCommon Stock 575 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000173 · wf-form4_164020697971757.xml · nonDerivative · entry 1

DeVinney Erick Wayne · CIK 0001595972 · VP Peripheral Nerve Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that became vested as of December 18, 2021.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:02 UTC
DeVinney Erick WayneVP Peripheral Nerve Science
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0000805928-21-000172 · wf-form4_163977493108416.xml · derivative · entry 3

DeVinney Erick Wayne · CIK 0001595972 · VP Peripheral Nerve Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:02 UTC
DeVinney Erick WayneVP Peripheral Nerve Science
Tax withholdingCommon Stock 4,171 $8.80 $36,704.80
Disclosure

SEC source: 0000805928-21-000172 · wf-form4_163977493108416.xml · nonDerivative · entry 2

DeVinney Erick Wayne · CIK 0001595972 · VP Peripheral Nerve Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,255

F2 · shares: Represents the number of shares swapped to cover the exercise price of the options exercised via an attestation method stock swap in accordance with Rule16b-3.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:02 UTC
DeVinney Erick WayneVP Peripheral Nerve Science
Exercise / conversionCommon Stock 10,000 $3.67 $36,700.00
Disclosure

SEC source: 0000805928-21-000172 · wf-form4_163977493108416.xml · nonDerivative · entry 1

DeVinney Erick Wayne · CIK 0001595972 · VP Peripheral Nerve Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of shares that became vested as of December 29, 2018.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 21:09 UTC
Zaderej Karen L.Director · CEO
Exercise / conversionEmployee Stock Option (right to purchase) · Derivative 52,375 $8.95 Strike: $8.95 $468,756.25
Disclosure

SEC source: 0000805928-21-000171 · wf-form4_163822016284363.xml · derivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,125

Underlying: Common Stock · 52,375 shares

Expires 2026-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

F2 · derivative.exercise_date: All shares of Common Stock underlying the employee stock option will be fully vested on December 29, 2020 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vest on December 29, 2017 (12 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 21:09 UTC
Zaderej Karen L.Director · CEO
Exercise / conversionCommon Stock 52,375 $8.95 $468,756.25
Disclosure

SEC source: 0000805928-21-000171 · wf-form4_163822016284363.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 20:10 UTC
Zaderej Karen L.Director · CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 46,500 $3.67 Strike: $3.67 $170,655.00
Disclosure

SEC source: 0000805928-21-000165 · wf-form4_162914459993109.xml · derivative · entry 4

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,500 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

F3 · derivative.exercise_date: All shares of Common Stock underlying the employee stock option became fully vested on December 29, 2018 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vest on December 29, 2015 (12 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 20:10 UTC
Zaderej Karen L.Director · CEO
Exercise / conversionCommon Stock 46,500 $3.67 $170,655.00
Disclosure

SEC source: 0000805928-21-000165 · wf-form4_162914459993109.xml · nonDerivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 20:10 UTC
Zaderej Karen L.Director · CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,254 $5.09 Strike: $5.09 $42,012.86
Disclosure

SEC source: 0000805928-21-000165 · wf-form4_162914459993109.xml · derivative · entry 3

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,746

Underlying: Common Stock · 8,254 shares

Expires 2022-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

F2 · derivative.exercise_date: All shares of Common Stock underlying the employee stock option became fully vested on December 28, 2019 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vest on December 28, 2016 (12 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 20:10 UTC
Zaderej Karen L.Director · CEO
Exercise / conversionCommon Stock 8,254 $5.09 $42,012.86
Disclosure

SEC source: 0000805928-21-000165 · wf-form4_162914459993109.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

Read SEC document
August 10, 2021 Filed Aug 10, 2021 20:52 UTC
Zaderej Karen L.Director · CEO
Exercise / conversionEmployee Stock Option (right to purchase) · Derivative 75,000 $5.09 Strike: $5.09 $381,750.00
Disclosure

SEC source: 0000805928-21-000163 · wf-form4_162862871653373.xml · derivative · entry 6

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 75,000 shares

Expires 2022-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

F6 · derivative.exercise_date: All shares of Common Stock underlying the employee stock option became fully vested on December 29, 2019 (4 years from the option grant date) based upon a vesting schedule whereby 25% of the aggregate shares vest on December 29, 2016 (12 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
August 10, 2021 Filed Aug 10, 2021 20:52 UTC
Zaderej Karen L.Director · CEO
Exercise / conversionCommon Stock 75,000 $5.09 $381,750.00
Disclosure

SEC source: 0000805928-21-000163 · wf-form4_162862871653373.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 20:52 UTC
Zaderej Karen L.Director · CEO
SaleCommon Stock 2,083 $19.16 $39,910.28
Disclosure

SEC source: 0000805928-21-000163 · wf-form4_162862871653373.xml · nonDerivative · entry 5

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814,018

F5 · shares: The reported shares were sold pursuant to an Approved Rule 10b5-1 Plan dated June 7, 2021, as defined under the Company's Insider Trading Policy, with proceeds in connection with the November 19, 2018 and December 19, 2018 stock option exercises. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.075 to 19.40, inclusive.

F5 · price: The reported shares were sold pursuant to an Approved Rule 10b5-1 Plan dated June 7, 2021, as defined under the Company's Insider Trading Policy, with proceeds in connection with the November 19, 2018 and December 19, 2018 stock option exercises. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.075 to 19.40, inclusive.

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August 06, 2021 Filed Aug 10, 2021 20:52 UTC
Zaderej Karen L.Director · CEO
SaleCommon Stock 22,902 $18.41 $421,625.82
Disclosure

SEC source: 0000805928-21-000163 · wf-form4_162862871653373.xml · nonDerivative · entry 4

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,101

F4 · shares: The reported shares were sold pursuant to an Approved Rule 10b5-1 Plan dated June 7, 2021, as defined under the Company's Insider Trading Policy, with proceeds in connection with the November 19, 2018 and December 19, 2018 stock option exercises. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.20 to 18.69, inclusive.

F4 · price: The reported shares were sold pursuant to an Approved Rule 10b5-1 Plan dated June 7, 2021, as defined under the Company's Insider Trading Policy, with proceeds in connection with the November 19, 2018 and December 19, 2018 stock option exercises. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.20 to 18.69, inclusive.

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August 06, 2021 Filed Aug 10, 2021 20:52 UTC
Zaderej Karen L.Director · CEO
SaleCommon Stock 1,259 $19.18 $24,147.62
Disclosure

SEC source: 0000805928-21-000163 · wf-form4_162862871653373.xml · nonDerivative · entry 3

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 839,003

F3 · shares: The reported shares were sold pursuant to an Approved Rule 10b5-1 Plan dated June 7, 2021, as defined under the Company's Insider Trading Policy, with proceeds in connection with a performance stock award that vested on February 15, 2019. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.08 to 19.40, inclusive.

F3 · price: The reported shares were sold pursuant to an Approved Rule 10b5-1 Plan dated June 7, 2021, as defined under the Company's Insider Trading Policy, with proceeds in connection with a performance stock award that vested on February 15, 2019. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.08 to 19.40, inclusive.

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August 06, 2021 Filed Aug 10, 2021 20:52 UTC
Zaderej Karen L.Director · CEO
SaleCommon Stock 14,756 $18.40 $271,510.40
Disclosure

SEC source: 0000805928-21-000163 · wf-form4_162862871653373.xml · nonDerivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,262

F2 · shares: The reported shares were sold pursuant to an Approved Rule 10b5-1 Plan dated June 7, 2021, as defined under the Company's Insider Trading Policy, with proceeds in connection with a performance stock award that vested on February 15, 2019. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.20 to 18.69, inclusive. The reporting person undertakes to provide to Axogen, Inc., any security holder of Axogen, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.

F2 · price: The reported shares were sold pursuant to an Approved Rule 10b5-1 Plan dated June 7, 2021, as defined under the Company's Insider Trading Policy, with proceeds in connection with a performance stock award that vested on February 15, 2019. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.20 to 18.69, inclusive. The reporting person undertakes to provide to Axogen, Inc., any security holder of Axogen, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.

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July 21, 2021 Filed Jul 23, 2021 20:06 UTC SaleCommon Stock 1,935 $20.04 $38,777.40
Disclosure

SEC source: 0000805928-21-000150 · wf-form4_162707076778290.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,839

F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

F1 · price: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2020.

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July 20, 2021 Filed Jul 21, 2021 20:16 UTC
DeVinney Erick WayneVP Peripheral Nerve Science
Tax withholdingCommon Stock 392 $19.20 $7,526.40
Disclosure

SEC source: 0000805928-21-000148 · wf-form4_162689855941312.xml · nonDerivative · entry 2

DeVinney Erick Wayne · CIK 0001595972 · VP Peripheral Nerve Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,426

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on July 19, 2021.

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July 20, 2021 Filed Jul 21, 2021 20:15 UTC Tax withholdingCommon Stock 637 $19.20 $12,230.40
Disclosure

SEC source: 0000805928-21-000147 · wf-form4_162689851942225.xml · nonDerivative · entry 2

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,774

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on July 19, 2021.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 20:15 UTC
Zaderej Karen L.Director · CEO
Tax withholdingCommon Stock 8,812 $19.20 $169,190.40
Disclosure

SEC source: 0000805928-21-000146 · wf-form4_162689849261026.xml · nonDerivative · entry 2

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780,018

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on July 19, 2021.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 20:14 UTC
Sandberg EricChief Commercial Officer
Tax withholdingCommon Stock 1,090 $19.20 $20,928.00
Disclosure

SEC source: 0000805928-21-000145 · wf-form4_162689846251349.xml · nonDerivative · entry 2

Sandberg Eric · CIK 0001764446 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,541

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on July 19, 2021.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 20:14 UTC
Scopelianos AngeloChief R&D Officer
Tax withholdingCommon Stock 637 $19.20 $12,230.40
Disclosure

SEC source: 0000805928-21-000144 · wf-form4_162689844445878.xml · nonDerivative · entry 2

Scopelianos Angelo · CIK 0001751541 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,120

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on July 19, 2021.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 20:14 UTC
MARIANI PETER JEVP & Chief Financial Officer
Tax withholdingCommon Stock 918 $19.20 $17,625.60
Disclosure

SEC source: 0000805928-21-000143 · wf-form4_162689842781572.xml · nonDerivative · entry 2

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,026

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on July 19, 2021.

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July 20, 2021 Filed Jul 21, 2021 20:13 UTC
Billet IsabelleChief Strategy and BD Officer
Tax withholdingCommon Stock 728 $19.20 $13,977.60
Disclosure

SEC source: 0000805928-21-000142 · wf-form4_162689841095311.xml · nonDerivative · entry 2

Billet Isabelle · CIK 0001756302 · Chief Strategy and BD Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,360

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on July 19, 2021.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 20:13 UTC
MARTINEZ MARIA D.Chief Human Resources Officer
Tax withholdingCommon Stock 637 $19.20 $12,230.40
Disclosure

SEC source: 0000805928-21-000141 · wf-form4_162689838247457.xml · nonDerivative · entry 2

MARTINEZ MARIA D. · CIK 0001633672 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,867

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on July 19, 2021.

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July 20, 2021 Filed Jul 21, 2021 20:12 UTC
Friedman Mark LouisVP Regulatory Affairs & Policy
Tax withholdingCommon Stock 637 $19.20 $12,230.40
Disclosure

SEC source: 0000805928-21-000140 · wf-form4_162689834317764.xml · nonDerivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,308

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on July 19, 2021.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 20:16 UTC
DeVinney Erick WayneVP Peripheral Nerve Science
GrantCommon Stock 1,580 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000148 · wf-form4_162689855941312.xml · nonDerivative · entry 1

DeVinney Erick Wayne · CIK 0001595972 · VP Peripheral Nerve Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,818

F1 · shares: This reflects the number of shares that became vested as of July 19, 2021 upon the attainment of certain performance criteria.

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July 19, 2021 Filed Jul 21, 2021 20:15 UTC GrantCommon Stock 2,572 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000147 · wf-form4_162689851942225.xml · nonDerivative · entry 1

Donovan Michael Patrick · CIK 0001653918 · VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,411

F1 · shares: This reflects the number of shares that became vested as of July 19, 2021 upon the attainment of certain performance criteria.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 20:15 UTC
Zaderej Karen L.Director · CEO
GrantCommon Stock 22,077 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000146 · wf-form4_162689849261026.xml · nonDerivative · entry 1

Zaderej Karen L. · CIK 0001530968 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,830

F1 · shares: This reflects the number of shares that became vested as of July 19, 2021 upon the attainment of certain performance criteria.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 20:14 UTC
Sandberg EricChief Commercial Officer
GrantCommon Stock 4,408 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000145 · wf-form4_162689846251349.xml · nonDerivative · entry 1

Sandberg Eric · CIK 0001764446 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,631

F1 · shares: This reflects the number of shares that became vested as of July 19, 2021 upon the attainment of certain performance criteria.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 20:14 UTC
Scopelianos AngeloChief R&D Officer
GrantCommon Stock 2,572 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000144 · wf-form4_162689844445878.xml · nonDerivative · entry 1

Scopelianos Angelo · CIK 0001751541 · Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,757

F1 · shares: This reflects the number of shares that became vested as of July 19, 2021 upon the attainment of certain performance criteria.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 20:14 UTC
MARIANI PETER JEVP & Chief Financial Officer
GrantCommon Stock 3,710 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000143 · wf-form4_162689842781572.xml · nonDerivative · entry 1

MARIANI PETER J · CIK 0001222357 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,944

F1 · shares: This reflects the number of shares that became vested as of July 19, 2021 upon the attainment of certain performance criteria.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.