Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 24, 2023 Filed Jul 25, 2023 21:03 UTC |
Parnell WinfredDirector
|
PurchaseCommon Stock | 6,281 | $3.98 | $24,998.38 |
DisclosureSEC source: 0001979704-23-000003 · primary_doc.xml · nonDerivative · entry 1 Parnell Winfred · CIK 0001979704 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,513 Read SEC document |
| July 24, 2023 Filed Jul 25, 2023 20:58 UTC |
Merchant Minh HoangGeneral counsel and secretary
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001936532-23-000002 · primary_doc.xml · nonDerivative · entry 2 Merchant Minh Hoang · CIK 0001936532 · General counsel and secretary 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 980 Read SEC document |
| July 24, 2023 Filed Jul 25, 2023 20:58 UTC |
Merchant Minh HoangGeneral counsel and secretary
|
PurchaseCommon Stock | 754 | $3.98 | $3,000.92 |
DisclosureSEC source: 0001936532-23-000002 · primary_doc.xml · nonDerivative · entry 1 Merchant Minh Hoang · CIK 0001936532 · General counsel and secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,865 Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 23:28 UTC |
Fralick Celeste RachelleDirector
|
PurchaseCommon Stock | 754 | $3.98 | $3,000.92 |
DisclosureSEC source: 0001911051-23-000002 · primary_doc.xml · nonDerivative · entry 1 Fralick Celeste Rachelle · CIK 0001911051 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,032 Read SEC document |
| July 24, 2023 Filed Jul 26, 2023 20:28 UTC |
Vos Ellen O'ConnorDirector
|
PurchaseCommon Stock | 3,769 | $3.98 | $15,000.62 |
DisclosureSEC source: 0000926617-23-000061 · certent-form4.xml · nonDerivative · entry 1 Vos Ellen O'Connor · CIK 0001534357 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,878 Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 23:01 UTC |
Cavanaugh Stefanie L.Director
|
GrantCommon Stock | 28,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001688530-23-000001 · primary_doc.xml · nonDerivative · entry 1 Cavanaugh Stefanie L. · CIK 0001688530 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,623 F1 · shares: 6,401 of the restricted stock units will vest on June 1, 2023, 11,111 of the restricted stock units will vest on September 1, 2023 and 11,111 of the restricted stock units will vest on December 1, 2023. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 22:54 UTC |
Herchuk Jannie PrestridgeDirector
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 23,493 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001973204-23-000001 · primary_doc.xml · derivative · entry 2 Herchuk Jannie Prestridge · CIK 0001973204 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,493 Underlying: Common Stock · 23,493 shares Expires 2033-06-02 F2 · derivative.exercise_date: The employee stock option will vest in the amount of 9,367 shares on June 1, 202, 7,063 shares on September 1, 2023 and 7,063 shares on December 1, 2023. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 22:54 UTC |
Herchuk Jannie PrestridgeDirector
|
GrantCommon Stock | 15,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001973204-23-000001 · primary_doc.xml · nonDerivative · entry 1 Herchuk Jannie Prestridge · CIK 0001973204 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,039 F1 · shares: 3,363 of the restricted stock units will vest on June 1, 2023, 5,838 of the restricted stock units will vest on September 1, 2023 and 5,838 of the restricted stock units will vest on December 1, 2023. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 21:25 UTC |
Jordan Veronica GHDirector
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 6,849 | $0.00 Strike: $2.99 | $0.00 |
DisclosureSEC source: 0001381123-23-000002 · primary_doc.xml · derivative · entry 2 Jordan Veronica GH · CIK 0001381123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,849 Underlying: Common Stock · 6,849 shares Expires 2033-06-01 F2 · derivative.exercise_date: The employee stock option will vest in the amount of 2,731 shares on June 1, 2023, 2,059 shares on September 1, 2023 and 2,059 shares on December 1, 2023. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 21:25 UTC |
Jordan Veronica GHDirector
|
GrantCommon Stock | 4,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001381123-23-000002 · primary_doc.xml · nonDerivative · entry 1 Jordan Veronica GH · CIK 0001381123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,806 F1 · shares: 1,749 of the restricted stock units will vest on June 1, 2023, 1,318 of the restricted stock units will vest on September 1, 2023 and 1,318 of the restricted stock units will vest on December 1, 2023. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 21:05 UTC |
Vos Ellen O'ConnorDirector
|
GrantCommon Stock | 29,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004817 · primarydocument.xml · nonDerivative · entry 1 Vos Ellen O'Connor · CIK 0001534357 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,109 F1 · shares: 6,509 of the restricted stock units will vest on June 1, 2023, 11,300 of the restricted stock units will vest on September 1, 2023 and 11,300 of the restricted stock units will vest on December 1, 2023. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 21:02 UTC |
Parnell WinfredDirector
|
GrantCommon Stock | 25,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001979704-23-000002 · primary_doc.xml · nonDerivative · entry 1 Parnell Winfred · CIK 0001979704 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,232 F1 · shares: 3,536 of the restricted stock units will vest on June 1, 2023, 10,848 of the restricted stock units will vest on September 1, 2023 and 10,848 of the restricted stock units will vest on December 1, 2023. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 01:51 UTC |
Auerbach Robert DDirector
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 215,432 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001745856-23-000001 · primary_doc.xml · derivative · entry 2 Auerbach Robert D · CIK 0001745856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,432 Underlying: COMMON STOCK · 215,432 shares Expires 2033-02-09 F2 · derivative.exercise_date: The employee stock option will vest in four equal installments on April 1, 2023, June 1, 2023, September 1, 2023 and December 1, 2023. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 01:51 UTC |
Auerbach Robert DDirector
|
GrantCOMMON STOCK | 38,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001745856-23-000001 · primary_doc.xml · nonDerivative · entry 1 Auerbach Robert D · CIK 0001745856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,030 F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock. The restricted stock units will vest on April 1, 2023. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 01:45 UTC |
Jordan Veronica GHDirector
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 196,914 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001381123-23-000001 · primary_doc.xml · derivative · entry 2 Jordan Veronica GH · CIK 0001381123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,914 Underlying: COMMON STOCK · 196,914 shares Expires 2033-02-09 F2 · derivative.exercise_date: The employee stock option will vest in four equal installments on April 1, 2023, June 1, 2023, September 1, 2023 and December 1, 2023. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 01:45 UTC |
Jordan Veronica GHDirector
|
GrantCOMMON STOCK | 35,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001381123-23-000001 · primary_doc.xml · nonDerivative · entry 1 Jordan Veronica GH · CIK 0001381123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,400 F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock. The restricted stock units will vest on April 1, 2023. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 01:38 UTC |
Sharma RubyDirector
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 196,296 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001880428-23-000001 · primary_doc.xml · derivative · entry 2 Sharma Ruby · CIK 0001880428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,296 Underlying: COMMON STOCK · 196,296 shares Expires 2033-02-09 F2 · derivative.exercise_date: The employee stock option will vest in four equal installments on April 1, 2023, June 1, 2023, September 1, 2023 and December 1, 2023. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 01:38 UTC |
Sharma RubyDirector
|
GrantCOMMON STOCK | 35,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001880428-23-000001 · primary_doc.xml · nonDerivative · entry 1 Sharma Ruby · CIK 0001880428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,665 F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock. The restricted stock units will vest on April 1, 2023. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 01:32 UTC |
Fralick Celeste RachelleDirector
|
GrantCOMMON STOCK | 66,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001911051-23-000001 · primary_doc.xml · nonDerivative · entry 1 Fralick Celeste Rachelle · CIK 0001911051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,199 F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock. The restricted stock units will vest on April 1, 2023. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 01:15 UTC |
Sandford NicoleDirector · President and CEO
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 250,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001849521-23-000003 · primary_doc.xml · derivative · entry 2 Sandford Nicole · CIK 0001849521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: COMMON STOCK · 250,000 shares Expires 2033-02-09 Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 01:15 UTC |
Sandford NicoleDirector · President and CEO
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 500,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001849521-23-000003 · primary_doc.xml · derivative · entry 1 Sandford Nicole · CIK 0001849521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: COMMON STOCK · 500,000 shares Expires 2033-02-09 F1 · derivative.exercise_date: The employee stock option will vest in three equal annual amounts beginning February 9, 2024. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 23:18 UTC |
Phan Ryan ThinhCSO & COO
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 150,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001937660-23-000001 · primary_doc.xml · derivative · entry 2 Phan Ryan Thinh · CIK 0001937660 · CSO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: COMMON STOCK · 150,000 shares Expires 2033-02-08 Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 23:18 UTC |
Phan Ryan ThinhCSO & COO
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 200,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001937660-23-000001 · primary_doc.xml · derivative · entry 1 Phan Ryan Thinh · CIK 0001937660 · CSO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: COMMON STOCK · 200,000 shares Expires 2033-02-08 F1 · derivative.exercise_date: The employee stock option will vest in three equal annual amounts beginning February 8, 2024. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 23:08 UTC |
Merchant Minh HoangGENERAL COUNSEL & SECRETARY
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 100,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001936532-23-000001 · primary_doc.xml · derivative · entry 2 Merchant Minh Hoang · CIK 0001936532 · GENERAL COUNSEL & SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: COMMON STOCK · 100,000 shares Expires 2033-02-08 Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 23:08 UTC |
Merchant Minh HoangGENERAL COUNSEL & SECRETARY
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 200,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001936532-23-000001 · primary_doc.xml · derivative · entry 1 Merchant Minh Hoang · CIK 0001936532 · GENERAL COUNSEL & SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: COMMON STOCK · 200,000 shares Expires 2033-02-08 F1 · derivative.exercise_date: The employee stock option will vest in three equal annual amounts beginning February 8, 2024. Read SEC document |
| February 08, 2023 Filed Feb 22, 2023 00:19 UTC Amendment |
Phan Ryan ThinhCSO & COO
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 100,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001937660-23-000002 · primary_doc.xml · derivative · entry 3 Phan Ryan Thinh · CIK 0001937660 · CSO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: COMMON STOCK · 100,000 shares Expires 2033-02-08 Read SEC document |
| February 08, 2023 Filed Feb 22, 2023 00:19 UTC Amendment |
Phan Ryan ThinhCSO & COO
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 50,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001937660-23-000002 · primary_doc.xml · derivative · entry 2 Phan Ryan Thinh · CIK 0001937660 · CSO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: COMMON STOCK · 50,000 shares Expires 2033-02-08 Read SEC document |
| February 08, 2023 Filed Feb 22, 2023 00:19 UTC Amendment |
Phan Ryan ThinhCSO & COO
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 200,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001937660-23-000002 · primary_doc.xml · derivative · entry 1 Phan Ryan Thinh · CIK 0001937660 · CSO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: COMMON STOCK · 200,000 shares Expires 2033-02-08 F1 · derivative.exercise_date: The employee stock option will vest in three equal annual amounts beginning February 8, 2024. Read SEC document |
| February 01, 2023 Filed Feb 14, 2023 00:50 UTC |
Sandford NicoleDirector · President and CEO
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 5,000 | $0.00 Strike: $0.51 | $0.00 |
DisclosureSEC source: 0001849521-23-000002 · primary_doc.xml · derivative · entry 1 Sandford Nicole · CIK 0001849521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: COMMON STOCK · 5,000 shares Expires 2033-02-01 Read SEC document |
| January 03, 2023 Filed Feb 14, 2023 00:46 UTC |
Sandford NicoleDirector · President and CEO
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 5,000 | $0.00 Strike: $0.32 | $0.00 |
DisclosureSEC source: 0001849521-23-000001 · primary_doc.xml · derivative · entry 1 Sandford Nicole · CIK 0001849521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: COMMON STOCK · 5,000 shares Expires 2033-01-03 Read SEC document |
| December 01, 2022 Filed Dec 1, 2022 22:28 UTC |
Sandford NicoleDirector · President and CEO
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 5,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001849521-22-000014 · primary_doc.xml · derivative · entry 1 Sandford Nicole · CIK 0001849521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: COMMON STOCK · 5,000 shares Expires 2032-12-01 Read SEC document |
| December 01, 2022 Filed Feb 9, 2023 00:54 UTC |
McLennan MarleneInterim Chief Financial Office
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 25,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001743929-23-000003 · primary_doc.xml · derivative · entry 1 McLennan Marlene · CIK 0001743929 · Interim Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-12-01 Read SEC document |
| November 01, 2022 Filed Nov 1, 2022 21:00 UTC |
Sandford NicoleDirector · President and CEO
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 5,000 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001849521-22-000013 · primary_doc.xml · derivative · entry 1 Sandford Nicole · CIK 0001849521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: COMMON STOCK · 5,000 shares Expires 2032-11-01 Read SEC document |
| October 03, 2022 Filed Oct 3, 2022 22:00 UTC |
Sandford NicoleDirector · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001849521-22-000012 · primary_doc.xml · derivative · entry 1 Sandford Nicole · CIK 0001849521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2032-10-03 Read SEC document |
| October 03, 2022 Filed Oct 3, 2022 21:40 UTC |
Sandford NicoleDirector · President and CEO
|
GrantEMPLOYEE STOCK OPTION(RIGHT TO BUY) · Derivative | 5,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001849521-22-000011 · primary_doc.xml · derivative · entry 1 Sandford Nicole · CIK 0001849521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: COMMON STOCK · 5,000 shares Expires 2032-10-03 Read SEC document |
| September 01, 2022 Filed Sep 1, 2022 20:51 UTC |
Sandford NicoleDirector · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001849521-22-000010 · primary_doc.xml · derivative · entry 1 Sandford Nicole · CIK 0001849521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2032-09-01 Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 01:28 UTC |
Sandford NicoleDirector · President & CEO
|
PurchaseWarrant (Right to buy) · Derivative | 66,667 | Not disclosed Strike: $0.88 | Not disclosed |
DisclosureSEC source: 0001849521-22-000009 · primary_doc.xml · derivative · entry 2 Sandford Nicole · CIK 0001849521 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Common Stock, par value $0.001 · 66,667 shares Expires 2027-08-25 F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock (each share and related warrant, a "unit"), at a price of $0.75 per unit. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 01:28 UTC |
Sandford NicoleDirector · President & CEO
|
PurchaseCommon Stock | 66,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001849521-22-000009 · primary_doc.xml · nonDerivative · entry 1 Sandford Nicole · CIK 0001849521 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,102 F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock (each share and related warrant, a "unit"), at a price of $0.75 per unit. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 01:57 UTC |
Fralick Celeste RachelleDirector
|
PurchaseWarrant (right to buy) · Derivative | 6,667 | Not disclosed Strike: $0.88 | Not disclosed |
DisclosureSEC source: 0001911051-22-000003 · primary_doc.xml · derivative · entry 2 Fralick Celeste Rachelle · CIK 0001911051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common stock, par value $0.001 · 6,667 shares Expires 2027-08-25 F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock (each share and related warrant, a "unit"), at a price of $0.75 per unit. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 01:57 UTC |
Fralick Celeste RachelleDirector
|
PurchaseCommon Stock | 6,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001911051-22-000003 · primary_doc.xml · nonDerivative · entry 1 Fralick Celeste Rachelle · CIK 0001911051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,945 F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock (each share and related warrant, a "unit"), at a price of $0.75 per unit. F2 · balance_after: Total reflects the adjustment of 3,393 shares of common stock previously reported as part of a restricted stock unit grant made on March 31, 2022. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 01:51 UTC |
Auerbach Robert DDirector
|
PurchaseWarrant (right to buy) · Derivative | 66,667 | Not disclosed Strike: $0.88 | Not disclosed |
DisclosureSEC source: 0001745856-22-000003 · primary_doc.xml · derivative · entry 2 Auerbach Robert D · CIK 0001745856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Common stock, par value $0.001 · 66,667 shares Expires 2027-08-25 F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock (each share and related warrant, a "unit"), at a price of $0.75 per unit. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 01:51 UTC |
Auerbach Robert DDirector
|
PurchaseCommon Stock | 66,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001745856-22-000003 · primary_doc.xml · nonDerivative · entry 1 Auerbach Robert D · CIK 0001745856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,492 F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock (each share and related warrant, a "unit"), at a price of $0.75 per unit. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 01:46 UTC |
Phan Ryan ThinhCSO & COO
|
PurchaseWarrant (right to buy) · Derivative | 46,667 | Not disclosed Strike: $0.88 | Not disclosed |
DisclosureSEC source: 0001937660-22-000003 · primary_doc.xml · derivative · entry 2 Phan Ryan Thinh · CIK 0001937660 · CSO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,447 Underlying: Common stock, par value $0.001 · 46,447 shares Expires 2027-08-25 F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock (each share and related warrant, a "unit"), at a price of $0.75 per unit. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 01:46 UTC |
Phan Ryan ThinhCSO & COO
|
PurchaseCommon Stock | 46,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001937660-22-000003 · primary_doc.xml · nonDerivative · entry 1 Phan Ryan Thinh · CIK 0001937660 · CSO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,667 F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock (each share and related warrant, a "unit"), at a price of $0.75 per unit. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 01:39 UTC |
Sharma RubyDirector
|
PurchaseWarrant (right to buy) · Derivative | 13,332 | Not disclosed Strike: $0.88 | Not disclosed |
DisclosureSEC source: 0001880428-22-000005 · primary_doc.xml · derivative · entry 2 Sharma Ruby · CIK 0001880428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,332 Underlying: Common stock, par value $0.001 · 13,332 shares Expires 2022-08-27 F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock (each share and related warrant, a "unit"), at a price of $0.75 per unit. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 01:39 UTC |
Sharma RubyDirector
|
PurchaseCommon Stock | 13,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001880428-22-000005 · primary_doc.xml · nonDerivative · entry 1 Sharma Ruby · CIK 0001880428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,550 F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock (each share and related warrant, a "unit"), at a price of $0.75 per unit. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 21:37 UTC |
SCHULER JACK W10% owner
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PurchaseWarrants (Right to buy) · Derivative | 133,333 | Not disclosed Strike: $0.88 | Not disclosed |
DisclosureSEC source: 0001140361-22-031345 · form4.xml · derivative · entry 2 SCHULER JACK W · CIK 0001021412 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 133,333 Underlying: Common Stock, par value $0.001 · 133,333 shares Expires 2027-08-25 F3 · security: The terms of the warrants prohibit the holder from exercising the warrants to the extent that the exercise would result in the holder and its affiliates beneficially owning more than 4.99% (or, at the election of the holder and after 61 days' advance notice to the Issuer, 9.99%) of the outstanding shares of common stock. As such, as of the date of the filing of this Form 4, none of the warrants owned by the Reporting Person are currently exercisable. F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock (each share and related warrant, a "unit"), at a price of $0.75 per unit. F3 · derivative.exercise_date: The terms of the warrants prohibit the holder from exercising the warrants to the extent that the exercise would result in the holder and its affiliates beneficially owning more than 4.99% (or, at the election of the holder and after 61 days' advance notice to the Issuer, 9.99%) of the outstanding shares of common stock. As such, as of the date of the filing of this Form 4, none of the warrants owned by the Reporting Person are currently exercisable. F2 · ownership.nature: These shares of common stock and warrants are directly held by the Jack W. Schuler Living Trust. Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 21:37 UTC |
SCHULER JACK W10% owner
|
PurchaseCommon Stock, par value $0.001 | 133,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-031345 · form4.xml · nonDerivative · entry 1 SCHULER JACK W · CIK 0001021412 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 25,527,850 F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock (each share and related warrant, a "unit"), at a price of $0.75 per unit. F2 · ownership.nature: These shares of common stock and warrants are directly held by the Jack W. Schuler Living Trust. Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 13:17 UTC |
Merchant Minh HoangGeneral Counsel & Secretary
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PurchaseWarrant (right to buy) · Derivative | 26,667 | Not disclosed Strike: $0.88 | Not disclosed |
DisclosureSEC source: 0001936532-22-000002 · primary_doc.xml · derivative · entry 3 Merchant Minh Hoang · CIK 0001936532 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,667 Underlying: Common stock, par value $0.001 · 26,667 shares Expires 2027-08-25 F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock (each share and related warrant, a "unit"), at a price of $0.75 per unit. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 13:17 UTC |
Merchant Minh HoangGeneral Counsel & Secretary
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001936532-22-000002 · primary_doc.xml · nonDerivative · entry 2 Merchant Minh Hoang · CIK 0001936532 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 14,700 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.