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Nasdaq · USD

AVTX

Avalo Therapeutics, Inc.

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Tapewire entity
4936
SEC CIK
0001534120
Parsed reports
480

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202608
May 2026020
Jun 202602
Jul 202601
Aug 202607
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2017 Filed Jul 31, 2017 17:38 UTC
Gutry PhilDirector
GrantEmployee Stock Option (Right to Buy) · Derivative 8,357 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001562180-17-002533 · primarydocument.xml · derivative · entry 1

Gutry Phil · CIK 0001653224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,357

Underlying: Common Stock · 8,357 shares

Expires 2027-06-29

F1 · derivative.exercise_date: The stock options will vest in full on June 30, 2018, subject to the grantees continued service on such vesting date.

Read SEC document
June 09, 2017 Filed Apr 1, 2019 17:32 UTC
Hacksell UliDirector
PurchaseCommon Stock 10,000 $0.42 $4,200.00
Disclosure

SEC source: 0001578563-19-000008 · primary_doc.xml · nonDerivative · entry 2

Hacksell Uli · CIK 0001291962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: These shares were acquired under the Issuer's 2016 Employee Stock Purchase Plan.

Read SEC document
May 19, 2017 Filed May 23, 2017 14:22 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 24,224 $0.63 $15,261.12
Disclosure

SEC source: 0000919574-17-004481 · p7500140.xml · nonDerivative · entry 3

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · Director · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,384,224

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 19, 2017 Filed May 23, 2017 14:22 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 24,224 $0.63 $15,261.12
Disclosure

SEC source: 0000919574-17-004481 · p7500140.xml · nonDerivative · entry 2

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · Director · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,384,224

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 19, 2017 Filed May 23, 2017 14:22 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 24,224 $0.63 $15,261.12
Disclosure

SEC source: 0000919574-17-004481 · p7500140.xml · nonDerivative · entry 1

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · Director · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,384,224

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document
May 12, 2017 Filed May 16, 2017 23:04 UTC GrantStock Option (Right to Buy) · Derivative 16,714 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001209191-17-032881 · doc4.xml · derivative · entry 1

Greenleaf Peter · CIK 0001363683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,714

Underlying: Common Stock · 16,714 shares

Expires 2027-05-11

F1 · derivative.exercise_date: The stock option will vest in three substantially equal annual installments on May 11, 2018, 2019 and 2020, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
May 11, 2017 Filed May 11, 2017 21:04 UTC
Boyd Steven10% owner
PurchaseCommon Stock 86,122 $0.74 $63,730.28
Disclosure

SEC source: 0000919574-17-003911 · p7492370.xml · nonDerivative · entry 9

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,360,000

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 11, 2017 Filed May 11, 2017 21:04 UTC
Boyd Steven10% owner
PurchaseCommon Stock 86,122 $0.74 $63,730.28
Disclosure

SEC source: 0000919574-17-003911 · p7492370.xml · nonDerivative · entry 8

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,360,000

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 11, 2017 Filed May 11, 2017 21:04 UTC
Boyd Steven10% owner
PurchaseCommon Stock 86,122 $0.74 $63,730.28
Disclosure

SEC source: 0000919574-17-003911 · p7492370.xml · nonDerivative · entry 7

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,360,000

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document
May 10, 2017 Filed May 11, 2017 21:04 UTC
Boyd Steven10% owner
PurchaseCommon Stock 27,819 $0.79 $21,977.01
Disclosure

SEC source: 0000919574-17-003911 · p7492370.xml · nonDerivative · entry 6

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,273,878

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 10, 2017 Filed May 11, 2017 21:04 UTC
Boyd Steven10% owner
PurchaseCommon Stock 27,819 $0.79 $21,977.01
Disclosure

SEC source: 0000919574-17-003911 · p7492370.xml · nonDerivative · entry 5

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,273,878

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 10, 2017 Filed May 11, 2017 21:04 UTC
Boyd Steven10% owner
PurchaseCommon Stock 27,819 $0.79 $21,977.01
Disclosure

SEC source: 0000919574-17-003911 · p7492370.xml · nonDerivative · entry 4

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,273,878

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document
May 09, 2017 Filed May 11, 2017 21:04 UTC
Boyd Steven10% owner
PurchaseCommon Stock 36,059 $0.66 $23,798.94
Disclosure

SEC source: 0000919574-17-003911 · p7492370.xml · nonDerivative · entry 3

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,246,059

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 09, 2017 Filed May 11, 2017 21:04 UTC
Boyd Steven10% owner
PurchaseCommon Stock 36,059 $0.66 $23,798.94
Disclosure

SEC source: 0000919574-17-003911 · p7492370.xml · nonDerivative · entry 2

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,246,059

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 09, 2017 Filed May 11, 2017 21:04 UTC
Boyd Steven10% owner
PurchaseCommon Stock 36,059 $0.66 $23,798.94
Disclosure

SEC source: 0000919574-17-003911 · p7492370.xml · nonDerivative · entry 1

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,246,059

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document
May 08, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 50,001 $0.65 $32,500.65
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 21

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,210,000

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 08, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 50,001 $0.65 $32,500.65
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 20

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,210,000

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 08, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 50,001 $0.65 $32,500.65
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 19

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,210,000

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document
May 05, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 15,798 $0.61 $9,636.78
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 18

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,159,999

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 05, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 15,798 $0.61 $9,636.78
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 17

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,159,999

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 05, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 15,798 $0.63 $9,952.74
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 16

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,159,999

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document
May 04, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 28,413 $0.63 $17,900.19
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 15

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,144,201

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 04, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 28,413 $0.63 $17,900.19
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 14

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,144,201

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 04, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 28,413 $0.63 $17,900.19
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 13

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,144,201

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document
May 03, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 68,359 $0.55 $37,597.45
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 12

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,115,788

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 03, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 68,359 $0.55 $37,597.45
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 11

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,115,788

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 03, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 68,359 $0.55 $37,597.45
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 10

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,115,788

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document
May 02, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 146,095 $0.53 $77,430.35
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 9

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,047,429

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 02, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 146,095 $0.53 $77,430.35
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 8

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,047,429

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 02, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 146,095 $0.53 $77,430.35
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 7

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,047,429

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document
May 01, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 105,620 $0.50 $52,810.00
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 6

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,901,334

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 01, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 105,620 $0.50 $52,810.00
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 5

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,901,334

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 01, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 105,620 $0.50 $52,810.00
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 4

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,901,334

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document
April 28, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 450,000 $0.44 $198,000.00
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 3

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,795,714

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 28, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 450,000 $0.44 $198,000.00
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 2

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,795,714

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 28, 2017 Filed May 9, 2017 18:21 UTC
Boyd Steven10% owner
PurchaseCommon Stock 450,000 $0.44 $198,000.00
Disclosure

SEC source: 0000919574-17-003839 · p7470489.xml · nonDerivative · entry 1

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,795,714

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 14:05 UTC
BLECH ISAACDirector
GrantEmployee Stock Option (Right to Buy) · Derivative 26,342 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001562180-17-001403 · primarydocument.xml · derivative · entry 1

BLECH ISAAC · CIK 0000905536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,342

Underlying: Common Stock · 26,342 shares

Expires 2027-03-30

Read SEC document
March 31, 2017 Filed Apr 4, 2017 14:15 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 10,764 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001562180-17-001404 · primarydocument.xml · derivative · entry 1

Aasen Thomas H · CIK 0001291969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,528

Underlying: Common Stock · 10,764 shares

Expires 2027-03-30

Read SEC document
March 31, 2017 Filed Apr 4, 2017 13:53 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 10,764 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001562180-17-001401 · primarydocument.xml · derivative · entry 1

Aasen Thomas H · CIK 0001291969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,764

Underlying: Common Stock · 10,764 shares

Expires 2027-03-30

Read SEC document
March 31, 2017 Filed Apr 4, 2017 14:02 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 9,751 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001562180-17-001402 · primarydocument.xml · derivative · entry 1

BAUER EUGENE A · CIK 0001210524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,751

Underlying: Common Stock · 9,751 shares

Expires 2027-03-30

Read SEC document
March 31, 2017 Filed Apr 4, 2017 18:18 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 12,031 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001562180-17-001406 · primarydocument.xml · derivative · entry 1

Persson Magnus · CIK 0001653222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,031

Underlying: Common Stock · 12,031 shares

Expires 2027-03-30

Read SEC document
March 31, 2017 Filed Apr 4, 2017 18:17 UTC
Gutry PhilDirector
GrantEmployee Stock Option (Right to Buy) · Derivative 10,131 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001562180-17-001405 · primarydocument.xml · derivative · entry 1

Gutry Phil · CIK 0001653224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,131

Underlying: Common Stock · 10,131 shares

Expires 2027-03-30

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:06 UTC
Kaiser John JosephChief Business Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001562180-17-000408 · primarydocument.xml · derivative · entry 1

Kaiser John Joseph · CIK 0001429406 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2027-01-25

F1 · derivative.exercise_date: 8,333 of the shares underlying the option vested and became exercisable on the date of grant; 8,333 shares shall vest and become exercisable on the first anniversary of the date of grant, and 8,334 shares shall vest and become exercisable on the second anniversary of the date of grant, subject to the Reporting Person's continuous service with the Issuer on each such date.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:06 UTC
Morris Mariam EChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001562180-17-000407 · primarydocument.xml · derivative · entry 1

Morris Mariam E · CIK 0001383376 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2027-01-25

F1 · derivative.exercise_date: 8,333 of the shares underlying the option vested and became exercisable on the date of grant; 8,333 shares shall vest and become exercisable on the first anniversary of the date of grant, and 8,334 shares shall vest and become exercisable on the second anniversary of the date of grant, subject to the Reporting Person's continuous service with the Issuer on each such date.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:05 UTC
Hacksell UliDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.87 $0.00
Disclosure

SEC source: 0001562180-17-000406 · primarydocument.xml · derivative · entry 1

Hacksell Uli · CIK 0001291962 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-01-25

F1 · derivative.exercise_date: 33,333 of the shares underlying the option vested and became exercisable on the date of grant; 33,333 shares shall vest and become exercisable on the first anniversary of the date of grant, and 33,334 shares shall vest and become exercisable on the second anniversary of the date of grant, subject to the Reporting Person's continuous service with the Issuer on each such date.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 14:54 UTC
BLECH ISAACDirector
GrantEmployee Stock Option (Right to Buy) · Derivative 17,827 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001562180-17-000140 · primarydocument.xml · derivative · entry 1

BLECH ISAAC · CIK 0000905536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,827

Underlying: Common Stock · 17,827 shares

Expires 2026-12-30

F1 · derivative.exercise_date: The stock options immediately vested and became exercisable in full upon grant on December 31, 2016.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 19:55 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 9,008 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001562180-17-000142 · primarydocument.xml · derivative · entry 1

Persson Magnus · CIK 0001653222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,008

Underlying: Common Stock · 9,008 shares

Expires 2026-12-30

F1 · derivative.exercise_date: The stock options immediately vested and became exercisable in full upon grant on December 31, 2016.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 19:55 UTC
Gutry PhilDirector
GrantEmployee Stock Option (Right to Buy) · Derivative 3,793 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001562180-17-000141 · primarydocument.xml · derivative · entry 1

Gutry Phil · CIK 0001653224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,793

Underlying: Common Stock · 3,793 shares

Expires 2026-12-30

F1 · derivative.exercise_date: The stock options immediately vested and became exercisable in full upon grant on December 31, 2016.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 19:54 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 7,301 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001562180-17-000139 · primarydocument.xml · derivative · entry 1

BAUER EUGENE A · CIK 0001210524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,301

Underlying: Common Stock · 7,301 shares

Expires 2026-12-30

F1 · derivative.exercise_date: The stock options immediately vested and became exercisable in full upon grant on December 31, 2016.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 19:54 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 8,060 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001562180-17-000138 · primarydocument.xml · derivative · entry 1

Aasen Thomas H · CIK 0001291969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,060

Underlying: Common Stock · 8,060 shares

Expires 2026-12-30

F1 · derivative.exercise_date: The stock options immediately vested and became exercisable in full upon grant on December 31, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.