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Nasdaq · USD

AVTX

Avalo Therapeutics, Inc.

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4936
SEC CIK
0001534120
Parsed reports
480

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202608
May 2026020
Jun 202602
Jul 202601
Aug 202607
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 17, 2018 Filed Apr 18, 2018 21:38 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 27,360 $3.51 $96,096.53
Disclosure

SEC source: 0000919574-18-003111 · p7870171.xml · nonDerivative · entry 4

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,118,456

F4 · price: This constitutes the weighted average purchase price. The prices range from $3.4280 to $3.5568. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 21:38 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-003111 · p7870171.xml · nonDerivative · entry 3

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,091,096

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 21:38 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-18-003111 · p7870171.xml · nonDerivative · entry 2

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,091,096

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 21:38 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 41,096 $3.36 $137,885.30
Disclosure

SEC source: 0000919574-18-003111 · p7870171.xml · nonDerivative · entry 1

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,091,096

F3 · price: This constitutes the weighted average purchase price. The prices range from $3.1995 to $3.4402. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 16:29 UTC
Pedder SimonDirector
GrantStock Option (right to buy) · Derivative 16,714 $0.00 Strike: $4.14 $0.00
Disclosure

SEC source: 0001578563-18-000005 · primary_doc.xml · derivative · entry 1

Pedder Simon · CIK 0001316736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,714

Underlying: Common Stock · 16,714 shares

Expires 2028-04-06

F1 · derivative.exercise_date: The grant shall vest one-third on each of the first, second and third anniversaries of the date of grant, provided Dr. Pedder is then a director of the Company.

Read SEC document
March 31, 2018 Filed Apr 4, 2018 14:33 UTC
BLECH ISAACDirector
GrantEmployee Stock Option (Right to Buy) · Derivative 6,111 $0.00 Strike: $4.29 $0.00
Disclosure

SEC source: 0001562180-18-001827 · primarydocument.xml · derivative · entry 1

BLECH ISAAC · CIK 0000905536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,111

Underlying: Common Stock · 6,111 shares

Expires 2028-03-30

Read SEC document
March 31, 2018 Filed Apr 4, 2018 14:31 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 2,262 $0.00 Strike: $4.29 $0.00
Disclosure

SEC source: 0001562180-18-001826 · primarydocument.xml · derivative · entry 1

BAUER EUGENE A · CIK 0001210524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,262

Underlying: Common Stock · 2,262 shares

Expires 2028-03-30

Read SEC document
March 31, 2018 Filed Apr 4, 2018 18:36 UTC
Gutry PhilDirector
GrantEmployee Stock Option (Right to Buy) · Derivative 2,350 $0.00 Strike: $4.29 $0.00
Disclosure

SEC source: 0001562180-18-001830 · primarydocument.xml · derivative · entry 1

Gutry Phil · CIK 0001653224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,350

Underlying: Common Stock · 2,350 shares

Expires 2028-03-30

Read SEC document
March 31, 2018 Filed Apr 4, 2018 18:35 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 2,791 $0.00 Strike: $4.29 $0.00
Disclosure

SEC source: 0001562180-18-001829 · primarydocument.xml · derivative · entry 1

Persson Magnus · CIK 0001653222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,791

Underlying: Common Stock · 2,791 shares

Expires 2028-03-30

Read SEC document
March 31, 2018 Filed Apr 4, 2018 18:34 UTC
Jones RandalDirector
GrantEmployee Stock Option (Right to Buy) · Derivative 2,056 $0.00 Strike: $4.29 $0.00
Disclosure

SEC source: 0001562180-18-001828 · primarydocument.xml · derivative · entry 1

Jones Randal · CIK 0001723453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,056

Underlying: Common Stock · 2,056 shares

Expires 2028-03-30

Read SEC document
March 27, 2018 Filed Mar 29, 2018 22:51 UTC
Greenleaf PeterDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $4.24 $0.00
Disclosure

SEC source: 0001104659-18-021354 · a4.xml · derivative · entry 3

Greenleaf Peter · CIK 0001363683 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2028-03-27

F3 · derivative.exercise_date: The stock option will vest in full upon the Issuer's common stock closing at or above $12.50 per share for three consecutive trading days, provided the Reporting Person is then an officer of the Issuer on each such vesting date.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 22:51 UTC
Greenleaf PeterDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $4.24 $0.00
Disclosure

SEC source: 0001104659-18-021354 · a4.xml · derivative · entry 2

Greenleaf Peter · CIK 0001363683 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2028-03-27

F2 · derivative.exercise_date: The stock option will vest 25% on the first anniversary of the date of grant and the remaining 75% of the shares subject to the stock option shall vest in equal monthly installments on each monthly anniversary date of the first vesting date over the following 48 months beginning on April 27, 2019, provided the Reporting Person is then an officer of the Issuer on each such vesting date.

Read SEC document
March 27, 2018 Filed Mar 29, 2018 22:51 UTC
Greenleaf PeterDirector · Chief Executive Officer
GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-021354 · a4.xml · nonDerivative · entry 1

Greenleaf Peter · CIK 0001363683 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

F1 · shares: Represents restricted stock which vests in four equal annual installments beginning on March 27, 2019, provided the Reporting Person is then an officer of the Issuer on each such vesting date. The tax liability upon the vesting of the first annual installment shall be covered by the Issuer and the remaining tax liabilities upon the vesting of the second, third and fourth annual installments shall be covered by the Reporting Person.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 12:59 UTC
Morris Mariam EChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.21 $0.00
Disclosure

SEC source: 0001562180-18-000414 · primarydocument.xml · derivative · entry 1

Morris Mariam E · CIK 0001383376 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-01-21

F1 · derivative.exercise_date: 1/4 of the shares subject to the Option shall vest on the first anniversary of the date of grant and the remaining 3/4 of the shares subject to the Option shall vest in equal monthly installments on each monthly anniversary date of the first vesting date over the following 36 months beginning on 22-Jan-2018

Read SEC document
January 22, 2018 Filed Jan 24, 2018 21:46 UTC
Phillips Matthew VChief Commercial Officer
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $3.21 $0.00
Disclosure

SEC source: 0001729197-18-000002 · primary_doc.xml · derivative · entry 1

Phillips Matthew V · CIK 0001729197 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-01-22

F1 · derivative.exercise_date: The grant shall vest one-fourth on each of the first, second, third and fourth anniversaries of the date of grant, provided Mr. Phillips is then an officer of the Company.

Read SEC document
December 31, 2017 Filed Jan 4, 2018 10:18 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 3,060 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001562180-18-000177 · primarydocument.xml · derivative · entry 1

BAUER EUGENE A · CIK 0001210524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,060

Underlying: Common Stock · 3,060 shares

Expires 2027-12-30

Read SEC document
December 31, 2017 Filed Jan 4, 2018 15:21 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 3,776 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001562180-18-000180 · primarydocument.xml · derivative · entry 1

Persson Magnus · CIK 0001653222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,776

Underlying: Common Stock · 3,776 shares

Expires 2027-12-30

Read SEC document
December 31, 2017 Filed Jan 4, 2018 15:21 UTC
Gutry PhilDirector
GrantEmployee Stock Option (Right to Buy) · Derivative 3,179 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001562180-18-000179 · primarydocument.xml · derivative · entry 1

Gutry Phil · CIK 0001653224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,179

Underlying: Common Stock · 3,179 shares

Expires 2027-12-30

Read SEC document
December 31, 2017 Filed Jan 4, 2018 15:14 UTC
Jones RandalDirector
GrantEmployee Stock Option (Right to Buy) · Derivative 1,270 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001562180-18-000176 · primarydocument.xml · derivative · entry 1

Jones Randal · CIK 0001723453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,270

Underlying: Common Stock · 1,270 shares

Expires 2027-12-30

Read SEC document
December 31, 2017 Filed Jan 5, 2018 09:17 UTC
BLECH ISAACDirector
GrantEmployee Stock Option (Right to Buy) · Derivative 8,267 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001104659-18-000890 · a4.xml · derivative · entry 1

BLECH ISAAC · CIK 0000905536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,267

Underlying: Common Stock · 8,267 shares

Expires 2027-12-30

Read SEC document
December 04, 2017 Filed Dec 8, 2017 00:15 UTC
Moscato Robert Jr.Director · COO
PurchaseShares of common stock 285 $1.77 $504.45
Disclosure

SEC source: 0001104659-17-072363 · a4.xml · nonDerivative · entry 1

Moscato Robert Jr. · CIK 0001723420 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family relationship

Disclosed balance after: 2,592,743

Read SEC document
November 24, 2017 Filed Nov 24, 2017 20:20 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-008354 · p7745463.xml · nonDerivative · entry 12

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,050,000

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 24, 2017 Filed Nov 24, 2017 20:20 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-008354 · p7745463.xml · nonDerivative · entry 11

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,050,000

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 24, 2017 Filed Nov 24, 2017 20:20 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 5,000 $1.20 $5,990.00
Disclosure

SEC source: 0000919574-17-008354 · p7745463.xml · nonDerivative · entry 10

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,050,000

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document
November 24, 2017 Filed Nov 24, 2017 20:20 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-008354 · p7745463.xml · nonDerivative · entry 9

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,045,000

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 24, 2017 Filed Nov 24, 2017 20:20 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-008354 · p7745463.xml · nonDerivative · entry 8

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,045,000

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 24, 2017 Filed Nov 24, 2017 20:20 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 5,000 $1.20 $5,990.00
Disclosure

SEC source: 0000919574-17-008354 · p7745463.xml · nonDerivative · entry 7

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,045,000

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document
November 22, 2017 Filed Nov 24, 2017 20:20 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-008354 · p7745463.xml · nonDerivative · entry 6

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,040,000

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 22, 2017 Filed Nov 24, 2017 20:20 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-008354 · p7745463.xml · nonDerivative · entry 5

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,040,000

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 22, 2017 Filed Nov 24, 2017 20:20 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 30,000 $1.20 $35,937.00
Disclosure

SEC source: 0000919574-17-008354 · p7745463.xml · nonDerivative · entry 4

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,040,000

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document
November 22, 2017 Filed Nov 24, 2017 20:20 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-008354 · p7745463.xml · nonDerivative · entry 3

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,010,000

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 22, 2017 Filed Nov 24, 2017 20:20 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-008354 · p7745463.xml · nonDerivative · entry 2

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,010,000

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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November 22, 2017 Filed Nov 24, 2017 20:20 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 5,200 $1.21 $6,273.28
Disclosure

SEC source: 0000919574-17-008354 · p7745463.xml · nonDerivative · entry 1

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,010,000

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

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November 17, 2017 Filed Nov 21, 2017 21:04 UTC
Jones RandalDirector
GrantStock Option (right to buy) · Derivative 16,714 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001104659-17-069923 · a4.xml · derivative · entry 2

Jones Randal · CIK 0001723453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,714

Underlying: Common Stock · 16,714 shares

Expires 2027-11-17

F2 · derivative.exercise_date: The grant shall vest one-third on each of the first, second and third anniversaries of the date of grant, provided Mr. Jones is then a director of the Company.

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October 16, 2017 Filed Oct 18, 2017 21:12 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-007344 · p7684577.xml · nonDerivative · entry 3

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,004,800

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 21:12 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-007344 · p7684577.xml · nonDerivative · entry 2

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,004,800

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 21:12 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 4,800 $1.08 $5,174.40
Disclosure

SEC source: 0000919574-17-007344 · p7684577.xml · nonDerivative · entry 1

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,004,800

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document
September 30, 2017 Filed Oct 4, 2017 14:23 UTC
BLECH ISAACDirector
GrantEmployee Stock Option (Right to Buy) · Derivative 27,560 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001562180-17-003188 · primarydocument.xml · derivative · entry 1

BLECH ISAAC · CIK 0000905536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,560

Underlying: Common Stock · 27,560 shares

Expires 2027-09-29

Read SEC document
September 30, 2017 Filed Oct 4, 2017 14:22 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 10,202 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001562180-17-003187 · primarydocument.xml · derivative · entry 1

BAUER EUGENE A · CIK 0001210524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,202

Underlying: Common Stock · 10,202 shares

Expires 2027-09-29

Read SEC document
September 30, 2017 Filed Oct 4, 2017 18:24 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 12,587 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001562180-17-003190 · primarydocument.xml · derivative · entry 1

Persson Magnus · CIK 0001653222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,587

Underlying: Common Stock · 12,587 shares

Expires 2027-09-29

Read SEC document
September 30, 2017 Filed Oct 4, 2017 18:24 UTC
Gutry PhilDirector
GrantEmployee Stock Option (Right to Buy) · Derivative 10,600 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001562180-17-003189 · primarydocument.xml · derivative · entry 1

Gutry Phil · CIK 0001653224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

Underlying: Common Stock · 10,600 shares

Expires 2027-09-29

Read SEC document
September 29, 2017 Filed Oct 3, 2017 22:02 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-007061 · p7670174.xml · nonDerivative · entry 3

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,000,000

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 22:02 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-007061 · p7670174.xml · nonDerivative · entry 2

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,000,000

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 22:02 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd StevenDirector · 10% owner
PurchaseCommon Stock 6,883 $0.87 $5,986.15
Disclosure

SEC source: 0000919574-17-007061 · p7670174.xml · nonDerivative · entry 1

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000,000

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document
September 28, 2017 Filed Sep 28, 2017 21:53 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd Steven10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-006944 · p7665992.xml · nonDerivative · entry 9

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,993,117

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 28, 2017 Filed Sep 28, 2017 21:53 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd Steven10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-006944 · p7665992.xml · nonDerivative · entry 8

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,993,117

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 28, 2017 Filed Sep 28, 2017 21:53 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd Steven10% owner
PurchaseCommon Stock 300 $0.84 $250.80
Disclosure

SEC source: 0000919574-17-006944 · p7665992.xml · nonDerivative · entry 7

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,993,117

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 21:53 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd Steven10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-006944 · p7665992.xml · nonDerivative · entry 6

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,992,817

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 21:53 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd Steven10% owner
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000919574-17-006944 · p7665992.xml · nonDerivative · entry 5

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,992,817

F2 · ownership.nature: The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 21:53 UTC
ARMISTICE CAPITAL, LLCDirector · 10% owner
Boyd Steven10% owner
PurchaseCommon Stock 100 $0.81 $80.60
Disclosure

SEC source: 0000919574-17-006944 · p7665992.xml · nonDerivative · entry 4

ARMISTICE CAPITAL, LLC · CIK 0001601086 · Director · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,992,817

F1 · ownership.direct: The reported securities are directly owned by Armistice Capital Master Fund, Ltd.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.