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Nasdaq · USD

AVT

AVNET INC

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3687
SEC CIK
0000008858
Parsed reports
566

Last 12 months

Inside the activity.

1 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2017 Filed Jan 5, 2017 22:36 UTC
ONEILL MICHAEL JGeneral Counsel
Tax withholdingCommon Stock 277 $47.53 $13,165.81
Disclosure

SEC source: 0001127602-17-001153 · form4.xml · nonDerivative · entry 1

ONEILL MICHAEL J · CIK 0001275974 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,655

F1 · shares: Surrender of shares to pay taxes application to the vesting of incentive shares.

F2 · balance_after: Includes 2,199 shares as to which the Reporting Person disclaims beneficial ownership for incentive shares allotted but not yet delivered.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:37 UTC
Summers Kevin VChief Information Officer
Tax withholdingCommon Stock 198 $47.53 $9,410.94
Disclosure

SEC source: 0001127602-17-001155 · form4.xml · nonDerivative · entry 1

Summers Kevin V · CIK 0001691254 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,846

F1 · shares: Surrender of shares to pay taxes applicable to the vesting of incentive shares.

F2 · balance_after: Includes 1,533 shares as to which the Reporting Person disclaims beneficial ownership for incentive shares allotted but not yet delivered.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:34 UTC
Moriarty Kevin MCFO, Sr. VP
Tax withholdingCommon Stock 2,670 $47.53 $126,905.10
Disclosure

SEC source: 0001127602-17-001149 · form4.xml · nonDerivative · entry 1

Moriarty Kevin M · CIK 0001565784 · CFO, Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,399

F1 · shares: Surrender of shares to pay taxes applicable to the vesting of incentive shares.

F2 · balance_after: Includes 14,338 shares as to which the Reporting Person disclaims beneficial ownership for incentive shares alloted but not yet delivered.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:33 UTC
Miller MaryAnn G.Senior Vice President
Tax withholdingCommon Stock 2,422 $47.53 $115,117.66
Disclosure

SEC source: 0001127602-17-001147 · form4.xml · nonDerivative · entry 1

Miller MaryAnn G. · CIK 0001463381 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,078

F1 · shares: Surrender of shares to pay taxes applicable to the vesting of incentive shares.

F2 · balance_after: Includes 8,962 shares as to which the Reporting Person disclaims beneficial ownership for incentive shares alloted but not yet delivered.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:32 UTC
FAY GERARDSenior Vice President
Tax withholdingCommon Stock 2,374 $47.53 $112,836.22
Disclosure

SEC source: 0001127602-17-001146 · form4.xml · nonDerivative · entry 1

FAY GERARD · CIK 0001528773 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,576

F1 · shares: Surrender of shares to pay taxes applicable to the vesting of incentive shares.

F2 · balance_after: Includes 15,506 shares as to which the Reporting Person disclaims beneficial ownership for incentive shares alloted but not yet delivered.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:31 UTC
BASSETT THERESE MChief Strategy Officer
Tax withholdingCommon Stock 2,642 $47.53 $125,574.26
Disclosure

SEC source: 0001127602-17-001145 · form4.xml · nonDerivative · entry 1

BASSETT THERESE M · CIK 0001688498 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,243

F1 · shares: Surrender of shares to pay taxes applicable to the vesting of incentive shares.

F2 · balance_after: Includes 10,145 shares as to which the Reporting Person disclaims beneficial ownership for incentive shares allotted but not yet delivered.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:30 UTC
Bartolotta PeterChief Transformation Officer
Tax withholdingCommon Stock 264 $47.53 $12,547.92
Disclosure

SEC source: 0001127602-17-001144 · form4.xml · nonDerivative · entry 1

Bartolotta Peter · CIK 0001597188 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,964

F1 · shares: Surrender of shares to pay taxes applicable to the vesting of incentive shares.

F2 · balance_after: Includes 2,421 shares as to which the Reporting Person disclaims beneficial ownership for incentive shares allotted but not yet delivered.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:28 UTC GrantPhantom Stock Units · Derivative 3,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001143 · form4.xml · derivative · entry 2

SCHUMANN WILLIAM H · CIK 0001051334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,597

Underlying: Common Stock · 3,050 shares

Expires not disclosed

F2 · derivative.exercise_price: The reporting person has elected to receive the directors' annual stock grant in phantom stock units under the Avnet, Inc. Deferred Compensation Plan for Outside Directors. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer

F2 · derivative.exercise_date: The reporting person has elected to receive the directors' annual stock grant in phantom stock units under the Avnet, Inc. Deferred Compensation Plan for Outside Directors. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer

F2 · derivative.expiration_date: The reporting person has elected to receive the directors' annual stock grant in phantom stock units under the Avnet, Inc. Deferred Compensation Plan for Outside Directors. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:28 UTC GrantPhantom Stock Units · Derivative 1,433 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001143 · form4.xml · derivative · entry 1

SCHUMANN WILLIAM H · CIK 0001051334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,547

Underlying: Common Stock · 1,433 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has elected to receive the quarterly cash retainer in phantom stock units under the Avnet, Inc. Deferred Compensation Plan for Outside Directors. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon a change in control of the Issuer.

F1 · derivative.exercise_date: The reporting person has elected to receive the quarterly cash retainer in phantom stock units under the Avnet, Inc. Deferred Compensation Plan for Outside Directors. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon a change in control of the Issuer.

F1 · derivative.expiration_date: The reporting person has elected to receive the quarterly cash retainer in phantom stock units under the Avnet, Inc. Deferred Compensation Plan for Outside Directors. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon a change in control of the Issuer.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:26 UTC GrantPhantom Stock Units · Derivative 3,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001142 · form4.xml · derivative · entry 1

ROBINSON RAY M · CIK 0001183382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,048

Underlying: Common Stock · 3,050 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has elected to receive the directors' annual stock grant in phantom stock units under the Avnet, Inc. Deferred Compensation Plan for Outside Directors. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer

F1 · derivative.exercise_date: The reporting person has elected to receive the directors' annual stock grant in phantom stock units under the Avnet, Inc. Deferred Compensation Plan for Outside Directors. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer

F1 · derivative.expiration_date: The reporting person has elected to receive the directors' annual stock grant in phantom stock units under the Avnet, Inc. Deferred Compensation Plan for Outside Directors. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:25 UTC GrantCommon Stock 3,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001140 · form4.xml · nonDerivative · entry 1

Modjtabai Avid · CIK 0001331834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,017

F1 · price: Director annual grant of stock.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:24 UTC GrantCommon Stock 3,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001139 · form4.xml · nonDerivative · entry 1

LAWRENCE JAMES A · CIK 0001220006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,549

F1 · price: Director annual grant of stock.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:20 UTC GrantCommon Stock 3,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001136 · form4.xml · nonDerivative · entry 1

BRADLEY MICHAEL A · CIK 0001198621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,003

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:49 UTC GrantCommon Stock 3,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001102 · form4.xml · nonDerivative · entry 1

BIGGINS J VERONICA · CIK 0001018925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,864

F1 · price: Director annual grant of stock.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:47 UTC GrantCommon Stock 3,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001099 · form4.xml · nonDerivative · entry 1

Adkins Rodney C · CIK 0001400395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,274

F1 · price: Director annual grant of stock.

Read SEC document
January 03, 2017 Filed Feb 9, 2017 21:18 UTC Amendment GrantPhantom Stock Units · Derivative 3,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004776 · form4a.xml · derivative · entry 1

SCHUMANN WILLIAM H · CIK 0001051334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,164

Underlying: Common Stock · 3,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Director annual grant of stock.

F1 · derivative.exercise_date: Director annual grant of stock.

F1 · derivative.expiration_date: Director annual grant of stock.

F2 · balance_after: The purpose or this amendment is to correct the total number of Units beneficially held that were inadvertently overstated by 1,433 Units.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 21:05 UTC
William Amelio J.Director · CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 91,908 $0.00 Strike: $47.61 $0.00
Disclosure

SEC source: 0001127602-17-000186 · form4.xml · derivative · entry 2

William Amelio J. · CIK 0001179971 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,908

Underlying: Common Stock · 91,908 shares

Expires 2026-12-31

F3 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on August 11, 2017.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 21:05 UTC
William Amelio J.Director · CEO
GrantCommon Stock 28,878 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000186 · form4.xml · nonDerivative · entry 1

William Amelio J. · CIK 0001179971 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,228

F1 · price: Incentive stock grant will vest in three equal annual installments beginning on January 2, 2018.

F2 · balance_after: Includes 54,651 shares as to which the Reporting Person disclaims beneficial ownership for incentive shares allotted but not yet delivered.

Read SEC document
December 19, 2016 Filed Dec 20, 2016 22:00 UTC GrantPhantom Stock Units · Derivative 96 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070591 · form4.xml · derivative · entry 1

SCHUMANN WILLIAM H · CIK 0001051334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,114

Underlying: Common Stock · 96 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

F1 · derivative.exercise_date: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

Read SEC document
December 19, 2016 Filed Dec 20, 2016 21:58 UTC GrantPhantom Stock Units · Derivative 123 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070590 · form4.xml · derivative · entry 1

ROBINSON RAY M · CIK 0001183382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,998

Underlying: Common Stock · 123 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

F1 · derivative.exercise_date: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

Read SEC document
December 19, 2016 Filed Dec 20, 2016 21:56 UTC GrantPhantom Stock Units · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070587 · form4.xml · derivative · entry 1

BIGGINS J VERONICA · CIK 0001018925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,468

Underlying: Common Stock · 100 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

F1 · derivative.exercise_date: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

Read SEC document
December 19, 2016 Filed Dec 20, 2016 21:57 UTC GrantPhantom Stock Units · Derivative 61 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070589 · form4.xml · derivative · entry 1

CLARK R KERRY · CIK 0001180776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,247

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

F1 · derivative.exercise_date: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 22:29 UTC
Summers Kevin VChief Information Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 6,564 $0.00 Strike: $45.83 $0.00
Disclosure

SEC source: 0001127602-16-069321 · form4.xml · derivative · entry 2

Summers Kevin V · CIK 0001691254 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,564

Underlying: Common Stock · 6,564 shares

Expires 2026-12-04

F2 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 22:29 UTC
Summers Kevin VChief Information Officer
GrantCommon Stock 2,044 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069321 · form4.xml · nonDerivative · entry 1

Summers Kevin V · CIK 0001691254 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,044

F1 · balance_after: Includes 2,044 shares as to which the Reporting Person disclaims beneficial ownership for incentive shares allotted but not yet delivered.

Read SEC document
October 24, 2016 Filed Oct 25, 2016 23:25 UTC
BASSETT THERESE MChief Strategy Officer
GrantCommon Stock 1,172 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065240 · form4.xml · nonDerivative · entry 1

BASSETT THERESE M · CIK 0001688498 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,885

F1 · balance_after: Includes 17,885 shares as to which the Reporting Person disclaims beneficial ownership for incentive shares allotted but not yet delivered.

Read SEC document
October 24, 2016 Filed Oct 25, 2016 23:24 UTC
Bartolotta PeterChief Transformation Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 10,784 $0.00 Strike: $42.59 $0.00
Disclosure

SEC source: 0001127602-16-065239 · form4.xml · derivative · entry 2

Bartolotta Peter · CIK 0001597188 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,784

Underlying: Common Stock · 10,784 shares

Expires 2026-10-23

F2 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
October 24, 2016 Filed Oct 25, 2016 23:24 UTC
Bartolotta PeterChief Transformation Officer
GrantCommon Stock 3,228 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065239 · form4.xml · nonDerivative · entry 1

Bartolotta Peter · CIK 0001597188 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,228

F1 · balance_after: Includes 3,228 shares as to which the Reporting Person disclaims beneficial ownership for incentive shares allotted but not yet delivered.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:29 UTC GrantPhantom Stock Units · Derivative 845 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064148 · form4.xml · derivative · entry 1

SCHUMANN WILLIAM H · CIK 0001051334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,018

Underlying: Common Stock · 845 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has elected to receive 50% of the quarterly cash retainer in phantom stock units under the Avnet, Inc. Deferred Compensation Plan for Outside Directors. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon a change in control of the Issuer.

F1 · price: The reporting person has elected to receive 50% of the quarterly cash retainer in phantom stock units under the Avnet, Inc. Deferred Compensation Plan for Outside Directors. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon a change in control of the Issuer.

F1 · derivative.exercise_date: The reporting person has elected to receive 50% of the quarterly cash retainer in phantom stock units under the Avnet, Inc. Deferred Compensation Plan for Outside Directors. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon a change in control of the Issuer.

F1 · derivative.expiration_date: The reporting person has elected to receive 50% of the quarterly cash retainer in phantom stock units under the Avnet, Inc. Deferred Compensation Plan for Outside Directors. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon a change in control of the Issuer.

Read SEC document
September 27, 2016 Filed Sep 28, 2016 00:05 UTC
ONEILL MICHAEL JGeneral Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 9,884 $0.00 Strike: $40.48 $0.00
Disclosure

SEC source: 0001127602-16-063287 · form4.xml · derivative · entry 2

ONEILL MICHAEL J · CIK 0001275974 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,884

Underlying: Common Stock · 9,884 shares

Expires 2026-09-26

F3 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 27, 2016 Filed Sep 28, 2016 00:05 UTC
ONEILL MICHAEL JGeneral Counsel
GrantCommon Stock 2,932 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-063287 · form4.xml · nonDerivative · entry 1

ONEILL MICHAEL J · CIK 0001275974 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,932

F1 · price: Incentive stock grant will vest in four equal installments. The first installment will vest in January 2017, with the balance to vest in three equal annual installments thereafter.

F2 · balance_after: Includes 2,932 shares as to which the Reporting Person disclaims beneficial ownership for incentive shares allotted but not yet delivered.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 23:26 UTC GrantPhantom Stock Units · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062859 · form4.xml · derivative · entry 1

ROBINSON RAY M · CIK 0001183382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,875

Underlying: Common Stock · 150 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

F1 · derivative.exercise_date: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 23:25 UTC GrantPhantom Stock Units · Derivative 74 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062858 · form4.xml · derivative · entry 1

CLARK R KERRY · CIK 0001180776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,186

Underlying: Common Stock · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

F1 · derivative.exercise_date: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 23:27 UTC GrantPhantom Stock Units · Derivative 113 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062860 · form4.xml · derivative · entry 1

SCHUMANN WILLIAM H · CIK 0001051334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,173

Underlying: Common Stock · 113 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

F1 · derivative.exercise_date: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 23:23 UTC GrantPhantom Stock Units · Derivative 122 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062857 · form4.xml · derivative · entry 1

BIGGINS J VERONICA · CIK 0001018925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,368

Underlying: Common Stock · 122 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

F1 · derivative.exercise_date: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units acquired as a result of quarterly dividend. These units are to be settled 1 for 1 in the Issuer's Common Stock after cessation of membership on the Issuer's Board or upon change in control of the Issuer.

Read SEC document
February 06, 2008 Filed Jul 28, 2017 20:35 UTC GiftCommon Stock 73 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024330 · form5.xml · nonDerivative · entry 1

BIGGINS J VERONICA · CIK 0001018925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,791

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.