AVR

SEC source: 0001104659-24-129873 · tm2431370-5_4seq1.xml · derivative · entry 5

Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,222

Underlying: Common Stock · 41,222 shares

Expires 2027-06-13

F2 · derivative.exercise_price: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64.

F3 · kind: Legacy awards originally issued by ATL that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Corporations Act, effective on the Effective Date.

F7 · derivative.exercise_date: The option vests in three equal annual installments beginning on December 31, 2022, subject to the Reporting Person's continued service.

SEC source: 0001104659-24-129873 · tm2431370-5_4seq1.xml · derivative · entry 4

Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,000

Underlying: Common Stock · 233,000 shares

Expires 2025-03-20

F2 · derivative.exercise_price: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64.

F3 · kind: Legacy awards originally issued by ATL that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Corporations Act, effective on the Effective Date.

F6 · derivative.exercise_date: The option vested in two equal installments on February 8, 2022 and June 24, 2022.

SEC source: 0001104659-24-129873 · tm2431370-5_4seq1.xml · derivative · entry 3

Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,890

Underlying: Common Stock · 31,890 shares

Expires 2029-05-15

F2 · derivative.exercise_price: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64.

F3 · kind: Legacy awards originally issued by ATL that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Corporations Act, effective on the Effective Date.

F5 · derivative.exercise_date: The option vested in three equal annual installments beginning on December 31, 2019.

SEC source: 0001104659-24-129873 · tm2431370-5_4seq1.xml · derivative · entry 2

Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,358

Underlying: Common Stock · 14,358 shares

Expires 2027-12-31

F2 · derivative.exercise_price: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64.

F3 · kind: Legacy awards originally issued by ATL that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Corporations Act, effective on the Effective Date.

F4 · derivative.exercise_date: The option vested in three equal annual installments beginning on December 31, 2018.

SEC source: 0001104659-24-129873 · tm2431370-5_4seq1.xml · nonDerivative · entry 1

Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,334

F1 · kind: Received in exchange for an equivalent number of ordinary shares of Anteris Technologies Ltd ("ATL") in connection with a series of reorganization transactions pursuant to which the Issuer received all of the issued and outstanding shares of ATL pursuant to a scheme of arrangement (the "Scheme") under Australian law between ATL and its shareholders under Part 5.1 of the Australian Corporations Act 2001 (Cth) (the "Corporations Act"). On December 16, 2024, the effective date of the Scheme and the closing of the Issuer's U.S. initial public offering (the "Effective Date"), the closing price of the Issuer's common stock was $5.50 per share.

F1 · price: Received in exchange for an equivalent number of ordinary shares of Anteris Technologies Ltd ("ATL") in connection with a series of reorganization transactions pursuant to which the Issuer received all of the issued and outstanding shares of ATL pursuant to a scheme of arrangement (the "Scheme") under Australian law between ATL and its shareholders under Part 5.1 of the Australian Corporations Act 2001 (Cth) (the "Corporations Act"). On December 16, 2024, the effective date of the Scheme and the closing of the Issuer's U.S. initial public offering (the "Effective Date"), the closing price of the Issuer's common stock was $5.50 per share.