Last 12 months
Inside the activity.
0 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2023 Filed Mar 23, 2023 14:04 UTC |
Caci JamesChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 140,672 | $4.22 Strike: $4.22 | $593,635.84 |
DisclosureSEC source: 0001437749-23-007592 · rdgdoc.xml · derivative · entry 3 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,672 Underlying: Common Stock · 140,672 shares Expires 2033-03-13 F6 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. F7 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 13, 2024; the remaining options vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| March 13, 2023 Filed Mar 23, 2023 14:04 UTC |
Caci JamesChief Financial Officer
|
GrantCommon Stock | 248,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-007592 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 560,491 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on March 13, 2024; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| March 01, 2023 Filed Mar 6, 2023 22:16 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 7,654 | $4.94 | $37,810.76 |
DisclosureSEC source: 0001437749-23-005561 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,624 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| March 01, 2023 Filed Mar 6, 2023 22:12 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
Tax withholdingCommon Stock | 9,950 | $4.94 | $49,153.00 |
DisclosureSEC source: 0001437749-23-005557 · rdgdoc.xml · nonDerivative · entry 1 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,834 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| March 01, 2023 Filed Mar 7, 2023 14:00 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
Tax withholdingCommon Stock | 7,311 | $4.94 | $36,116.34 |
DisclosureSEC source: 0001437749-23-005598 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,311,122 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 15:05 UTC |
Caci JamesChief Financial Officer
|
Tax withholdingCommon Stock | 2,896 | $4.11 | $11,902.56 |
DisclosureSEC source: 0001437749-23-000232 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,676 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Represents (i) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022 and (ii) 128,618 shares of Issuer's non-RSU Common Stock which was also previously reported on on Table I of a Form 4 filed with the Securities and Exchange Commission on March 22, 2022. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 21:34 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
Tax withholdingCommon Stock | 7,311 | $4.92 | $35,970.12 |
DisclosureSEC source: 0001437749-22-028421 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325,394 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes (i) 950,498 shares that the Reporting Person received on July 5, 2022 pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, net of exercise costs and amounts withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the shares (as reported in Column 4 of this Form 4) and (ii) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 21:31 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 7,654 | $4.92 | $37,657.68 |
DisclosureSEC source: 0001437749-22-028415 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,547 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes (i) 1,128,803 shares that the Reporting Person received on July 5, 2022 pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, net of exercise costs and amounts withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the shares (as reported in Column 4 of this Form 4) and (ii) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 22:03 UTC |
Caci JamesChief Financial Officer
|
Tax withholdingCommon Stock | 2,552 | $4.01 | $10,233.52 |
DisclosureSEC source: 0001437749-22-023506 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,572 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Represents (i) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022 and (ii) 128,618 shares of Issuer's non-RSU Common Stock which was also previously reported on on Table I of a Form 4 filed with the Securities and Exchange Commission on March 22, 2022. Read SEC document |
| September 01, 2022 Filed Sep 7, 2022 01:00 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
Tax withholdingCommon Stock | 29,241 | $4.41 | $128,952.81 |
DisclosureSEC source: 0001437749-22-021931 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,332,705 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes (i) 950,498 shares that the Reporting Person received on July 5, 2022 pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, net of exercise costs and amounts withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the shares (as reported in Column 4 of this Form 4) and (ii) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| September 01, 2022 Filed Sep 7, 2022 01:03 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 30,615 | $4.41 | $135,012.15 |
DisclosureSEC source: 0001437749-22-021932 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,608,201 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes (i) 1,128,803 shares that the Reporting Person received on July 5, 2022 pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, net of exercise costs and amounts withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the shares (as reported in Column 4 of this Form 4) and (ii) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| September 01, 2022 Filed Sep 7, 2022 01:04 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
Tax withholdingCommon Stock | 39,796 | $4.41 | $175,500.36 |
DisclosureSEC source: 0001437749-22-021933 · rdgdoc.xml · nonDerivative · entry 1 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,734 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| September 01, 2022 Filed Dec 5, 2022 21:33 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
Tax withholdingCommon Stock | 9,950 | $4.92 | $48,954.00 |
DisclosureSEC source: 0001437749-22-028419 · rdgdoc.xml · nonDerivative · entry 1 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,784 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| August 08, 2022 Filed Aug 19, 2022 11:31 UTC |
Epstein JeffDirector
|
OtherCommon Stock | 993,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-021008 · rdgdoc.xml · nonDerivative · entry 1 Epstein Jeff · CIK 0001228718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,110,190 F1 · kind: Represents shares received in a pro rata distribution from Apex Technology Sponsor LLC, of which the reporting person is a member. Read SEC document |
| July 05, 2022 Filed Jul 8, 2022 10:02 UTC |
Brown Brian MichaelDirector · General Counsel
|
Tax withholdingCommon Stock | 780,829 | $4.62 | $3,607,429.98 |
DisclosureSEC source: 0001437749-22-016857 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,361,946 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes (i) 950,498 shares that the Reporting Person received on July 5, 2022 pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, net of exercise costs and amounts withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the shares (as reported in Column 4 of this Form 4) and (ii) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| July 05, 2022 Filed Jul 8, 2022 10:01 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 732,374 | $4.62 | $3,383,567.88 |
DisclosureSEC source: 0001437749-22-016856 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,638,816 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes (i) 1,128,803 shares that the Reporting Person received on July 5, 2022 pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, net of exercise costs and amounts withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the shares (as reported in Column 4 of this Form 4) and (ii) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| July 01, 2022 Filed Jul 7, 2022 00:35 UTC |
Caci JamesChief Financial Officer
|
Tax withholdingCommon Stock | 2,552 | $4.34 | $11,075.68 |
DisclosureSEC source: 0001437749-22-016772 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,124 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Represents (i) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022 and (ii) 128,618 shares of Issuer's non-RSU Common Stock which was also previously reported on on Table I of a Form 4 filed with the Securities and Exchange Commission on March 22, 2022. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 15:19 UTC |
Caci JamesChief Financial Officer
|
Tax withholdingCommon Stock | 1,579 | $5.26 | $8,305.54 |
DisclosureSEC source: 0001437749-22-008131 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,676 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Represents (i) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022 and (ii) 128,618 shares of Issuer's non-RSU Common Stock which was also previously reported on on Table I of a Form 4 filed with the Securities and Exchange Commission on March 22, 2022. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 00:10 UTC |
Brown Brian MichaelDirector · General Counsel
|
GrantStock Option (Right to Buy) · Derivative | 39,632 | $5.88 Strike: $5.88 | $233,036.16 |
DisclosureSEC source: 0001437749-22-006950 · rdgdoc.xml · derivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,632 Underlying: Common Stock · 39,632 shares Expires 2032-03-21 F4 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. F5 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 21, 2023; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 00:10 UTC |
Brown Brian MichaelDirector · General Counsel
|
GrantCommon Stock | 54,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-006950 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,142,775 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on March 21, 2023; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F3 · balance_after: Includes (A) 1,738,288 shares that the Reporting Person is entitled to receive pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, upon the earlier of (i) July 1, 2022 and (ii) specified events including change of control of the Issuer, separation of service and the reporting person's disability or death and (B) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 00:09 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 138,250 | $5.88 Strike: $5.88 | $812,910.00 |
DisclosureSEC source: 0001437749-22-006948 · rdgdoc.xml · derivative · entry 2 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,250 Underlying: Common Stock · 138,250 shares Expires 2032-03-21 F4 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. F5 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 21, 2023; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 00:09 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 191,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-006948 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,371,190 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on March 21, 2023; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F3 · balance_after: Includes (A) 1,868,660 shares that the Reporting Person is entitled to receive pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, upon the earlier of (i) July 1, 2022 and (ii) specified events including change of control of the Issuer, separation of service and the reporting person's disability or death and (B) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 00:08 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 138,250 | $5.88 Strike: $5.88 | $812,910.00 |
DisclosureSEC source: 0001437749-22-006947 · rdgdoc.xml · derivative · entry 2 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,250 Underlying: Common Stock · 138,250 shares Expires 2032-03-21 F4 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. F5 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 31, 2023; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 00:08 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
GrantCommon Stock | 191,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-006947 · rdgdoc.xml · nonDerivative · entry 1 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,530 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on March 21, 2023; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 00:10 UTC |
Caci JamesChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 82,950 | $5.88 Strike: $5.88 | $487,746.00 |
DisclosureSEC source: 0001437749-22-006949 · rdgdoc.xml · derivative · entry 2 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,950 Underlying: Common Stock · 82,950 shares Expires 2032-03-21 F4 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. F5 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 21, 2023; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 00:10 UTC |
Caci JamesChief Financial Officer
|
GrantCommon Stock | 114,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-006949 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,255 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on March 21, 2023; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F3 · balance_after: Represents (i) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules reported herein and previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 and (ii) 128,618 shares of Issuer's non-RSU Common Stock. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 00:26 UTC |
Caci JamesChief Financial Officer
|
Tax withholdingCommon Stock | 7,490 | $6.29 | $47,112.10 |
DisclosureSEC source: 0001437749-22-000211 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,459 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Represents (i) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 (the "2021 RSU Grant Form 4") and (ii) 110,215 shares of Issuer's non-RSU Common Stock which was also previously reported on the 2021 RSU Grant Form 4. Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 08:04 UTC |
Wu SophiaChief Accounting Officer
|
SaleCommon Stock | 32,000 | $6.36 | $203,625.60 |
DisclosureSEC source: 0001437749-21-029089 · rdgdoc.xml · nonDerivative · entry 1 Wu Sophia · CIK 0001865562 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,343 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Represents aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021. Read SEC document |
| December 07, 2021 Filed Dec 14, 2021 12:13 UTC |
Wu SophiaChief Accounting Officer
|
Tax withholdingCommon Stock | 4,156 | $6.28 | $26,099.68 |
DisclosureSEC source: 0001437749-21-028492 · rdgdoc.xml · nonDerivative · entry 1 Wu Sophia · CIK 0001865562 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,343 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 do not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Represents aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 15:11 UTC |
Jiang TianyiDirector · Chief Executive Officer
|
PurchaseCommon Stock | 39,000 | $6.43 | $250,937.70 |
DisclosureSEC source: 0001437749-21-027782 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 172,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These shares are held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership with respect to the shares held by his spouse, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 24, 2021 Filed Nov 29, 2021 17:30 UTC |
Wu SophiaChief Accounting Officer
|
SaleCommon Stock | 35,000 | $7.03 | $245,920.50 |
DisclosureSEC source: 0001437749-21-027493 · rdgdoc.xml · nonDerivative · entry 1 Wu Sophia · CIK 0001865562 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,499 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Represents aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 22:07 UTC |
Jiang TianyiDirector · Chief Executive Officer
|
PurchaseCommon Stock | 33,000 | $7.78 | $256,713.60 |
DisclosureSEC source: 0001437749-21-027105 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 133,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These shares are held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership with respect to the shares held by his spouse, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:50 UTC |
Wu SophiaChief Accounting Officer
|
Tax withholdingCommon Stock | 33,837 | $8.39 | $283,892.43 |
DisclosureSEC source: 0001437749-21-023340 · rdgdoc.xml · nonDerivative · entry 1 Wu Sophia · CIK 0001865562 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,499 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Represents aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021. Read SEC document |
| September 08, 2021 Filed Sep 9, 2021 21:52 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 25,000 | $9.52 | $238,055.00 |
DisclosureSEC source: 0001437749-21-021846 · rdgdoc.xml · nonDerivative · entry 1 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trusts Disclosed balance after: 11,456,776 F1 · shares: G Sonata Trust, of which the Reporting Person is the Trustee, purchased 25,000 shares of the Issuer's common stock at the public offering price reported herein. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: 7,434,552 of these shares are held by G Sonata Trust, 2,011,112 of these shares are held by The Purple Cove Trust, and 2,011,112 of these shares are held by The Purple Harbor Trust. The Reporting Person is the Trustee of the Trusts being reported herein. The Reporting Person disclaims beneficial ownership with respect to the shares being reported herein, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 21:27 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 25,000 | $9.65 | $241,232.50 |
DisclosureSEC source: 0001437749-21-021409 · rdgdoc.xml · nonDerivative · entry 1 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trusts Disclosed balance after: 11,431,776 F1 · shares: G Sonata Trust, of which the Reporting Person is the Trustee, purchased 25,000 shares of the Issuer's common stock at the public offering price reported herein. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: 7,409,552 of these shares are held by G Sonata Trust, 2,011,112 of these shares are held by The Purple Cove Trust, and 2,011,112 of these shares are held by The Purple Harbor Trust. The Reporting Person is the Trustee of the Trusts being reported herein. The Reporting Person disclaims beneficial ownership with respect to the shares being reported herein, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:17 UTC |
Lu Zhijian10% owner
|
GrantStock Option (Right to Buy) · Derivative | 62,491 | $0.00 Strike: $9.64 | $0.00 |
DisclosureSEC source: 0001437749-21-021501 · rdgdoc.xml · derivative · entry 2 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,491 Underlying: Common Stock · 62,491 shares Expires 2031-09-01 F3 · derivative.exercise_date: 25% of the shares underlying this option will vest on September 1, 2022; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:17 UTC |
Lu Zhijian10% owner
|
GrantCommon Stock | 25,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-021501 · rdgdoc.xml · nonDerivative · entry 1 Lu Zhijian · CIK 0001874612 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,326 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on September 1, 2022; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F4 · balance_after: Includes 51,392 shares of non-RSU Common Stock. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:16 UTC |
Teper JeffDirector
|
GrantCommon Stock | 16,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-021500 · rdgdoc.xml · nonDerivative · entry 1 Teper Jeff · CIK 0001865698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,598 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 100% of the RSUs will vest on September 1, 2022, subject to the Reporting Person's continued service with the Issuer as of that vesting date. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:14 UTC |
Ho John Chi OnDirector
|
GrantCommon Stock | 16,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-021495 · rdgdoc.xml · nonDerivative · entry 1 Ho John Chi On · CIK 0001865775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,598 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 100% of the RSUs will vest on September 1, 2022, subject to the Reporting Person's continued service with the Issuer as of that vesting date. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:09 UTC |
Brown Brian MichaelDirector · General Counsel
|
GrantStock Option (Right to Buy) · Derivative | 624,906 | $9.64 Strike: $9.64 | $6,024,093.84 |
DisclosureSEC source: 0001437749-21-021484 · rdgdoc.xml · derivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,906 Underlying: Common Stock · 624,906 shares Expires 2031-09-01 F4 · derivative.exercise_date: 25% of the shares underlying this option will vest on September 1, 2022; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:09 UTC |
Brown Brian MichaelDirector · General Counsel
|
GrantCommon Stock | 259,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-021484 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,082,128 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on September 1, 2022; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F3 · balance_after: Includes 1,732,488 shares that the Reporting Person is entitled to receive pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, upon the earlier of (i) July 1, 2022 and (ii) specified events including change of control of the Issuer, separation of service and the reporting person's disability or death. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:15 UTC |
Wu SophiaChief Accounting Officer
|
GrantStock Option (Right to Buy) · Derivative | 124,981 | $0.00 Strike: $9.64 | $0.00 |
DisclosureSEC source: 0001437749-21-021498 · rdgdoc.xml · derivative · entry 3 Wu Sophia · CIK 0001865562 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,981 Underlying: Common Stock · 124,981 shares Expires 2031-09-01 F4 · derivative.exercise_date: 25% of the shares underlying this option will vest on September 1, 2022; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:15 UTC |
Wu SophiaChief Accounting Officer
|
GrantCommon Stock | 207,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-021498 · rdgdoc.xml · nonDerivative · entry 2 Wu Sophia · CIK 0001865562 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,336 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · shares: 50% of the RSUs vested immediately on September 1, 2021; the remaining RSUs vest in 8 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. On September 1, 2021 the Reporting Person vested in 103,735 shares. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:15 UTC |
Wu SophiaChief Accounting Officer
|
GrantCommon Stock | 51,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-021498 · rdgdoc.xml · nonDerivative · entry 1 Wu Sophia · CIK 0001865562 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,867 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on September 1, 2022; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:13 UTC |
Jiang TianyiDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 749,888 | $0.00 Strike: $9.64 | $0.00 |
DisclosureSEC source: 0001437749-21-021493 · rdgdoc.xml · derivative · entry 2 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,888 Underlying: Common Stock · 749,888 shares Expires 2031-09-01 F3 · derivative.exercise_date: 25% of the shares underlying this option will vest on September 1, 2022; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:13 UTC |
Jiang TianyiDirector · Chief Executive Officer
|
GrantCommon Stock | 311,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-021493 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,173,627 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on September 1, 2022; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F4 · balance_after: Includes 1,862,424 shares that the Reporting Person is entitled to receive pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, upon the earlier of (i) July 1, 2022 and (ii) specified events including change of control of the Issuer, separation of service and the reporting person's disability or death. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:12 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 749,888 | $0.00 Strike: $9.64 | $0.00 |
DisclosureSEC source: 0001437749-21-021492 · rdgdoc.xml · derivative · entry 2 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,888 Underlying: Common Stock · 749,888 shares Expires 2031-09-01 F3 · derivative.exercise_date: 25% of the shares underlying this option will vest on September 1, 2022; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:12 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
GrantCommon Stock | 311,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-021492 · rdgdoc.xml · nonDerivative · entry 1 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,203 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on September 1, 2022; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:19 UTC |
Epstein JeffDirector
|
GrantCommon Stock | 16,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-021503 · rdgdoc.xml · nonDerivative · entry 1 Epstein Jeff · CIK 0001228718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,598 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 100% of the RSUs will vest on September 1, 2022, subject to the Reporting Person's continued service with the Issuer as of that vesting date. F3 · balance_after: Includes 50,000 shares of non-RSU Common Stock. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:10 UTC |
Caci JamesChief Financial Officer
|
GrantCommon Stock | 103,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-021486 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,949 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on December 31, 2021; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F3 · balance_after: Includes 110,215 shares of non-RSU Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.