Tapewire

Nasdaq · USD

AVPT

AvePoint, Inc.

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Tapewire entity
746
SEC CIK
0001777921
Parsed reports
336

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202602
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2023 Filed Mar 23, 2023 14:04 UTC
Caci JamesChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 140,672 $4.22 Strike: $4.22 $593,635.84
Disclosure

SEC source: 0001437749-23-007592 · rdgdoc.xml · derivative · entry 3

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,672

Underlying: Common Stock · 140,672 shares

Expires 2033-03-13

F6 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan.

F7 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 13, 2024; the remaining options vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

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March 13, 2023 Filed Mar 23, 2023 14:04 UTC
Caci JamesChief Financial Officer
GrantCommon Stock 248,815 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007592 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 560,491

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 25% of the RSUs will vest on March 13, 2024; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.

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March 01, 2023 Filed Mar 6, 2023 22:16 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 7,654 $4.94 $37,810.76
Disclosure

SEC source: 0001437749-23-005561 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,624

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.

Read SEC document
March 01, 2023 Filed Mar 6, 2023 22:12 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 9,950 $4.94 $49,153.00
Disclosure

SEC source: 0001437749-23-005557 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,834

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.

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March 01, 2023 Filed Mar 7, 2023 14:00 UTC
Brown Brian MichaelDirector · Chief Legal Officer
Tax withholdingCommon Stock 7,311 $4.94 $36,116.34
Disclosure

SEC source: 0001437749-23-005598 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311,122

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 15:05 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 2,896 $4.11 $11,902.56
Disclosure

SEC source: 0001437749-23-000232 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,676

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Represents (i) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022 and (ii) 128,618 shares of Issuer's non-RSU Common Stock which was also previously reported on on Table I of a Form 4 filed with the Securities and Exchange Commission on March 22, 2022.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 21:34 UTC
Brown Brian MichaelDirector · Chief Legal Officer
Tax withholdingCommon Stock 7,311 $4.92 $35,970.12
Disclosure

SEC source: 0001437749-22-028421 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325,394

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes (i) 950,498 shares that the Reporting Person received on July 5, 2022 pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, net of exercise costs and amounts withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the shares (as reported in Column 4 of this Form 4) and (ii) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 21:31 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 7,654 $4.92 $37,657.68
Disclosure

SEC source: 0001437749-22-028415 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600,547

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes (i) 1,128,803 shares that the Reporting Person received on July 5, 2022 pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, net of exercise costs and amounts withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the shares (as reported in Column 4 of this Form 4) and (ii) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 22:03 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 2,552 $4.01 $10,233.52
Disclosure

SEC source: 0001437749-22-023506 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,572

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Represents (i) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022 and (ii) 128,618 shares of Issuer's non-RSU Common Stock which was also previously reported on on Table I of a Form 4 filed with the Securities and Exchange Commission on March 22, 2022.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 01:00 UTC
Brown Brian MichaelDirector · Chief Legal Officer
Tax withholdingCommon Stock 29,241 $4.41 $128,952.81
Disclosure

SEC source: 0001437749-22-021931 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,332,705

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes (i) 950,498 shares that the Reporting Person received on July 5, 2022 pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, net of exercise costs and amounts withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the shares (as reported in Column 4 of this Form 4) and (ii) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 01:03 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 30,615 $4.41 $135,012.15
Disclosure

SEC source: 0001437749-22-021932 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608,201

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes (i) 1,128,803 shares that the Reporting Person received on July 5, 2022 pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, net of exercise costs and amounts withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the shares (as reported in Column 4 of this Form 4) and (ii) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 01:04 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 39,796 $4.41 $175,500.36
Disclosure

SEC source: 0001437749-22-021933 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,734

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.

Read SEC document
September 01, 2022 Filed Dec 5, 2022 21:33 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 9,950 $4.92 $48,954.00
Disclosure

SEC source: 0001437749-22-028419 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,784

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.

Read SEC document
August 08, 2022 Filed Aug 19, 2022 11:31 UTC
Epstein JeffDirector
OtherCommon Stock 993,592 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-021008 · rdgdoc.xml · nonDerivative · entry 1

Epstein Jeff · CIK 0001228718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,110,190

F1 · kind: Represents shares received in a pro rata distribution from Apex Technology Sponsor LLC, of which the reporting person is a member.

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July 05, 2022 Filed Jul 8, 2022 10:02 UTC
Brown Brian MichaelDirector · General Counsel
Tax withholdingCommon Stock 780,829 $4.62 $3,607,429.98
Disclosure

SEC source: 0001437749-22-016857 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,361,946

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes (i) 950,498 shares that the Reporting Person received on July 5, 2022 pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, net of exercise costs and amounts withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the shares (as reported in Column 4 of this Form 4) and (ii) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.

Read SEC document
July 05, 2022 Filed Jul 8, 2022 10:01 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 732,374 $4.62 $3,383,567.88
Disclosure

SEC source: 0001437749-22-016856 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,638,816

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes (i) 1,128,803 shares that the Reporting Person received on July 5, 2022 pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, net of exercise costs and amounts withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the shares (as reported in Column 4 of this Form 4) and (ii) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.

Read SEC document
July 01, 2022 Filed Jul 7, 2022 00:35 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 2,552 $4.34 $11,075.68
Disclosure

SEC source: 0001437749-22-016772 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,124

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Represents (i) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022 and (ii) 128,618 shares of Issuer's non-RSU Common Stock which was also previously reported on on Table I of a Form 4 filed with the Securities and Exchange Commission on March 22, 2022.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 15:19 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 1,579 $5.26 $8,305.54
Disclosure

SEC source: 0001437749-22-008131 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,676

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Represents (i) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022 and (ii) 128,618 shares of Issuer's non-RSU Common Stock which was also previously reported on on Table I of a Form 4 filed with the Securities and Exchange Commission on March 22, 2022.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 00:10 UTC
Brown Brian MichaelDirector · General Counsel
GrantStock Option (Right to Buy) · Derivative 39,632 $5.88 Strike: $5.88 $233,036.16
Disclosure

SEC source: 0001437749-22-006950 · rdgdoc.xml · derivative · entry 2

Brown Brian Michael · CIK 0001865783 · Director · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,632

Underlying: Common Stock · 39,632 shares

Expires 2032-03-21

F4 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan.

F5 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 21, 2023; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

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March 21, 2022 Filed Mar 23, 2022 00:10 UTC
Brown Brian MichaelDirector · General Counsel
GrantCommon Stock 54,847 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006950 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,142,775

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 25% of the RSUs will vest on March 21, 2023; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

F3 · balance_after: Includes (A) 1,738,288 shares that the Reporting Person is entitled to receive pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, upon the earlier of (i) July 1, 2022 and (ii) specified events including change of control of the Issuer, separation of service and the reporting person's disability or death and (B) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021.

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March 21, 2022 Filed Mar 23, 2022 00:09 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
GrantStock Option (Right to Buy) · Derivative 138,250 $5.88 Strike: $5.88 $812,910.00
Disclosure

SEC source: 0001437749-22-006948 · rdgdoc.xml · derivative · entry 2

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,250

Underlying: Common Stock · 138,250 shares

Expires 2032-03-21

F4 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan.

F5 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 21, 2023; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

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March 21, 2022 Filed Mar 23, 2022 00:09 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 191,327 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006948 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,371,190

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 25% of the RSUs will vest on March 21, 2023; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

F3 · balance_after: Includes (A) 1,868,660 shares that the Reporting Person is entitled to receive pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, upon the earlier of (i) July 1, 2022 and (ii) specified events including change of control of the Issuer, separation of service and the reporting person's disability or death and (B) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021.

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March 21, 2022 Filed Mar 23, 2022 00:08 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
GrantStock Option (Right to Buy) · Derivative 138,250 $5.88 Strike: $5.88 $812,910.00
Disclosure

SEC source: 0001437749-22-006947 · rdgdoc.xml · derivative · entry 2

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,250

Underlying: Common Stock · 138,250 shares

Expires 2032-03-21

F4 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan.

F5 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 31, 2023; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 00:08 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
GrantCommon Stock 191,327 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006947 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,530

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 25% of the RSUs will vest on March 21, 2023; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 00:10 UTC
Caci JamesChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 82,950 $5.88 Strike: $5.88 $487,746.00
Disclosure

SEC source: 0001437749-22-006949 · rdgdoc.xml · derivative · entry 2

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,950

Underlying: Common Stock · 82,950 shares

Expires 2032-03-21

F4 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan.

F5 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 21, 2023; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 00:10 UTC
Caci JamesChief Financial Officer
GrantCommon Stock 114,796 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006949 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,255

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 25% of the RSUs will vest on March 21, 2023; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

F3 · balance_after: Represents (i) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules reported herein and previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 and (ii) 128,618 shares of Issuer's non-RSU Common Stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 00:26 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 7,490 $6.29 $47,112.10
Disclosure

SEC source: 0001437749-22-000211 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,459

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Represents (i) aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 (the "2021 RSU Grant Form 4") and (ii) 110,215 shares of Issuer's non-RSU Common Stock which was also previously reported on the 2021 RSU Grant Form 4.

Read SEC document
December 17, 2021 Filed Dec 22, 2021 08:04 UTC
Wu SophiaChief Accounting Officer
SaleCommon Stock 32,000 $6.36 $203,625.60
Disclosure

SEC source: 0001437749-21-029089 · rdgdoc.xml · nonDerivative · entry 1

Wu Sophia · CIK 0001865562 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,343

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Represents aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021.

Read SEC document
December 07, 2021 Filed Dec 14, 2021 12:13 UTC
Wu SophiaChief Accounting Officer
Tax withholdingCommon Stock 4,156 $6.28 $26,099.68
Disclosure

SEC source: 0001437749-21-028492 · rdgdoc.xml · nonDerivative · entry 1

Wu Sophia · CIK 0001865562 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,343

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 do not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Represents aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021.

Read SEC document
December 02, 2021 Filed Dec 3, 2021 15:11 UTC
Jiang TianyiDirector · Chief Executive Officer
PurchaseCommon Stock 39,000 $6.43 $250,937.70
Disclosure

SEC source: 0001437749-21-027782 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 172,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These shares are held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership with respect to the shares held by his spouse, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 17:30 UTC
Wu SophiaChief Accounting Officer
SaleCommon Stock 35,000 $7.03 $245,920.50
Disclosure

SEC source: 0001437749-21-027493 · rdgdoc.xml · nonDerivative · entry 1

Wu Sophia · CIK 0001865562 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,499

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Represents aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 22:07 UTC
Jiang TianyiDirector · Chief Executive Officer
PurchaseCommon Stock 33,000 $7.78 $256,713.60
Disclosure

SEC source: 0001437749-21-027105 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 133,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These shares are held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership with respect to the shares held by his spouse, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:50 UTC
Wu SophiaChief Accounting Officer
Tax withholdingCommon Stock 33,837 $8.39 $283,892.43
Disclosure

SEC source: 0001437749-21-023340 · rdgdoc.xml · nonDerivative · entry 1

Wu Sophia · CIK 0001865562 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,499

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Represents aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021.

Read SEC document
September 08, 2021 Filed Sep 9, 2021 21:52 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 25,000 $9.52 $238,055.00
Disclosure

SEC source: 0001437749-21-021846 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 11,456,776

F1 · shares: G Sonata Trust, of which the Reporting Person is the Trustee, purchased 25,000 shares of the Issuer's common stock at the public offering price reported herein.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: 7,434,552 of these shares are held by G Sonata Trust, 2,011,112 of these shares are held by The Purple Cove Trust, and 2,011,112 of these shares are held by The Purple Harbor Trust. The Reporting Person is the Trustee of the Trusts being reported herein. The Reporting Person disclaims beneficial ownership with respect to the shares being reported herein, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 21:27 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 25,000 $9.65 $241,232.50
Disclosure

SEC source: 0001437749-21-021409 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 11,431,776

F1 · shares: G Sonata Trust, of which the Reporting Person is the Trustee, purchased 25,000 shares of the Issuer's common stock at the public offering price reported herein.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: 7,409,552 of these shares are held by G Sonata Trust, 2,011,112 of these shares are held by The Purple Cove Trust, and 2,011,112 of these shares are held by The Purple Harbor Trust. The Reporting Person is the Trustee of the Trusts being reported herein. The Reporting Person disclaims beneficial ownership with respect to the shares being reported herein, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:17 UTC
Lu Zhijian10% owner
GrantStock Option (Right to Buy) · Derivative 62,491 $0.00 Strike: $9.64 $0.00
Disclosure

SEC source: 0001437749-21-021501 · rdgdoc.xml · derivative · entry 2

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,491

Underlying: Common Stock · 62,491 shares

Expires 2031-09-01

F3 · derivative.exercise_date: 25% of the shares underlying this option will vest on September 1, 2022; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:17 UTC
Lu Zhijian10% owner
GrantCommon Stock 25,934 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021501 · rdgdoc.xml · nonDerivative · entry 1

Lu Zhijian · CIK 0001874612 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,326

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 25% of the RSUs will vest on September 1, 2022; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

F4 · balance_after: Includes 51,392 shares of non-RSU Common Stock.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:16 UTC
Teper JeffDirector
GrantCommon Stock 16,598 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021500 · rdgdoc.xml · nonDerivative · entry 1

Teper Jeff · CIK 0001865698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,598

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 100% of the RSUs will vest on September 1, 2022, subject to the Reporting Person's continued service with the Issuer as of that vesting date.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:14 UTC GrantCommon Stock 16,598 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021495 · rdgdoc.xml · nonDerivative · entry 1

Ho John Chi On · CIK 0001865775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,598

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 100% of the RSUs will vest on September 1, 2022, subject to the Reporting Person's continued service with the Issuer as of that vesting date.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:09 UTC
Brown Brian MichaelDirector · General Counsel
GrantStock Option (Right to Buy) · Derivative 624,906 $9.64 Strike: $9.64 $6,024,093.84
Disclosure

SEC source: 0001437749-21-021484 · rdgdoc.xml · derivative · entry 2

Brown Brian Michael · CIK 0001865783 · Director · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,906

Underlying: Common Stock · 624,906 shares

Expires 2031-09-01

F4 · derivative.exercise_date: 25% of the shares underlying this option will vest on September 1, 2022; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:09 UTC
Brown Brian MichaelDirector · General Counsel
GrantCommon Stock 259,336 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021484 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,082,128

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 25% of the RSUs will vest on September 1, 2022; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

F3 · balance_after: Includes 1,732,488 shares that the Reporting Person is entitled to receive pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, upon the earlier of (i) July 1, 2022 and (ii) specified events including change of control of the Issuer, separation of service and the reporting person's disability or death.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:15 UTC
Wu SophiaChief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 124,981 $0.00 Strike: $9.64 $0.00
Disclosure

SEC source: 0001437749-21-021498 · rdgdoc.xml · derivative · entry 3

Wu Sophia · CIK 0001865562 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,981

Underlying: Common Stock · 124,981 shares

Expires 2031-09-01

F4 · derivative.exercise_date: 25% of the shares underlying this option will vest on September 1, 2022; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:15 UTC
Wu SophiaChief Accounting Officer
GrantCommon Stock 207,469 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021498 · rdgdoc.xml · nonDerivative · entry 2

Wu Sophia · CIK 0001865562 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,336

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · shares: 50% of the RSUs vested immediately on September 1, 2021; the remaining RSUs vest in 8 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. On September 1, 2021 the Reporting Person vested in 103,735 shares.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:15 UTC
Wu SophiaChief Accounting Officer
GrantCommon Stock 51,867 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021498 · rdgdoc.xml · nonDerivative · entry 1

Wu Sophia · CIK 0001865562 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,867

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 25% of the RSUs will vest on September 1, 2022; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:13 UTC
Jiang TianyiDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 749,888 $0.00 Strike: $9.64 $0.00
Disclosure

SEC source: 0001437749-21-021493 · rdgdoc.xml · derivative · entry 2

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,888

Underlying: Common Stock · 749,888 shares

Expires 2031-09-01

F3 · derivative.exercise_date: 25% of the shares underlying this option will vest on September 1, 2022; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:13 UTC
Jiang TianyiDirector · Chief Executive Officer
GrantCommon Stock 311,203 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021493 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,173,627

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 25% of the RSUs will vest on September 1, 2022; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

F4 · balance_after: Includes 1,862,424 shares that the Reporting Person is entitled to receive pursuant to an agreement between the Issuer and the Reporting Person, dated as of June 30, 2021, upon the earlier of (i) July 1, 2022 and (ii) specified events including change of control of the Issuer, separation of service and the reporting person's disability or death.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:12 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
GrantStock Option (Right to Buy) · Derivative 749,888 $0.00 Strike: $9.64 $0.00
Disclosure

SEC source: 0001437749-21-021492 · rdgdoc.xml · derivative · entry 2

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,888

Underlying: Common Stock · 749,888 shares

Expires 2031-09-01

F3 · derivative.exercise_date: 25% of the shares underlying this option will vest on September 1, 2022; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:12 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
GrantCommon Stock 311,203 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021492 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,203

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 25% of the RSUs will vest on September 1, 2022; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 20:19 UTC
Epstein JeffDirector
GrantCommon Stock 16,598 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021503 · rdgdoc.xml · nonDerivative · entry 1

Epstein Jeff · CIK 0001228718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,598

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 100% of the RSUs will vest on September 1, 2022, subject to the Reporting Person's continued service with the Issuer as of that vesting date.

F3 · balance_after: Includes 50,000 shares of non-RSU Common Stock.

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September 01, 2021 Filed Sep 3, 2021 20:10 UTC
Caci JamesChief Financial Officer
GrantCommon Stock 103,734 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-021486 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,949

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 25% of the RSUs will vest on December 31, 2021; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

F3 · balance_after: Includes 110,215 shares of non-RSU Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.