Tapewire

Nasdaq · USD

AVPT

AvePoint, Inc.

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Tapewire entity
746
SEC CIK
0001777921
Parsed reports
336

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202602
Sep 202602
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 21, 2023 Filed Dec 22, 2023 21:50 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 4,706 $8.36 $39,342.16
Disclosure

SEC source: 0001437749-23-035260 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,205

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
December 21, 2023 Filed Dec 22, 2023 21:35 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 6,117 $8.36 $51,138.12
Disclosure

SEC source: 0001437749-23-035257 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,622

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
December 21, 2023 Filed Dec 22, 2023 21:33 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 2,824 $8.36 $23,608.64
Disclosure

SEC source: 0001437749-23-035255 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 533,028

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:50 UTC
Brown Brian MichaelDirector · Chief Legal Officer
SaleCommon Stock 15,000 $8.47 $127,050.00
Disclosure

SEC source: 0001437749-23-034769 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,347,635

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 21:59 UTC
Brown Brian MichaelDirector · Chief Legal Officer
SaleCommon Stock 20,000 $8.12 $162,400.00
Disclosure

SEC source: 0001437749-23-033518 · rdgdoc.xml · nonDerivative · entry 2

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,362,635

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 21:59 UTC
Brown Brian MichaelDirector · Chief Legal Officer
Tax withholdingCommon Stock 7,311 $8.32 $60,827.52
Disclosure

SEC source: 0001437749-23-033518 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,382,635

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 22:01 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 7,654 $8.32 $63,681.28
Disclosure

SEC source: 0001437749-23-033520 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 464,911

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 21:59 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 9,949 $8.32 $82,775.68
Disclosure

SEC source: 0001437749-23-033519 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 494,739

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 21:41 UTC
Brown Brian MichaelDirector · Chief Legal Officer
SaleCommon Stock 15,000 $8.30 $124,500.00
Disclosure

SEC source: 0001437749-23-032783 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,389,946

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 16:36 UTC
Brown Brian MichaelDirector · Chief Legal Officer
SaleCommon Stock 20,000 $7.34 $146,800.00
Disclosure

SEC source: 0001437749-23-030165 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,404,946

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
October 09, 2023 Filed Oct 13, 2023 00:40 UTC
Brown Brian MichaelDirector · Chief Legal Officer
SaleCommon Stock 4,044 $7.00 $28,308.00
Disclosure

SEC source: 0001437749-23-028172 · rdgdoc.xml · nonDerivative · entry 3

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,424,946

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
October 06, 2023 Filed Oct 13, 2023 00:40 UTC
Brown Brian MichaelDirector · Chief Legal Officer
SaleCommon Stock 31,487 $7.02 $221,038.74
Disclosure

SEC source: 0001437749-23-028172 · rdgdoc.xml · nonDerivative · entry 2

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,428,990

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
October 05, 2023 Filed Oct 13, 2023 00:40 UTC
Brown Brian MichaelDirector · Chief Legal Officer
SaleCommon Stock 4,469 $7.00 $31,283.00
Disclosure

SEC source: 0001437749-23-028172 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,460,477

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 14:37 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 2,552 $6.31 $16,103.12
Disclosure

SEC source: 0001437749-23-027450 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 535,852

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023.

Read SEC document
September 21, 2023 Filed Sep 25, 2023 19:01 UTC
Brown Brian MichaelDirector · Chief Legal Officer
Tax withholdingCommon Stock 1,547 $6.60 $10,210.20
Disclosure

SEC source: 0001437749-23-026678 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,464,946

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
September 21, 2023 Filed Sep 25, 2023 18:59 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 4,706 $6.60 $31,059.60
Disclosure

SEC source: 0001437749-23-026674 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 472,565

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
September 21, 2023 Filed Sep 25, 2023 19:00 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 6,117 $6.60 $40,372.20
Disclosure

SEC source: 0001437749-23-026676 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 504,688

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
September 21, 2023 Filed Sep 25, 2023 18:57 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 2,824 $6.60 $18,638.40
Disclosure

SEC source: 0001437749-23-026672 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 538,404

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 12:57 UTC
Waxman AlanFormer 10% Owner
SaleCommon Stock 7,777,746 $6.00 $46,666,476.00
Disclosure

SEC source: 0001387131-23-011233 · avpt-form4_091523.xml · nonDerivative · entry 3

Sixth Street Partners Management Company, L.P. · CIK 0001812095 · Former 10% Owner

Waxman Alan · CIK 0001515132 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Avatar Investment Opportunities, LLC

Disclosed balance after: 3,756,312

F2 · balance_after: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited.

F6 · balance_after: Includes 333,783 shares of Contingent Consideration.

F7 · ownership.nature: These shares are owned directly by Avatar Investment Opportunities, LLC. Avatar Investment Opportunities, LLC's managing member is Redwood IV Finance 1, LLC, the managing member of which is Sixth Street Opportunities GenPar IV, L.P. (formerly known as TSSP Opportunities GenPar IV, L.P.). Sixth Street Opportunities GenPar IV, L.P. is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman.

F8 · ownership.nature: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 12:57 UTC
Waxman AlanFormer 10% Owner
SaleCommon Stock 3,904,714 $6.00 $23,428,284.00
Disclosure

SEC source: 0001387131-23-011233 · avpt-form4_091523.xml · nonDerivative · entry 2

Sixth Street Partners Management Company, L.P. · CIK 0001812095 · Former 10% Owner

Waxman Alan · CIK 0001515132 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Avatar Investment Solutions 1, LLC

Disclosed balance after: 1,885,806

F2 · balance_after: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited.

F4 · balance_after: Includes 167,571 shares of Contingent Consideration.

F5 · ownership.nature: These shares are owned directly by Avatar Investment Solutions 1, LLC. Avatar Investment Solutions 1, LLC's managing member is TCS Finance 1, LLC, the manager of which is Sixth Street Growth GenPar, L.P. Sixth Street Growth GenPar, L.P. is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman.

F8 · ownership.nature: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 12:57 UTC
Waxman AlanFormer 10% Owner
SaleCommon Stock 4,984,140 $6.00 $29,904,840.00
Disclosure

SEC source: 0001387131-23-011233 · avpt-form4_091523.xml · nonDerivative · entry 1

Sixth Street Partners Management Company, L.P. · CIK 0001812095 · Former 10% Owner

Waxman Alan · CIK 0001515132 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Avatar Investment Solutions (A), LLC

Disclosed balance after: 2,407,123

F1 · balance_after: Includes 213,895 shares of Common Stock that the Reporting Persons have the right to receive if the trading price of the Common Stock reaches certain thresholds (the "Contingent Consideration").

F2 · balance_after: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited.

F3 · ownership.nature: These shares are owned directly by Avatar Investment Solutions (A), LLC. Avatar Investment Solutions (A), LLC's managing member is TCS Finance (A), LLC, the managing member of which is Sixth Street Growth GenPar, L.P. (formerly known as TSSP Capital Solutions GenPar, L.P.), a Delaware limited partnership. Sixth Street Growth GenPar, L.P. is ultimately indirectly controlled by Sixth Street Partners Management Company, L.P., a Delaware limited partnership ("Management Company"). Management Company is managed by its general partner, whose managing member is Alan Waxman.

F8 · ownership.nature: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 18:53 UTC
Brown Brian MichaelDirector · Chief Legal Officer
Tax withholdingCommon Stock 7,311 $6.85 $50,080.35
Disclosure

SEC source: 0001437749-23-025150 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,466,493

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 19:03 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 7,654 $6.85 $52,429.90
Disclosure

SEC source: 0001437749-23-025159 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477,271

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 19:02 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 9,949 $6.85 $68,150.65
Disclosure

SEC source: 0001437749-23-025156 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 510,805

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:46 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 2,552 $5.76 $14,699.52
Disclosure

SEC source: 0001437749-23-019378 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 541,228

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:57 UTC
Brown Brian MichaelDirector · Chief Legal Officer
Tax withholdingCommon Stock 1,547 $6.01 $9,297.47
Disclosure

SEC source: 0001437749-23-018288 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,473,804

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:55 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 4,706 $6.01 $28,283.06
Disclosure

SEC source: 0001437749-23-018286 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,925

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:56 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 6,133 $6.01 $36,859.33
Disclosure

SEC source: 0001437749-23-018287 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,754

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:53 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 2,824 $6.01 $16,972.24
Disclosure

SEC source: 0001437749-23-018285 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 543,780

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:57 UTC
Waxman Alan10% owner
SaleCommon Stock 2,100,000 $6.16 $12,936,000.00
Disclosure

SEC source: 0001387131-23-007596 · avpt-form4_061323.xml · nonDerivative · entry 3

Sixth Street Partners Management Company, L.P. · CIK 0001812095 · 10% owner

Waxman Alan · CIK 0001515132 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Avatar Investment Opportunities, LLC

Disclosed balance after: 11,534,058

F2 · balance_after: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited.

F6 · balance_after: Includes 333,783 shares of Contingent Consideration, which were inadvertently reported as 332,552 shares in the Form 3 filed by the Reporting Persons on July 12, 2021.

F7 · ownership.nature: These shares are owned directly by Avatar Investment Opportunities, LLC. Avatar Investment Opportunities, LLC's managing member is Redwood IV Finance 1, LLC, the managing member of which is Sixth Street Opportunities GenPar IV, L.P. (formerly known as TSSP Opportunities GenPar IV, L.P.). Sixth Street Opportunities GenPar IV, L.P. is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman.

F8 · ownership.nature: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:57 UTC
Waxman Alan10% owner
SaleCommon Stock 1,054,277 $6.16 $6,494,346.32
Disclosure

SEC source: 0001387131-23-007596 · avpt-form4_061323.xml · nonDerivative · entry 2

Sixth Street Partners Management Company, L.P. · CIK 0001812095 · 10% owner

Waxman Alan · CIK 0001515132 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Avatar Investment Solutions 1, LLC

Disclosed balance after: 5,790,520

F2 · balance_after: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited.

F4 · balance_after: Includes 167,571 shares of Contingent Consideration, which were inadvertently reported as 166,953 shares in the Form 3 filed by the Reporting Persons on July 12, 2021.

F5 · ownership.nature: These shares are owned directly by Avatar Investment Solutions 1, LLC. Avatar Investment Solutions 1, LLC's managing member is TCS Finance 1, LLC, the manager of which is Sixth Street Growth GenPar, L.P. Sixth Street Growth GenPar, L.P. is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman.

F8 · ownership.nature: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:57 UTC
Waxman Alan10% owner
SaleCommon Stock 1,345,723 $6.16 $8,289,653.68
Disclosure

SEC source: 0001387131-23-007596 · avpt-form4_061323.xml · nonDerivative · entry 1

Sixth Street Partners Management Company, L.P. · CIK 0001812095 · 10% owner

Waxman Alan · CIK 0001515132 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Avatar Investment Solutions (A), LLC

Disclosed balance after: 7,391,263

F1 · balance_after: Includes 213,895 shares of Common Stock that the Reporting Persons have the right to receive if the trading price of the Common Stock reaches certain thresholds (the "Contingent Consideration"), which were inadvertently reported as 213,106 shares in the Form 3 filed by the Reporting Persons on July 12, 2021.

F2 · balance_after: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited.

F3 · ownership.nature: These shares are owned directly by Avatar Investment Solutions (A), LLC. Avatar Investment Solutions (A), LLC's managing member is TCS Finance (A), LLC, the managing member of which is Sixth Street Growth GenPar, L.P. (formerly known as TSSP Capital Solutions GenPar, L.P.), a Delaware limited partnership. Sixth Street Growth GenPar, L.P. is ultimately indirectly controlled by Sixth Street Partners Management Company, L.P., a Delaware limited partnership ("Management Company"). Management Company is managed by its general partner, whose managing member is Alan Waxman.

F8 · ownership.nature: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 17:33 UTC
Brown Brian MichaelDirector · Chief Legal Officer
Tax withholdingCommon Stock 7,311 $6.57 $48,033.27
Disclosure

SEC source: 0001437749-23-016594 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,475,351

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 17:34 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 7,654 $6.57 $50,286.78
Disclosure

SEC source: 0001437749-23-016596 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 489,631

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 17:35 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 9,963 $6.57 $65,456.91
Disclosure

SEC source: 0001437749-23-016598 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 526,887

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
June 01, 2023 Filed Jul 17, 2023 16:01 UTC
Teper JeffDirector
GrantCommon Stock 26,636 $6.57 $174,998.52
Disclosure

SEC source: 0001437749-23-020033 · rdgdoc.xml · nonDerivative · entry 1

Teper Jeff · CIK 0001865698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,466

F1 · security: This security represents Issuer's restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 100% of the RSUs will vest on June 1, 2024.

Read SEC document
June 01, 2023 Filed Jul 17, 2023 16:01 UTC GrantCommon Stock 26,636 $6.57 $174,998.52
Disclosure

SEC source: 0001437749-23-020034 · rdgdoc.xml · nonDerivative · entry 1

Ho John Chi On · CIK 0001865775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,466

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 100% of the RSUs will vest on June 1, 2024.

Read SEC document
June 01, 2023 Filed Jul 17, 2023 15:59 UTC
Epstein JeffDirector
GrantCommon Stock 26,636 $6.57 $174,998.52
Disclosure

SEC source: 0001437749-23-020032 · rdgdoc.xml · nonDerivative · entry 1

Epstein Jeff · CIK 0001228718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,121,058

F1 · security: This security represents common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 100% of the RSUs will vest on June 1, 2024.

Read SEC document
June 01, 2023 Filed Jul 17, 2023 15:57 UTC GrantCommon Stock 26,636 $6.57 $174,998.52
Disclosure

SEC source: 0001437749-23-020030 · rdgdoc.xml · nonDerivative · entry 1

SCHIJNS JANET · CIK 0001732198 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,868

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 100% of the RSUs will vest on June 1, 2024.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 18:06 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 2,552 $4.12 $10,514.24
Disclosure

SEC source: 0001437749-23-009042 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 546,604

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 13:50 UTC
Brown Brian MichaelDirector · Chief Legal Officer
Tax withholdingCommon Stock 6,185 $4.15 $25,667.75
Disclosure

SEC source: 0001437749-23-007589 · rdgdoc.xml · nonDerivative · entry 2

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,482,662

F4 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 14:06 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 18,822 $4.15 $78,111.30
Disclosure

SEC source: 0001437749-23-007594 · rdgdoc.xml · nonDerivative · entry 2

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 497,285

F4 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.

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March 21, 2023 Filed Mar 23, 2023 14:05 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 24,467 $4.15 $101,538.05
Disclosure

SEC source: 0001437749-23-007593 · rdgdoc.xml · nonDerivative · entry 2

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 536,850

F4 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock

F5 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.

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March 21, 2023 Filed Mar 23, 2023 14:04 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 11,294 $4.15 $46,870.10
Disclosure

SEC source: 0001437749-23-007592 · rdgdoc.xml · nonDerivative · entry 2

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 549,197

F4 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.

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March 13, 2023 Filed Mar 23, 2023 13:50 UTC
Brown Brian MichaelDirector · Chief Legal Officer
GrantStock Option (Right to Buy) · Derivative 100,480 $4.22 Strike: $4.22 $424,025.60
Disclosure

SEC source: 0001437749-23-007589 · rdgdoc.xml · derivative · entry 3

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,480

Underlying: Common Stock · 100,480 shares

Expires 2033-03-13

F6 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan.

F7 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 13, 2024; the remaining options vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

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March 13, 2023 Filed Mar 23, 2023 13:50 UTC
Brown Brian MichaelDirector · Chief Legal Officer
GrantCommon Stock 177,725 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007589 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,488,847

F1 · security: This security represents RSUs granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 25% of the RSUs will vest on March 13, 2024; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.

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March 13, 2023 Filed Mar 23, 2023 14:06 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
GrantStock Option (Right to Buy) · Derivative 200,959 $4.22 Strike: $4.22 $848,046.98
Disclosure

SEC source: 0001437749-23-007594 · rdgdoc.xml · derivative · entry 3

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,959

Underlying: Common Stock · 200,959 shares

Expires 2033-03-13

F6 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan.

F7 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 13, 2024; the remaining options vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

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March 13, 2023 Filed Mar 23, 2023 14:06 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 118,483 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007594 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 516,483

F1 · security: This security represents RSUs granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 25% of the RSUs will vest on March 13, 2024; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.

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March 13, 2023 Filed Mar 23, 2023 14:05 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
GrantStock Option (Right to Buy) · Derivative 200,959 $4.22 Strike: $4.22 $848,046.98
Disclosure

SEC source: 0001437749-23-007593 · rdgdoc.xml · derivative · entry 3

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,959

Underlying: Common Stock · 200,959 shares

Expires 2033-03-13

F6 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan.

F7 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 13, 2024; the remaining options vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

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March 13, 2023 Filed Mar 23, 2023 14:05 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
GrantCommon Stock 118,483 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007593 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 561,317

F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 25% of the RSUs will vest on March 13, 2024; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.