Last 12 months
Inside the activity.
0 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 21, 2023 Filed Dec 22, 2023 21:50 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 4,706 | $8.36 | $39,342.16 |
DisclosureSEC source: 0001437749-23-035260 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 460,205 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:35 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
Tax withholdingCommon Stock | 6,117 | $8.36 | $51,138.12 |
DisclosureSEC source: 0001437749-23-035257 · rdgdoc.xml · nonDerivative · entry 1 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 488,622 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:33 UTC |
Caci JamesChief Financial Officer
|
Tax withholdingCommon Stock | 2,824 | $8.36 | $23,608.64 |
DisclosureSEC source: 0001437749-23-035255 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 533,028 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 21:50 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
SaleCommon Stock | 15,000 | $8.47 | $127,050.00 |
DisclosureSEC source: 0001437749-23-034769 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,347,635 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 21:59 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
SaleCommon Stock | 20,000 | $8.12 | $162,400.00 |
DisclosureSEC source: 0001437749-23-033518 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,362,635 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 21:59 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
Tax withholdingCommon Stock | 7,311 | $8.32 | $60,827.52 |
DisclosureSEC source: 0001437749-23-033518 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,382,635 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 22:01 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 7,654 | $8.32 | $63,681.28 |
DisclosureSEC source: 0001437749-23-033520 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 464,911 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 21:59 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
Tax withholdingCommon Stock | 9,949 | $8.32 | $82,775.68 |
DisclosureSEC source: 0001437749-23-033519 · rdgdoc.xml · nonDerivative · entry 1 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 494,739 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 21:41 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
SaleCommon Stock | 15,000 | $8.30 | $124,500.00 |
DisclosureSEC source: 0001437749-23-032783 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,389,946 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 16:36 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
SaleCommon Stock | 20,000 | $7.34 | $146,800.00 |
DisclosureSEC source: 0001437749-23-030165 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,404,946 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| October 09, 2023 Filed Oct 13, 2023 00:40 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
SaleCommon Stock | 4,044 | $7.00 | $28,308.00 |
DisclosureSEC source: 0001437749-23-028172 · rdgdoc.xml · nonDerivative · entry 3 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,424,946 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| October 06, 2023 Filed Oct 13, 2023 00:40 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
SaleCommon Stock | 31,487 | $7.02 | $221,038.74 |
DisclosureSEC source: 0001437749-23-028172 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,428,990 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| October 05, 2023 Filed Oct 13, 2023 00:40 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
SaleCommon Stock | 4,469 | $7.00 | $31,283.00 |
DisclosureSEC source: 0001437749-23-028172 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,460,477 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 14:37 UTC |
Caci JamesChief Financial Officer
|
Tax withholdingCommon Stock | 2,552 | $6.31 | $16,103.12 |
DisclosureSEC source: 0001437749-23-027450 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 535,852 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 19:01 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
Tax withholdingCommon Stock | 1,547 | $6.60 | $10,210.20 |
DisclosureSEC source: 0001437749-23-026678 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,464,946 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 18:59 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 4,706 | $6.60 | $31,059.60 |
DisclosureSEC source: 0001437749-23-026674 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 472,565 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 19:00 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
Tax withholdingCommon Stock | 6,117 | $6.60 | $40,372.20 |
DisclosureSEC source: 0001437749-23-026676 · rdgdoc.xml · nonDerivative · entry 1 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 504,688 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 18:57 UTC |
Caci JamesChief Financial Officer
|
Tax withholdingCommon Stock | 2,824 | $6.60 | $18,638.40 |
DisclosureSEC source: 0001437749-23-026672 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 538,404 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 12:57 UTC |
Sixth Street Partners Management Company, L.P.Former 10% Owner
Waxman AlanFormer 10% Owner
|
SaleCommon Stock | 7,777,746 | $6.00 | $46,666,476.00 |
DisclosureSEC source: 0001387131-23-011233 · avpt-form4_091523.xml · nonDerivative · entry 3 Sixth Street Partners Management Company, L.P. · CIK 0001812095 · Former 10% Owner Waxman Alan · CIK 0001515132 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Avatar Investment Opportunities, LLC Disclosed balance after: 3,756,312 F2 · balance_after: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited. F6 · balance_after: Includes 333,783 shares of Contingent Consideration. F7 · ownership.nature: These shares are owned directly by Avatar Investment Opportunities, LLC. Avatar Investment Opportunities, LLC's managing member is Redwood IV Finance 1, LLC, the managing member of which is Sixth Street Opportunities GenPar IV, L.P. (formerly known as TSSP Opportunities GenPar IV, L.P.). Sixth Street Opportunities GenPar IV, L.P. is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman. F8 · ownership.nature: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 12:57 UTC |
Sixth Street Partners Management Company, L.P.Former 10% Owner
Waxman AlanFormer 10% Owner
|
SaleCommon Stock | 3,904,714 | $6.00 | $23,428,284.00 |
DisclosureSEC source: 0001387131-23-011233 · avpt-form4_091523.xml · nonDerivative · entry 2 Sixth Street Partners Management Company, L.P. · CIK 0001812095 · Former 10% Owner Waxman Alan · CIK 0001515132 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Avatar Investment Solutions 1, LLC Disclosed balance after: 1,885,806 F2 · balance_after: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited. F4 · balance_after: Includes 167,571 shares of Contingent Consideration. F5 · ownership.nature: These shares are owned directly by Avatar Investment Solutions 1, LLC. Avatar Investment Solutions 1, LLC's managing member is TCS Finance 1, LLC, the manager of which is Sixth Street Growth GenPar, L.P. Sixth Street Growth GenPar, L.P. is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman. F8 · ownership.nature: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 12:57 UTC |
Sixth Street Partners Management Company, L.P.Former 10% Owner
Waxman AlanFormer 10% Owner
|
SaleCommon Stock | 4,984,140 | $6.00 | $29,904,840.00 |
DisclosureSEC source: 0001387131-23-011233 · avpt-form4_091523.xml · nonDerivative · entry 1 Sixth Street Partners Management Company, L.P. · CIK 0001812095 · Former 10% Owner Waxman Alan · CIK 0001515132 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Avatar Investment Solutions (A), LLC Disclosed balance after: 2,407,123 F1 · balance_after: Includes 213,895 shares of Common Stock that the Reporting Persons have the right to receive if the trading price of the Common Stock reaches certain thresholds (the "Contingent Consideration"). F2 · balance_after: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited. F3 · ownership.nature: These shares are owned directly by Avatar Investment Solutions (A), LLC. Avatar Investment Solutions (A), LLC's managing member is TCS Finance (A), LLC, the managing member of which is Sixth Street Growth GenPar, L.P. (formerly known as TSSP Capital Solutions GenPar, L.P.), a Delaware limited partnership. Sixth Street Growth GenPar, L.P. is ultimately indirectly controlled by Sixth Street Partners Management Company, L.P., a Delaware limited partnership ("Management Company"). Management Company is managed by its general partner, whose managing member is Alan Waxman. F8 · ownership.nature: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 18:53 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
Tax withholdingCommon Stock | 7,311 | $6.85 | $50,080.35 |
DisclosureSEC source: 0001437749-23-025150 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,466,493 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 19:03 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 7,654 | $6.85 | $52,429.90 |
DisclosureSEC source: 0001437749-23-025159 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 477,271 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 19:02 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
Tax withholdingCommon Stock | 9,949 | $6.85 | $68,150.65 |
DisclosureSEC source: 0001437749-23-025156 · rdgdoc.xml · nonDerivative · entry 1 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 510,805 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 20:46 UTC |
Caci JamesChief Financial Officer
|
Tax withholdingCommon Stock | 2,552 | $5.76 | $14,699.52 |
DisclosureSEC source: 0001437749-23-019378 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 541,228 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 20:57 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
Tax withholdingCommon Stock | 1,547 | $6.01 | $9,297.47 |
DisclosureSEC source: 0001437749-23-018288 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,473,804 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 20:55 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 4,706 | $6.01 | $28,283.06 |
DisclosureSEC source: 0001437749-23-018286 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 484,925 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 20:56 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
Tax withholdingCommon Stock | 6,133 | $6.01 | $36,859.33 |
DisclosureSEC source: 0001437749-23-018287 · rdgdoc.xml · nonDerivative · entry 1 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 520,754 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 20:53 UTC |
Caci JamesChief Financial Officer
|
Tax withholdingCommon Stock | 2,824 | $6.01 | $16,972.24 |
DisclosureSEC source: 0001437749-23-018285 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 543,780 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:57 UTC |
Waxman Alan10% owner
|
SaleCommon Stock | 2,100,000 | $6.16 | $12,936,000.00 |
DisclosureSEC source: 0001387131-23-007596 · avpt-form4_061323.xml · nonDerivative · entry 3 Sixth Street Partners Management Company, L.P. · CIK 0001812095 · 10% owner Waxman Alan · CIK 0001515132 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Avatar Investment Opportunities, LLC Disclosed balance after: 11,534,058 F2 · balance_after: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited. F6 · balance_after: Includes 333,783 shares of Contingent Consideration, which were inadvertently reported as 332,552 shares in the Form 3 filed by the Reporting Persons on July 12, 2021. F7 · ownership.nature: These shares are owned directly by Avatar Investment Opportunities, LLC. Avatar Investment Opportunities, LLC's managing member is Redwood IV Finance 1, LLC, the managing member of which is Sixth Street Opportunities GenPar IV, L.P. (formerly known as TSSP Opportunities GenPar IV, L.P.). Sixth Street Opportunities GenPar IV, L.P. is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman. F8 · ownership.nature: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:57 UTC |
Waxman Alan10% owner
|
SaleCommon Stock | 1,054,277 | $6.16 | $6,494,346.32 |
DisclosureSEC source: 0001387131-23-007596 · avpt-form4_061323.xml · nonDerivative · entry 2 Sixth Street Partners Management Company, L.P. · CIK 0001812095 · 10% owner Waxman Alan · CIK 0001515132 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Avatar Investment Solutions 1, LLC Disclosed balance after: 5,790,520 F2 · balance_after: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited. F4 · balance_after: Includes 167,571 shares of Contingent Consideration, which were inadvertently reported as 166,953 shares in the Form 3 filed by the Reporting Persons on July 12, 2021. F5 · ownership.nature: These shares are owned directly by Avatar Investment Solutions 1, LLC. Avatar Investment Solutions 1, LLC's managing member is TCS Finance 1, LLC, the manager of which is Sixth Street Growth GenPar, L.P. Sixth Street Growth GenPar, L.P. is ultimately indirectly controlled by Management Company. Management Company is managed by its general partner, whose managing member is Alan Waxman. F8 · ownership.nature: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:57 UTC |
Waxman Alan10% owner
|
SaleCommon Stock | 1,345,723 | $6.16 | $8,289,653.68 |
DisclosureSEC source: 0001387131-23-007596 · avpt-form4_061323.xml · nonDerivative · entry 1 Sixth Street Partners Management Company, L.P. · CIK 0001812095 · 10% owner Waxman Alan · CIK 0001515132 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Avatar Investment Solutions (A), LLC Disclosed balance after: 7,391,263 F1 · balance_after: Includes 213,895 shares of Common Stock that the Reporting Persons have the right to receive if the trading price of the Common Stock reaches certain thresholds (the "Contingent Consideration"), which were inadvertently reported as 213,106 shares in the Form 3 filed by the Reporting Persons on July 12, 2021. F2 · balance_after: The Contingent Consideration vests in equal thirds if the trading price of Common Stock is greater than or equal to $12.50, $15.00 and $17.50, respectively, for any 20 trading days within any 30-trading day period (the "Milestones"). If the Milestones are not met by the seventh anniversary of the closing of the issuer's initial public offering, then the unvested Contingent Consideration will be forfeited. F3 · ownership.nature: These shares are owned directly by Avatar Investment Solutions (A), LLC. Avatar Investment Solutions (A), LLC's managing member is TCS Finance (A), LLC, the managing member of which is Sixth Street Growth GenPar, L.P. (formerly known as TSSP Capital Solutions GenPar, L.P.), a Delaware limited partnership. Sixth Street Growth GenPar, L.P. is ultimately indirectly controlled by Sixth Street Partners Management Company, L.P., a Delaware limited partnership ("Management Company"). Management Company is managed by its general partner, whose managing member is Alan Waxman. F8 · ownership.nature: Each of Management Company and Alan Waxman disclaim beneficial ownership over the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 17:33 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
Tax withholdingCommon Stock | 7,311 | $6.57 | $48,033.27 |
DisclosureSEC source: 0001437749-23-016594 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,475,351 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 17:34 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 7,654 | $6.57 | $50,286.78 |
DisclosureSEC source: 0001437749-23-016596 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 489,631 F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 17:35 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
Tax withholdingCommon Stock | 9,963 | $6.57 | $65,456.91 |
DisclosureSEC source: 0001437749-23-016598 · rdgdoc.xml · nonDerivative · entry 1 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 526,887 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. Read SEC document |
| June 01, 2023 Filed Jul 17, 2023 16:01 UTC |
Teper JeffDirector
|
GrantCommon Stock | 26,636 | $6.57 | $174,998.52 |
DisclosureSEC source: 0001437749-23-020033 · rdgdoc.xml · nonDerivative · entry 1 Teper Jeff · CIK 0001865698 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,466 F1 · security: This security represents Issuer's restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 100% of the RSUs will vest on June 1, 2024. Read SEC document |
| June 01, 2023 Filed Jul 17, 2023 16:01 UTC |
Ho John Chi OnDirector
|
GrantCommon Stock | 26,636 | $6.57 | $174,998.52 |
DisclosureSEC source: 0001437749-23-020034 · rdgdoc.xml · nonDerivative · entry 1 Ho John Chi On · CIK 0001865775 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,466 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 100% of the RSUs will vest on June 1, 2024. Read SEC document |
| June 01, 2023 Filed Jul 17, 2023 15:59 UTC |
Epstein JeffDirector
|
GrantCommon Stock | 26,636 | $6.57 | $174,998.52 |
DisclosureSEC source: 0001437749-23-020032 · rdgdoc.xml · nonDerivative · entry 1 Epstein Jeff · CIK 0001228718 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,121,058 F1 · security: This security represents common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 100% of the RSUs will vest on June 1, 2024. Read SEC document |
| June 01, 2023 Filed Jul 17, 2023 15:57 UTC |
SCHIJNS JANETDirector
|
GrantCommon Stock | 26,636 | $6.57 | $174,998.52 |
DisclosureSEC source: 0001437749-23-020030 · rdgdoc.xml · nonDerivative · entry 1 SCHIJNS JANET · CIK 0001732198 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,868 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 100% of the RSUs will vest on June 1, 2024. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 18:06 UTC |
Caci JamesChief Financial Officer
|
Tax withholdingCommon Stock | 2,552 | $4.12 | $10,514.24 |
DisclosureSEC source: 0001437749-23-009042 · rdgdoc.xml · nonDerivative · entry 1 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 546,604 F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 13:50 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
Tax withholdingCommon Stock | 6,185 | $4.15 | $25,667.75 |
DisclosureSEC source: 0001437749-23-007589 · rdgdoc.xml · nonDerivative · entry 2 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,482,662 F4 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 14:06 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
Tax withholdingCommon Stock | 18,822 | $4.15 | $78,111.30 |
DisclosureSEC source: 0001437749-23-007594 · rdgdoc.xml · nonDerivative · entry 2 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 497,285 F4 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 14:05 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
Tax withholdingCommon Stock | 24,467 | $4.15 | $101,538.05 |
DisclosureSEC source: 0001437749-23-007593 · rdgdoc.xml · nonDerivative · entry 2 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 536,850 F4 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock F5 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 14:04 UTC |
Caci JamesChief Financial Officer
|
Tax withholdingCommon Stock | 11,294 | $4.15 | $46,870.10 |
DisclosureSEC source: 0001437749-23-007592 · rdgdoc.xml · nonDerivative · entry 2 Caci James · CIK 0001367794 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 549,197 F4 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| March 13, 2023 Filed Mar 23, 2023 13:50 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
GrantStock Option (Right to Buy) · Derivative | 100,480 | $4.22 Strike: $4.22 | $424,025.60 |
DisclosureSEC source: 0001437749-23-007589 · rdgdoc.xml · derivative · entry 3 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,480 Underlying: Common Stock · 100,480 shares Expires 2033-03-13 F6 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. F7 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 13, 2024; the remaining options vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| March 13, 2023 Filed Mar 23, 2023 13:50 UTC |
Brown Brian MichaelDirector · Chief Legal Officer
|
GrantCommon Stock | 177,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-007589 · rdgdoc.xml · nonDerivative · entry 1 Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,488,847 F1 · security: This security represents RSUs granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on March 13, 2024; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| March 13, 2023 Filed Mar 23, 2023 14:06 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 200,959 | $4.22 Strike: $4.22 | $848,046.98 |
DisclosureSEC source: 0001437749-23-007594 · rdgdoc.xml · derivative · entry 3 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,959 Underlying: Common Stock · 200,959 shares Expires 2033-03-13 F6 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. F7 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 13, 2024; the remaining options vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| March 13, 2023 Filed Mar 23, 2023 14:06 UTC |
Jiang TianyiDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 118,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-007594 · rdgdoc.xml · nonDerivative · entry 1 Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 516,483 F1 · security: This security represents RSUs granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on March 13, 2024; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
| March 13, 2023 Filed Mar 23, 2023 14:05 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 200,959 | $4.22 Strike: $4.22 | $848,046.98 |
DisclosureSEC source: 0001437749-23-007593 · rdgdoc.xml · derivative · entry 3 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,959 Underlying: Common Stock · 200,959 shares Expires 2033-03-13 F6 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. F7 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 13, 2024; the remaining options vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. Read SEC document |
| March 13, 2023 Filed Mar 23, 2023 14:05 UTC |
Gong XunkaiDirector · Executive Chairman · 10% owner
|
GrantCommon Stock | 118,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-007593 · rdgdoc.xml · nonDerivative · entry 1 Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 561,317 F1 · security: This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · shares: 25% of the RSUs will vest on March 13, 2024; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021 and March 22, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.